Delaware (State or Other Jurisdiction of Incorporation or Organization) |
74-3204509 (I.R.S. Employer Identification Number) |
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
Proposed Maximum | Proposed Maximum | Amount Of | ||||||||||||
Title of Securities | Amount To Be | Offering Price | Aggregate Offering | Registration | ||||||||||
To Be Registered | Registered (1) | Per Share (2) | Price (2) | Fee | ||||||||||
Common Stock, $0.01 par value per share |
3,100,000 (3) | $18.34 | $56,854,000 | $6,601 | ||||||||||
(1) | This Registration Statement registers the issuance of an aggregate of 3,100,000 shares of the common stock of Exterran Holdings, Inc., par value $0.01 per share, which amount includes (a) 2,750,000 additional shares issuable under the Registrants Amended and Restated 2007 Stock Incentive Plan pursuant to an amendment to such plan that was previously approved by the Registrants board of directors and stockholders and (b) 350,000 additional shares issuable under the Registrants Employee Stock Purchase Plan pursuant to an amendment to such plan that was previously approved by the Registrants board of directors and stockholders. Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), this Registration Statement also covers any additional shares of common stock which become issuable under the antidilution provision of the plans being registered pursuant to this Registration Statement by reason of any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration, which results in an increase in the number of the Registrants outstanding shares of common stock. | |
(2) | Estimated solely for purposes of calculating the registration fee pursuant to Rule 457(c) and 457(h) under the Securities Act, based upon the average of the high and low prices reported on the New York Stock Exchange on August 1, 2011. |
| The Companys Annual Report on Form 10-K for the year ended December 31, 2010 filed with the SEC on February 24, 2011; | ||
| The Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 filed with the SEC on May 5, 2011; | ||
| The Companys Quarterly Report on Form 10-Q for the quarter ended June 30, 2011 filed with the SEC on August 4, 2011; | ||
| The Companys Current Reports on Form 8-K filed with the SEC on February 25, 2011, March 4, 2011, March 10, 2011, May 24, 2011, June 13, 2011 and July 14, 2011; | ||
| The Companys Registration Statement on Form S-8, Registration No. 333-145589, filed with the SEC on August 20, 2007; | ||
| The Companys Registration Statement on Form S-8, Registration No. 333-165146, filed with the SEC on March 2, 2010; | ||
| The Companys Registration Statement on Form S-8, Registration No. 333-170528, filed with the SEC on November 10, 2010; and | ||
| The description of the Companys common stock, par value $0.01 per share, contained in the Companys Current Report on Form 8-K, filed with the SEC on August 20, 2007, including all amendments and reports filed for the purpose of updating that description. |
1
No. | Description | |||
4.1 | Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan,
incorporated by reference to Exhibit 10.16 to the Registrants Quarterly Report on Form
10-Q, filed November 6, 2007 |
|||
4.2 | Amendment No. 1 to the Exterran Holdings, Inc. Amended and Restated 2007 Stock
Incentive Plan, incorporated by reference to Annex A to the Registrants Definitive
Proxy Statement on Schedule 14A, filed March 26, 2009 |
|||
4.3 | Amendment No. 2 to the Exterran Holdings, Inc. Amended and Restated 2007 Stock
Incentive Plan, incorporated by reference to Exhibit 10.10 to the Registrants
Quarterly Report on
Form 10-Q, filed May 7, 2009 |
|||
4.4 | Amendment No. 3 to the Exterran Holdings, Inc. Amended and Restated 2007 Stock
Incentive Plan, incorporated by reference to Annex A to the Registrants Definitive
Proxy Statement on Schedule 14A, filed March 29, 2010 |
|||
4.5 | Amendment No. 4 to the Exterran Holdings, Inc. Amended and Restated 2007 Stock
Incentive Plan, incorporated by reference to Annex A to the Registrants Definitive
Proxy Statement on Schedule 14A, filed March 29, 2011 |
|||
4.6 | Exterran Holdings, Inc. Employee Stock Purchase Plan, incorporated by reference
