The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT PLC | ORD SHS | G0084W101 | 17,750 | 302,900 | SH | SOLE | 302,900 | 0 | 0 | ||
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 2,065 | 38,452 | SH | SOLE | 38,452 | 0 | 0 | ||
AMERICAN CAP LTD | COM | 02503Y103 | 8,638 | 482,038 | SH | SOLE | 482,038 | 0 | 0 | ||
AMERICAN INTL GROUP INC | CALL | 026874904 | 1,515 | 2,750 | SH | SOLE | 2,750 | 0 | 0 | ||
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 6,487 | 276,527 | SH | SOLE | 276,527 | 0 | 0 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 522 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,042 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
ATWOOD OCEANICS INC | COM | 050095108 | 622 | 47,400 | SH | SOLE | 47,400 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | UNIT 99/99/9999 | G0726L109 | 503 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 4,213 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
BANCO SANTANDER SA | ADR | 05964H105 | 916 | 176,764 | SH | SOLE | 176,764 | 0 | 0 | ||
BATS GLOBAL MKTS INC | COM | 05491G109 | 457 | 13,624 | SH | SOLE | 13,624 | 0 | 0 | ||
BEAZER HOMES USA INC | COM NEW | 07556Q881 | 7,505 | 564,315 | SH | SOLE | 564,315 | 0 | 0 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 1,360 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
BLUEROCK RESIDENTIAL GRW REI | COM CL A | 09627J102 | 7,751 | 564,958 | SH | SOLE | 564,958 | 0 | 0 | ||
BOFI HLDG INC | CALL | 05566U908 | 918 | 831 | SH | SOLE | 831 | 0 | 0 | ||
BOFI HLDG INC | COM | 05566U108 | 36,746 | 1,287,090 | SH | SOLE | 1,287,090 | 0 | 0 | ||
BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 | 2,648 | 111,500 | SH | SOLE | 111,500 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 6,183 | 495,000 | SH | SOLE | 495,000 | 0 | 0 | ||
BROOKFIELD BUSINESS PARTNERS | UNIT LTD LP | G16234109 | 22,970 | 954,880 | SH | SOLE | 954,880 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 5,855 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CATCHMARK TIMBER TR INC | CL A | 14912Y202 | 5,873 | 521,595 | SH | SOLE | 521,595 | 0 | 0 | ||
CENTURY CMNTYS INC | COM | 156504300 | 6,700 | 319,071 | SH | SOLE | 319,071 | 0 | 0 | ||
CINER RES LP | COM UNIT LTD | 172464109 | 1,454 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CITIGROUP INC | *W EXP 01/04/201 | 172967226 | 2,280 | 15,000,000 | SH | SOLE | 15,000,000 | 0 | 0 | ||
COLONY CAP INC | CL A | 19624R106 | 927 | 45,800 | SH | SOLE | 45,800 | 0 | 0 | ||
COLUMBIA PIPELINE PARTNERS L | COM UT REPSTG | 198281107 | 6,377 | 371,813 | SH | SOLE | 371,813 | 0 | 0 | ||
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 163 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 2,740 | 49,850 | SH | SOLE | 49,850 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 3,018 | 170,492 | SH | SOLE | 170,492 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 3,049 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ENSCO PLC | CALL | G3157S906 | 921 | 2,750 | SH | SOLE | 2,750 | 0 | 0 | ||
ENSCO PLC | SHS CLASS A | G3157S106 | 4,095 | 421,300 | SH | SOLE | 421,300 | 0 | 0 | ||
EQUITY ONE | COM | 294752100 | 921 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 13,889 | 1,522,892 | SH | SOLE | 1,522,892 | 0 | 0 | ||
FLEX LTD | ORD | Y2573F102 | 5,226 | 363,700 | SH | SOLE | 363,700 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 3,107 | 235,550 | SH | SOLE | 235,550 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 2,500 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 7,544 | 313,800 | SH | SOLE | 313,800 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 7,813 | 253,100 | SH | SOLE | 253,100 | 0 | 0 | ||
HARMAN INTL INDS INC | COM | 413086109 | 2,668 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 2,523 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
HORNBECK OFFSHORE SVCS INC N | COM | 440543106 | 505 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
HUDSON TECHNOLOGIES INC | COM | 444144109 | 961 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | UNIT 99/99/9999 | Y37828103 | 1,522 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 22,283 | 2,498,043 | SH | SOLE | 2,498,043 | 0 | 0 | ||
JABIL CIRCUIT INC | COM | 466313103 | 12,000 | 506,984 | SH | SOLE | 506,984 | 0 | 0 | ||
JAMES RIV GROUP LTD | COM | G5005R107 | 831 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
JERNIGAN CAP INC | COM | 476405105 | 4,736 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 21,532 | 486,379 | SH | SOLE | 486,379 | 0 | 0 | ||
KEYCORP NEW | COM | 493267108 | 6,042 | 330,700 | SH | SOLE | 330,700 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 5,649 | 100,238 | SH | SOLE | 100,238 | 0 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | CL A NEW | 532257805 | 1,271 | 825,000 | SH | SOLE | 825,000 | 0 | 0 | ||
LINEAR TECHNOLOGY CORP | COM | 535678106 | 3,222 | 51,681 | SH | SOLE | 51,681 | 0 | 0 | ||
MAG SILVER CORP | COM | 55903Q104 | 6,985 | 633,700 | SH | SOLE | 596,442 | 0 | 0 | ||
