0001437749-19-020742.txt : 20191028
0001437749-19-020742.hdr.sgml : 20191028
20191028162817
ACCESSION NUMBER: 0001437749-19-020742
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190530
FILED AS OF DATE: 20191028
DATE AS OF CHANGE: 20191028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Li Xinzhou
CENTRAL INDEX KEY: 0001565534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33678
FILM NUMBER: 191173312
MAIL ADDRESS:
STREET 1: WANGQUIAO
STREET 2: NO. 1000, PUDONG NEW AREA
CITY: SHANGHAI
STATE: F4
ZIP: F4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001389545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680454536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 899-8800
MAIL ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-05-30
0001389545
NovaBay Pharmaceuticals, Inc.
NBY
0001565534
Li Xinzhou
C/O NOVABAY PHARMACEUTICALS, INC.
2000 POWELL STREET, SUITE 1150
EMERYVILLE
CA
94608
1
1
Stock option (right to buy)
0.30
2019-05-30
4
A
0
20000
0
A
2019-05-30
2029-05-30
Common stock
20000
20000
D
The stock options will vest in 12 equal monthly installments beginning on the grant date.
/s/ Justin Hall as attorney in fact for Xinzhou Li
2019-10-28