0001387131-15-003149.txt : 20151103 0001387131-15-003149.hdr.sgml : 20151103 20151103160828 ACCESSION NUMBER: 0001387131-15-003149 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 EFFECTIVENESS DATE: 20151103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 151193765 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389223 XXXXXXXX 09-30-2015 09-30-2015 false Mathes Company, Inc.

230 Park Avenue New York NY 10169

13F HOLDINGS REPORT 028-12290 N Richard Mathes 917-368-4900 /s/ Richard Mathes New York NY 11-02-2015 0 127 151536 INFORMATION TABLE 2 infotable.xml Abtech Hldgs Inc COM 00400H108 2 52500 SH SOLE 52500 0 0 Akamai Technologies COM 00971T101 249 3600 SH SOLE 3600 0 0 Alexion Pharmaceuticals Inc COM 015351109 250 1600 SH SOLE 1600 0 0 Amazon Com Inc COM 023135106 9105 17787 SH SOLE 17787 0 0 American Electrical Power Inc COM 025537101 320 5625 SH SOLE 5625 0 0 Amgen Inc COM 031162100 2053 14845 SH SOLE 14845 0 0 Apple Inc. COM 037833100 6214 56340 SH SOLE 56340 0 0 AT&T Corp COM 00206R102 2407 73886 SH SOLE 73886 0 0 Bank of New York Mellon Corp COM 064058100 257 6573 SH SOLE 6573 0 0 Bank of America Corp COM 060505104 408 26208 SH SOLE 26208 0 0 Barrick Gold Corp COM 067901108 324 51000 SH SOLE 51000 0 0 Berkshire Hathaway Inc Cl B COM 084670702 228 1750 SH SOLE 1750 0 0 Biogen Idec Inc. COM 09062X103 467 1600 SH SOLE 1600 0 0 Boeing Co COM 097023105 2631 20091 SH SOLE 20091 0 0 Bristol-Myers Squibb Co COM 110122108 334 5643 SH SOLE 5643 0 0 Buckeye Partners LP COM 118230101 287 4850 SH SOLE 4850 0 0 Buffalo Wild Wings Inc. COM 119848109 687 3550 SH SOLE 3550 0 0 Caterpillar Inc COM 149123101 2611 39942 SH SOLE 39942 0 0 Celgene Corp COM 151020104 774 7160 SH SOLE 7160 0 0 Cheesecake Factory Inc. COM 163072101 221 4100 SH SOLE 4100 0 0 Chevron Corp. COM 166764100 546 6925 SH SOLE 6925 0 0 Chipotle Mexican Grill Cl. A 169656105 684 950 SH SOLE 950 0 0 Cisco Systems Inc COM 17275R102 348 13250 SH SOLE 13250 0 0 Coca Cola Co. COM 191216100 282 7020 SH SOLE 7020 0 0 Consolidated Edison COM 209115104 799 11950 SH SOLE 11950 0 0 Costco Wholesale Corp COM 22160K105 477 3300 SH SOLE 3300 0 0 CSX Corp COM 126408103 1839 68360 SH SOLE 68360 0 0 CVS Health Corp COM 126650100 409 4238 SH SOLE 4238 0 0 Deere & Co COM 244199105 2427 32799 SH SOLE 32799 0 0 Du Pont E I De Nemours COM 263534109 359 7455 SH SOLE 7455 0 0 Enbridge Energy Partners COM 29250R106 380 15375 SH SOLE 15375 0 0 Energy XXI (Bermuda) Ltd COM G10082140 117 111800 SH SOLE 111800 0 0 Exxon Mobil Corp COM 30231G102 888 11945 SH SOLE 11945 0 0 Facebook Inc. Cl. A 30303M102 564 6275 SH SOLE 6275 0 0 Fedex Corp. COM 31428X106 2392 16615 SH SOLE 16615 0 0 Freeport McMoran Copper & Gold Inc COM 35671D857 305 31530 SH SOLE 31530 0 0 Frontier Communications Corp COM 35906A108 519 109300 SH SOLE 109300 0 0 General Electric Co COM 369604103 4323 171396 SH SOLE 171396 0 0 General Mills