0001062993-19-003317.txt : 20190813
0001062993-19-003317.hdr.sgml : 20190813
20190812204526
ACCESSION NUMBER: 0001062993-19-003317
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190813
DATE AS OF CHANGE: 20190812
EFFECTIVENESS DATE: 20190813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001389610
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12402
FILM NUMBER: 191018039
BUSINESS ADDRESS:
STREET 1: 3200 - 1021 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 0C3
BUSINESS PHONE: 604-681-5787
MAIL ADDRESS:
STREET 1: 3200 - 1021 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 0C3
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389610
XXXXXXXX
06-30-2019
06-30-2019
VERTEX ONE ASSET MANAGEMENT INC.
3200 - 1021 WEST HASTINGS STREET
VANCOUVER
A1
V6E 0C3
13F HOLDINGS REPORT
028-12402
N
Martin Lang
Chief Compliance Officer
604-681-5787
Martin Lang
Vancouver
A1
08-12-2019
0
122
441063
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACAMAR PARTNERS ACQSITION CO
UNIT 12/30/2025
004285201
2997
300000
SH
SOLE
300000
0
0
ACT II GLOBAL ACQUISITION CO
UNIT 04/30/2026
G0080J112
2024
200000
SH
SOLE
200000
0
0
ALBERTON ACQUISITION CORP
UNIT 04/22/2020
G35006116
1199
114600
SH
SOLE
114600
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
1511
137500
SH
SOLE
137500
0
0
ALLERGAN PLC
SHS
G0177J108
8271
49400
SH
SOLE
49400
0
0
AMCI ACQUISITION CORP
UNIT 01/07/2019
00165R200
3474
340100
SH
SOLE
340100
0
0
ANADARKO PETE CORP
COM
032511107
20321
288000
SH
SOLE
288000
0
0
ANDINA ACQUISITION CORP III
UNIT 09/24/2020
G04415116
2147
208900
SH
SOLE
208900
0
0
ANADARKO PETE CORP
PUT
032511957
231
2044
SH
SOLE
2044
0
0
ARRAY BIOPHARMA INC
COM
04269X105
6255
135000
SH
SOLE
135000
0
0
AXOS FINL INC
COM
05465C100
1369
50230
SH
SOLE
50230
0
0
B RILEY PRINCIPAL MERGER COR
UNIT 99/99/9999
05586Y205
3240
325000
SH
SOLE
325000
0
0
BCE INC
COM NEW
05534B760
1601
35200
SH
SOLE
35200
0
0
BOXWOOD MERGER CORP
UNIT 11/26/2025
10319T200
2244
217900
SH
SOLE
217900
0
0
BP MIDSTREAM PARTNERS LP
UNIT LTD PTNR
0556EL109
805
52000
SH
SOLE
52000
0
0
BROOKFIELD BUSINESS PARTNERS
UNIT LTD LP
G16234109
5345
137280
SH
SOLE
137280
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
9778
517575
SH
SOLE
517575
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
5542
135000
SH
SOLE
135000
0
0
CAESARS ENTMT CORP
COM
127686103
3546
300000
SH
SOLE
300000
0
0
CALAMP CORP
COM
128126109
356
30479
SH
SOLE
30479
0
0
CAPITOL INVT CORP IV
CL A ORD
G18920101
2046
200000
SH
SOLE
200000
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
2140
201360
SH
SOLE
201360
0
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
953
91164
SH
SOLE
91164
0
0
CELGENE CORP
COM
151020104
19708
213200
SH
SOLE
213200
0
0
CENTURY CMNTYS INC
COM
156504300
869
32681
SH
SOLE
32681
0
0
CENTURYLINK INC
COM
156700106
600
51000
SH
SOLE
51000
0
0
CF FIN ACQUISITION CORP
UNIT 04/30/2025
12528N206
2274
218100
SH
SOLE
218100
0
0
CHASERG TECHNLGY ACQUISITN C
UNIT 09/30/2023
16166A202
1175
114900
SH
SOLE
114900
0
0
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
400
500000
SH
SOLE
500000
0
0
CHURCHILL CAP CORP II
UNIT 99/99/9999
17143G205
507
50000
SH
SOLE
50000
0
0
COLLIER CREEK HOLDINGS
UNIT 99/99/9999
G22707122
2340
220800
SH
SOLE
220800
0
0
CRESCENT ACQUISITION CORP
UNIT 99/99/9999
22564L204
2010
200000
SH
SOLE
200000
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
