0001389545-15-000004.txt : 20150604 0001389545-15-000004.hdr.sgml : 20150604 20150603182411 ACCESSION NUMBER: 0001389545-15-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150604 DATE AS OF CHANGE: 20150603 EFFECTIVENESS DATE: 20150604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-236291 FILM NUMBER: 15911382 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 D/A 1 primary_doc.xml X0707 D/A LIVE 0001389545 NovaBay Pharmaceuticals, Inc. 5980 HORTON STREET SUITE 550 EMERYVILLE CA CALIFORNIA 94608 (510) 899-8800 DELAWARE None None Corporation true Ramin (Ron) Najafi 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Executive Officer Director Charles Cashion 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Director Paul E. Freiman 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Director Gail Maderis 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Director T. Alex McPherson 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Director Massimo Radaelli 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Director Mark Sieczkarek 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Director Tony Wicks 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Director Thomas Paulson 5980 Horton Street, Suite 550 Emeryville CA CALIFORNIA 94608 Executive Officer Pharmaceuticals Decline to Disclose 06b true 0001389545-15-000003 2015-03-06 false true true true Common Stock and Warrants to Purchase Common Stock false 0 Maxim Group LLC None None None 405 Lexington Avenue New York NY NEW YORK 10174 CA CALIFORNIA IL ILLINOIS NY NEW YORK TX TEXAS false 26582871 26582871 0 false 21 0 true 215500 true 0 true false NovaBay Pharmaceuticals, Inc. /s/ Thomas Paulson Thomas Paulson CFO 2015-06-03