0001249155-19-000014.txt : 20190114
0001249155-19-000014.hdr.sgml : 20190114
20190114183145
ACCESSION NUMBER: 0001249155-19-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190110
FILED AS OF DATE: 20190114
DATE AS OF CHANGE: 20190114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Straus Robert D
CENTRAL INDEX KEY: 0001389219
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 19525888
MAIL ADDRESS:
STREET 1: 230 EAST 44TH ST APT 9C
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 559 884 2535
MAIL ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-01-10
0
0001477246
S&W Seed Co
SANW
0001389219
Straus Robert D
C/O S&W SEED COMPANY
106 K STREET, SUITE 300
SACRAMENTO
CA
95814
1
0
0
0
Common Stock
2019-01-10
4
M
0
6056
0
A
6056
D
Restricted Stock Units
2019-01-10
4
M
0
6056
0
D
2019-01-10
2019-01-10
Common Stock
6056
0
D
Represents the settlement of restricted stock units ("RSUs") that vested on January 10, 2019 through the issuance of common stock.
Each RSU represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the January 10, 2019 vesting date was $2.00.
The RSUs vested in full on January 10, 2019.
/s/ Robert D. Straus
2019-01-14