Inc. COM 370334104 410 7300 SH SOLE 7300 0 0 Gilead Sciences Inc COM 375558103 3343 34050 SH SOLE 34050 0 0 Goldman Sachs Group Inc. COM 38141G104 2231 12840 SH SOLE 12840 0 0 Google Inc Cl A Cl. A 38259P508 4389 6875 SH SOLE 6875 0 0 Google Inc Cl C Cl. C 38259P706 3017 4958 SH SOLE 4958 0 0 Greenbrier Cos Inc. COM 393657101 940 29275 SH SOLE 29275 0 0 Gulfmark Offshore Inc COM 402629208 299 49000 SH SOLE 49000 0 0 Halliburton Co COM 406216101 1897 53655 SH SOLE 53655 0 0 Harley Davidson Inc COM 412822108 599 10913 SH SOLE 10913 0 0 Hershey Co. COM 427866108 2926 31850 SH SOLE 31850 0 0 Home Depot Inc COM 437076102 612 5300 SH SOLE 5300 0 0 Illinois Tool Wks Inc COM 452308109 1319 16025 SH SOLE 16025 0 0 Ingersoll Rand PLC (IRELAND) COM G47791101 1901 37450 SH SOLE 37450 0 0 Intel Corp COM 458140100 2049 67978 SH SOLE 67978 0 0 International Business Machines COM 459200101 458 3157 SH SOLE 3157 0 0 Johnson & Johnson COM 478160104 3664 39252 SH SOLE 39252 0 0 JP Morgan Chase & Co COM 46625H100 4351 71356 SH SOLE 71356 0 0 Markwest Energy Partners LP COM 570759100 345 8050 SH SOLE 8050 0 0 McCormick & Co. Inc. COM 579780206 2645 32187 SH SOLE 32187 0 0 Merck & Co New COM 58933Y105 1418 28712 SH SOLE 28712 0 0 Microsoft Corp COM 594918104 770 17400 SH SOLE 17400 0 0 Netflix Inc COM 64110L106 1146 11100 SH SOLE 11100 0 0 Palo Alto Networks Inc. COM 697435105 1744 10141 SH SOLE 10141 0 0 Panera Bread Co Cl. A 69840W108 455 2350 SH SOLE 2350 0 0 Parker Hannifin Corp COM 701094104 1843 18945 SH SOLE 18945 0 0 Penn West Petroleum Ltd New COM 707887105 39 85750 SH SOLE 85750 0 0 Pepsico Inc. COM 713448108 839 8900 SH SOLE 8900 0 0 Pfizer Inc COM 717081103 695 22136 SH SOLE 22136 0 0 PG & E Corp. COM 69331C108 1474 27910 SH SOLE 27910 0 0 Phillips 66 COM 718546104 2396 31180 SH SOLE 31180 0 0 Precision Castparts Corp COM 740189105 482 2100 SH SOLE 2100 0 0 Procter & Gamble Co. COM 742718109 2965 41218 SH SOLE 41218 0 0 Quest Rare Minerals Ltd. COM 74836T101 1 12000 SH SOLE 12000 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 314 675 SH SOLE 675 0 0 Salesforce.com Inc COM 79466L302 5890 84835 SH SOLE 84835 0 0 Schlumberger Ltd COM 806857108 2800 40601 SH SOLE 40601 0 0 Starbucks Corp COM 855244109 827 14550 SH SOLE 14550 0 0 SVB Finl Group COM 78486Q101 1095 9481 SH SOLE 9481 0 0 Tata Motors Ltd Spons. ADR 876568502 304 13500 SH SOLE 13500 0 0 TC Pipelines LC COM 87233Q108 248 5200 SH SOLE 5200 0 0 Under Armor Inc COM 904311107 1239 12800 SH SOLE 12800 0 0 Union Pacific Corp COM 907818108 2330 26355 SH SOLE 26355 0 0 United Technologies Corp. COM 913017109 698 7840 SH SOLE 7840 0 0 Verizon Communications Inc. COM 92343V104 783 17986 SH SOLE 17986 0 0 Wabco Holdings Inc. COM 92927K102 472 4500 SH SOLE 4500 0 0 Whirlpool Corp COM 963320106 2176 14775 SH SOLE 14775 0 0 Tennessee Valley Authority Preferred 880591300 212 8595 SH SOLE 8595 0 0 UBS AG Ldn