0001731289-22-000277.txt : 20221116 0001731289-22-000277.hdr.sgml : 20221116 20221116173113 ACCESSION NUMBER: 0001731289-22-000277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221114 FILED AS OF DATE: 20221116 DATE AS OF CHANGE: 20221116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL MARK A CENTRAL INDEX KEY: 0001389418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38495 FILM NUMBER: 221396229 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nikola Corp CENTRAL INDEX KEY: 0001731289 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 824151153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4141 E BROADWAY ROAD CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: (480) 666-1038 MAIL ADDRESS: STREET 1: 4141 E BROADWAY ROAD CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: VectoIQ Acquisition Corp. DATE OF NAME CHANGE: 20180213 4 1 wf-form4_166863785242320.xml FORM 4 X0306 4 2022-11-14 0 0001731289 Nikola Corp NKLA 0001389418 RUSSELL MARK A 4141 E BROADWAY ROAD PHOENIX AZ 85040 1 0 1 0 Common Stock 2022-11-14 4 M 0 75000 1.06 A 2887346 D Common Stock 2022-11-14 4 S 0 1500 2.986 D 2885846 D Common Stock 2022-11-14 4 S 0 73500 2.987 D 2812346 D Common Stock 2022-11-15 4 M 0 75000 1.06 A 2887346 D Common Stock 2022-11-15 4 S 0 1500 3.052 D 2885846 D Common Stock 2022-11-15 4 S 0 73500 3.046 D 2812346 D Stock Option (right to buy) 1.06 2022-11-14 4 M 0 75000 0 D 2029-02-26 Common Stock 75000.0 5452185 D Stock Option (right to buy) 1.06 2022-11-15 4 M 0 75000 0 D 2029-02-26 Common Stock 75000.0 5377185 D The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $2.86 to $3.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $2.84 to $3.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $2.99 to $3.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $2.97 to $3.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Option is fully vested and exercisable. /s/ Britton M. Worthen, Attorney-in-fact 2022-11-16