0001437749-16-036188.txt : 20160802
0001437749-16-036188.hdr.sgml : 20160802
20160802132653
ACCESSION NUMBER: 0001437749-16-036188
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160801
FILED AS OF DATE: 20160802
DATE AS OF CHANGE: 20160802
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001389545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680454536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5980 HORTON STREET
STREET 2: SUITE 550
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 899-8800
MAIL ADDRESS:
STREET 1: 5980 HORTON STREET
STREET 2: SUITE 550
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pioneer Pharma (Singapore) Pte. Ltd.
CENTRAL INDEX KEY: 0001558885
STATE OF INCORPORATION: U0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33678
FILM NUMBER: 161799810
BUSINESS ADDRESS:
STREET 1: 33A CHANDER ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 219539
BUSINESS PHONE: 65-98116356
MAIL ADDRESS:
STREET 1: 33A CHANDER ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 219539
4
1
rdgdoc.xml
PIONEER
X0306
4
2016-08-01
0001389545
NovaBay Pharmaceuticals, Inc.
NBY
0001558885
Pioneer Pharma (Singapore) Pte. Ltd.
33A CHANDER ROAD
SINGAPORE
219539
1
Common Stock
2016-08-01
4
A
0
1308901
1.91
A
3698219
D
Warrant
1.91
2016-08-01
4
A
0
654451
0
A
2016-08-02
2026-08-02
Common Stock
654451
1490202
D
Share acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate 2,094,241 shares on July 31, 2016.
Warrant acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate 1,047,121 warrants on July 31, 2016.
/s/ Justin Hall as attorney in fact for Pioneer Pharma (Singapore) Co Ltd
2016-08-02