0001249155-19-000014.txt : 20190114 0001249155-19-000014.hdr.sgml : 20190114 20190114183145 ACCESSION NUMBER: 0001249155-19-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190110 FILED AS OF DATE: 20190114 DATE AS OF CHANGE: 20190114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Straus Robert D CENTRAL INDEX KEY: 0001389219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 19525888 MAIL ADDRESS: STREET 1: 230 EAST 44TH ST APT 9C CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 559 884 2535 MAIL ADDRESS: STREET 1: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-01-10 0 0001477246 S&W Seed Co SANW 0001389219 Straus Robert D C/O S&W SEED COMPANY 106 K STREET, SUITE 300 SACRAMENTO CA 95814 1 0 0 0 Common Stock 2019-01-10 4 M 0 6056 0 A 6056 D Restricted Stock Units 2019-01-10 4 M 0 6056 0 D 2019-01-10 2019-01-10 Common Stock 6056 0 D Represents the settlement of restricted stock units ("RSUs") that vested on January 10, 2019 through the issuance of common stock. Each RSU represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the January 10, 2019 vesting date was $2.00. The RSUs vested in full on January 10, 2019. /s/ Robert D. Straus 2019-01-14