0001437749-16-023239.txt : 20160106 0001437749-16-023239.hdr.sgml : 20160106 20160106183416 ACCESSION NUMBER: 0001437749-16-023239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maderis Gail J CENTRAL INDEX KEY: 0001503147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 161328252 MAIL ADDRESS: STREET 1: 364 LOMBARD ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 rdgdoc.xml MADERIS X0306 4 2016-01-04 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001503147 Maderis Gail J C/O NOVABAY PHARMACEUTICALS, INC. 5980 HORTON STREET, SUITE 550 EMERYVILLE CA 94608 1 Stock Option (right to buy) 2.02 2016-01-04 4 A 0 24777 0 A 2016-01-04 2026-01-04 Common Stock 24777 35886 D Granted pursuant to the 2007 Omnibus Incentive Plan and the 2016 Non-Employee Director Compensation Plan Stock options will vest in equal monthly installments over one year starting from the date of grant On December 18, 2015, the common stock of NovaBay Pharmaceuticals reverse split 1-for-25, and is reflected accordingly in both the number of underlying option shares and exercise price of the award. /s/ Justin Hall as attorney in fact for Gail Maderis 2016-01-06