-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QOzt4wgzMv0XCqBt7Vp4W98D1ySxqF3EMsel/1uBlDkDJ6YDo1TJB6bxxIgEfk6e MPCR8sgr5IPxJVnceoo00g== 0001181431-07-044146.txt : 20070703 0001181431-07-044146.hdr.sgml : 20070703 20070703172815 ACCESSION NUMBER: 0001181431-07-044146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMERE DAVID F CENTRAL INDEX KEY: 0001180525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 07962274 BUSINESS ADDRESS: STREET 1: DREYFUS CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226000 4 1 rrd164595.xml BKFORM4 DLAMERE 070107 X0202 4 2007-07-01 0 0001390777 Bank of New York Mellon CORP BK 0001180525 LAMERE DAVID F MELLON FINANCIAL CENTER SUITE 0158 BOSTON MA 02108 0 1 0 0 Vice Chairman Common Stock 2007-07-01 4 A 0 80346.02 A 80346.02 D Common Stock 2007-07-01 4 A 0 3440.73 A 3440.73 I 401(k) Plan Common Stock 2007-07-01 4 A 0 111326.00 A 111326.00 I By Wife EMP OPT-Right to Buy-10/98 29.3125 2007-07-01 4 A 0 17000.00 A 1999-10-23 2008-10-22 Common Stock 17000.00 17000.00 D EMP OPT-Right to Buy-Type II 10/98 29.3125 2007-07-01 4 A 0 4250.00 A 1999-10-23 2008-10-22 Common Stock 4250.00 4250.00 D EMP OPT (Right to Buy) Type I 9/01 32.32 2007-07-01 4 A 0 20000.00 A 2002-09-17 2011-09-16 Common Stock 20000.00 20000.00 D EMP OPT-Right to Buy -Type I 1/02 38.70 2007-07-01 4 A 0 15839.00 A 2003-01-18 2012-01-17 Common Stock 15839.00 15839.00 D EMP OPT-Right to Buy -Type NQ 1/03 23.19 2007-07-01 4 A 0 170.00 A 2004-01-24 2013-01-23 Common Stock 170.00 170.00 D EMP OPT-Right to Buy-Type I 1/04 33.47 2007-07-01 4 A 0 11791.00 A 2005-01-23 2014-01-22 Common Stock 11791.00 11791.00 D EMP OPT-Right to Buy-Type I 1/05 29.21 2007-07-01 4 A 0 18658.00 A 2006-01-24 2015-01-23 Common Stock 18658.00 18658.00 D EMP OPT (Right to Buy) Type R 08/05 30.68 2007-07-01 4 A 0 5861.00 A 2008-08-24 2013-01-23 Common Stock 5861.00 5861.00 D EMP OPT-RTB-Type NQ 01/06 35.02 2007-07-01 4 A 0 66798.00 A 2007-01-23 2016-01-22 Common Stock 66798.00 66798.00 D EMP OPT-RTB-Type NQ 03/06 35.88 2007-07-01 4 A 0 124379.00 A 2009-03-13 2016-03-12 Common Stock 124379.00 124379.00 D EMP OPT-Right to Buy-Type R 08/06 37.29 2007-07-01 4 A 0 2741.00 A 2009-08-18 2013-01-23 Common Stock 2741.00 2741.00 D EMP OPT (Right to Buy) Type NQ 02/20/07 45.97 2007-07-01 4 A 0 101084.00 A 2008-02-20 2017-02-19 Common Stock 101084.00 101084.00 D EMP OPT 02/07 Type NQS 45.97 2007-07-01 4 A 0 15041.00 A 2010-07-01 2017-02-19 Common Stock 15041.00 15041.00 D Acquired in exchange for an equal number of shares of Mellon Financial Corporation ("MFC") common stock pursuant to the merger of MFC into The Bank of New York Mellon Corporation (the "Merger"). Holdings reported as of 06/30/2007. I disclaim beneficial ownership of these shares. The options, which provide for vesting in three equal annual installments beginning on the date shown, were acquired in the Merger in exchange for an equal number of MFC options. The options, which provide for a three-year vesting period, were acquired in the Merger in exchange for an equal number of options of MFC. The options, which provide for vesting in five equal annual installments beginning on the date shown, were acquired in the Merger in exchange for an equal number of MFC options. The options, which provide for vesting on the third anniversary of the consummation of the Merger, were acquired in the Merger in exchange for an equal number of options of MFC. /s/ Arlie R. Nogay, Attorney-in-Fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----