0001553504-21-000005.txt : 20211117
0001553504-21-000005.hdr.sgml : 20211117
20211117151832
ACCESSION NUMBER: 0001553504-21-000005
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
EFFECTIVENESS DATE: 20211117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001389545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680454536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-421525
FILM NUMBER: 211420429
BUSINESS ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 899-8800
MAIL ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
D
1
primary_doc.xml
X0708
D
LIVE
0001389545
NovaBay Pharmaceuticals, Inc.
2000 POWELL STREET, SUITE 1150
EMERYVILLE
CA
CALIFORNIA
94608
(510) 899-8800
DELAWARE
Novacal Pharmaceuticals, Inc.
None
Corporation
true
JUSTIN
M.
HALL
2000 POWELL STREET
SUITE 1150
EMERYVILLE
CA
CALIFORNIA
94608
Executive Officer
Director
CHIEF EXECUTIVE OFFICER AND GENERAL COUNSEL
ANDREW
JONES
2000 POWELL STREET
SUITE 1150
EMERYVILLE
CA
CALIFORNIA
94608
Executive Officer
CHIEF FINANCIAL OFFICER
AUDREY
KUNIN
4346 NW BELGIUM BLVD.
KANSAS CITY
MO
MISSOURI
64150
Executive Officer
CHIEF PRODUCT OFFICER, DERMADOCTOR, LLC
JEFFREY
KUNIN
4346 NW BELGIUM BLVD.
KANSAS CITY
MO
MISSOURI
64150
Executive Officer
PRESIDENT, DERMADOCTOR, LLC
PAUL
E.
FREIMAN
2000 POWELL STREET
SUITE 1150
EMERYVILLE
CA
CALIFORNIA
94608
Director
XINZHOU (PAUL)
LI
2000 POWELL STREET
SUITE 1150
EMERYVILLE
CA
CALIFORNIA
94608
Director
SWAN
SIT
2000 POWELL STREET
SUITE 1150
EMERYVILLE
CA
CALIFORNIA
94608
Director
MIJIA (BOB)
WU
2000 POWELL STREET
SUITE 1150
EMERYVILLE
CA
CALIFORNIA
94608
Director
YENYOU (JEFF)
ZHENG
2000 POWELL STREET
SUITE 1150
EMERYVILLE
CA
CALIFORNIA
94608
Director
Pharmaceuticals
Decline to Disclose
- 06b
false
2021-11-02
false
true
true
true
false
A PORTION OF THE PROCEEDS RAISED THROUGH THIS OFFERING WERE USED TO FUND THE PURCHASE PRICE FOR AN ALL CASH ACQUISITION BY THE COMPANY OF DERMADOCTOR, LLC.
0
Ladenburg Thalmann & Co. Inc.
505
None
None
277 Park Ave.
26th Floor
New York
NY
NEW YORK
10172
NY
NEW YORK
false
15000000
15000000
0
false
7
1200000
0
0
false
NovaBay Pharmaceuticals, Inc.
/s/ Justin M. Hall
Justin M. Hall
CEO and General Counsel
2021-11-16