0001209191-21-022207.txt : 20210319 0001209191-21-022207.hdr.sgml : 20210319 20210319210124 ACCESSION NUMBER: 0001209191-21-022207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200507 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bertz Robert CENTRAL INDEX KEY: 0001796238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35838 FILM NUMBER: 21759643 MAIL ADDRESS: STREET 1: 123 MISSION STREET STREET 2: 27TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARIN SOFTWARE INC CENTRAL INDEX KEY: 0001389002 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 204647180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 MISSION ST STREET 2: 25TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-399-2580 MAIL ADDRESS: STREET 1: 123 MISSION ST STREET 2: 25TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-07 0 0001389002 MARIN SOFTWARE INC MRIN 0001796238 Bertz Robert C/O MARIN SOFTWARE INCORPORATED 123 MISSION ST, 27TH FLOOR SAN FRANCISCO CA 94105 0 1 0 0 CFO Common Stock 2020-05-07 4 M 0 5000 A 5000 D Common Stock 2020-05-07 4 F 0 2044 1.68 D 2956 D Common Stock 2020-12-09 4 M 0 5000 A 7956 D Common Stock 2020-12-09 4 F 0 2045 1.97 D 5911 D Restricted Stock Units (RSU) 2020-05-07 4 M 0 5000 0.00 D 2029-05-07 Common Stock 5000 15000 D Restricted Stock Units (RSU) 2020-12-09 4 M 0 5000 0.00 D 2029-12-05 Common Stock 5000 15000 D Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. 25% of the RSUs vest annually on the each of May 7, 2020, May 7, 2021, May 7, 2022 and May 7, 2023, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. 25% of the RSUs vest annually on the anniversary of the grant date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. /s/ Robert Bertz 2021-03-19