The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 293 | 275 | SH | SOLE | None | 275 | 0 | 0 | |
ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 003260106 | 727 | 8,750 | SH | SOLE | None | 8,750 | 0 | 0 | |
PHYSCL PLATM SHS | COM | 00507V109 | 4,827 | 62,000 | SH | SOLE | None | 62,000 | 0 | 0 | |
ADTHEORENT HOLDING COMPANY | *W EXP 12/26/202 | 00739D117 | 9 | 20,104 | PRN | SOLE | None | 0 | 0 | 20,104 | |
ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 1,931 | 186,524 | SH | SOLE | None | 186,524 | 0 | 0 | |
AEQUI ACQUISITION CORP | *W EXP 11/30/202 | 00775W110 | 1 | 16,666 | PRN | SOLE | None | 0 | 0 | 16,666 | |
AEQUI ACQUISITION CORP | COM CL A | 00775W102 | 254 | 25,681 | SH | SOLE | None | 25,681 | 0 | 0 | |
AGNICO EAGLE MINES LTD | COM | 008474108 | 750 | 16,400 | SH | SOLE | None | 16,400 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | AKAMAI TECHNOLOGIES INC | 00971TAL5 | 2,982 | 3,000,000 | PRN | SOLE | None | 0 | 0 | 3,000,000 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,114 | 9,800 | SH | SOLE | None | 9,800 | 0 | 0 | |
ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 2 | 15,423 | PRN | SOLE | None | 0 | 0 | 15,423 | |
ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 | 444 | 45,307 | SH | SOLE | None | 45,307 | 0 | 0 | |
ATHLON ACQUISITION COR | COM CL A | 04748A106 | 125 | 12,750 | SH | SOLE | None | 12,750 | 0 | 0 | |
ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 | 1 | 11,166 | PRN | SOLE | None | 0 | 0 | 11,166 | |
BARRICK GOLD CORP | COM | 067901108 | 3,538 | 200,000 | SH | SOLE | None | 200,000 | 0 | 0 | |
BENTLEY SYS INC | NOTE 0.125% 1/1 | 08265TAB5 | 959 | 1,100,000 | PRN | SOLE | None | 0 | 0 | 1,100,000 | |
BERRY CROP | COM | 08579X101 | 236 | 31,000 | SH | SOLE | None | 31,000 | 0 | 0 | |
BIG SKY GROWTH PARTNERS INC | CLASS A COM | 08954L102 | 136 | 13,950 | SH | SOLE | None | 13,950 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 1,486 | 1,500,000 | PRN | SOLE | None | 0 | 0 | 1,500,000 | |
BUZZFEED INC | *W EXP 12/03/202 | 12430A110 | 3 | 20,706 | PRN | SOLE | None | 0 | 0 | 20,706 | |
CABLE ONE INC | NOTE 3/1 | 12685JAE5 | 1,491 | 1,800,000 | PRN | SOLE | None | 0 | 0 | 1,800,000 | |
CALIFORNIA RES CORP | COM STOCK | 13057Q305 | 723 | 18,785 | SH | SOLE | None | 18,785 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 809 | 38,500 | SH | SOLE | None | 38,500 | 0 | 0 | |
CEPTON INC | *W EXP 06/01/202 | 15673X119 | 1 | 10,000 | PRN | SOLE | None | 0 | 0 | 10,000 | |
CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 | 3 | 12,500 | PRN | SOLE | None | 0 | 0 | 12,500 | |
CHEGG INC | NOTE 0.125% 3/1 | 163092AD1 | 1,508 | 1,770,000 | PRN | SOLE | None | 0 | 0 | 1,770,000 | |
CHESAPEAKE ENERGY CORP | COM | 165167735 | 5,617 | 69,265 | SH | SOLE | None | 69,265 | 0 | 0 | |
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 1,110 | 1,325,000 | PRN | SOLE | None | 0 | 0 | 1,325,000 | |
CYBERARK SOFTWARE LTD | NOTE 1/1 | 23248VAB1 | 1,478 | 1,400,000 | PRN | SOLE | None | 0 | 0 | 1,400,000 | |
DA32 LIFE SCNCE TEC ACQSTN C | CLASS A COM | 23312M106 | 97 | 10,000 | SH | SOLE | None | 10,000 | 0 | 0 | |
DEXCOM INC | NOTE 0.250%11/1 | 252131AK3 | 827 | 900,000 | PRN | SOLE | None | 0 | 0 | 900,000 | |
DHB CAPITAL CORP | CL A COM | 23291W109 | 369 | 37,743 | SH | SOLE | None | 37,743 | 0 | 0 | |
DHB CAPITAL CORP | *W EXP 03/31/202 | 23291W117 | 2 | 12,741 | PRN | SOLE | None | 0 | 0 | 12,741 | |
DROPBOX INC | NOTE 3/0 | 26210CAC8 | 2,453 | 2,710,000 | PRN | SOLE | None | 0 | 0 | 2,710,000 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 7,151 | 100,000 | SH | SOLE | None | 100,000 | 0 | 0 | |
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 2,057 | 2,000,000 | PRN | SOLE | None | 0 | 0 | 2,000,000 | |
