0001144204-11-027662.txt : 20110510
0001144204-11-027662.hdr.sgml : 20110510
20110510161451
ACCESSION NUMBER: 0001144204-11-027662
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110510
DATE AS OF CHANGE: 20110510
EFFECTIVENESS DATE: 20110510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westchester Capital Management, Inc.
CENTRAL INDEX KEY: 0001390063
IRS NUMBER: 470700325
STATE OF INCORPORATION: NE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12425
FILM NUMBER: 11828372
BUSINESS ADDRESS:
STREET 1: 801 N. 96TH STREET
CITY: OMAHA
STATE: NE
ZIP: 68114
BUSINESS PHONE: 402-392-2418
MAIL ADDRESS:
STREET 1: 801 N. 96TH STREET
CITY: OMAHA
STATE: NE
ZIP: 68114
13F-HR
1
v221388_13f-hr.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Westchester Capital Management, Inc.
Address: 801 N. 96th Street, Omaha, NE 68114
Form 13F File Number: 28-12425
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cindy L Christensen
Title: Executive VP & COO
Phone: (402) 392-2418
Signature, Place, and Date of Signing:
/s/ Cindy L Christensen Omaha, NE May 06, 2011
----------------------- --------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 44
Form 13F Information Table Value Total: $124,450
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
TITLE SHRS OR VALUE INVESTMENT VOTING AUTORITY
NAME OF ISSUER OF CLASS CUSIP PRN AMT (x$1000) DISCRETION SOLE SHARED NONE
3M Company common stock 88579Y101 56471 5280 Y X
AT&T common stock 00206R102 200 6 Y X
American Express Company common stock 025816109 1000 45 Y X
Amgen, Inc. common stock 031162100 78104 4175 Y X
Avon Products common stock 054303102 138225 3738 Y X
BP PLC ADR common stock 055622104 117130 5170 Y X
Becton Dickinson & Company common stock 075887109 63650 5068 Y X
Berkshire Hathaway Class B common stock 084670702 56473 4723 Y X
Boeing Company common stock 097023105 68338 5052 Y X
Bristol-Myers Squibb Company common stock 110122108 205307 5426 Y X
CVS Caremark Corporation common stock 126650100 143675 4931 Y X
Caterpillar, Inc. common stock 149123101 85540 9525 Y X
Chevron Corporation common stock 166764100 1594 171 Y X
Cisco Systems, Inc. common stock 17275R102 268250 4600 Y X
Coca Cola Company common stock 191216100 1577 105 Y X
Colgate Palmolive common stock 194162103 600 48 Y X
ConocoPhillips common stock 20825C104 332 26 Y X
Devon Energy Corporation common stock 25179M103 64306 5901 Y X
Duke Energy Corporation common stock 26441C105 2000 36 Y X
Exxon Mobil Corporation common stock 30231G102 100 8 Y X
General Electric Company common stock 369604103 156880 3145 Y X
Honda Motor Company common stock 438128308 128368 4815 Y X
Intel Corporation common stock 458140100 233650 4715 Y X
Ishares Barclays Aggregate Bond Fund common stock 464287226 200 21 Y X
Johnson & Johnson common stock 478160104 75266 4460 Y X
Kimberly-Clark Corporation common stock 494368103 75496 4928 Y X
Level 3 Communications common stock 52729N100 11270 17 Y X
McDonald's Corporation common stock 580135101 42126 3205 Y X
Microsoft Corporation common stock 594918104 217343 5518 Y X
Pepsico, Inc. common stock 713448108 500 32 Y X
Pfizer, Inc. common stock 717081103 178501 3625 Y X
Procter & Gamble common stock 742718109 1790 110 Y X
SPDR Gold Trust common stock 78463V107 4425 619 Y X
Schlumberger Limited common stock 806857108 450 42 Y X
Target Corporation common stock 87612E106 500 25 Y X
The Bank of New York Mellon Corporation common stock 064058100 89484 2673 Y X
Tsakos Energy Navigation Limited common stock G9108L108 153457 1685 Y X
U.S. Bancorp common stock 902973304 108975 2880 Y X
Valero Energy Corporation common stock 91913Y100 97445 2906 Y X
Vanguard Total Bond Market ETF common stock 921937835 450 36 Y X
Verizon Communications common stock 92343V104 150475 5799 Y X
Wal-Mart Stores, Inc. common stock 931142103 99101 5158 Y X
Zimmer Holdings, Inc. common stock 98956P102 66113 4002 Y X
Red Oak Hereford Farms 4% Cum Convertible pref stock 756990875 2000 0 Y X