0001415889-17-000682.txt : 20170428
0001415889-17-000682.hdr.sgml : 20170428
20170428153313
ACCESSION NUMBER: 0001415889-17-000682
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170426
FILED AS OF DATE: 20170428
DATE AS OF CHANGE: 20170428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VistaGen Therapeutics, Inc.
CENTRAL INDEX KEY: 0001411685
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205093315
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 343 ALLERTON AVENUE
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650-577-3600
MAIL ADDRESS:
STREET 1: 343 ALLERTON AVENUE
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
FORMER COMPANY:
FORMER CONFORMED NAME: Excaliber Enterprises, Ltd.
DATE OF NAME CHANGE: 20070906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOTSON JERROLD DUANE
CENTRAL INDEX KEY: 0001388853
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37761
FILM NUMBER: 17795006
MAIL ADDRESS:
STREET 1: 5 CENTERPOINTE DRIVE
STREET 2: SUITE 400
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
4
1
form4-04282017_120403.xml
X0306
4
2017-04-26
0001411685
VistaGen Therapeutics, Inc.
VTGN
0001388853
DOTSON JERROLD DUANE
C/O VISTAGEN THERAPEUTICS, INC.
343 ALLERTON AVENUE
SOUTH SAN FRANCISCO
CA
94080
false
true
false
false
CFO AND SECRETARY
Stock Option (Right to Buy)
1.96
2017-04-26
4
A
0
100000
0
A
2027-04-26
Common Stock
100000
100000
D
One third (1/3rd) of the total shares shall vest one (1) year following the date of grant and 1/24th of the remaining number of shares shall vest monthly thereafter until all awarded shares are fully vested three (3) years from the date of grant.
/s/ Jerrold D. Dotson
2017-04-28