N-PX 1 w84089nvpx.htm FORM N-PX nvpx
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22027
FundVantage Trust
(Exact name of registrant as specified in charter)
301 Bellevue Parkway
Wilmington, DE 19809
 
(Address of principal executive offices) (Zip code)
Joel L. Weiss
BNY Mellon Investment Servicing (US) Inc.
103 Bellevue Parkway
Wilmington, DE 19809
 
(Name and address of agent for service)
Registrant’s telephone number, including area code: 302-791-1851
Date of fiscal year end: April 30
Date of reporting period: July 1, 2010 — June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
 
 

 

 

PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
The Boston Advisors International Equity Fund, the Boston Advisors US Small Cap Equity Fund, the Compak Dynamic Asset Allocation Fund, the Cutwater High Yield Fund, the Cutwater Multi-Sector Inflation Protection Fund, the Cutwater Municipal Bond Inflation Protection Fund, the DuPont Capital Emerging Markets Debt Fund, the Estabrook Value Fund, the Formula Investing Global Value 500 Fund, the Formula Investing Global Value Select Fund, the Gotham Global Value 500 Fund, the Gotham International Value 400 Fund, the Gotham U.S. Value 1000 Fund and the Olympia American Real Estate Fund were not operational or had not commenced investment operations as of June 30, 2011. Accordingly, there were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which these Funds were entitled to vote.
The Cutwater Investment Grade Bond Fund, the EIC Value Fund, the Estabrook Investment Grade Fixed Income Fund, the Pacific Capital Tax-Free Securities Fund, the Pacific Capital Tax-Free Short Intermediate Securities Fund, the Pemberwick Fund and the SNW Oregon Short-Term Tax-Exempt Bond Fund did not own any voting securities for which a proxy instruction for a meeting of security holders was given by such Funds or solicited from such Funds during the period covered by this report on Form N-PX.
Due to an inadvertent processing error in establishing the data feed for the Formula Investing U.S. Value 1000 Fund’s and Formula Investing U.S. Value Select Fund’s (together, the “Formula Investing U.S. Funds”) proxy voting information to the Formula Investing U.S. Funds’ proxy tabulator and adviser, the proxy ballots received by the Formula Investing U.S. Funds during the reporting period were not voted. In addition, due to this error, the record of the securities with respect to which the Formula Investing U.S. Funds received proxies, proxies received, and the matters to be voted upon, are not readily available and cannot be accurately generated retroactively without undue burden and expense, and therefore, such information is not able to be accurately disclosed herein. Controls and procedures have been instituted to ensure that all voting records will be available for disclosure in future periods.

 

 

Boston Advisors Broad Allocation Strategy Fund
FORM N-PX SPREADSHEET*
REGISTRANT NAME: FUNDVANTAGE TRUST
INVESTMENT COMPANY ACT FILE NUMBER: 811-22027
REPORTING PERIOD:           07/01/2010 – 06/30/2011
NAME OF SERIES (AS APPLICABLE): Boston Advisors Broad Allocation Strategy Fund
                                     
                                Fund’s Vote For    
                                or Against    
                                Proposal, or    
                                Abstain; For or    
                            Whether   Withhold   Whether Vote
                        Who Proposed   Fund Cast   Regarding   Was For or
                Shareholder       Matter: Issuer /   Vote on   Election of   Against
Issuer of Portfolio Security   Exchange Ticker Symbol   CUSIP #   Meeting Date   Summary of Matter Voted On   Shareholder   Matter   Directors   Management
URANIUM PARTN CORP
  URPTF     917017105     2011-06-28   ELECTION OF DIRECTORS   ISSUER   YES   FOR   FOR
URANIUM PARTN CORP
  URPTF     917017105     2011-06-28   ELECTION OF DIRECTORS   ISSUER   YES   FOR   FOR
URANIUM PARTN CORP
  URPTF     917017105     2011-06-28   ELECTION OF DIRECTORS   ISSUER   YES   FOR   FOR
URANIUM PARTN CORP
  URPTF     917017105     2011-06-28   ELECTION OF DIRECTORS   ISSUER   YES   FOR   FOR
URANIUM PARTN CORP
  URPTF     917017105     2011-06-28   ELECTION OF DIRECTORS   ISSUER   YES   FOR   FOR
URANIUM PARTN CORP
  URPTF     917017105     2011-06-28   ELECTION OF DIRECTORS   ISSUER   YES   FOR   FOR
 
*   Complete for each series of the Registrant, as applicable.

 

Corverus Strategic Equity Fund
MASTERCARD INCORPORATED
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: MA
Primary Security ID: 57636Q104
  Security ID on Ballot: 57636Q104
CUSIP: 57636Q104
  Country: USA
Meeting Date: 21-Sep-10
  Shares Voted: 270
Record Date: 26-Jul-10
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Declassify the Board of Directors   Declassify the Board of Directors   Yes   For   For   No   Yes   Management
2
  Reduce Supermajority Vote Req(s)   Reduce Supermajority Vote Requirement   Yes   For   For   No   Yes   Management
3
  Adopt or Amnd Dir Qualifications   Amend Board Qualifications   Yes   For   For   No   Yes   Management
4
  Appr/Amnd Stck Ownrship Limitations   Amend Stock Ownership Limitations   Yes   For   For   No   Yes   Management
5
  Adjourn Meeting   Adjourn Meeting   Yes   For   For   No   Yes   Management
6.1
  Elect Directors   Elect Director Nancy J. Karch   Yes   For   For   No   Yes   Management
6.2
  Elect Directors   Elect Director Jose Octavio Reyes Lagunes   Yes   For   For   No   Yes   Management
6.3
  Elect Directors   Elect Director Edward Suning Tian   Yes   For   For   No   Yes   Management
6.4
  Elect Directors   Elect Director Silvio Barzi   Yes   For   For   No   Yes   Management
7
  Appr/Amnd Exec Incentive Bonus Plan   Approve Executive Incentive Bonus Plan   Yes   For   For   No   Yes   Management
8
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management

 

 

FEDEX CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: FDX
Primary Security ID: 31428X106
  Security ID on Ballot: 31428X106
CUSIP: 31428X106
  Country: USA
Meeting Date: 27-Sep-10
  Shares Voted: 1220
Record Date: 2-Aug-10
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director James L. Barksdale   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director John A. Edwardson   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director J.R. Hyde, III   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Shirley A. Jackson   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Steven R. Loranger   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Gary W. Loveman   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Susan C. Schwab   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Frederick W. Smith   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Joshua I. Smith   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director David P. Steiner   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director Paul S. Walsh   Yes   For   For   No   Yes   Management
12
  Approve Omnibus Compensation Plan   Approve Omnibus Stock Plan   Yes   For   For   No   Yes   Management
13
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
14
  Separate Chairman and CEO Positions   Require Independent Board Chairman   Yes   Against   For   Yes   Yes   Share Holder
15
  Provide Right to Act by Written Consent   Provide Right to Act by Written Consent   Yes   Against   For   Yes   Yes   Share Holder
16
  Adopt Policy on Succession Planning   Adopt Policy on Succession Planning   Yes   Against   For   Yes   Yes   Share Holder

 

 

THE PROCTER & GAMBLE COMPANY
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: PG
Primary Security ID: 742718109
  Security ID on Ballot: 742718109
CUSIP: 742718109
  Country: USA
Meeting Date: 12-Oct-10
  Shares Voted: 2145
Record Date: 13-Aug-10
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Angela F. Braly   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Kenneth I. Chenault   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Scott D. Cook   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Rajat K. Gupta   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Robert A. Mcdonald   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director W. James Mcnerney, Jr.   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Johnathan A. Rodgers   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Mary A. Wilderotter   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Patricia A. Woertz   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Ernesto Zedillo   Yes   For   For   No   Yes   Management
11
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
12
  Restr or Provide for Cumulative Vtg   Provide for Cumulative Voting   Yes   Against   For   Yes   Yes   Share Holder

 

 

MICROSOFT CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: MSFT
Primary Security ID: 594918104
  Security ID on Ballot: 594918104
CUSIP: 594918104
  Country: USA
Meeting Date: 16-Nov-10
  Shares Voted: 5260
Record Date: 3-Sep-10
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Steven A. Ballmer   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Dina Dublon   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director William H. Gates III   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Raymond V. Gilmartin   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Reed Hastings   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Maria M. Klawe   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director David F. Marquardt   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Charles H. Noski   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Helmut Panke   Yes   For   For   No   Yes   Management
10
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
11
  Establish Other Board Committee   Amend Bylaws to Establish a Board Committee on Environmental Sustainability   Yes   Against   Against   No   Yes   Share Holder

 

 

APPLE INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: AAPL
Primary Security ID: 037833100
  Security ID on Ballot: 037833100
CUSIP: 037833100
  Country: USA
Meeting Date: 23-Feb-11
  Shares Voted: 480
Record Date: 27-Dec-10
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director William V. Campbell   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Millard S. Drexler   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Albert A. Gore, Jr.   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director Steven P. Jobs   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director Andrea Jung   Yes   For   For   No   Yes   Management
1.6
  Elect Directors   Elect Director Arthur D. Levinson   Yes   For   For   No   Yes   Management
1.7
  Elect Directors   Elect Director Ronald D. Sugar   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
4
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
5
  Adopt Policy on Succession Planning   Adopt Policy on Succession Planning   Yes   Against   For   Yes   Yes   Share Holder
6
  Require a Majority Vote for the Election of Directors   Require a Majority Vote for the Election of Directors   Yes   Against   For   Yes   Yes   Share Holder

 

 

COMERICA INCORPORATED
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: CMA
Primary Security ID: 200340107
  Security ID on Ballot: 200340107
CUSIP: 200340107
  Country: USA
Meeting Date: 26-Apr-11
  Shares Voted: 3810
Record Date: 25-Feb-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Roger A. Cregg   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director T. Kevin DeNicola   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Alfred A. Piergallini   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Nina G. Vaca   Yes   For   For   No   Yes   Management
5
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
6
  Appr/Amnd Exec Incentive Bonus Plan   Approve Executive Incentive Bonus Plan   Yes   For   For   No   Yes   Management
7
  Reduce Supermajority Vote Req(s)   Reduce Supermajority Vote Requirement   Yes   For   For   No   Yes   Management
8
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
9
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management

 

 

LAZARD LTD
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: LAZ
Primary Security ID: G54050102
  Security ID on Ballot: G54050102
CUSIP: G54050102
  Country: placeBermuda
Meeting Date: 26-Apr-11
  Shares Voted: 1760
Record Date: 4-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Kenneth M. Jacobs as Director   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Philip A. Laskawy as Director   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Michael J. Turner as Director   Yes   For   For   No   Yes   Management
2
  Approve Aud and their Remuneration   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Yes   For   For   No   Yes   Management
3
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   Against   Yes   Yes   Management
4
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   Three Years   One Year   Yes   Yes   Management

 

 

METLIFE, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: MET
Primary Security ID: 59156R108
  Security ID on Ballot: 59156R108
CUSIP: 59156R108
  Country: USA
Meeting Date: 26-Apr-11
  Shares Voted: 2642
Record Date: 1-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director Steven A. Kandarian   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Sylvia Mathews Burwell   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Eduardo Castro-Wright   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director Cheryl W. Grise   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director Lulu C. Wang   Yes   For   For   No   Yes   Management
2
  Declassify the Board of Directors   Declassify the Board of Directors   Yes   For   For   No   Yes   Management
3
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
4
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
5
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management

 

 

AMERIPRISE FINANCIAL, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: AMP
Primary Security ID: 03076C106
  Security ID on Ballot: 03076C106
CUSIP: 03076C106
  Country: USA
Meeting Date: 27-Apr-11
  Shares Voted: 2580
Record Date: 28-Feb-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Siri S. Marshall   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director W. Walker Lewis   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director William H. Turner   Yes   For   For   No   Yes   Management
4
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
5
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
6
  Ratify Auditors   Ratify Auditors   Yes   One Year   One Year   No   Yes   Management

 

 

GENERAL ELECTRIC COMPANY
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: GE
Primary Security ID: 369604103
  Security ID on Ballot: 369604103
CUSIP: 369604103
  Country: USA
Meeting Date: 27-Apr-11
  Shares Voted: 5790
Record Date: 28-Feb-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director W. Geoffrey Beattie   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director James I. Cash, Jr.   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Ann M. Fudge   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Susan Hockfield   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Jeffrey R. Immelt   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Andrea Jung   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Alan G. Lafley   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect StreetaddressDirector Robert W. Lane   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Ralph S. Larsen   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Rochelle B. Lazarus   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director James J. Mulva   Yes   For   For   No   Yes   Management
12
  Elect Directors   Elect Director Sam Nunn   Yes   For   For   No   Yes   Management
13
  Elect Directors   Elect Director Roger S. Penske   Yes   For   For   No   Yes   Management
14
  Elect Directors   Elect Director Robert J. Swieringa   Yes   For   For   No   Yes   Management
15
  Elect Directors   Elect Director James S. Tisch   Yes   For   For   No   Yes   Management
16
  Elect Directors   Elect Director Douglas A. Warner III   Yes   For   For   No   Yes   Management
17
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
18
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
19
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
20
  Restr or Provide for Cumulative Vtg   Provide for Cumulative Voting   Yes   Against   For   Yes   Yes   Share Holder
21
  Performance-Based and/or Time-Based Equity Awards   Performance-Based Equity Awards   Yes   Against   For   Yes   Yes   Share Holder
22
  Company-Specific —Compens-Relatd   Withdraw Stock Options Granted to Executive Officers   Yes   Against   Against   No   Yes   Share Holder
23
  Anti-Social Proposal   Report on Climate Change Business Risk   Yes   Against   Against   No   Yes   Share Holder
24
  Animal Testing   Report on Animal Testing and Plans for Reduction   Yes   Against   Against   No   Yes   Share Holder

 

 

BRITISH AMERICAN TOBACCO PLC
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: BATS
Primary Security ID: G1510J102
  Security ID on Ballot: 110448107
CUSIP: G1510J102
  Country: United Kingdom
Meeting Date: 28-Apr-11
  Shares Voted: 3750
Record Date: 17-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Accept Fin Statmnts & Statut Rpts   Accept Financial Statements and Statutory Reports   Yes   For   For   No   Yes   Management
2
  Approve Remuneration Report   Approve Remuneration Report   Yes   For   For   No   Yes   Management
3
  Approve Dividends   Approve Final Dividend   Yes   For   For   No   Yes   Management
4
  Ratify Auditors   Reappoint Pricewaterhouse- Coopers LLP as Auditors   Yes   For   For   No   Yes   Management
5
  Auth Brd to Fix Remuneration of Aud   Authorise Board to Fix Remuneration of Auditors   Yes   For   For   No   Yes   Management
6
  Elect Directors   Re-elect Richard Burrows as Director   Yes   For   For   No   Yes   Management
7
  Elect Directors   Re-elect Karen de Segundo as Director   Yes   For   For   No   Yes   Management
8
  Elect Directors   Re-elect Nicandro Durante as Director   Yes   For   For   No   Yes   Management
9
  Elect Directors   Re-elect Robert Lerwill as Director   Yes   For   For   No   Yes   Management
10
  Elect Directors   Re-elect Christine Morin-Postel as Director   Yes   For   For   No   Yes   Management
11
  Elect Directors   Re-elect Gerry Murphy as Director   Yes   For   For   No   Yes   Management
12
  Elect Directors   Re-elect Anthony Ruys as Director   Yes   For   For   No   Yes   Management
13
  Elect Directors   Re-elect Sir Nicholas Scheele as Director   Yes   For   For   No   Yes   Management
14
  Elect Directors   Re-elect Ben Stevens as Director   Yes   For   For   No   Yes   Management
15
  Elect Directors   Elect John Daly as Director   Yes   For   For   No   Yes   Management
16
  Elect Directors   Elect Kieran Poynter as Director   Yes   For   For   No   Yes   Management
17
  Auth Issuance with Preemptive Rgts   Authorise Issue of Equity with Pre-emptive Rights   Yes   For   For   No   Yes   Management
18
  Appr Issuance w/o Preemptive Rgts   Authorise Issue of Equity without Pre-emptive Rights   Yes   For   For   No   Yes   Management
19
  Authorize Share Repurchase Program   Authorise Market Purchase   Yes   For   For   No   Yes   Management
20
  Amend Restricted Stock Plan   Amend Long Term Incentive Plan   Yes   For   Against   Yes   Yes   Management
21
  Authorize the Company to Call EGM with Two Weeks? Notice   Authorise the Company to Call EGM with Two Weeks’ Notice   Yes   For   For   No   Yes   Management

 

 

DIRECTV
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: DTV
Primary Security ID: 25490A101
  Security ID on Ballot: 25490A101
CUSIP: 25490A101
  Country: USA
Meeting Date: 28-Apr-11
  Shares Voted: 2650
Record Date: 14-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director David B. Dillon   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Samuel A. DiPiazza, Jr.   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Lorrie M. Norrington   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Company Specific Equity Related   Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders   Yes   For   For   No   Yes   Management
4
  Declassify the Board of Directors   Declassify the Board of Directors   Yes   For   For   No   Yes   Management
5
  Require Majority Vote for the Election of Directors   Adopt Majority Voting for Uncontested Election of Directors   Yes   For   For   No   Yes   Management
6
  Provide Right to Call Special Meeting   Provide Right to Call Special Meeting   Yes   For   For   No   Yes   Management
7
  Adopt the Jurisdiction of Incorporation as the Exclusive For   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Yes   For   Against   Yes   Yes   Management
8
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
9
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management

 

 

ALLEGHENY TECHNOLOGIES INCORPORATED
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC Incorporated
  Ticker: ATI
Primary Security ID: 01741R102
  Security ID on Ballot: 01741R102
CUSIP: 01741R102
  Country: USA
Meeting Date: 29-Apr-11
  Shares Voted: 1300
Record Date: 7-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director James C. Diggs   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director J. Brett Harvey   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Michael J. Joyce   Yes   For   For   No   Yes   Management
2
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   Against   Yes   Yes   Management
3
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
4
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management

 

 

AMERICAN EXPRESS COMPANY
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: AXP
Primary Security ID: 025816109
  Security ID on Ballot: 025816109
CUSIP: 025816109
  Country: USA
Meeting Date: 2-May-11
  Shares Voted: 3390
Record Date: 4-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director Daniel F. Akerson   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Charlene Barshefsky   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Ursula M. Burns   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director Kenneth I. Chenault   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director Peter Chernin   Yes   For   For   No   Yes   Management
1.6
  Elect Directors   Elect Director Theodore J. Leonsis   Yes   For   For   No   Yes   Management
1.7
  Elect Directors   Director Jan Leschly   Yes   For   For   No   Yes   Management
1.8
  Elect Directors   Director Richard C. Levin   Yes   For   For   No   Yes   Management
1.9
  Elect Directors   Director Richard A. McGinn   Yes   For   For   No   Yes   Management
1.1
  Elect Directors   Director Edward D. Miller   Yes   For   For   No   Yes   Management
1.11
  Elect Directors   Director Steven S. Reinemund   Yes   For   For   No   Yes   Management
1.12
  Elect Directors   Director Robert D. Walter   Yes   For   For   No   Yes   Management
1.13
  Elect Directors   Director Ronald A. Williams   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
4
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
5
  Restr or Provide for Cumulative Vtg   Provide for Cumulative Voting   Yes   Against   For   Yes   Yes   Share Holder
6
  Amnd Art/Byl/Chrtr-Call Spec. Mtgs   Amend Bylaws— Call Special Meetings   Yes   Against   For   Yes   Yes   Share Holder

 

 

THE BOEING COMPANY
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: BA
Primary Security ID: 097023105
  Security ID on Ballot: 097023105
CUSIP: 097023105
  Country: USA
Meeting Date: 2-May-11
  Shares Voted: 2490
Record Date: 3-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director John E. Bryson   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director David L. Calhoun   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Arthur D. Collins, Jr.   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Linda Z. Cook   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Kenneth M. Duberstein   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Edmund P. Giambastiani, Jr.   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Edward M. Liddy   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director John F. McDonnell   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director W. James McNerney, Jr.   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Susan C. Schwab   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director Ronald A. Williams   Yes   For   For   No   Yes   Management
12
  Elect Directors   Elect Director Mike S. Zafirovski   Yes   For   For   No   Yes   Management
13
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
14
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   Three Years   One Year   Yes   Yes   Management
15
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
16
  ILO Standards   Implement Third-Party Supply Chain Monitoring   Yes   Against   Against   No   Yes   Share Holder
17
  Report Political Contrib/Acts   Report on Political Contributions   Yes   Against   For   Yes   Yes   Share Holder
18
  Provide Right to Act by Written Consent   Provide Right to Act by Written Consent   Yes   Against   For   Yes   Yes   Share Holder
19
  Amnd Art/Byl/Chrtr-Call Spec. Mtgs   Amend Articles/Bylaws/Charter — Call Special Meetings   Yes   Against   For   Yes   Yes   Share Holder
20
  Separate Chairman and CEO Positions   Require Independent Board Chairman   Yes   Against   For   Yes   Yes   Share Holder

 

 

BRISTOL-MYERS SQUIBB COMPANY
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: BMY
Primary Security ID: 110122108
  Security ID on Ballot: 110122108
CUSIP: 110122108
  Country: USA
Meeting Date: 3-May-11
  Shares Voted: 3960
Record Date: 10-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director L. Andreotti   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director L.B. Campbell   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director J.M. Cornelius   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director L.J. Freeh   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director L.H. Glimcher   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director M. Grobstein   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director L. Johansson   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director A.J. Lacy   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director V.L. Sato   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director E. Sigal   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director T.D. West, Jr.   Yes   For   For   No   Yes   Management
12
  Elect Directors   Elect Director R.S. Williams   Yes   For   For   No   Yes   Management
13
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
14
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
15
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   Three Years   One Year   Yes   Yes   Management
16
  Incr Disclosure of Exec Compensat’n   Increase Disclosure of Executive Compensation   Yes   Against   Against   No   Yes   Share Holder
17
  Provide Right to Act by Written Consent   Provide Right to Act by Written Consent   Yes   Against   For   Yes   Yes   Share Holder
18
  Adopt Pol/Prep Rpt on Drug Pricing   Adopt Policy to Restrain Pharmaceutical Price Increases   Yes   Against   Against   No   Yes   Share Holder

 

 

EMC CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: EMC
Primary Security ID: 268648102
  Security ID on Ballot: 268648102
CUSIP: 268648102
  Country: USA
Meeting Date: 4-May-11
  Shares Voted: 4280
Record Date: 7-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Michael W. Brown   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Randolph L. Cowen   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Michael J. Cronin   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Gail Deegan   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director James S. DiStasio   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director John R. Egan   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Edmund F. Kelly   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Windle B. Priem   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Paul Sagan   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director David N. Strohm   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director Joseph M. Tucci   Yes   For   For   No   Yes   Management
12
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
13
  Amend Omnibus Compensation Plan   Amend Omnibus Stock Plan   Yes   For   For   No   Yes   Management
14
  Provide Right to Call Special Meeting   Provide Right to Call Special Meeting   Yes   For   For   No   Yes   Management
15
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
16
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management

 

 

HESS CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: HES
Primary Security ID: 42809H107
  Security ID on Ballot: 42809H107
CUSIP: 42809H107
  Country: USA
Meeting Date: 4-May-11
  Shares Voted: 1140
Record Date: 14-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director E.E. Holiday   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director J.H. Mullin   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director F.B. Walker   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director R.N. Wilson   Yes   For   For   No   Yes   Management
5
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
6
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
7
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
8
  Appr/Amnd Exec Incentive Bonus Plan   Amend Executive Incentive Bonus Plan   Yes   For   For   No   Yes   Management

 

 

PEPSICO, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: PEP
Primary Security ID: 713448108
  Security ID on Ballot: 713448108
CUSIP: 713448108
  Country: USA
Meeting Date: 4-May-11
  Shares Voted: 2820
Record Date: 4-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director S.L. Brown   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director I.M. Cook   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director D. Dublon   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director V.J. Dzau   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director R.L. Hunt   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director A. Ibarguen   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director A.C. Martinez   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director I.K. Nooyi   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director S.P. Rockefeller   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director J.J. Schiro   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director L.G. Trotter   Yes   For   For   No   Yes   Management
12
  Elect Directors   Elect Director D. Vasella   Yes   For   For   No   Yes   Management
13
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
14
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   Three Years   One Year   Yes   Yes   Management
15
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
16
  Require Majority Vote for the Election of Directors   Adopt Majority Voting for Uncontested Election of Directors   Yes   For   For   No   Yes   Management
17
  Amnd Art/Byl/Chrtr-Call Spec. Mtgs   Amend Articles/Bylaws/Charter — Call Special Meetings   Yes   Against   For   Yes   Yes   Share Holder
18
  Report Political Contrib/Acts   Report on Political Contributions   Yes   Against   Against   No   Yes   Share Holder

 

 

BROADCOM CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: BRCM
Primary Security ID: 111320107
  Security ID on Ballot: 111320107
CUSIP: 111320107
  Country: USA
Meeting Date: 5-May-11
  Shares Voted: 2430
Record Date: 7-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director Nancy H. Handel   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Eddy W. Hartenstein   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Maria Klawe   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director John E. Major   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director Scott A. McGregor   Yes   For   For   No   Yes   Management
1.6
  Elect Directors   Elect Director William T. Morrow   Yes   For   For   No   Yes   Management
1.7
  Elect Directors   Elect Director Henry Samueli   Yes   For   For   No   Yes   Management
1.8
  Elect Directors   Elect Director John A.C. Swainson   Yes   For   For   No   Yes   Management
1.9
  Elect Directors   Elect Director Robert E. Switz   Yes   For   For   No   Yes   Management
2
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
3
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   Three Years   One Year   Yes   Yes   Management
4
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management

 

 

MYLAN INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: MYL
Primary Security ID: 628530107
  Security ID on Ballot: 628530107
CUSIP: 628530107
  Country: USA
Meeting Date: 6-May-11
  Shares Voted: 4340
Record Date: 18-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director Robert J. Coury   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Rodney L. Piatt   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Heather Bresch   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director Wendy Cameron   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director Robert J. Cindrich   Yes   For   For   No   Yes   Management
1.6
  Elect Directors   Elect Director Neil Dimick   Yes   For   For   No   Yes   Management
1.7
  Elect Directors   Elect Director Douglas J. Leech   Yes   For   For   No   Yes   Management
1.8
  Elect Directors   Elect Director Joseph C. Maroon   Yes   For   For   No   Yes   Management
1.9
  Elect Directors   Elect Director Mark W. Parrish   Yes   For   For   No   Yes   Management
1.1
  Elect Directors   Elect Director C.B. Todd   Yes   For   For   No   Yes   Management
1.11
  Elect Directors   Elect Director Randall L. Vanderveen   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   Against   Yes   Yes   Management
4
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   Three Years   One Year   Yes   Yes   Management

 

 

OCCIDENTAL PETROLEUM CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: OXY
Primary Security ID: 674599105
  Security ID on Ballot: 674599105
CUSIP: 674599105
  Country: USA
Meeting Date: 6-May-11
  Shares Voted: 1210
Record Date: 15-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Spencer Abraham   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Howard I. Atkins   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Stephen I. Chazen   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Edward P. Djerejian   Yes   For   Against   Yes   Yes   Management
5
  Elect Directors   Elect Director John E. Feick   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Margaret M. Foran   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Carlos M. Gutierrez   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Ray R. Irani   Yes   For   Against   Yes   Yes   Management
9
  Elect Directors   Elect Director Avedick B. Poladian   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Rodolfo Segovia   Yes   For   Against   Yes   Yes   Management
11
  Elect Directors   Elect Director Aziz D. Syriani   Yes   For   Against   Yes   Yes   Management
12
  Elect Directors   Elect Director Rosemary Tomich   Yes   For   Against   Yes   Yes   Management
13
  Elect Directors   Elect Director Walter L. Weisman   Yes   For   Against   Yes   Yes   Management
14
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
15
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
16
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   None   One Year   No   Yes   Management
17
  Report Political Contrib/Acts   Review Political Expenditures and Processes   Yes   Against   For   Yes   Yes   Share Holder
18
  Req Director Nominee Qualifications   Request Director Nominee with Environmental Qualifications   Yes   Against   Against   No   Yes   Share Holder

 

 

INTERNATIONAL PAPER COMPANY
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: IP
Primary Security ID: 460146103
  Security ID on Ballot: 460146103
CUSIP: 460146103
  Country: USA
Meeting Date: 9-May-11
  Shares Voted: 4020
Record Date: 15-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Directors David J. Bronczek   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Ahmet C. Dorduncu   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Directors Lynn Laverty Elsenhans   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Directors John V. Faraci   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Samir G. Gibara   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Directors Stacey J. Mobley   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Directors John L. Townsend, III   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director John F. Turner   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Directors William G. Walter   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Directors Alberto Weisser   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Directors J. Steven Whisler   Yes   For   For   No   Yes   Management
12
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
13
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
14
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
15
  Provide Right to Act by Written Consent   Provide Right to Act by Written Consent   Yes   Against   For   Yes   Yes   Share Holder

 

 

CUMMINS INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: CMI
Primary Security ID: 231021106
  Security ID on Ballot: 231021106
CUSIP: 231021106
  Country: USA
Meeting Date: 10-May-11
  Shares Voted: 1390
Record Date: 14-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Theodore M. Solso   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director N. Thomas Linebarger   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director William I. Miller   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Alexis M. Herman   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Georgia R. Nelson   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Carl Ware   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Robert K. Herdman   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Robert J. Bernhard   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Franklin R. Chang-Diaz   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Stephen B. Dobbs   Yes   For   For   No   Yes   Management
11
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
12
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
13
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management

 

 

ILLUMINA, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: ILMN
Primary Security ID: 452327109
  Security ID on Ballot: 452327109
CUSIP: 452327109
  Country: USA
Meeting Date: 10-May-11
  Shares Voted: 1740
Record Date: 14-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director Daniel M. Bradbury   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Roy A. Whitfield   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Gerald Moller   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
4
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management

 

 

BANK OF AMERICA CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: BAC
Primary Security ID: 060505104
  Security ID on Ballot: 060505104
CUSIP: 060505104
  Country: USA
Meeting Date: 11-May-11
  Shares Voted: 11875
Record Date: 16-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Mukesh D. Ambani   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Susan S. Bies   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Frank P. Bramble, Sr.   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Virgis W. Colbert   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Charles K. Gifford   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Charles O. Holliday, Jr.   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director D. Paul Jones, Jr.   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Monica C. Lozano   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Thomas J. May   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Brian T. Moynihan   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director Donald E. Powell   Yes   For   For   No   Yes   Management
12
  Elect Directors   Elect Director Charles O. Rossotti   Yes   For   For   No   Yes   Management
13
  Elect Directors   Elect Director Robert W. Scully   Yes   For   For   No   Yes   Management
14
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
15
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
16
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
17
  Disclose Prior Government Service   Disclose Prior Government Service   Yes   Against   Against   No   Yes   Share Holder
18
  Provide Right to Act by Written Consent   Provide Right to Act by Written Consent   Yes   Against   For   Yes   Yes   Share Holder
19
  Company-Specific- Governance-Related   RequiretAudit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations   Yes   Against   For   Yes   Yes   Share Holder
20
  Report Political Contrib/Acts   Report on Lobbying Expenses   Yes   Against   For   Yes   Yes   Share Holder
21
  Company-Specific- Governance-Related   ReportaondCollateral in Derivatives Trading   Yes   Against   For   Yes   Yes   Share Holder
22
  Restr or Provide for Cumulative Vtg   Restore or Provide for Cumulative Voting   Yes   Against   For   Yes   Yes   Share Holder
23
  Claw-Back of Payments under Restatement   Claw-back of Payments under Restatements   Yes   Against   For   Yes   Yes   Share Holder
24
  Company-Specific— Compens-Related   Prohibit Certain Relocation Benefits to Senior Executives   Yes   Against   For   Yes   Yes   Share Holder

 

 

CONOCOPHILLIPS
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: COP
Primary Security ID: 20825C104
  Security ID on Ballot: 20825C104
CUSIP: 20825C104
  Country: USA
Meeting Date: 11-May-11
  Shares Voted: 2010
Record Date: 14-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Richard L. Armitage   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Richard H. Auchinleck   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director James E. Copeland, Jr.   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Kenneth M. Duberstein   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Ruth R. Harkin   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Harold W. McGraw III   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director James J. Mulva   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Robert A. Niblock   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Harald J. Norvik   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director William K. Reilly   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director Victoria J. Tschinkel   Yes   For   For   No   Yes   Management
12
  Elect Directors   Elect Director Kathryn C. Turner   Yes   For   For   No   Yes   Management
13
  Elect Directors   Elect Director William E. Wade, Jr.   Yes   For   For   No   Yes   Management
14
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
15
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   Against   Yes   Yes   Management
16
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   None   One Year   No   Yes   Management
17
  Approve Omnibus Compensation Plan   Approve Omnibus Stock Plan   Yes   For   For   No   Yes   Management
18
  EEOC- Sexual Orientation   Amend EEO Policy to Prohibit Discrimination based on Gender Identity   Yes   Against   For   Yes   Yes   Share Holder
19
  Report Political Contrib/Acts   Report on Political Contributions   Yes   Against   For   Yes   Yes   Share Holder
20
  Report Political Contrib/Acts   Report on Lobbying Expenses   Yes   Against   For   Yes   Yes   Share Holder
21
  Facility Safety   Report on Accident Risk Reduction Efforts   Yes   Against   Against   No   Yes   Share Holder
22
  Community - Environment Impact   Adopt Policy to Address Coastal placeStateLouisiana Environmental Impacts   Yes   Against   Against   No   Yes   Share Holder
23
  GHG Emissions   Adopt Quantitative GHG Goals for Products and Operations   Yes   Against   For   Yes   Yes   Share Holder
24
  Climate Change   Report on Financial Risks of Climate Change   Yes   Against   Against   No   Yes   Share Holder
25
  Community - Environment Impact   Report on Environmental Impact of Oil Sands Operations in Canada   Yes   Against   For   Yes   Yes   Share Holder

 

 

FORD MOTOR COMPANY
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: F
Primary Security ID: 345370860
  Security ID on Ballot: 345370860
CUSIP: 345370860
  Country: USA
Meeting Date: 12-May-11
  Shares Voted: 9770
Record Date: 16-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Stephen G. Butler   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Kimberly A. Casiano   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Anthony F. Earley,Jr.   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Edsel B. Ford II   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director William Clay Ford,Jr.   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Richard A. Gephardt   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director James H. Hance, Jr.   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Irvine O. Hockaday, Jr.   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Richard A. Manoogian   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Ellen R. Marram   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director Alan Mulally   Yes   For   For   No   Yes   Management
12
  Elect Directors   Elect Director Homer A. Neal   Yes   For   For   No   Yes   Management
13
  Elect Directors   Elect Director Gerald L. Shaheen   Yes   For   For   No   Yes   Management
14
  Elect Directors   Elect Director John L. Thornton   Yes   For   For   No   Yes   Management
15
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
16
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
17
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
18
  Report Political Contrib/Acts   Publish Political Contributions   Yes   Against   Against   No   Yes   Share Holder
19
  Company-Specific- Governance-Relared   Approveted Recapitalization Plan for all Stock to have One-vote per Share   Yes   Against   For   Yes   Yes   Share Holder
20
  Amnd Art/Byl/Chrtr-Call Spec. Mtgs   Amend Articles/Bylaws/Charter — Call Special Meetings   Yes   Against   For   Yes   Yes   Share Holder

 

 

WYNDHAM WORLDWIDE CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: WYN
Primary Security ID: 98310W108
  Security ID on Ballot: 98310W108
CUSIP: 98310W108
  Country: USA
Meeting Date: 12-May-11
  Shares Voted: 3190
Record Date: 17-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director James E. Buckman   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director George Herrera   Yes   For   For   No   Yes   Management
2
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
3
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
4
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
5
  Declassify the Board of Directors   Declassify the Board of Directors   Yes   Against   For   Yes   Yes   Share Holder

 

 

AMERICAN TOWER CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: AMT
Primary Security ID: 029912201
  Security ID on Ballot: 029912201
CUSIP: 029912201
  Country: USA
Meeting Date: 18-May-11
  Shares Voted: 2710
Record Date: 22-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Raymond P. Dolan   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Ronald M. Dykes   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Carolyn F. Katz   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Gustavo Lara Cantu   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Joann A. Reed   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Pamela D.A. Reeve   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director David E. Sharbutt   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director James D. Taiclet, Jr.   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Samme L. Thompson   Yes   For   For   No   Yes   Management
10
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
11
  Reduce Supermajority Vote Req(s)   Reduce Supermajority Vote Requirement   Yes   For   For   No   Yes   Management
12
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
13
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management

 

 

NVIDIA CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: NVDA
Primary Security ID: 67066G104
  Security ID on Ballot: 67066G104
CUSIP: 67066G104
  Country: USA
Meeting Date: 18-May-11
  Shares Voted: 4420
Record Date: 21-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Harvey C. Jones   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director William J. Miller   Yes   For   For   No   Yes   Management
3
  Declassify the Board of Directors   Declassify the Board of Directors   Yes   For   For   No   Yes   Management
4
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   Against   Yes   Yes   Management
5
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
6
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management

 

 

HALLIBURTON COMPANY
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: HAL
Primary Security ID: 406216101
  Security ID on Ballot: 406216101
CUSIP: 406216101
  Country: USA
Meeting Date: 19-May-11
  Shares Voted: 2190
Record Date: 21-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Alan M. Bennett   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director James R. Boyd   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Milton Carroll   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Nance K. Dicciani   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director S. Malcolm Gillis   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Abdallah S. Jum’ah   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director David J. Lesar   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Robert A. Malone   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director J Landis Martin   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Debra L. Reed   Yes   For   For   No   Yes   Management
11
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
12
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
13
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
14
  ILO Standards   Review and Assess Human Rights Policies   Yes   Against   For   Yes   Yes   Share Holder
15
  Report Political Contrib/Acts   Report on Political Contributions   Yes   Against   For   Yes   Yes   Share Holder

 

 

NATIONAL OILWELL VARCO, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: NOV
Primary Security ID: 637071101
  Security ID on Ballot: 637071101
CUSIP: 637071101
  Country: USA
Meeting Date: 19-May-11
  Shares Voted: 1940
Record Date: 28-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Robert E. Beauchamp   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Jeffery A. Smisek   Yes   For   For   No   Yes   Management
3
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
4
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
5
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
6
  Declassify the Board of Directors   Declassify the Board of Directors   Yes   For   For   No   Yes   Management
7
  Increase Authorized Common Stock   Increase Authorized Common Stock   Yes   For   For   No   Yes   Management
8
  Report Political Contrib/Acts   Report on Political Contributions   Yes   Against   For   Yes   Yes   Share Holder

 

 

MACY’S, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: M
Primary Security ID: 55616P104
  Security ID on Ballot: 55616P104
CUSIP: 55616P104
  Country: USA
Meeting Date: 20-May-11
  Shares Voted: 6240
Record Date: 25-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director Stephen F. Bollenbach   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Deirdre P. Connelly   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Meyer Feldberg   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director Sara Levinson   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director Terry J. Lundgren   Yes   For   For   No   Yes   Management
1.6
  Elect Directors   Elect Director Joseph Neubauer   Yes   For   For   No   Yes   Management
1.7
  Elect Directors   Elect Director Joseph A. Pichler   Yes   For   For   No   Yes   Management
1.8
  Elect Directors   Elect Director Joyce M. Roche   Yes   For   For   No   Yes   Management
1.9
  Elect Directors   Elect Director Craig E. Weatherup   Yes   For   For   No   Yes   Management
1.1
  Elect Directors   Elect Director Marna C. Whittington   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Require Majority Vote for the Election of Directors   Adopt Majority Voting for Uncontested Election of Directors   Yes   For   For   No   Yes   Management
4
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
5
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management

 

 

NEXTERA ENERGY, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: NEE
Primary Security ID: 65339F101
  Security ID on Ballot: 65339F101
CUSIP: 65339F101
  Country: USA
Meeting Date: 20-May-11
  Shares Voted: 2510
Record Date: 22-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director Sherry S. Barrat   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Robert M. Beall, II   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director J. Hyatt Brown   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director James L. Camaren   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director Kenneth B. Dunn   Yes   For   For   No   Yes   Management
1.6
  Elect Directors   Elect Director J. Brian Ferguson   Yes   For   For   No   Yes   Management
1.7
  Elect Directors   Elect Director Lewis Hay, III   Yes   For   For   No   Yes   Management
1.8
  Elect Directors   Elect Director Toni Jennings   Yes   For   For   No   Yes   Management
1.9
  Elect Directors   Elect Director Oliver D. Kingsley, Jr.   Yes   For   For   No   Yes   Management
1.1
  Elect Directors   Elect Director Rudy E. Schupp   Yes   For   For   No   Yes   Management
1.11
  Elect Directors   Elect Director William H. Swanson   Yes   For   For   No   Yes   Management
1.12
  Elect Directors   Elect Director Michael H. Thaman   Yes   For   For   No   Yes   Management
1.13
  Elect Directors   Elect Director Hansel E. Tookes, II   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Approve Omnibus Compensation Plan   Approve Omnibus Stock Plan   Yes   For   For   No   Yes   Management
4
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
5
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management

 

 

UNITEDHEALTH GROUP INCORPORATED
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: UNH
Primary Security ID: 91324P102
  Security ID on Ballot: 91324P102
CUSIP: 91324P102
  Country: USA
Meeting Date: 23-May-11
  Shares Voted: 2570
Record Date: 24-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director William C. Ballard, Jr.   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Richard T. Burke   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Robert J. Darretta   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Stephen J. Hemsley   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Michele J. Hooper   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Rodger A. Lawson   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Douglas W. Leatherdale   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Glenn M. Renwick   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Kenneth I. Shine   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Gail R. Wilensky   Yes   For   For   No   Yes   Management
11
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
12
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
13
  Approve Omnibus Compensation Plan   Approve Omnibus Stock Plan   Yes   For   For   No   Yes   Management
14
  Amend Employee Stock Purchase Plan   Amend Qualified Employee Stock Purchase Plan   Yes   For   For   No   Yes   Management
15
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management

 

 

KRAFT FOODS INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: KFT
Primary Security ID: 50075N104
  Security ID on Ballot: 50075N104
CUSIP: 50075N104
  Country: USA
Meeting Date: 24-May-11
  Shares Voted: 5790
Record Date: 16-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Ajaypal S. Banga   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director placeCityMyra M. Hart   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Peter B. Henry   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Lois D. Juliber   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Mark D. Ketchum   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Richard A. Lerner   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Mackey J. McDonald   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director John C. Pope   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Fredric G. Reynolds   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director Irene B. Rosenfeld   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director J.F. Van Boxmeer   Yes   For   For   No   Yes   Management
12
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
13
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
14
  Amnd Non-Empl Dir Omnibus Stk Pln   Amend Non-Employee Director Omnibus Stock Plan   Yes   For   For   No   Yes   Management
15
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management

 

 

EXXON MOBIL CORPORATION
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: XOM
Primary Security ID: 30231G102
  Security ID on Ballot: 30231G102
CUSIP: 30231G102
  Country: USA
Meeting Date: 25-May-11
  Shares Voted: 1340
Record Date: 6-Apr-11
   
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director M.J. Boskin   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director P. Brabeck-Letmathe   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director L.R. Faulkner   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director J.S. Fishman   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director K.C. Frazier   Yes   For   For   No   Yes   Management
1.6
  Elect Directors   Elect Director W.W. George   Yes   For   For   No   Yes   Management
1.7
  Elect Directors   Elect Director M.C. Nelson   Yes   For   For   No   Yes   Management
1.8
  Elect Directors   Elect Director S.J. Palmisano   Yes   For   For   No   Yes   Management
1.9
  Elect Directors   Elect Director S.S. Reinemund   Yes   For   For   No   Yes   Management
1.1
  Elect Directors   Elect Director R.W. Tillerson   Yes   For   For   No   Yes   Management
1.11
  Elect Directors   Elect Director E.E. Whitacre, Jr.   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   Against   Yes   Yes   Management
4
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   Three Years   One Year   Yes   Yes   Management
5
  Separate Chairman and CEO Positions   Require Independent Board Chairman   Yes   Against   For   Yes   Yes   Share Holder
6
  Report Political Contrib/Acts   Report on Political Contributions   Yes   Against   For   Yes   Yes   Share Holder
7
  EEOC- Sexual Orientation   Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity   Yes   Against   Against   No   Yes   Share Holder
8
  ILO Standards   Adopt Policy on Human Right to Water   Yes   Against   Against   No   Yes   Share Holder
9
  Community - Environment Impact   Report on Environmental Impact of Oil Sands Operations in Canada   Yes   Against   For   Yes   Yes   Share Holder
10
  Community - Environment Impact   Report on Environmental Impacts   Yes   Against   For   Yes   Yes   Share Holder
 
      of Natural Gas Fracturing                        
11
  Energy Efficiency   Report on Energy Technologies Development   Yes   Against   Against   No   Yes   Share Holder
12
  GHG Emissions   Adopt Quantitative GHG Goals for Products and Operations   Yes   Against   For   Yes   Yes   Share Holder

 

 

VMWARE, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Shares Voted: 5790
  Ticker: VMW
Primary Security ID: 928563402
  Security ID on Ballot: 928563402
CUSIP: 928563402
  Country: USA
Meeting Date: 25-May-11
  Shares Voted: 1340
Record Date: 31-Mar-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Renee J. James   Yes   For   For   No   Yes   Management
2
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
3
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
4
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management

 

 

GOOGLE INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: GOOG
Primary Security ID: 38259P508
  Security ID on Ballot: 38259P508
CUSIP: 38259P508
  Country: USA
Meeting Date: 2-Jun-11
  Shares Voted: 267
Record Date: 4-Apr-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1.1
  Elect Directors   Elect Director Larry Page   Yes   For   For   No   Yes   Management
1.2
  Elect Directors   Elect Director Sergey Brin   Yes   For   For   No   Yes   Management
1.3
  Elect Directors   Elect Director Eric E. Schmidt   Yes   For   For   No   Yes   Management
1.4
  Elect Directors   Elect Director L. John Doerr   Yes   For   For   No   Yes   Management
1.5
  Elect Directors   Elect Director John L. Hennessy   Yes   For   For   No   Yes   Management
1.6
  Elect Directors   Elect Director Ann Mather   Yes   For   For   No   Yes   Management
1.7
  Elect Directors   Elect Director Paul S. Otellini   Yes   For   For   No   Yes   Management
1.8
  Elect Directors   Elect Director K. Ram Shriram   Yes   For   For   No   Yes   Management
1.9
  Elect Directors   Elect Director Shirley M. Tilghman   Yes   For   For   No   Yes   Management
2
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
3
  Amend Omnibus Compensation Plan   Amend Omnibus Stock Plan   Yes   For   Against   Yes   Yes   Management
4
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
5
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   Three Years   One Year   Yes   Yes   Management
6
  Establish Other Board Committee   Amend Bylaws to Establish a Board Committee on Environmental Sustainability   Yes   Against   Against   No   Yes   Share Holder
7
  Reduce Supermajority Vot Requiremnt   Reduce Supermajority Vote Requirement   Yes   Against   Against   No   Yes   Share Holder
8
  Anti-Social Proposal   Report on Code of Conduct Compliance   Yes   Against   Against   No   Yes   Share Holder

 

 

WAL-MART STORES, INC.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: WMT
Primary Security ID: 931142103
  Security ID on Ballot: 931142103
CUSIP: 931142103
  Country: USA
Meeting Date: 3-Jun-11
  Shares Voted: 1450
Record Date: 6-Apr-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Aida M. Alvarez   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director James W. Breyer   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director M. Michele Burns   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director James I. Cash, Jr.   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Roger C. Corbett   Yes   For   For   No   Yes   Management
6
  Elect Directors   Elect Director Douglas N. Daft   Yes   For   For   No   Yes   Management
7
  Elect Directors   Elect Director Michael T. Duke   Yes   For   For   No   Yes   Management
8
  Elect Directors   Elect Director Gregory B. Penner   Yes   For   For   No   Yes   Management
9
  Elect Directors   Elect Director Steven S Reinemund   Yes   For   For   No   Yes   Management
10
  Elect Directors   Elect Director H. Lee Scott, Jr.   Yes   For   For   No   Yes   Management
11
  Elect Directors   Elect Director Arne M. Sorenson   Yes   For   For   No   Yes   Management
12
  Elect Directors   Elect Director Jim C. Walton   Yes   For   For   No   Yes   Management
13
  Elect Directors   Elect Director S. Robson Walton   Yes   For   For   No   Yes   Management
14
  Elect Directors   Elect Director Christopher J. Williams   Yes   For   For   No   Yes   Management
15
  Elect Directors   Elect Director Linda S. Wolf   Yes   For   For   No   Yes   Management
16
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
17
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   For   No   Yes   Management
18
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
19
  EEOC- Sexual Orientation   Amend EEO Policy to Prohibit Discrimination based on Gender Identity   Yes   Against   For   Yes   Yes   Share Holder
20
  Report Political Contrib/Acts   Report on Political Contributions   Yes   Against   For   Yes   Yes   Share Holder
21
  Amnd Art/Byl/Chrtr-Call Spec. Mtgs   Amend Articles/Bylaws/Charter — Call Special Meetings   Yes   Against   For   Yes   Yes   Share Holder
22
  Sustainability Report   Require Suppliers to Produce Sustainability Reports   Yes   Against   Against   No   Yes   Share Holder
23
  Anti-Social Proposal   Report on Climate Change Business Risks   Yes   Against   Against   No   Yes   Share Holder

 

 

ABERCROMBIE & FITCH CO.
Institutional Account Name: Corverus Strategic Equity Fund
     
Location Name: Piedmont Investment Advisers LLC
  Ticker: ANF
Primary Security ID: 002896207
  Security ID on Ballot: 002896207
CUSIP: 002896207
  Country: USA
Meeting Date: 16-Jun-11
  Shares Voted: 1530
Record Date: 27-Apr-11
 
                                 
            Voting           Voted Against        
Item   Proposal Code       Proposal   Management   Vote   Management_        
Number   Description   Proposal   (y/n)   Recommendation   Instruction   YN   Voted_YN   Proponent
1
  Elect Directors   Elect Director Lauren J. Brisky   Yes   For   For   No   Yes   Management
2
  Elect Directors   Elect Director Archie M. Griffin   Yes   For   For   No   Yes   Management
3
  Elect Directors   Elect Director Elizabeth M. Lee   Yes   For   For   No   Yes   Management
4
  Elect Directors   Elect Director Michael E. Greenlees   Yes   For   For   No   Yes   Management
5
  Elect Directors   Elect Director Kevin S. Huvane   Yes   For   For   No   Yes   Management
6
  Advisory Vote on Say on Pay Frequency   Advisory Vote on Say on Pay Frequency   Yes   One Year   One Year   No   Yes   Management
7
  Approve Remuneration Report   Advisory Vote to Ratify Named Executive Officers’ Compensation   Yes   For   Against   Yes   Yes   Management
8
  Declassify the Board of Directors   Declassify the Board of Directors   Yes   For   For   No   Yes   Management
9
  Ratify Auditors   Ratify Auditors   Yes   For   For   No   Yes   Management
10
  Amend Omnibus Compensation Plan   Amend Omnibus Stock Plan   Yes   For   For   No   Yes   Management
11
  Amend Omnibus Compensation Plan   Amend Omnibus Stock Plan   Yes   For   Against   Yes   Yes   Management
12
  Separate Chairman and CEO Positions   Require Independent Board Chairman   Yes   Against   For   Yes   Yes   Share Holder

 

 

     
DuPont Capital Emerging Markets Fund
     
Company Name:
  Pretoria Portland Cement Company Ltd
Ticker:
  PPC
Security ID on Ballot:
  S63820120
ISIN:
  ZAE000125886
CUSIP:
  S63820120
SEDOL:
  B1XHRP8
Country:
  South Africa
Meeting Date:
  31-Jan-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  131259 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Elect Directors   Directors Related   Yes   Elect Bridgette Modise as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3.1   Elect Directors   Directors Related   Yes   Re-elect Peter Esterhuysen as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3.2   Elect Directors   Directors Related   Yes   Re-elect Bheki Sibiya as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   3.3   Elect Directors   Directors Related   Yes   Re-elect Tim Ross as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   3.4   Elect Directors   Directors Related   Yes   Re-elect Andre Lamprecht as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   4   Approve Remuneration of Directors   Directors Related   Yes   Approve Fees Payable to the Non-executive Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   5   Ratify Auditors   Routine/Business   Yes   Reappoint Deloitte & Touche as Auditors of the Company   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   6   Auth Brd to Fix Remuneration of Aud   Routine/Business   Yes   Authorise Board to Fix Remuneration of Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   7   Elect Members of Audit Committee   Routine/Business   Yes   Appoint Audit Committee Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   8   Approve Remuneration Report   Non-Salary Comp.   Yes   Approve Remuneration Policy (Non-binding Advisory Vote)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   9   Authorize Share Repurchase Program   Capitalization   Yes   Authorise Repurchase of Up to Ten Percent of Issued Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Reunert Ltd
Ticker:
  RLO
Security ID on Ballot:
  S69566156
ISIN:
  ZAE000057428
CUSIP:
  S69566156
SEDOL:
  6728726 
Country:
  South Africa
Meeting Date:
  08-Feb-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  69287 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2.1   Elect Directors   Directors Related   Yes   Elect Nick Wentzel as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2.2   Elect Directors   Directors Related   Yes   Elect Yolanda Cuba as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3.1   Elect Directors   Directors Related   Yes   Re-elect Pat Gallagher as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   3.2   Elect Directors   Directors Related   Yes   Re-elect Sean Jagoe as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   3.3   Elect Directors   Directors Related   Yes   Re-elect Thandi Orleyn as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   4   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Non-Executive Directors With Effect from 1 March 2011   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   5   Ratify Auditors   Routine/Business   Yes   Reappoint Deloitte & Touche as Auditors of the Company and Manuela Krog as the Individual Designated Auditor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   6   Approve Stock Option Plan   Non-Salary Comp.   Yes   Reserve 1,474,600 Unissued Ordinary Shares for the Reunert 1985 Share Option Scheme and the Reunert 1988 Share Purchase Scheme   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
10
   7   Approve Stock Option Plan   Non-Salary Comp.   Yes   Reserve 750,000 Unissued Ordinary Shares for the Reunert 2006 Share Option Scheme   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   8   Approve Remuneration Report   Non-Salary Comp.   Yes   Approve Executive Remuneration Policy   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   9.1   Elect Members of Audit Committee   Routine/Business   Yes   Elect Sean Jagoe as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   9.2   Elect Members of Audit Committee   Routine/Business   Yes   Elect Kholeka Mzondeki as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   9.3   Elect Members of Audit Committee   Routine/Business   Yes   Elect Rynhardt van Rooyen as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   10   Authorize Share Repurchase Program   Capitalization   Yes   Authorise Repurchase of Up to 20 Percent of Issued Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   11   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   12   Board to Execute Apprd Resolutions   Routine/Business   Yes   Authorise Board to Ratify and Execute Approved Resolutions   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Grupo Financiero Banorte S.A.B. de C.V.
Ticker:
  GFNORTEO
Security ID on Ballot:
  P49501201
ISIN:
  MXP370711014
CUSIP:
  P49501201
SEDOL:
  2421041 
Country:
  Mexico
Meeting Date:
  18-Feb-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  180400 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Approve Dividends   Routine/Business   Yes   Approve Cash Dividends of MXN 0.17 Per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Minutes of Meeting   Routine/Business   Yes   Approve Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Yanzhou Coal Mining Company Limited
Ticker:
  01171 
Security ID on Ballot:
  Y97417102
ISIN:
  CNE1000004Q8
CUSIP:
  Y97417102
SEDOL:
  6109893 
Country:
  Hong Kong
Meeting Date:
  18-Feb-11
Record Date:
  18-Jan-11
Meeting Type:
  Special
Shares Voted:
  112500 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Approve Aud and their Remuneration   Routine/Business   Yes   Appoint Grant Thornton Jingdu Tianhua as International Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association of the Company   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Approve/Amend Regulations on General Meetings   Routine/Business   Yes   Amend Rules of Procedures for the Shareholders' Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Adopt or Amnd Dir Qualifications   Directors Related   Yes   Amend Rules of Procedures for the Board of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  POSCO
Ticker:
    
