0001389050-20-000009.txt : 20200127 0001389050-20-000009.hdr.sgml : 20200127 20200127105406 ACCESSION NUMBER: 0001389050-20-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200123 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thode Eric W CENTRAL INDEX KEY: 0001756643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33666 FILM NUMBER: 20547668 MAIL ADDRESS: STREET 1: 9807 KATY FREEWAY STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Archrock, Inc. CENTRAL INDEX KEY: 0001389050 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 743204509 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9807 KATY FREEWAY STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 281-836-8000 MAIL ADDRESS: STREET 1: 9807 KATY FREEWAY STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: EXTERRAN HOLDINGS INC. DATE OF NAME CHANGE: 20070619 FORMER COMPANY: FORMER CONFORMED NAME: Iliad Holdings, INC DATE OF NAME CHANGE: 20070206 4 1 wf-form4_158014042841576.xml FORM 4 X0306 4 2020-01-23 0 0001389050 Archrock, Inc. AROC 0001756643 Thode Eric W 9807 KATY FREEWAY SUITE 100 HOUSTON TX 77024 0 1 0 0 Vice President Common Stock 2020-01-23 4 A 0 33003 0 A 89186 D Common Stock 2020-01-25 4 F 0 2519 8.83 D 86667 D Common Stock 75 I Held for benefit of minor daughter Common Stock 770 I Held by parent; reporting person shares dispositive power Common Stock 1562 I 401(k) Plan This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the issuer and the reporting person. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Includes 1,998 shares acquired through participation in the Employee Stock Purchase Plan. Susan G. Thompson, Attorney-in-fact 2020-01-27