0001437749-19-020742.txt : 20191028 0001437749-19-020742.hdr.sgml : 20191028 20191028162817 ACCESSION NUMBER: 0001437749-19-020742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190530 FILED AS OF DATE: 20191028 DATE AS OF CHANGE: 20191028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Xinzhou CENTRAL INDEX KEY: 0001565534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 191173312 MAIL ADDRESS: STREET 1: WANGQUIAO STREET 2: NO. 1000, PUDONG NEW AREA CITY: SHANGHAI STATE: F4 ZIP: F4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rdgdoc.xml FORM 4 X0306 4 2019-05-30 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001565534 Li Xinzhou C/O NOVABAY PHARMACEUTICALS, INC. 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA 94608 1 1 Stock option (right to buy) 0.30 2019-05-30 4 A 0 20000 0 A 2019-05-30 2029-05-30 Common stock 20000 20000 D The stock options will vest in 12 equal monthly installments beginning on the grant date. /s/ Justin Hall as attorney in fact for Xinzhou Li 2019-10-28