0001389050-18-000024.txt : 20180427
0001389050-18-000024.hdr.sgml : 20180427
20180427112029
ACCESSION NUMBER: 0001389050-18-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180426
FILED AS OF DATE: 20180427
DATE AS OF CHANGE: 20180427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ingersoll Jason
CENTRAL INDEX KEY: 0001657785
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33666
FILM NUMBER: 18781814
MAIL ADDRESS:
STREET 1: 16666 NORTHCHASE DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Archrock, Inc.
CENTRAL INDEX KEY: 0001389050
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 743204509
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9807 KATY FREEWAY
STREET 2: STE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: 281-836-8000
MAIL ADDRESS:
STREET 1: 9807 KATY FREEWAY
STREET 2: STE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
FORMER COMPANY:
FORMER CONFORMED NAME: EXTERRAN HOLDINGS INC.
DATE OF NAME CHANGE: 20070619
FORMER COMPANY:
FORMER CONFORMED NAME: Iliad Holdings, INC
DATE OF NAME CHANGE: 20070206
4
1
wf-form4_152484241466956.xml
FORM 4
X0306
4
2018-04-26
0
0001389050
Archrock, Inc.
AROC
0001657785
Ingersoll Jason
9807 KATY FREEWAY, SUITE 100
HOUSTON
TX
77024
0
1
0
0
Senior Vice President
Common Stock
2018-04-26
4
A
0
7362
A
86300
D
Restricted Stock Unit
2018-04-26
4
A
0
4465
0
A
2019-03-04
2019-03-04
Common Stock
4464.0
4465
D
Restricted Stock Unit
2018-04-26
4
A
0
6019
0
A
2020-08-20
Common Stock
6018.0
6019
D
Received in exchange for 5,258 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer.
Received in exchange for 3,189 and 4,299 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.
The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020.
Susan G. Thompson, Attorney-in-fact
2018-04-27