0001437749-16-039132.txt : 20160926 0001437749-16-039132.hdr.sgml : 20160926 20160926174530 ACCESSION NUMBER: 0001437749-16-039132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160922 FILED AS OF DATE: 20160926 DATE AS OF CHANGE: 20160926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pioneer Pharma (Singapore) Pte. Ltd. CENTRAL INDEX KEY: 0001558885 STATE OF INCORPORATION: U0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 161903016 BUSINESS ADDRESS: STREET 1: 33A CHANDER ROAD CITY: SINGAPORE STATE: U0 ZIP: 219539 BUSINESS PHONE: 65-98116356 MAIL ADDRESS: STREET 1: 33A CHANDER ROAD CITY: SINGAPORE STATE: U0 ZIP: 219539 4 1 rdgdoc.xml PIONEER X0306 4 2016-09-22 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001558885 Pioneer Pharma (Singapore) Pte. Ltd. 33A CHANDER ROAD SINGAPORE 219539 1 Common Stock 2016-09-22 4 X 0 181300 1.81 A 3879519 D Shares acquired through the exercise of warrants issued in the March 2015 Maxim financing /s/ Justin Hall as attorney in fact for Pioneer Pharma (Singapore) Pte Ltd 2016-09-26