0001437749-17-000190.txt : 20170104 0001437749-17-000190.hdr.sgml : 20170104 20170104180742 ACCESSION NUMBER: 0001437749-17-000190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maderis Gail J CENTRAL INDEX KEY: 0001503147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 17507570 MAIL ADDRESS: STREET 1: 364 LOMBARD ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 rdgdoc.xml MADERIS X0306 4 2017-01-03 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001503147 Maderis Gail J C/O NOVABAY PHARMACEUTICALS, INC. 5980 HORTON STREET, SUITE 550 EMERYVILLE CA 94608 1 stock option (right to buy) 3.24 2017-01-03 4 A 0 23883 0 A 2017-01-03 2027-01-03 Common Stock 23883 59769 D Granted pursuant to the 2007 Omnibus Incentive Plan and the 2017 NonEmployee Director Compensation Plan Stock options will vest in equal monthly installments over one year starting from the date of grant /s/ Justin Hall as attorney in fact for Gail Maderis 2017-01-04