EXACT SCIENCES CORP | NOTE 0.375% 3/0 | 30063PAC9 | 1,242 | 1,800,000 | PRN | SOLE | None | 0 | 0 | 1,800,000 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 2,864 | 400,000 | SH | SOLE | None | 400,000 | 0 | 0 | |
FINTECH ACQUISITION CORP VI | CLASS A COM | 31811H106 | 195 | 19,800 | SH | SOLE | None | 19,800 | 0 | 0 | |
FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 | 1,997 | 2,180,000 | PRN | SOLE | None | 0 | 0 | 2,180,000 | |
FORTRESS VALUE ACQUISI CORP | *W EXP 03/18/202 | 34964K116 | 2 | 10,330 | PRN | SOLE | None | 0 | 0 | 10,330 | |
FORTRESS VALUE ACQUISI CORP | COM CL A | 34964K108 | 150 | 15,379 | SH | SOLE | None | 15,379 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 483 | 16,500 | SH | SOLE | None | 16,500 | 0 | 0 | |
GAMING & HOSPITALITY ACQU CO | *W EXP 02/04/202 | 364681114 | 1 | 10,001 | PRN | SOLE | None | 0 | 0 | 10,001 | |
GAMING & HOSPITALITY ACQU CO | COM CL A | 364681106 | 185 | 18,903 | SH | SOLE | None | 18,903 | 0 | 0 | |
GORES TECHNOLOGY PARTNERS II | CLASS A COM | 38287L107 | 391 | 39,981 | SH | SOLE | None | 39,981 | 0 | 0 | |
HAMILTON LANE ALLIANCE HLDGS | *W EXP 01/12/202 | 40749M111 | 2 | 17,864 | PRN | SOLE | None | 0 | 0 | 17,864 | |
HAMILTON LANE ALLIANCE HLDGS | COM CL A | 40749M103 | 514 | 52,366 | SH | SOLE | None | 52,366 | 0 | 0 | |
HUDSON EXECUTIVE INVES III | *W EXP 02/22/202 | 44376L115 | 1 | 10,000 | PRN | SOLE | None | 0 | 0 | 10,000 | |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 1,134 | 1,200,000 | PRN | SOLE | None | 0 | 0 | 1,200,000 | |
JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 472145AF8 | 1,623 | 1,380,000 | PRN | SOLE | None | 0 | 0 | 1,380,000 | |
JD.COM INC | SPON ADR CL A | 47215P106 | 1,606 | 25,000 | SH | SOLE | None | 25,000 | 0 | 0 | |
KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 | 124 | 12,772 | SH | SOLE | None | 12,772 | 0 | 0 | |
KHOSLA VENTURES ACQUISITION | CL A | 482504107 | 120 | 12,323 | SH | SOLE | None | 12,323 | 0 | 0 | |
KKR ACQUISITION HOLDING I CO | *W EXP 03/17/202 | 48253T117 | 5 | 15,000 | PRN | SOLE | None | 0 | 0 | 15,000 | |
KOSMOS ENERGY LTD | COM | 500688106 | 929 | 150,000 | SH | SOLE | None | 150,000 | 0 | 0 | |
LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 | 5 | 15,000 | PRN | SOLE | None | 0 | 0 | 15,000 | |
LANDCADIA HOLDINGS IV INC | CLASS A COM | 51477A104 | 330 | 33,667 | SH | SOLE | None | 33,667 | 0 | 0 | |
LERER HIPPEAU ACQUISITION CO | CL A | 526749106 | 258 | 26,373 | SH | SOLE | None | 26,373 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | NOTE 2.000% 2/1 | 538034AU3 | 1,052 | 1,000,000 | PRN | SOLE | None | 0 | 0 | 1,000,000 | |
LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 | 2 | 10,000 | PRN | SOLE | None | 0 | 0 | 10,000 | |
LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | 1,525 | 1,670,000 | PRN | SOLE | None | 0 | 0 | 1,670,000 | |
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 1,069 | 1,045,000 | PRN | SOLE | None | 0 | 0 | 1,045,000 | |
M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 | 2 | 13,503 | PRN | SOLE | None | 0 | 0 | 13,503 | |
M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 | 131 | 13,093 | SH | SOLE | None | 13,093 | 0 | 0 | |
M3 BRIGADE ACQUISITION II CO | COM CL A | 553800103 | 387 | 39,404 | SH | SOLE | None | 39,404 | 0 | 0 | |
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 57 | 47,170 | SH | SOLE | None | 47,170 | 0 | 0 | |
MASON INDUSTRIAL TECHNOLGY I | *W EXP 99/99/999 | 57520Y114 | 2 | 17,333 | PRN | SOLE | None | 0 | 0 | 17,333 | |
MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 | 370 | 37,844 | SH | SOLE | None | 37,844 | 0 | 0 | |
MISSION ADVANCEMENT CORP | *W EXP 03/05/202 | 60501L119 | 1 | 14,666 | PRN | SOLE | None | 0 | 0 | 14,666 | |
