0001437749-21-027933.txt : 20211206 0001437749-21-027933.hdr.sgml : 20211206 20211206163048 ACCESSION NUMBER: 0001437749-21-027933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211206 DATE AS OF CHANGE: 20211206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Andrew D. CENTRAL INDEX KEY: 0001811872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 211473532 MAIL ADDRESS: STREET 1: 2000 POWELL STREET STREET 2: SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rdgdoc.xml FORM 4 X0306 4 2021-12-03 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001811872 Jones Andrew D. C/O NOVABAY PHARMACEUTICALS, INC. 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA 94608 1 CFO Common Stock 2021-12-03 2021-12-03 4 P 0 8690 0.44 A 90696 D Common Stock 2021-12-06 2021-12-06 4 P 0 36765 0.44 A 127461 D /s/ Andrew D. Jones 2021-12-06