The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 401 | 3,704 | SH | DFND | 0 | 0 | 3,704 | ||
ABBVIE INC | COM | 00287Y109 | 2,968 | 19,362 | SH | DFND | 0 | 0 | 19,362 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 450 | 1,630 | SH | DFND | 0 | 0 | 1,630 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 347 | 945 | SH | DFND | 0 | 0 | 945 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,812 | 832 | SH | DFND | 0 | 0 | 832 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,747 | 798 | SH | DFND | 0 | 0 | 798 | ||
ALTRIA GROUP INC | COM | 02209S103 | 368 | 8,795 | SH | DFND | 0 | 0 | 8,795 | ||
AMAZON COM INC | COM | 023135106 | 1,586 | 14,972 | SH | DFND | 0 | 0 | 14,972 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,423 | 5,576 | SH | DFND | 0 | 0 | 5,576 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 308 | 1,294 | SH | DFND | 0 | 0 | 1,294 | ||
AMGEN INC | COM | 031162100 | 706 | 2,904 | SH | DFND | 0 | 0 | 2,904 | ||
ANALOG DEVICES INC | COM | 032654105 | 276 | 1,883 | SH | DFND | 0 | 0 | 1,883 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 65 | 11,017 | SH | DFND | 0 | 0 | 11,017 | ||
APPLE INC | COM | 037833100 | 11,110 | 81,255 | SH | DFND | 0 | 0 | 81,255 | ||
ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 | 946 | 16,648 | SH | DFND | 0 | 0 | 16,648 | ||
AT&T INC | COM | 00206R102 | 374 | 17,916 | SH | DFND | 0 | 0 | 17,916 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 365 | 1,743 | SH | DFND | 0 | 0 | 1,743 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 409 | 1 | SH | DFND | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,954 | 14,465 | SH | DFND | 0 | 0 | 14,465 | ||
BK OF AMERICA CORP | COM | 060505104 | 383 | 12,326 | SH | DFND | 0 | 0 | 12,326 | ||
BLACKSTONE INC | COM | 09260D107 | 1,136 | 12,484 | SH | DFND | 0 | 0 | 12,484 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 203 | 116 | SH | DFND | 0 | 0 | 116 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 351 | 4,583 | SH | DFND | 0 | 0 | 4,583 | ||
BROADCOM INC | COM | 11135F101 | 217 | 449 | SH | DFND | 0 | 0 | 449 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 426 | 7,950 | SH | DFND | 0 | 0 | 7,950 | ||
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 493 | 13,816 | SH | DFND | 0 | 0 | 13,816 | ||
CHEVRON CORP NEW | COM | 166764100 | 296 | 2,036 | SH | DFND | 0 | 0 | 2,036 | ||
CISCO SYS INC | COM | 17275R102 | 462 | 10,755 | SH | DFND | 0 | 0 | 10,755 | ||
COCA COLA CO | COM | 191216100 | 398 | 6,351 | SH | DFND | 0 | 0 | 6,351 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 201 | 2,109 | SH | DFND | 0 | 0 | 2,109 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 630 | 1,312 | SH | DFND | 0 | 0 | 1,312 | ||
CVS HEALTH CORP | COM | 126650100 | 703 | 7,574 | SH | DFND | 0 | 0 | 7,574 | ||
DANAHER CORPORATION | COM | 235851102 | 836 | 3,298 | SH | DFND | 0 | 0 | 3,298 | ||
DISNEY WALT CO | COM | 254687106 | 1,164 | 12,329 | SH | DFND | 0 | 0 | 12,329 | ||
DOMINION ENERGY INC | COM | 25746U109 | 288 | 3,617 | SH | DFND | 0 | 0 | 3,617 | ||
DOW INC | COM | 260557103 | 287 | 5,552 | SH | DFND | 0 | 0 | 5,552 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 288 | 2,675 | SH | DFND | 0 | 0 | 2,675 | ||
DYNATRACE INC | COM NEW | 268150109 | 267 | 6,742 | SH | DFND | 0 | 0 | 6,742 | ||
EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 | 121 | 10,640 | SH | DFND | 0 | 0 | 10,640 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 90 | 11,605 | SH | DFND | 0 | 0 | 11,605 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 240 | 2,537 | SH | DFND | 0 | 0 | 2,537 | ||
ELEVANCE HEALTH INC | COM | 036752103 | 401 | 832 | SH | DFND | 0 | 0 | 832 | ||
EMERSON ELEC CO | COM | 291011104 | 204 | 2,550 | SH | DFND | 0 | 0 | 2,550 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 549 | 54,916 | SH | DFND | 0 | 0 | 54,916 | ||
EXXON MOBIL CORP | COM | 30231G102 | 705 | 8,214 | SH | DFND | 0 | 0 | 8,214 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 964 | 55,888 | SH | DFND | 0 | 0 | 55,888 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 250 | 4,218 | SH | DFND | 0 | 0 | 4,218 | ||
FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 | 829 | 6,105 | SH | DFND | 0 | 0 | 6,105 | ||
FISKER INC | CL A COM STK | 33813J106 | 111 | 13,000 | SH | DFND | 0 | 0 | 13,000 | ||
FORD MTR CO DEL | COM | 345370860 | 122 | 11,000 | SH | DFND | 0 | 0 | 11,000 | ||
GILEAD SCIENCES INC | COM | 375558103 | 566 | 9,141 | SH | DFND | 0 | 0 | 9,141 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 164 | 12,703 | SH | DFND | 0 | 0 | 12,703 | ||
HOME DEPOT INC | COM | 437076102 | 1,240 | 4,514 | SH | DFND | 0 | 0 | 4,514 | ||
HORIZON TECHNOLOGY FIN CORP | COM | 44045A102 | 164 | 14,262 | SH | DFND | 0 | 0 | 14,262 | ||
INTEL CORP | COM | 458140100 | 310 | 8,317 | SH | DFND | 0 | 0 | 8,317 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,944 | 20,892 | SH | DFND | 0 | 0 | 20,892 | ||
INTUIT | COM | 461202103 | 304 | 791 | SH | DFND | 0 | 0 | 791 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 521 | 2,611 | SH | DFND | 0 | 0 | 2,611 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 1,702 | 12,671 | SH | DFND | 0 | 0 | 12,671 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 402 | 7,035 | SH | DFND | 0 | 0 | 7,035 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,285 | 5,686 | SH | DFND | 0 | 0 | 5,686 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,508 | 16,330 | SH | DFND | 0 | 0 | 16,330 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 392 | 4,680 | SH | DFND | 0 | 0 | 4,680 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,483 | 6,553 | SH | DFND | 0 | 0 | 6,553 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 237 | 2,337 | SH | DFND | 0 | 0 | 2,337 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 260 | 5,198 | SH | DFND | 0 | 0 | 5,198 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 251 | 4,015 | SH | DFND | 0 | 0 | 4,015 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 249 | 1,197 | SH | DFND | 0 | 0 | 1,197 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 341 | 2,347 | SH | DFND | 0 | 0 | 2,347 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,308 | 11,104 | SH | DFND | 0 | 0 | 11,104 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,386 | 7,809 | SH | DFND | 0 | 0 | 7,809 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 977 | 8,704 | SH | DFND | 0 | 0 | 8,704 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 204 | 1,500 | SH | DFND | 0 | 0 | 1,500 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 289 | 17,173 | SH | DFND | 0 | 0 | 17,173 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 216 | 900 | SH | DFND | 0 | 0 | 900 | ||
LINDE PLC | SHS | G5494J103 | 218 | 758 | SH | DFND | 0 | 0 | 758 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 224 | 521 | SH | DFND | 0 | 0 | 521 | ||
LOWES COS INC | COM | 548661107 | 402 | 2,296 | SH | DFND | 0 | 0 | 2,296 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 2,948 | 9,350 | SH | DFND | 0 | 0 | 9,350 | ||
MCCORMICK & CO INC | COM NON VTG | 579780206 | 1,993 | 23,950 | SH | DFND | 0 | 0 | 23,950 | ||
MCDONALDS CORP | COM | 580135101 | 554 | 2,250 | SH | DFND | 0 | 0 | 2,250 | ||
MEDTRONIC PLC | SHS | G5960L103 | 336 | 3,761 | SH | DFND | 0 | 0 | 3,761 | ||
MERCK & CO INC | COM | 58933Y105 | 3,420 | 37,489 | SH | DFND | 0 | 0 | 37,489 | ||
META PLATFORMS INC | CL A | 30303M102 | 854 | 5,306 | SH | DFND | 0 | 0 | 5,306 | ||
MICROSOFT CORP | COM | 594918104 | 5,034 | 19,611 | SH | DFND | 0 | 0 | 19,611 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 107 | 12,031 | SH | DFND | 0 | 0 | 12,031 | ||
NYMOX PHARMACEUTICAL CORP | COM | P73398102 | 12 | 28,000 | SH | DFND | 0 | 0 | 28,000 | ||
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 548 | 83,493 | SH | DFND | 0 | 0 | 83,493 | ||
ONEOK INC NEW | COM | 682680103 | 571 | 10,273 | SH | DFND | 0 | 0 | 10,273 | ||
OTIS WORLDWIDE CORP | COM | 68902V107 | 394 | 5,580 | SH | DFND | 0 | 0 | 5,580 | ||
PAYCHEX INC | COM | 704326107 | 273 | 2,400 | SH | DFND | 0 | 0 | 2,400 | ||
PEPSICO INC | COM | 713448108 | 234 | 1,410 | SH | DFND | 0 | 0 | 1,410 | ||
PFIZER INC | COM | 717081103 | 1,314 | 25,133 | SH | DFND | 0 | 0 | 25,133 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 396 | 3,471 | SH | DFND | 0 | 0 | 3,471 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 877 | 6,106 | SH | DFND | 0 | 0 | 6,106 | ||
