0001553504-21-000005.txt : 20211117 0001553504-21-000005.hdr.sgml : 20211117 20211117151832 ACCESSION NUMBER: 0001553504-21-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 EFFECTIVENESS DATE: 20211117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-421525 FILM NUMBER: 211420429 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 D 1 primary_doc.xml X0708 D LIVE 0001389545 NovaBay Pharmaceuticals, Inc. 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 (510) 899-8800 DELAWARE Novacal Pharmaceuticals, Inc. None Corporation true JUSTIN M. HALL 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Executive Officer Director CHIEF EXECUTIVE OFFICER AND GENERAL COUNSEL ANDREW JONES 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Executive Officer CHIEF FINANCIAL OFFICER AUDREY KUNIN 4346 NW BELGIUM BLVD. KANSAS CITY MO MISSOURI 64150 Executive Officer CHIEF PRODUCT OFFICER, DERMADOCTOR, LLC JEFFREY KUNIN 4346 NW BELGIUM BLVD. KANSAS CITY MO MISSOURI 64150 Executive Officer PRESIDENT, DERMADOCTOR, LLC PAUL E. FREIMAN 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director XINZHOU (PAUL) LI 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director SWAN SIT 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director MIJIA (BOB) WU 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director YENYOU (JEFF) ZHENG 2000 POWELL STREET SUITE 1150 EMERYVILLE CA CALIFORNIA 94608 Director Pharmaceuticals Decline to Disclose 06b false 2021-11-02 false true true true false A PORTION OF THE PROCEEDS RAISED THROUGH THIS OFFERING WERE USED TO FUND THE PURCHASE PRICE FOR AN ALL CASH ACQUISITION BY THE COMPANY OF DERMADOCTOR, LLC. 0 Ladenburg Thalmann & Co. Inc. 505 None None 277 Park Ave. 26th Floor New York NY NEW YORK 10172 NY NEW YORK false 15000000 15000000 0 false 7 1200000 0 0 false NovaBay Pharmaceuticals, Inc. /s/ Justin M. Hall Justin M. Hall CEO and General Counsel 2021-11-16