-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2SdGJVDGrVicRrXsWF/WQi1J+RI6lG+wOgVZB2uk3QhS5I9DAZMK5iej+bXczIN LTnsPyza9p5o3GbefD0XZQ== 0001181431-07-044148.txt : 20070703 0001181431-07-044148.hdr.sgml : 20070703 20070703172843 ACCESSION NUMBER: 0001181431-07-044148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O HANLEY RONALD P CENTRAL INDEX KEY: 0001180495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 07962279 BUSINESS ADDRESS: STREET 1: DREYFUS CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226000 4 1 rrd164596.xml BKFORM4 RO'HANLEY 070107 X0202 4 2007-07-01 0 0001390777 Bank of New York Mellon CORP BK 0001180495 O HANLEY RONALD P MELLON FINANCIAL CENTER SUITE 0151 BOSTON MA 02108 0 1 0 0 Vice Chairman Common Stock 2007-07-01 4 A 0 272942.73 A 272942.73 D Common Stock 2007-07-01 4 A 0 1761.60 A 1761.60 I 401(k) Plan Common Stock 2007-07-01 4 A 0 223.00 A 223.00 I By Son EMP OPT (Right to Buy) Type I 3/99 33.75 2007-07-01 4 A 0 14600.00 A 2000-03-02 2009-03-01 Common Stock 14600.00 14600.00 D EMP OPT (Right to Buy) Type I 6/01 43.99 2007-07-01 4 A 0 20000.00 A 2002-06-18 2011-06-19 Common Stock 20000.00 20000.00 D EMP OPT-Right to Buy-Type I 1/02 38.70 2007-07-01 4 A 0 15839.00 A 2003-01-18 2012-01-17 Common Stock 15839.00 15839.00 D EMP OPT-Right to Buy-Type I 1/04 33.47 2007-07-01 4 A 0 25940.00 A 2005-01-23 2014-01-22 Common Stock 25940.00 25940.00 D EMP OPT-Right to Buy-Type I 1/05 29.21 2007-07-01 4 A 0 24433.00 A 2006-01-24 2015-01-23 Common Stock 24433.00 24433.00 D EMP OPT-Right to Buy-Type I 01/06 35.02 2007-07-01 4 A 0 23788.00 A 2007-01-23 2016-01-22 Common Stock 23788.00 23788.00 D EMP OPT-RTB-Type NQ 04/06 37.43 2007-07-01 4 A 0 72050.00 A 2009-04-21 2016-04-20 Common Stock 72050.00 72050.00 D EMP OPT-Right to Buy-Type R 05/06 36.56 2007-07-01 4 A 0 19871.00 A 2009-05-19 2013-01-23 Common Stock 19871.00 19871.00 D EMP OPT (Right to Buy) Type NQ 02/20/07 45.97 2007-07-01 4 A 0 387489.00 A 2008-02-20 2017-02-19 Common Stock 387489.00 387489.00 D EMP OPT 02/07 Type NQS 45.97 2007-07-01 4 A 0 8006.00 A 2017-02-19 Common Stock 8006.00 8006.00 D Acquired in exchange for an equal number of shares of Mellon Financial Corporation ("MFC") common stock pursuant to the merger of MFC into The Bank of New York Mellon Corporation (the "Merger"). Holdings reported as of 06/30/2007. I disclaim beneficial ownership of these shares. The options, which provide for vesting in three equal annual installments beginning on the date shown, were acquired in the Merger in exchange for an equal number of MFC options. The options, which provide for a three-year vesting period, were acquired in the Merger in exchange for an equal number of options of MFC. The options, which provide for vesting in five equal annual installments beginning on the date shown, were acquired in the Merger in exchange for an equal number of MFC options. The options, which provide for vesting on the third anniversary of the consummation of the Merger, were acquired in the Merger in exchange for an equal number of MFC options. /s/ Arlie R. Nogay, Attorney-in-Fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----