to Exhibit 10.1 to the Registrants Current Report on Form 8-K, filed August 23, 2007 |
|||
4.7 | Amendment No. 1 to the Exterran Holdings, Inc. Employee Stock Purchase Plan,
incorporated by reference to Annex D to the Registrants Definitive Proxy Statement on
Schedule 14A, filed March 29, 2011 |
|||
4.8 | Amendment No. 2 to the Exterran Holdings, Inc. Employee Stock Purchase Plan,
incorporated by reference to Annex C to the Registrants Definitive Proxy Statement on
Schedule 14A, filed March 29, 2011 |
|||
5.1* | Opinion of Latham & Watkins LLP as to the legality of the securities being registered |
|||
23.1* | Consent of Deloitte & Touche LLP |
|||
23.2* | Consent of Latham & Watkins LLP (contained in Exhibit 5.1) |
|||
24.1* | Powers of Attorney (set forth on the signature page of this Registration Statement) |
* | Filed herewith. |
2
EXTERRAN HOLDINGS, INC. |
||||
By: | /s/ J. MICHAEL ANDERSON | |||
Name: | J. Michael Anderson | |||
Title: | Senior Vice President, Chief Financial Officer and Chief of Staff | |||
Signature | Title | |
/s/ ERNIE L. DANNER
|
President and Chief Executive Officer and Director (Principal Executive Officer) |
|
/s/ J. MICHAEL ANDERSON
|
Senior Vice President, Chief Financial Officer and Chief of Staff (Principal Financial Officer) |
|
/s/ KENNETH R. BICKETT
|
Vice President, Finance and Accounting (Principal Accounting Officer) |
|
/s/ JANET F. CLARK
|
Director | |
/s/ URIEL E. DUTTON
|
Director | |
/s/ GORDON T. HALL
|
Director | |
/s/ J.W.G. HONEYBOURNE
|
Director |
/s/ MARK A. MCCOLLUM
|
Director | |
/s/ WILLIAM C. PATE
|
Director | |
/s/ STEPHEN M. PAZUK
|
Director | |
/s/ CHRISTOPHER T. SEAVER
|
Director |
No. | Description | |||
4.1 | Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan,
incorporated by reference to Exhibit 10.16 to the Registrants Quarterly Report on Form
10-Q, filed November 6, 2007 |
|||
4.2 | Amendment No. 1 to the Exterran Holdings, Inc. Amended and Restated 2007 Stock
Incentive Plan, incorporated by reference to Annex A to the Registrants Definitive
Proxy Statement on Schedule 14A, filed March 26, 2009 |
|||
4.3 | Amendment No. 2 to the Exterran Holdings, Inc. Amended and Restated 2007 Stock
Incentive Plan, incorporated by reference to Exhibit 10.10 to the Registrants
Quarterly Report on
Form 10-Q, filed May 7, 2009 |
|||
4.4 | Amendment No. 3 to the Exterran Holdings, Inc. Amended and Restated 2007 Stock
Incentive Plan, incorporated by reference to Annex A to the Registrants Definitive
Proxy Statement on Schedule 14A, filed March 29, 2010 |
|||
4.5 | Amendment No. 4 to the Exterran Holdings, Inc. Amended and Restated 2007 Stock
Incentive Plan, incorporated by reference to Annex A to the Registrants Definitive
Proxy Statement on Schedule 14A, filed March 29, 2011 |
|||
4.6 | Exterran Holdings, Inc. Employee Stock Purchase Plan, incorporated by reference
to Exhibit 10.1 to the Registrants Current Report on Form 8-K, filed August 23, 2007 |
|||
4.7 | Amendment No. 1 to the Exterran Holdings, Inc. Employee Stock Purchase Plan,
incorporated by reference to Annex D to the Registrants Definitive Proxy Statement on
Schedule 14A, filed March 29, 2011 |
|||
4.8 | Amendment No. 2 to the Exterran Holdings, Inc. Employee Stock Purchase Plan,
incorporated by reference to Annex C to the Registrants Definitive Proxy Statement on
Schedule 14A, filed March 29, 2011 |
|||
5.1* | Opinion of Latham & Watkins LLP as to the legality of the securities being registered |
|||
23.1* | Consent of Deloitte & Touche LLP |
|||
23.2* | Consent of Latham & Watkins LLP (contained in Exhibit 5.1) |
|||
24.1* | Powers of Attorney (set forth on the signature page of this Registration Statement) |
* | Filed herewith. |
717 Texas Avenue, 16th floor | ||||
Houston, Texas 77002 | ||||
Tel: +1.713.546.5400 Fax: +1.713.546.5401 | ||||
www.lw.com | ||||
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Re: Registration Statement on Form S-8; 3,100,000 shares of common stock, $0.01 par value per share |
Very truly yours, |
||||
/s/ Latham & Watkins LLP | ||||
Latham & Watkins LLP | ||||
/s/ Deloitte & Touche LLP | ||||
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