0001437749-22-013458.txt : 20220524
0001437749-22-013458.hdr.sgml : 20220524
20220524192859
ACCESSION NUMBER: 0001437749-22-013458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220521
FILED AS OF DATE: 20220524
DATE AS OF CHANGE: 20220524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sit Swan
CENTRAL INDEX KEY: 0001801128
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33678
FILM NUMBER: 22958558
MAIL ADDRESS:
STREET 1: 95 JACKSON STREET
CITY: NEWTON
STATE: MA
ZIP: 02459
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001389545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680454536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 899-8800
MAIL ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-05-21
0001389545
NovaBay Pharmaceuticals, Inc.
NBY
0001801128
Sit Swan
C/O NOVABAY PHARMACEUTICALS, INC.
2000 POWELL STREET, SUITE 1150
EMERYVILLE
CA
94608
1
Common Stock
2022-05-21
4
M
0
30000
A
30000
D
Restricted Stock Units
2022-05-21
4
M
0
30000
0
D
Common Stock
30000
30000
D
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested on the one year anniversary of the date of grant.
/s/ Justin Hall as attorney in fact for Swan Sit
2022-05-24