0001062993-16-012177.txt : 20161114 0001062993-16-012177.hdr.sgml : 20161111 20161110213507 ACCESSION NUMBER: 0001062993-16-012177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001389610 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12402 FILM NUMBER: 161989861 BUSINESS ADDRESS: STREET 1: 3200 - 1021 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 0C3 BUSINESS PHONE: 604-681-5787 MAIL ADDRESS: STREET 1: 3200 - 1021 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 0C3 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389610 XXXXXXXX 09-30-2016 09-30-2016 VERTEX ONE ASSET MANAGEMENT INC.

3200 - 1021 WEST HASTINGS STREET VANCOUVER A1 V6E 0C3

13F HOLDINGS REPORT 028-12402 N Martin Lang 604-681-5787 Martin Lang Vancouver A1 11-09-2016 0 114 630955 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AMERICAN CAP LTD COM 02503Y103 8709 515000 SH SOLE 515000 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 3636 171486 SH SOLE 171486 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2908 49000 SH SOLE 49000 0 0 ARALEZ PHARMACEUTICALS INC COM 03852X100 1570 323613 SH SOLE 323613 0 0 AT&T INC COM 00206R102 975 24000 SH SOLE 24000 0 0 BANCO SANTANDER SA ADR 05964H105 806 182666 SH SOLE 182666 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 6580 564315 SH SOLE 564315 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 1367 39450 SH SOLE 39450 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 8709 669958 SH SOLE 669958 0 0 BOFI HLDG INC CALL 05566U908 457 831 SH SOLE 831 0 0 BOFI HLDG INC COM 05566U108 27592 1231789 SH SOLE 1231789 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 15663 596676 SH SOLE 596676 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 6097 521595 SH SOLE 521595 0 0 CENTURY CMNTYS INC COM 156504300 3368 156571 SH SOLE 156571 0 0 CENTURYLINK INC COM 156700106 1179 43000 SH SOLE 43000 0 0 CEPHEID COM 15670R107 790 15000 SH SOLE 15000 0 0 CINER RES LP COM UNIT LTD 172464109 1556 50000 SH SOLE 50000 0 0 COLONY CAP INC CL A 19624R106 653 35800 SH SOLE 35800 0 0 COLUMBIA PIPELINE PARTNERS L COM UT REPSTG 198281107 1402 86845 SH SOLE 86845 0 0 CONYERS PK ACQUISITION UNIT 99/99/99991 212894208 161 15000 SH SOLE 15000 0 0 CYNAPSUS THERAPEUTICS INC COM PAR NO PAR 23257Y859 4300 106900 SH SOLE 106900 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 6206 129837 SH SOLE 129837 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2011 114192 SH SOLE 114192 0 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 3018 300000 SH SOLE 300000 0 0 ENSCO PLC CALL G3157S906 729 2750 SH SOLE 2750 0 0 ENSCO PLC SHS CLASS A G3157S106 1580 185900 SH SOLE 185900 0 0 ENVISION HEALTHCARE HLDGS IN COM 29413U103 646 28989 SH SOLE 28989 0 0 FIAT CHRYSLER AUTOMOBILES N MAN COV SEC 16 N31738110 19 30000 SH SOLE 30000 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 14294 2233400 SH SOLE 2233400 0 0 FLEX LTD ORD Y2573F102 4954 363700 SH SOLE 363700 0 0 FRANCO NEVADA CORP PUT 351858955 345 1500 SH SOLE 1500 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2428 223550 SH SOLE 223550 0 0 GLOBAL PARTNER ACQUISITION C UNIT 07/01/2020 37954X204 2513 250000 SH SOLE 250000 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 4197 213800 SH SOLE 213800 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 8550 264700 SH SOLE 264700 0 0 GORES HLDGS INC *W EXP 08/13/202 382866119 120 100000 SH SOLE 100000 0 0 GRAN TIERRA ENERGY INC COM 38500T101 766 250000 SH SOLE 250000 0 0 GULFMARK OFFSHORE INC CL A NEW 402629208 202 120000 SH SOLE 120000 0 0 HENNESSY CAP ACQUISITION COR COM 42588J100 2450 250000 SH SOLE 250000 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 6075 675000 SH SOLE 675000 0 0 INGRAM MICRO INC CL A 457153104 14782 414514 SH SOLE 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INC COM 74113L102 2210 54701 SH SOLE 54701 0 0 PRIVATEBANCORP INC COM 742962103 2602 56663 SH SOLE 56663 0 0 QORVO INC COM 74736K101 6073 108950 SH SOLE 108950 0 0 QUINPARIO ACQUISITION CORP 2 UNIT 01/01/2023 74874U200 4561 450000 SH SOLE 450000 0 0 RACKSPACE HOSTING INC COM 750086100 1743 55000 SH SOLE 55000 0 0 REGIONS FINL CORP NEW COM 7591EP100 5790 586600 SH SOLE 586600 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 14746 330781 SH SOLE 330781 0 0 RIO TINTO PLC SPONSORED ADR 767204100 9252 277000 SH SOLE 277000 0 0 RITE AID CORP COM 767754104 5233 680500 SH SOLE 680500 0 0 RMG NETWORKS HLDG CORP COM 74966K102 585 664905 SH SOLE 664905 0 0 ROYAL GOLD INC COM 780287108 5722 73900 SH SOLE 73900 0 0 SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 2520 250000 SH SOLE 250000 0 0 SCHNITZER STL INDS CL A 806882106 8541 408655 SH SOLE 408655 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 21870 963000 SH SOLE 963000 0 0 SKULLCANDY INC COM 83083J104 1008 159022 SH SOLE 159022 0 0 SKYWORKS 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