0001437749-18-000424.txt : 20180108
0001437749-18-000424.hdr.sgml : 20180108
20180108182153
ACCESSION NUMBER: 0001437749-18-000424
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171214
FILED AS OF DATE: 20180108
DATE AS OF CHANGE: 20180108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STUART LEWIS J
CENTRAL INDEX KEY: 0001407368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33678
FILM NUMBER: 18517492
MAIL ADDRESS:
STREET 1: 3172 PORTER DRIVE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001389545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680454536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 899-8800
MAIL ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
rdgdoc.xml
STUART
X0306
4
2017-12-14
0001389545
NovaBay Pharmaceuticals, Inc.
NBY
0001407368
STUART LEWIS J
2000 POWELL STREET, SUITE 1150
EMERYVILLE
CA
94608
1
Chief Commercial Officer
stock option (right to buy)
3.42
2017-12-14
4
A
0
100000
0
A
2018-12-14
2027-12-14
common stock
100000
100000
D
Granted pursuant to the 2017 Omnibus Incentive Plan
25% will vest on the first anniversary of the grant date, vesting quarterly thereafter over the next three years.
/s/ Justin Hall as attorney in fact for Lewis Stuart
2018-01-08