0001437749-16-036188.txt : 20160802 0001437749-16-036188.hdr.sgml : 20160802 20160802132653 ACCESSION NUMBER: 0001437749-16-036188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160801 FILED AS OF DATE: 20160802 DATE AS OF CHANGE: 20160802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pioneer Pharma (Singapore) Pte. Ltd. CENTRAL INDEX KEY: 0001558885 STATE OF INCORPORATION: U0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 161799810 BUSINESS ADDRESS: STREET 1: 33A CHANDER ROAD CITY: SINGAPORE STATE: U0 ZIP: 219539 BUSINESS PHONE: 65-98116356 MAIL ADDRESS: STREET 1: 33A CHANDER ROAD CITY: SINGAPORE STATE: U0 ZIP: 219539 4 1 rdgdoc.xml PIONEER X0306 4 2016-08-01 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001558885 Pioneer Pharma (Singapore) Pte. Ltd. 33A CHANDER ROAD SINGAPORE 219539 1 Common Stock 2016-08-01 4 A 0 1308901 1.91 A 3698219 D Warrant 1.91 2016-08-01 4 A 0 654451 0 A 2016-08-02 2026-08-02 Common Stock 654451 1490202 D Share acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate 2,094,241 shares on July 31, 2016. Warrant acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate 1,047,121 warrants on July 31, 2016. /s/ Justin Hall as attorney in fact for Pioneer Pharma (Singapore) Co Ltd 2016-08-02