0000919574-18-003201.txt : 20180427
0000919574-18-003201.hdr.sgml : 20180427
20180427165319
ACCESSION NUMBER: 0000919574-18-003201
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20180425
FILED AS OF DATE: 20180427
DATE AS OF CHANGE: 20180427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stein Benjamin Forester
CENTRAL INDEX KEY: 0001679335
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38073
FILM NUMBER: 18785143
MAIL ADDRESS:
STREET 1: 435 HUDSON STREET
STREET 2: SUITE 804
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER NAME:
FORMER CONFORMED NAME: Stein Ben Forester
DATE OF NAME CHANGE: 20160711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sternberg Zachary
CENTRAL INDEX KEY: 0001679333
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38073
FILM NUMBER: 18785144
MAIL ADDRESS:
STREET 1: 435 HUDSON STREET
STREET 2: SUITE 804
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER NAME:
FORMER CONFORMED NAME: Sternberg Zach
DATE OF NAME CHANGE: 20160711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPRUCE HOUSE PARTNERSHIP LP
CENTRAL INDEX KEY: 0001389653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38073
FILM NUMBER: 18785147
BUSINESS ADDRESS:
STREET 1: 435 HUDSON STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 646-442-6724
MAIL ADDRESS:
STREET 1: 435 HUDSON STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER NAME:
FORMER CONFORMED NAME: SPRUCE HOUSE PARTNERS LP
DATE OF NAME CHANGE: 20101227
FORMER NAME:
FORMER CONFORMED NAME: SPRUCE HOUSE PARTNERSHIP LP
DATE OF NAME CHANGE: 20101115
FORMER NAME:
FORMER CONFORMED NAME: SPRUCE HOUSE PARTNERSHIP, LP
DATE OF NAME CHANGE: 20101103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spruce House Capital LLC
CENTRAL INDEX KEY: 0001472167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38073
FILM NUMBER: 18785145
BUSINESS ADDRESS:
STREET 1: 435 HUDSON STREET
STREET 2: SUITE 804
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 646-442-6727
MAIL ADDRESS:
STREET 1: 435 HUDSON STREET
STREET 2: SUITE 804
CITY: NEW YORK
STATE: NY
ZIP: 10014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPRUCE HOUSE INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001543170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38073
FILM NUMBER: 18785146
BUSINESS ADDRESS:
STREET 1: 435 HUDSON STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 646-442-6727
MAIL ADDRESS:
STREET 1: 435 HUDSON STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARVANA CO.
CENTRAL INDEX KEY: 0001690820
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 814549921
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1930 W. RIO SALADO PARKWAY
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: (602) 852-6604
MAIL ADDRESS:
STREET 1: 1930 W. RIO SALADO PARKWAY
CITY: TEMPE
STATE: AZ
ZIP: 85281
3
1
p7878203.xml
SPRUCE HOUSE/CVNA
X0206
3
2018-04-25
0
0001690820
CARVANA CO.
CVNA
0001389653
SPRUCE HOUSE PARTNERSHIP LP
C/O SPRUCE HOUSE CAPITAL LLC
435 HUDSON STREET, 8TH FLOOR
NEW YORK
NY
10014
0
0
1
0
0001543170
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC
435 HUDSON STREET, 8TH FLOOR
NEW YORK
NY
10014
0
0
1
0
0001472167
Spruce House Capital LLC
435 HUDSON STREET, 8TH FLOOR
NEW YORK
NY
10014
0
0
1
0
0001679333
Sternberg Zachary
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC
435 HUDSON STREET, 8TH FLOOR
NEW YORK
NY
10014
0
0
1
0
0001679335
Stein Benjamin Forester
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC
435 HUDSON STREET, 8TH FLOOR
NEW YORK
NY
10014
0
0
1
0
Class A Common Stock, Par Value $0.001 Per Share
4870000
D
Class A Common Stock, Par Value $0.001 Per Share
50000
D
Class A Common Stock, Par Value $0.001 Per Share
50000
D
The reported securities are held in the account of The Spruce House Partnership LP (the "Fund"), a private investment fund managed by Spruce House Investment Management LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Spruce House Capital LLC (the "General Partner"), and by Zachary Sternberg and Benjamin Stein, managing members of the Investment Manager and the General Partner (the "Managing Members"). Each of the Fund, the Investment Manager, the General Partner and the Managing Members (collectively, the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
The reported securities are directly owned by Zachary Sternberg.
The reported securities are directly owned by Benjamin Stein.
THE SPRUCE HOUSE PARTNERSHIP LP, By: /s/ David Walker, Chief Compliance Officer
2018-04-27
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC, By: /s/ David Walker, Chief Compliance Officer
2018-04-27
SPRUCE HOUSE CAPITAL LLC, By: /s/ David Walker, Chief Compliance Officer
2018-04-27
ZACHARY STERNBERG, By: /s/ David Walker (Attorney-in-fact)
2018-04-27
BENJAMIN STEIN, By: /s/ David Walker (Attorney-in-fact)
2018-04-27
EX-99
2
poasternberg.txt
SPRUCE HOUSE/CVNA
LIMITED POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned constitutes and
appoints David Walker, his true and lawful attorney-in-fact and agent, with
full power of substitution and resubstitution, for him, for the sole purpose
of signing on his behalf any and all Regulatory Filings under the Securities
Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act
of 1940 and any amendments and supplements thereto, and to file the same,
with all exhibits thereto, and other documents in connection therewith, with
the Securities and Exchange Commission, granting unto said attorney-in-fact and
agent, full power and authority to do and perform each and every act and thing
requisite and necessary to accomplish the above, as fully as to all intents and
purposes as he might or could do in person, hereby ratifying and confirming all
that said attorney-in-fact and agent, and may lawfully do or cause to be done
by virtue hereof. This Power of Attorney shall continue effective until revoked
by me at any time.
Dated this 7th day of March, 2017.
By: /s/ Zachary Sternberg
__________________________________
Zachart Sternberg
EX-99
3
poastein.txt
SPRUCE HOUSE/CVNA
LIMITED POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned constitutes and
appoints David Walker, his true and lawful attorney-in-fact and agent, with
full power of substitution and resubstitution, for him, for the sole
purpose of signing on his behalf any and all Regulatory Filings under
the Securities Act of 1933, the Securities Exchange Act of 1934, the
Investment Advisers Act of 1940 and any amendments and supplements
thereto, and to file the same, with all exhibits thereto, and other
documents in connection therewith, with the Securities and Exchange
Commission, granting unto said attorney-in-fact and agent, full power
and authority to do and perform each and every act and thing requisite
and necessary to accomplish the above, as fully as to all intents and
purposes as he might or could do in person, hereby ratifying and
confirming all that said attorney-in-fact and agent, and may lawfully
do or cause to be done by virtue hereof. This Power of Attorney shall
continue effective until revoked by me at any time.
Dated this 7th day of March, 2017.
By: /s/ Benjamin Stein
_______________________
Benjamin Stein