0001389050-18-000024.txt : 20180427 0001389050-18-000024.hdr.sgml : 20180427 20180427112029 ACCESSION NUMBER: 0001389050-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180426 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ingersoll Jason CENTRAL INDEX KEY: 0001657785 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33666 FILM NUMBER: 18781814 MAIL ADDRESS: STREET 1: 16666 NORTHCHASE DRIVE CITY: HOUSTON STATE: TX ZIP: 77060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Archrock, Inc. CENTRAL INDEX KEY: 0001389050 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 743204509 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9807 KATY FREEWAY STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 281-836-8000 MAIL ADDRESS: STREET 1: 9807 KATY FREEWAY STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: EXTERRAN HOLDINGS INC. DATE OF NAME CHANGE: 20070619 FORMER COMPANY: FORMER CONFORMED NAME: Iliad Holdings, INC DATE OF NAME CHANGE: 20070206 4 1 wf-form4_152484241466956.xml FORM 4 X0306 4 2018-04-26 0 0001389050 Archrock, Inc. AROC 0001657785 Ingersoll Jason 9807 KATY FREEWAY, SUITE 100 HOUSTON TX 77024 0 1 0 0 Senior Vice President Common Stock 2018-04-26 4 A 0 7362 A 86300 D Restricted Stock Unit 2018-04-26 4 A 0 4465 0 A 2019-03-04 2019-03-04 Common Stock 4464.0 4465 D Restricted Stock Unit 2018-04-26 4 A 0 6019 0 A 2020-08-20 Common Stock 6018.0 6019 D Received in exchange for 5,258 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer. Received in exchange for 3,189 and 4,299 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions. The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020. Susan G. Thompson, Attorney-in-fact 2018-04-27