NRG ENERGY INC | DBCV 2.750% 6/0 | 629377CG5 | 2,054 | 1,900,000 | PRN | SOLE | None | 0 | 0 | 1,900,000 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 1,372 | 23,300 | SH | SOLE | None | 23,300 | 0 | 0 | |
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 673 | 800,000 | PRN | SOLE | None | 0 | 0 | 800,000 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 787 | 440 | SH | SOLE | None | 440 | 0 | 0 | |
PAN AMERN SILVER CORP | COM | 697900108 | 606 | 30,800 | SH | SOLE | None | 30,800 | 0 | 0 | |
PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 | 793 | 750,000 | PRN | SOLE | None | 0 | 0 | 750,000 | |
PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 | 1 | 15,931 | PRN | SOLE | None | 0 | 0 | 15,931 | |
PWP FORWARD ACQUISITION CORP | CLASS A COM | 74709Q101 | 433 | 44,391 | SH | SOLE | None | 44,391 | 0 | 0 | |
RADNET INC | COM | 750491102 | 2,392 | 138,419 | SH | SOLE | None | 138,419 | 0 | 0 | |
RINGCENTRAL INC | NOTE 3/0 | 76680RAF4 | 1,924 | 2,330,000 | PRN | SOLE | None | 0 | 0 | 2,330,000 | |
ROYAL CARIBBEAN GROUP | NOTE 4.250% 6/1 | 780153BB7 | 766 | 800,000 | PRN | SOLE | None | 0 | 0 | 800,000 | |
RXR ACQUISITION CORP | *W EXP 03/08/202 | 74981W115 | 2 | 11,000 | PRN | SOLE | None | 0 | 0 | 11,000 | |
SANDBRIDGE X2 CORP | *W EXP 03/11/202 | 799792114 | 1 | 14,348 | PRN | SOLE | None | 0 | 0 | 14,348 | |
SCHLUMBERGER LTD | COM STK | 806857108 | 6,079 | 170,000 | SH | SOLE | None | 170,000 | 0 | 0 | |
SCIENCE STRATEGIC ACQ ALPHA | *W EXP 01/20/202 | 808641112 | 1 | 15,098 | PRN | SOLE | None | 0 | 0 | 15,098 | |
SCIENCE STRATEGIC ACQ ALPHA | COM CL A | 808641104 | 396 | 40,341 | SH | SOLE | None | 40,341 | 0 | 0 | |
SCP & CO HEALTHCARE ACQUSTN | *W EXP 01/27/202 | 784065112 | 2 | 25,000 | PRN | SOLE | None | 0 | 0 | 25,000 | |
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 961 | 1,000,000 | PRN | SOLE | None | 0 | 0 | 1,000,000 | |
SOLAREDGE TECHNOLOGIES INC | NOTE 9/1 | 83417MAD6 | 952 | 790,000 | PRN | SOLE | None | 0 | 0 | 790,000 | |
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 947 | 800,000 | PRN | SOLE | None | 0 | 0 | 800,000 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,538 | 21,000 | SH | SOLE | None | 21,000 | 0 | 0 | |
SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 1,131 | 1,200,000 | PRN | SOLE | None | 0 | 0 | 1,200,000 | |
BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 | 651 | 690,000 | PRN | SOLE | None | 0 | 0 | 690,000 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 1,624 | 46,300 | SH | SOLE | None | 46,300 | 0 | 0 | |
SWITCH INC | CL A | 87105L104 | 4,389 | 131,000 | SH | SOLE | None | 131,000 | 0 | 0 | |
TASKUS INC | CLASS A COM | 87652V109 | 2,495 | 148,000 | SH | SOLE | None | 148,000 | 0 | 0 | |
TCW SPECIAL PURPOSE ACQU COR | *W EXP 99/99/999 | 87301L114 | 4 | 20,000 | PRN | SOLE | None | 0 | 0 | 20,000 | |
TECH AND ENERGY TRANSITION | *W EXP 03/31/202 | 87823R110 | 3 | 21,216 | PRN | SOLE | None | 0 | 0 | 21,216 | |
TECK RESOURCES LTD | CL B | 878742204 | 859 | 28,100 | SH | SOLE | None | 28,100 | 0 | 0 | |
THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 | 2 | 10,000 | PRN | SOLE | None | 0 | 0 | 10,000 | |
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 665 | 675,000 | PRN | SOLE | None | 0 | 0 | 675,000 | |
VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 | 9,917 | 42,634 | SH | SOLE | None | 42,634 | 0 | 0 | |
VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 | 843 | 750,000 | PRN | SOLE | None | 0 | 0 | 750,000 | |
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 2,143 | 2,250,000 | PRN | SOLE | None | 0 | 0 | 2,250,000 | |
Z-WORK ACQUISITION CORP | *W EXP 01/04/202 | 98880C110 | 2 | 16,933 | PRN | SOLE | None | 0 | 0 | 16,933 |