Trigger Phoenix AC Euro Stx 50 COM 90274T494 570 67500 SH SOLE 67500 0 0 Wells Fargo & Co Prfd J Preferred 949746879 542 19675 SH SOLE 19675 0 0 Flaherty & Crumrine Dynamic Pfd COM 33848W106 1626 72650 SH SOLE 72650 0 0 Pimco Dynamic Credit Income Fund COM 72202D106 1695 92750 SH SOLE 92750 0 0 Tortoise MLP Fund Inc COM 89148B101 314 17129 SH SOLE 17129 0 0 ALPS Alerian MLP ETF COM 00162Q866 280 22450 SH SOLE 22450 0 0 First Trust DJ Internet Index ETF COM 33733E302 983 14885 SH SOLE 14885 0 0 Industrial Select Sector SPDR ETF COM 81369Y704 800 16035 SH SOLE 16035 0 0 Ishares Biotechnology ETF COM 464287556 317 1045 SH SOLE 1045 0 0 Ishares Core S&P500 ETF COM 464287200 335 1740 SH SOLE 1740 0 0 Ishares Dow Jones US ETF COM 464287846 1235 12800 SH SOLE 12800 0 0 Ishares Morningstar Large-Cap ETF COM 464287127 829 7410 SH SOLE 7410 0 0 Ishares North American Tech ETF COM 464287549 2061 20545 SH SOLE 20545 0 0 Ishares Russell 2000 ETF COM 464287655 1927 17649 SH SOLE 17649 0 0 Ishares Russell Mid-Cap ETF COM 464287499 790 5075 SH SOLE 5075 0 0 Ishares Russell Mid-Cap Growth ETF COM 464287481 855 9650 SH SOLE 9650 0 0 Ishares Russell Mid-Cap Value ETF COM 464287473 275 4095 SH SOLE 4095 0 0 Ishares S&P 500 Value ETF COM 464287408 218 2600 SH SOLE 2600 0 0 Ishares US Preferred Stock ETF COM 464288687 1478 38300 SH SOLE 38300 0 0 Market Vectors Gold Miners COM 57060U100 256 18600 SH SOLE 18600 0 0 Powershares QQQ Trust SR1 COM 73935A104 621 6100 SH SOLE 6100 0 0 Rydex Guggenheim S&P 500 Equal Wt COM 78355W106 313 4250 SH SOLE 4250 0 0 SPDR Gold Trust COM 78463V107 403 3775 SH SOLE 3775 0 0 SPDR S&P 500 ETF Trust COM 78462F103 1580 8245 SH SOLE 8245 0 0 SPDR Ser Tr S&P Dividend COM 78464A763 755 10460 SH SOLE 10460 0 0 SPDR S&P Oil and Gas Explor. COM 78464A730 836 25450 SH SOLE 25450 0 0 SPDR Fd Technology COM 81369Y803 438 11100 SH SOLE 11100 0 0 Vanguard Extended Market ETF COM 922908652 905 11085 SH SOLE 11085 0 0 Vanguard Growth ETF COM 922908736 511 5100 SH SOLE 5100 0 0 Vanguard High Div Yield COM 921946406 451 7206 SH SOLE 7206 0 0 Vanguard Large-Cap ETF COM 922908637 549 6231 SH SOLE 6231 0 0 Vanguard Industrial ETF COM 92204A603 234 2461 SH SOLE 2461 0 0 Vanguard Mid Cap Growth ETF COM 922908538 782 8035 SH SOLE 8035 0 0 Vanguard Mid Cap Value ETF COM 922908512 311 3735 SH SOLE 3735 0 0 Vanguard Sml-Cap Grwth ETF COM 922908595 237 2010 SH SOLE 2010 0 0 Vanguard Total Stock Market ETF COM 922908769 842 8525 SH SOLE 8525 0 0 Vanguard Value ETF COM 922908744 358 4660 SH SOLE 4660 0 0 Ishares Floating Rate Bond ETF COM 46429B655 908 18000 SH SOLE 18000 0 0 Ishares TIPS Bond ETF COM 464287176 398 3600 SH SOLE 3600 0 0 Pimco Enhanced Short Mat Strategy ETF COM 72201R833 1491 14800 SH SOLE 14800 0 0 SPDR Barclays High Yield Bond ETF COM 78464A417 467 13100 SH SOLE 13100 0 0 Vanguard Short-Term Inf Protect Sec Idx ETF COM 922020805 223 4600 SH SOLE 4600 0 0