The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 418 | 14,765 | SH | SOLE | 0 | 14,765 | 0 | 0 | |
| ALIMERA SCIENCES INC | COM | 016259103 | 177 | 73,000 | SH | SOLE | 0 | 73,000 | 0 | 0 | |
| ATMEL CORP | COM | 049513104 | 32,180 | 3,735,309 | SH | SOLE | 0 | 3,735,309 | 0 | 0 | |
| BARRICK GOLD CORP | COM | 067901108 | 369 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
| BHP BILLITON PLC | SPONSORED ADR | 05545E212 | 8,946 | 395,051 | SH | SOLE | 0 | 395,051 | 0 | 0 | |
| CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 30,223 | 947,731 | SH | SOLE | 0 | 947,731 | 0 | 0 | |
| CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 2,191 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
| DYAX CORP | COM | 26746E107 | 6,318 | 167,920 | SH | SOLE | 0 | 167,920 | 0 | 0 | |
| E M C CORP MASS | COM | 268648102 | 24,615 | 958,731 | SH | SOLE | 0 | 958,731 | 0 | 0 | |
| EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 1,727 | 1,250,000 | PRN | SOLE | 0 | 1,250,000 | 0 | 0 | |
| INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 778 | 99,000 | SH | SOLE | 0 | 99,000 | 0 | 0 | |
| INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875% 11/1 | 458118AB2 | 1,039 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
| INTERDIGITAL INC | NOTE 2.500% 3/1 | 458660AB3 | 1,513 | 1,500,000 | PRN | SOLE | 0 | 1,500,000 | 0 | 0 | |
| KINDER MORGAN INC DEL | COM | 49456B101 | 2,759 | 185,000 | SH | SOLE | 0 | 185,000 | 0 | 0 | |
| KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 19 | 285,000 | PRN | SOLE | 0 | 285,000 | 0 | 0 | |
| KINROSS GOLD CORP | COM NO PAR | 496902404 | 390 | 215,000 | SH | SOLE | 0 | 215,000 | 0 | 0 | |
| LINKEDIN CORP | NOTE 0.500% 11/0 | 53578AAB4 | 3,166 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
| LIVANOVA PLC | SHS | G5509L101 | 27,026 | 455,214 | SH | SOLE | 0 | 455,214 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | DBCV 1.000% 12/0 | 62952QAB6 | 1,104 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
| OREXIGEN THERAPEUTICS INC | NOTE 2.750% 12/0 | 686164AB0 | 298 | 500,000 | PRN | SOLE | 0 | 500,000 | 0 | 0 | |
| OREXIGEN THERAPEUTICS INC | COM | 686164104 | 709 | 413,200 | SH | SOLE | 0 | 413,200 | 0 | 0 | |
| PRECISION CASTPARTS CORP | COM | 740189105 | 28,924 | 124,635 | SH | SOLE | 0 | 124,635 | 0 | 0 | |
| PTC INC | COM | 69370C100 | 1,040 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 2 | 500,000 | PRN | SOLE | 0 | 500,000 | 0 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 966 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
| RADNET INC | COM | 750491102 | 1,440 | 232,809 | SH | SOLE | 0 | 232,809 | 0 | 0 | |
| SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 1,014 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 363 | 39,000 | SH | SOLE | 0 | 39,000 | 0 | 0 | |
| VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 1,059 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
| DISNEY WALT CO | COM DISNEY | 254687106 | 1,051 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| WHITING PETE CORP NEW | COM | 966387102 | 1,236 | 131,000 | SH | SOLE | 0 | 131,000 | 0 | 0 | |
| WMIH CORP | COM | 92936P100 | 567 | 220,000 | SH | SOLE | 0 | 220,000 | 0 | 0 | |
| WORKDAY INC | NOTE 0.750% 7/1 | 98138HAC5 | 1,153 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |