EX-99.(1)(C) 2 fundvantage_ex1c.htm EXHIBIT (1)(C)

 

Exhibit (1)(c)

 

Amended and Restated
SCHEDULE A
Dated MARCH 13, 2023
TO
Amended and Restated AGREEMENT AND DECLARATION OF TRUST
OF
FUNDVANTAGE TRUST
SCHEDULE OF PORTFOLIOS AND CLASSES

 

Portfolio   Classes   Series
Creation Date
1. Private Capital Management Value Fund   Class A/Class C/Class I/Class R   December 11, 2009
2. Pacific Capital Tax-Free Securities Fund   Class Y   February 9, 2010
3. Pacific Capital Tax-Free Short Intermediate Securities Fund   Class Y   February 9, 2010
4. Polen Growth Fund   Class A2/Class C2/Class T3/Investor Class4,5/Institutional Class   March 26, 2010
5. EIC Value Fund   Class A/Class C/Institutional Class/Retail Class6   December 15, 2010
6. Gotham Absolute Return Fund   Institutional Class   August 24, 2012
7. Gotham Enhanced Return Fund   Institutional Class   March 21, 2013
8. Gotham Neutral Fund   Institutional Class   June 3, 2013
9. Quality Dividend Fund   Class A/Class C/Institutional Class7   June 3, 2013
10. Pacific Capital U.S. Government Money Market Fund8   Institutional Class/Investor Class9   September 24, 2013

 

1 Prior to September 15, 2017, Lateef Focused Growth Fund was known as the “Lateef Fund.” Prior to December 9, 2019, Lateef Focused Sustainable Growth Fund was known as the “Lateef Focused Growth Fund.”

 

2 On December 18, 2013, Class A Shares and Class C were added.

 

3 On December 19, 2016, Class T shares were added.

 

4 On June 11, 2010, Investor Class Shares were added.

 

5 Prior to September 1, 2015, Investor Class Shares were known as Retail Class Shares.

 

6 On March 24, 2011, Class C and Retail Class were added.

 

7 On June 20, 2013, Institutional Class Shares were added.

 

 

 

 

Portfolio   Classes   Series
Creation Date
11. Polen Global Growth Fund 10   Class A/Class C/Class T3/Institutional Class/Investor Class5   March 21, 2014
12. Gotham Total Return Fund   Institutional Class   December 17, 2014
13. Gotham Index Plus Fund12   Institutional Class/Class R613/Investor Class10   January 8, 2015
14. Gotham Large Value Fund14   Institutional Class   September 17, 2015
15. TOBAM Emerging Markets Fund   Class A/Class C/Class I   March 23, 2016
16. Gotham Enhanced 500 Plus Fund15   Institutional Class   June 20, 2016
17. Gotham Hedged Core Fund   Institutional Class   June 20, 2016

 

(continued...)

 

8 Prior to March 21, 2014, the Pacific Capital U.S. Government Money Market Fund was known as the “BOH Government Money Market Fund.”

 

9 On March 15, 2018, Investor Class shares were added.

 

10 Prior to September 23, 2014, Polen Global Growth Fund was known as the “Polen Capital Global Growth Fund.”

 

11 On November 1, 2017, Investor Class shares were added.

 

12 Prior to March 25, 2015, Gotham Index Plus Fund was known as the “Gotham Index 500 Plus Fund.”

 

13 On June 22, 2017, Class R6 shares were added.

 

14 Prior to September 22, 2015, Gotham Institutional Value Fund was known as the “Gotham Large Value Fund” and prior to August 31,2018, Gotham Large Value Fund was known as the “Gotham Institutional Value Fund.”

 

15 Prior to February 1, 2019, Gotham Enhanced 500 Plus Fund was known as Gotham Enhanced 500 Core Fund and prior to September 28, 2016, Gotham Enhanced 500 Core Fund was known as the “Gotham Enhanced Core Fund.”

 

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Portfolio   Classes   Series
Creation Date
18.  Gotham Defensive Long 500 Fund   Institutional Class   August 17, 2016
19.  Polen International Growth Fund   Class A/Class C/Class T3/Institutional Class/Investor Class   September 28, 2016
20.  Gotham Enhanced S&P 500 Index Fund   Institutional Class   December 30, 2016
21. Gotham Short Strategies Fund   Institutional Class   April 19, 2017
22.  Polen U.S. Small Company Growth Fund   Investor Class/Institutional Class/Class Y16   June 26, 2017
23.  Sirios Long/Short Fund   Class A/Adviser Class/Institutional Class/Retail Class   October 30, 2017
24.  Polen International Small Company Growth Fund   Investor Class/Institutional Class   September 26, 2018
25.  Gotham ESG Large Value Fund   Institutional Class   November 9, 2018
26.  Catenary V-Alternative Fund   Investor Class/Institutional Class   March 12, 2019
27.  Gotham ESG Index Plus Fund   Institutional Class   May 1, 2019
28.  Polen Emerging Markets Growth Fund19   Investor Class/Institutional Class   September 24, 2019
29.  Madison Avenue Solutions Government Money Market Fund   Institutional Class/Retail Class   February 11, 2020
30.  C WorldWide International Equities Fund   Class A/Class I   April 27, 2020
31.  Sirios Focus Fund   Class A, Advisor Class, Institutional Class and Retail Class   August 28, 2020
32.  Polen U.S. SMID Company Growth Fund   Investor Class/Institutional Class   January 12, 2021
33.  Polen Global SMID Company Growth Fund   Institutional Class/Investor Class   September 21, 2021
34.  Polen China Growth Fund   Institutional Class/Investor Class   September 21, 2021
35.  Polen Emerging Markets ex China Growth Fund18   Institutional Class/Investor Class   September 21, 2021
36.  Ambrus Core Bond Fund17   Institutional Class/Investor Class   September 21, 2021
37.  Ambrus Tax-Conscious California Bond Fund17   Institutional Class/Investor Class   September 21, 2021
38.  Ambrus Tax-Conscious National Bond Fund17   Institutional Class/Investor Class   September 21, 2021
39.  C WorldWide Global Equities Fund   Class A/Class I   March 14, 2022
40.  Polen Bank Loan Fund   Investor Class/Institutional Class   March 14, 2022
41.  Polen Upper Tier High Yield Fund   Investor Class/Institutional Class   March 14, 2022
42.  DuPont Capital Value Creators Large Cap Fund   Class I   September 20, 2022
43.  Polen Opportunistic High Yield Fund  

Investor Class/Institutional Class /Class Y

   February 27, 2023
44.  Polen Growth & Income Fund   Institutional Class   March 13, 2023

 

16 On January 26, 2021, Class Y shares were added.

 

17 On June 21, 2022, Investor Class shares were added; and prior to June 21, 2022 the Ambrus Core Bond Fund, Ambrus Tax-Conscious California Bond Fund and Ambrus Tax-Conscious National Bond Fund, were known as the Whittier Core Bond Fund, Whittier California Tax-Conscious Bond Fund, and Whittier National Tax-Conscious Bond Fund, respectively.

 

18 Prior to February 22, 2023, the Polen Emerging Markets ex China Growth Fund was known as the Polen Global Emerging Markets ex China Growth Fund.

 

19 Prior to March 13, 2023, the Polen Emerging Markets Growth Fund was known as the Polen Global Emerging Markets Growth Fund.

 

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