0001947812-22-000002.txt : 20220923 0001947812-22-000002.hdr.sgml : 20220923 20220923154047 ACCESSION NUMBER: 0001947812-22-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220923 DATE AS OF CHANGE: 20220923 EFFECTIVENESS DATE: 20220923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-459758 FILM NUMBER: 221262197 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 D 1 primary_doc.xml X0708 D LIVE 0001389545 NovaBay Pharmaceuticals, Inc. 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 (510) 899-8800 DELAWARE NOVACAL PHARMACEUTICALS, INC. None Corporation true JUSTIN HALL 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Executive Officer Director CEO AND GENERAL COUNSEL SWAN SIT 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director MIJIA (BOB) WU 2000 POWELL Street SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director YONGXIANG (SEAN) ZHENG 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director YENYOU (JEFF) ZHENG 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director JULIE GARLIKOV 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director ANDREW JONES 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Executive Officer CFO AUDREY KUNIN 4346 NW BELGIUM BLVD. KANSAS CITY MO MISSOURI 64150 Executive Officer Director CHIEF PRODUCT OFFICER PAUL FREIMAN 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director JEFFREY KUNIN 4346 NW BELGIUM BLVD. KANSAS CITY MO MISSOURI 64150 Executive Officer PRESIDENT, DERMADOCTOR, LLC Pharmaceuticals Decline to Disclose 06b false true false true true true false 0 LADENBURG THALMANN & CO. INC. 505 None None 640 FIFTH AVENUE 4TH FLOOR NEW YORK NY NEW YORK 10009 NV NEVADA NY NEW YORK false 3250000 3250000 0 false 4 260000 0 0 false NovaBay Pharmaceuticals, Inc. /S/ JUSTIN HALL JUSTIN HALL CEO AND GENERAL COUNSEL 2022-09-23