2669
120000
SH
SOLE
120000
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
2293
220000
SH
SOLE
220000
0
0
DIAMOND EAGLE ACQUISITION CO
UNIT 06/30/2026
25258L208
2012
200000
SH
SOLE
200000
0
0
DIAMONDPEAK HLDGS COR
UNIT 99/99/9999
25280H209
4030
400000
SH
SOLE
400000
0
0
ENBRIDGE INC
COM
29250N105
7964
220485
SH
SOLE
220485
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
4288
425000
SH
SOLE
425000
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
3297
308125
SH
SOLE
308125
0
0
FINTECH ACQUISITION CORP III
*W EXP 12/01/202
31811A119
153
112555
SH
SOLE
112555
0
0
FINTECH ACQUISITION CORP III
COM CL A
31811A101
3680
375111
SH
SOLE
375111
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
12990
479865
SH
SOLE
479865
0
0
FLEX LTD
ORD
Y2573F102
1497
156470
SH
SOLE
156470
0
0
FORUM MERGER II CORP
UNIT 09/30/2025
34986F202
1643
154800
SH
SOLE
154800
0
0
FRANCO NEVADA CORP
COM
351858105
6107
71954
SH
SOLE
71954
0
0
GIGCAPITAL2 INC
UNIT 02/28/2026
375036209
2211
220000
SH
SOLE
220000
0
0
GILEAD SCIENCES INC
COM
375558103
919
13600
SH
SOLE
13600
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
617
40300
SH
SOLE
40300
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
1749
165000
SH
SOLE
165000
0
0
GORES HOLDINGS III INC
UNIT 09/07/2024
38286G208
1226
116411
SH
SOLE
116411
0
0
GORES METROPOULOS INC
UNIT 99/99/9999
382872208
2618
250000
SH
SOLE
250000
0
0
GRAF INDL CORP
UNIT 12/31/2025
384278206
3086
301500
SH
SOLE
301500
0
0
GS ACQUISITION HLDGS CORP
UNIT 06/12/2023
36255F201
1236
117700
SH
SOLE
117700
0
0
GX ACQUISITION CORP
UNIT 05/24/2026
36251A206
3012
300000
SH
SOLE
300000
0
0
HAYMAKER ACQUISITION CORP II
UNIT 10/31/2026
42087L200
3063
300000
SH
SOLE
300000
0
0
HEALTH SCIENCES ACQUSTN CORP
UNIT 04/01/2024
42227C201
1060
100000
SH
SOLE
100000
0
0
HENNESSY CAP ACQUSTION CORP
UNIT 99/99/9999
42589C203
3099
300000
SH
SOLE
300000
0
0
INSURANCE ACQUISITION CORP
UNIT 03/31/2024
457867307
1035
100000
SH
SOLE
100000
0
0
KRAFT HEINZ CO
COM
500754106
1273
41000
SH
SOLE
41000
0
0
L3 TECHNOLOGIES INC
COM
502413107
1751
7141
SH
SOLE
7141
0
0
LANDCADIA HLDGS II INC
UNIT 05/09/2026
51476X204
2000
200000
SH
SOLE
200000
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
2715
260700
SH
SOLE
260700
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
1777
170500
SH
SOLE
170500
0
0
LEO HOLDINGS CORP
UNIT 99/99/9999
G5463L121
3058
280000
SH
SOLE
280000
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
3081
300000
SH
SOLE
300000
0
0
LF CAP ACQUISITION CORP
UNIT 06/19/2025
50200K207
2757
264600
SH
SOLE
264600
0
0
LILIS ENERGY INC
COM NEW
532403201
3739
6129310
SH
SOLE
6129310
0
0
LINCOLN NATL CORP IND
COM
534187109
909
14100
SH
SOLE
14100
0
0
MAG SILVER CORP
COM
55903Q104
1417
134300
SH
SOLE
134300
0
0
MANULIFE FINL CORP
COM
56501R106
1526
83991
SH
SOLE
83991
0
0
MCEWEN MNG INC
COM
58039P107
596
339500
SH
SOLE
339500
0
0
M D C HLDGS INC
COM
552676108
513
15636
SH
SOLE
15636
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
11323
125100
SH
SOLE
125100
0
0
MEGALITH FINL ACQUISITION CO
UNIT 09/30/2025
58518F208
1549
150000
SH
SOLE
150000
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
4648
42000
SH
SOLE
42000
0
0
MONOCLE ACQUISITION CORP
UNIT 99/99/9999
609754205
3090
300000
SH
SOLE
300000
0
0
MOSAIC ACQUISITION CORP
COM CL A
61946M100
816
80000
SH
SOLE
80000
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
