0001437749-16-023239.txt : 20160106
0001437749-16-023239.hdr.sgml : 20160106
20160106183416
ACCESSION NUMBER: 0001437749-16-023239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001389545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680454536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5980 HORTON STREET
STREET 2: SUITE 550
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 899-8800
MAIL ADDRESS:
STREET 1: 5980 HORTON STREET
STREET 2: SUITE 550
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maderis Gail J
CENTRAL INDEX KEY: 0001503147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33678
FILM NUMBER: 161328252
MAIL ADDRESS:
STREET 1: 364 LOMBARD ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
4
1
rdgdoc.xml
MADERIS
X0306
4
2016-01-04
0001389545
NovaBay Pharmaceuticals, Inc.
NBY
0001503147
Maderis Gail J
C/O NOVABAY PHARMACEUTICALS, INC.
5980 HORTON STREET, SUITE 550
EMERYVILLE
CA
94608
1
Stock Option (right to buy)
2.02
2016-01-04
4
A
0
24777
0
A
2016-01-04
2026-01-04
Common Stock
24777
35886
D
Granted pursuant to the 2007 Omnibus Incentive Plan and the 2016 Non-Employee Director Compensation Plan
Stock options will vest in equal monthly installments over one year starting from the date of grant
On December 18, 2015, the common stock of NovaBay Pharmaceuticals reverse split 1-for-25, and is reflected accordingly in both the number of underlying option shares and exercise price of the award.
/s/ Justin Hall as attorney in fact for Gail Maderis
2016-01-06