0001437749-18-000424.txt : 20180108 0001437749-18-000424.hdr.sgml : 20180108 20180108182153 ACCESSION NUMBER: 0001437749-18-000424 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20180108 DATE AS OF CHANGE: 20180108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUART LEWIS J CENTRAL INDEX KEY: 0001407368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 18517492 MAIL ADDRESS: STREET 1: 3172 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rdgdoc.xml STUART X0306 4 2017-12-14 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001407368 STUART LEWIS J 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA 94608 1 Chief Commercial Officer stock option (right to buy) 3.42 2017-12-14 4 A 0 100000 0 A 2018-12-14 2027-12-14 common stock 100000 100000 D Granted pursuant to the 2017 Omnibus Incentive Plan 25% will vest on the first anniversary of the grant date, vesting quarterly thereafter over the next three years. /s/ Justin Hall as attorney in fact for Lewis Stuart 2018-01-08