MANULIFE FINL CORP | COM | 56501R106 | 610 | 34,222 | SH | SOLE | 34,222 | 0 | 0 | ||
MATTEL INC | COM | 577081102 | 1,006 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
MCEWEN MNG INC | COM | 58039P107 | 5,134 | 1,751,800 | SH | SOLE | 1,751,800 | 0 | 0 | ||
M D C HLDGS INC | COM | 552676108 | 7,967 | 310,469 | SH | SOLE | 310,469 | 0 | 0 | ||
MEDIA GEN INC NEW | COM | 58441K100 | 7,515 | 399,081 | SH | SOLE | 399,081 | 0 | 0 | ||
MENTOR GRAPHICS CORP | COM | 587200106 | 3,136 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 2,714 | 25,800 | SH | SOLE | 25,800 | 0 | 0 | ||
NATURAL RESOURCE PARTNERS L | COM UNIT LTD PAR | 63900P608 | 1,910 | 59,143 | SH | SOLE | 59,143 | 0 | 0 | ||
NEVSUN RES LTD | COM | 64156L101 | 2,166 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
NOBLE CORP PLC | CALL | G65431901 | 252 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
NOBLE CORP PLC | SHS USD | G65431101 | 7,768 | 1,312,217 | SH | SOLE | 1,312,217 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 727 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | DEBT 1.500%11/0 | 67020YAG5 | 974 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 15,290 | 156,000 | SH | SOLE | 156,000 | 0 | 0 | ||
OCI PARTNERS LP | COM UNIT REP LP | 67091N108 | 1,826 | 218,700 | SH | SOLE | 218,700 | 0 | 0 | ||
OVERSTOCK COM INC DEL | COM | 690370101 | 2,103 | 120,170 | SH | SOLE | 120,170 | 0 | 0 | ||
PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 269 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 969 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 7,462 | 277,210 | SH | SOLE | 277,210 | 0 | 0 | ||
PRECISION DRILLING CORP | COM 2010 | 74022D308 | 2,320 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
PRIVATEBANCORP INC | COM | 742962103 | 2,168 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
QORVO INC | COM | 74736K101 | 5,745 | 108,950 | SH | SOLE | 108,950 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 4,558 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 8,105 | 564,400 | SH | SOLE | 564,400 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 19,040 | 399,488 | SH | SOLE | 399,488 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 4,874 | 86,966 | SH | SOLE | 86,966 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 10,842 | 281,908 | SH | SOLE | 281,908 | 0 | 0 | ||
RMG NETWORKS HLDG CORP | COM | 74966K102 | 309 | 453,742 | SH | SOLE | 453,742 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 1,941 | 30,647 | SH | SOLE | 30,647 | 0 | 0 | ||
S&W SEED CO | COM | 785135104 | 249 | 54,065 | SH | SOLE | 54,065 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 2,593 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
SCHNITZER STL INDS | CL A | 806882106 | 7,830 | 304,655 | SH | SOLE | 304,655 | 0 | 0 | ||
SEACOR HOLDINGS INC | COM | 811904101 | 207 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | 8,424 | 445,017 | SH | SOLE | 445,017 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 7,757 | 103,900 | SH | SOLE | 103,900 | 0 | 0 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 3,622 | 88,145 | SH | SOLE | 88,145 | 0 | 0 | ||
ST JUDE MED INC | COM | 790849103 | 10,952 | 136,577 | SH | SOLE | 136,577 | 0 | 0 | ||
SUN LIFE FINL INC | COM | 866796105 | 659 | 17,131 | SH | SOLE | 17,131 | 0 | 0 | ||
SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | 5,997 | 311,530 | SH | SOLE | 311,530 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 5,628 | 102,600 | SH | SOLE | 102,600 | 0 | 0 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 5,138 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
SYNOVUS FINL CORP | COM NEW | 87161C501 | 9,531 | 232,021 | SH | SOLE | 232,021 | 0 | 0 | ||
TASEKO MINES LTD | COM | 876511106 | 8,912 | 10,302,574 | SH | SOLE | 10,302,574 | 0 | 0 | ||
TERRAFORM GLOBAL INC | CL A | 88104M101 | 1,185 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TERRAFORM PWR INC | CL A COM | 88104R100 | 20,035 | 1,564,000 | SH | SOLE | 1,564,000 | 0 | 0 | ||
TRANSALTA CORP | COM | 89346D107 | 25,755 | 4,648,600 | SH | SOLE | 4,648,600 | 0 | 0 | ||
TRANSOCEAN LTD | CALL | H8817H900 | 1,719 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 2,989 | 202,800 | SH | SOLE | 202,800 | 0 | 0 | ||
UNISYS CORP | COM NEW | 909214306 | 4,321 | 289,000 | SH | SOLE | 289,000 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 1,813 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 2,379 | 1,815,831 | SH | SOLE | 1,815,831 | 0 | 0 | ||
WESTAR ENERGY INC | COM | 95709T100 | 5,278 | 93,669 | SH | SOLE | 93,669 | 0 | 0 | ||
WESTERN REFNG INC | COM | 959319104 | 6,122 | 161,750 | SH | SOLE | 161,750 | 0 | 0 | ||
WHITEWAVE FOODS CO | CALL | 966244905 | 981 | 1,751 | SH | SOLE | 1,751 | 0 | 0 | ||
XPLORE TECHNOLOGIES CORP | COM PAR $0.001 | 983950700 | 256 | 126,716 | SH | SOLE | 126,716 | 0 | 0 | ||
ZIONS BANCORPORATION | COM | 989701107 | 8,416 | 195,533 | SH | SOLE | 195,533 | 0 | 0 |