QUALCOMM INC | COM | 747525103 | 495 | 3,872 | SH | DFND | 0 | 0 | 3,872 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 1,064 | 11,061 | SH | DFND | 0 | 0 | 11,061 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 650 | 1,100 | SH | DFND | 0 | 0 | 1,100 | ||
ROPER TECHNOLOGIES INC | COM | 776696106 | 218 | 550 | SH | DFND | 0 | 0 | 550 | ||
SALESFORCE INC | COM | 79466L302 | 427 | 2,582 | SH | DFND | 0 | 0 | 2,582 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 83 | 11,000 | SH | DFND | 0 | 0 | 11,000 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 215 | 671 | SH | DFND | 0 | 0 | 671 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 797 | 12,613 | SH | DFND | 0 | 0 | 12,613 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 919 | 12,825 | SH | DFND | 0 | 0 | 12,825 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 306 | 9,695 | SH | DFND | 0 | 0 | 9,695 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 290 | 2,263 | SH | DFND | 0 | 0 | 2,263 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 538 | 4,234 | SH | DFND | 0 | 0 | 4,234 | ||
SHELL PLC | SPON ADS | 780259305 | 435 | 8,325 | SH | DFND | 0 | 0 | 8,325 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 211 | 1,249 | SH | DFND | 0 | 0 | 1,249 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 451 | 1,198 | SH | DFND | 0 | 0 | 1,198 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 219 | 7,394 | SH | DFND | 0 | 0 | 7,394 | ||
SPDR SER TR | S&P 600 SMCP VAL | 78464A300 | 696 | 9,625 | SH | DFND | 0 | 0 | 9,625 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 845 | 7,130 | SH | DFND | 0 | 0 | 7,130 | ||
STARBUCKS CORP | COM | 855244109 | 1,840 | 24,092 | SH | DFND | 0 | 0 | 24,092 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 222 | 2,707 | SH | DFND | 0 | 0 | 2,707 | ||
TESLA INC | COM | 88160R101 | 212 | 315 | SH | DFND | 0 | 0 | 315 | ||
TRANE TECHNOLOGIES PLC | SHS | G8994E103 | 404 | 3,110 | SH | DFND | 0 | 0 | 3,110 | ||
TRUIST FINL CORP | COM | 89832Q109 | 407 | 8,658 | SH | DFND | 0 | 0 | 8,658 | ||
TWITTER INC | COM | 90184L102 | 200 | 5,358 | SH | DFND | 0 | 0 | 5,358 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 218 | 1,197 | SH | DFND | 0 | 0 | 1,197 | ||
UNITED RENTALS INC | COM | 911363109 | 204 | 849 | SH | DFND | 0 | 0 | 849 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 398 | 774 | SH | DFND | 0 | 0 | 774 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 404 | 3,800 | SH | DFND | 0 | 0 | 3,800 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 901 | 33,047 | SH | DFND | 0 | 0 | 33,047 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 410 | 5,341 | SH | DFND | 0 | 0 | 5,341 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 361 | 4,787 | SH | DFND | 0 | 0 | 4,787 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 425 | 3,282 | SH | DFND | 0 | 0 | 3,282 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 463 | 2,354 | SH | DFND | 0 | 0 | 2,354 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 473 | 1,366 | SH | DFND | 0 | 0 | 1,366 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 306 | 2,042 | SH | DFND | 0 | 0 | 2,042 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 387 | 2,190 | SH | DFND | 0 | 0 | 2,190 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 715 | 4,991 | SH | DFND | 0 | 0 | 4,991 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 619 | 6,076 | SH | DFND | 0 | 0 | 6,076 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 222 | 974 | SH | DFND | 0 | 0 | 974 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 765 | 15,124 | SH | DFND | 0 | 0 | 15,124 | ||
VISA INC | COM CL A | 92826C839 | 1,059 | 5,385 | SH | DFND | 0 | 0 | 5,385 | ||
VOYA FINANCIAL INC | COM | 929089100 | 880 | 14,717 | SH | DFND | 0 | 0 | 14,717 | ||
WALMART INC | COM | 931142103 | 211 | 1,741 | SH | DFND | 0 | 0 | 1,741 | ||
WEC ENERGY GROUP INC | COM | 92939U106 | 235 | 2,350 | SH | DFND | 0 | 0 | 2,350 | ||
WP CAREY INC | COM | 92936U109 | 376 | 4,541 | SH | DFND | 0 | 0 | 4,541 |