0001209191-20-007234.txt : 20200206
0001209191-20-007234.hdr.sgml : 20200206
20200206173353
ACCESSION NUMBER: 0001209191-20-007234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200204
FILED AS OF DATE: 20200206
DATE AS OF CHANGE: 20200206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Straus Robert D
CENTRAL INDEX KEY: 0001389219
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 20583814
MAIL ADDRESS:
STREET 1: 230 EAST 44TH ST APT 9C
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 559 884 2535
MAIL ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-04
0
0001477246
S&W Seed Co
SANW
0001389219
Straus Robert D
C/O S&W SEED COMPANY
210 KEN PRATT BLVD., SUITE 201
LONGMONT
CO
80501
1
0
0
0
Common Stock
2020-02-04
4
A
0
28935
0.00
A
46977
D
The shares being reported are being issued pursuant to restricted stock units ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. The RSU will vest on the earlier of (i) January 15, 2021 and (ii) the date of the Issuer's annual meeting of stockholders for the fiscal year ending June 30, 2021, in each case, subject to the Reporting Person's Continuous Service on such date.
/s/ Matthew Szot, Attorney-in-Fact
2020-02-04