61946M209
2748
260000
SH
SOLE
260000
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
1051
100000
SH
SOLE
100000
0
0
NEBULA ACQUISITION CORP
UNIT 03/12/2025
629076209
2069
200400
SH
SOLE
200400
0
0
NEWELL BRANDS INC
COM
651229106
1187
77000
SH
SOLE
77000
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
1032
1710000
SH
SOLE
1710000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
8871
179061
SH
SOLE
179061
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
1225
118400
SH
SOLE
118400
0
0
PIVOTAL ACQUISITION CORP
CL A COM
72583A101
1689
166400
SH
SOLE
166400
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
4608
431100
SH
SOLE
431100
0
0
QORVO INC
COM
74736K101
453
6799
SH
SOLE
6799
0
0
RED HAT INC
COM
756577102
23779
126644
SH
SOLE
126644
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
2312
220300
SH
SOLE
220300
0
0
REV GROUP INC
COM
749527107
248
17241
SH
SOLE
17241
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
281
4500
SH
SOLE
4500
0
0
RMG ACQUISITION CORP
UNIT 99/99/9999
749641205
3514
350000
SH
SOLE
350000
0
0
SCHNITZER STL INDS
CL A
806882106
1043
39862
SH
SOLE
39862
0
0
SCHULTZE SPL PURP ACQUSTN CO
UNIT 12/31/2023
80821R208
2219
218000
SH
SOLE
218000
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
936
12107
SH
SOLE
12107
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
*W EXP 09/14/202
G8250R129
2449
1827892
SH
SOLE
1827892
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
CL A
G8250R103
991
95000
SH
SOLE
95000
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
29013
2716586
SH
SOLE
2716586
0
0
SOUTH MTN MERGER CORP
UNIT 99/99/9999
838884203
1500
150000
SH
SOLE
150000
0
0
SPARTAN ENERGY ACQUISITON CO
UNIT 99/99/9999
846784114
4001
391500
SH
SOLE
391500
0
0
SUNTRUST BKS INC
COM
867914103
7856
125000
SH
SOLE
125000
0
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
450
450000
SH
SOLE
450000
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
10789
64984
SH
SOLE
64984
0
0
TASEKO MINES LTD
COM
876511106
3504
6650074
SH
SOLE
6650074
0
0
TCF FINL CORP
COM
872275102
2599
125000
SH
SOLE
125000
0
0
THUNDER BRIDGE ACQUISITION L
SHS CLASS A
G8857R100
1590
152400
SH
SOLE
152400
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
2417
230000
SH
SOLE
230000
0
0
TORTOISE ACQUISITION CORP
UNIT 03/04/2024
89154L209
2015
200000
SH
SOLE
200000
0
0
TOTAL SYS SVCS INC
COM
891906109
7855
61236
SH
SOLE
61236
0
0
TPG PACE HLDGS CORP
CL A
G89827128
2005
192798
SH
SOLE
192798
0
0
TPG PACE HLDGS CORP
*W EXP 06/27/202
G89827110
102
64266
SH
SOLE
64266
0
0
TRIBUNE MEDIA CO
CL A
896047503
10260
221992
SH
SOLE
221992
0
0
TRIDENT ACQUISITIONS CORP
UNIT 05/09/2023
89615T205
1216
117200
SH
SOLE
117200
0
0
TRINE ACQUISITION CORP
UNIT 03/31/2021
89628U207
3030
300000
SH
SOLE
300000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
1745
164200
SH
SOLE
164200
0
0
TUSCAN HOLDINGS CORP
UNIT 99/99/9999
90069K203
6818
643200
SH
SOLE
643200
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
2100
197400
SH
SOLE
197400
0
0
UNISYS CORP
COM NEW
909214306
842
86581
SH
SOLE
86581
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
2505
236800
SH
SOLE
236800
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
4131
134024
SH
SOLE
134024
0
0
WORLDPAY INC
CL A
981558109
20152
164440
SH
SOLE
164440
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
6492
197266
SH
SOLE
197266
0
0