Security ID on Ballot:
  693483109 
ISIN:
  KR7005490008
CUSIP:
  Y70750115
SEDOL:
  6693233 
Country:
  South Korea
Meeting Date:
  25-Feb-11
Record Date:
  30-Dec-10
Meeting Type:
  Annual
Shares Voted:
  6700 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Annual Dividend of KRW 10,000 per Share   For   For   For   For   No   No   No   Yes   Sent   Yes   Management
3
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Incorporation   For   For   For   For   No   No   No   Yes   Sent   Yes   Management
5
   3.1.1   Elect Directors   Directors Related   Yes   Elect Nam Yong as Outside Director   For   For   For   For   No   No   No   Yes   Sent   Yes   Management
6
   3.1.2   Elect Directors   Directors Related   Yes   Elect Byun Dae-Gyu as Outside Director   For   For   For   For   No   No   No   Yes   Sent   Yes   Management
7
   3.1.3   Elect Directors   Directors Related   Yes   Elect Park Sang-Kil as Outside Director   For   For   For   For   No   No   No   Yes   Sent   Yes   Management
9
   3.2.1   Elect Members of Audit Committee   Routine/Business   Yes   Elect Kim Byung-Ki as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Sent   Yes   Management
10
   3.2.2   Elect Members of Audit Committee   Routine/Business   Yes   Elect Park Sang-Kil as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Sent   Yes   Management
12
   3.3.1   Elect Directors   Directors Related   Yes   Reelect Choi Jong-Tae as Inside Director   For   For   For   For   No   No   No   Yes   Sent   Yes   Management
13
   4   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   For   For   No   No   No   Yes   Sent   Yes   Management

 

 

     
     
Company Name:
  Aluminum Corporation of China Ltd.
Ticker:
  02600 
Security ID on Ballot:
  Y0094N109
ISIN:
  CNE1000001T8
CUSIP:
  Y0094N109
SEDOL:
  6425395 
Country:
  Hong Kong
Meeting Date:
  28-Feb-11
Record Date:
  28-Jan-11
Meeting Type:
  Special
Shares Voted:
  746000 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Amend Corporate Purpose   Routine/Business   Yes   Amend Articles Re: Business Scope of the Company   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Approve Issuance of Debt Financing Instruments   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Banco Estado Do Rio Grande Do Sul SA
Ticker:
  BRSR6
Security ID on Ballot:
  P12553247
ISIN:
  BRBRSRACNPB4
CUSIP:
  P12553247
SEDOL:
  B23F8S9
Country:
  Brazil
Meeting Date:
  04-Mar-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  95985 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Bancolombia SA
Ticker:
  PFBCOLOM
Security ID on Ballot:
  P1329P109
ISIN:
  COB07PA00037
CUSIP:
    
SEDOL:
  B0B6L81
Country:
  Colombia
Meeting Date:
  07-Mar-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  55299 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Open Meeting   Routine/Business   No   Open Meeting/Verify Quorum                   No   No   No   Yes   Confirmed   No   Management
2
   2   Authorize Filing of Documents   Routine/Business   Yes   Approve Meeting Agenda/Notice   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Elect Meeting Approval Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Receive/Approve Special Report   Routine/Business   Yes   Approve Board and Chairman Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Individual and Consolidated Financial Statements for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept External Auditor's Report   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Financial Statements and Statutory Reports, Including the External Auditor Report   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   9   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Company Bylaws   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
10
   10   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors for Period 2011-2013   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
11
   11   Company Specific--Board-Related   Directors Related   Yes   Elect Financial Consumer Representative and Alternate   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   12   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   13   Auth Brd to Fix Remuneration of Aud   Routine/Business   Yes   Authorize Board to Fix Remuneration of Auditor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   14   Company Specific--Board-Related   Directors Related   Yes   Approve Appropriations and Fees of Consumer Protection Division   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   15   Company Specific Equity Related   Capitalization   Yes   Approve Restatement of Shareholders' Equity   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
16
   16   Approve Donations for Charitable Purpose   Routine/Business   Yes   Approve Donations   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
17
   17   Other Business   Routine/Business   Yes   Other Business (Voting)   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Hyundai Mobis Co.
Ticker:
  012330 
Security ID on Ballot:
  Y3849A109
ISIN:
  KR7012330007
CUSIP:
  Y3849A109
SEDOL:
  6449544 
Country:
  South Korea
Meeting Date:
  11-Mar-11
Record Date:
  31-Dec-10
Meeting Type:
  Annual
Shares Voted:
  1543 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Dividends of KRW 1,500 per Common Share and KRW 1,550 per Preferred Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Elect Directors (Bundled)   Directors Related   Yes   Elect Two Inside Directors and Three Outside Directors (Bundled)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Members of Audit Committee   Routine/Business   Yes   Elect Three Outside Directors as Members of Audit Committee (Bundled)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  LG Display Co.
Ticker:
  034220 
Security ID on Ballot:
  Y5255T100
ISIN:
  KR7034220004
CUSIP:
  Y5255T100
SEDOL:
  B01VZN9
Country:
  South Korea
Meeting Date:
  11-Mar-11
Record Date:
  31-Dec-10
Meeting Type:
  Annual
Shares Voted:
  8500 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Dividend of KRW 500 per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Incorporation   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors (Bundled)   Directors Related   Yes   Elect Two Inside Directors and Three Outside Directors (Bundled)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Elect Members of Audit Committee   Routine/Business   Yes   Elect Two Outside Directors as Members of Audit Committee (Bundled)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  LG Uplus Corp.
Ticker:
  032640 
Security ID on Ballot:
  Y5276R125
ISIN:
  KR7032640005
CUSIP:
  Y5276R125
SEDOL:
  6290902 
Country:
  South Korea
Meeting Date:
  18-Mar-11
Record Date:
  31-Dec-10
Meeting Type:
  Annual
Shares Voted:
  93210 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Dividend of KRW 350 per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Incorporation   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Samsung Electronics Co. Ltd.
Ticker:
  005930 
Security ID on Ballot:
  Y74718100
ISIN:
  KR7005930003
CUSIP:
  Y74718100
SEDOL:
  6771720 
Country:
  South Korea
Meeting Date:
  18-Mar-11
Record Date:
  31-Dec-10
Meeting Type:
  Annual
Shares Voted:
  2245 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Shinsegae Co.
Ticker:
  004170 
Security ID on Ballot:
  Y77538109
ISIN:
  KR7004170007
CUSIP:
  Y77538109
SEDOL:
  6805049 
Country:
  South Korea
Meeting Date:
  18-Mar-11
Record Date:
  31-Dec-10
Meeting Type:
  Annual
Shares Voted:
  993 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Dividend of KRW 2,500 per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Approve Spin-Off Agreement   Reorg. and Mergers   Yes   Approve Spinoff Agreement   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Incorporation   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Elect Directors (Bundled)   Directors Related   Yes   Elect One Inside Director and Three Outside Directors (Bundled)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Elect Members of Audit Committee   Routine/Business   Yes   Elect Two Outside Directors as Members of Audit Committee (Bundled)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Commercial International Bank (Egypt) SAE
Ticker:
  COMI
Security ID on Ballot:
  M25561107
ISIN:
  EGS60121C018
CUSIP:
  M25561107
SEDOL:
  6243898 
Country:
  Egypt
Meeting Date:
  21-Mar-11
Record Date:
    
Meeting Type:
  Annual/Special
Shares Voted:
  61153 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Receive President's Report   Routine/Business   Yes   Approve Board Report on Company Operations   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Receive President's Report   Routine/Business   Yes   Approve Auditors' Report on Company Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5   Appr Discharge of Board and Pres.   Directors Related   Yes   Approve Discharge of Directors; Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   6   Approve Aud and their Remuneration   Routine/Business   Yes   Ratify Auditors and Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   7   Approve Donations for Charitable Purpose   Routine/Business   Yes   Approve Charitable Donations   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
9
   8   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   9   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors (Bundled)   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
12
   10   Amend Stock Option Plan   Non-Salary Comp.   Yes   Extend Validity of ESOP until 2015   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
13
   11   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Authorize Issuance of Bonds up to EGP5 Billion or Equivalent Face Value   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Shinhan Financial Group Co. Ltd.
Ticker:
  055550 
Security ID on Ballot:
  Y7749X101
ISIN:
  KR7055550008
CUSIP:
  Y7749X101
SEDOL:
  6397502 
Country:
  South Korea
Meeting Date:
  23-Mar-11
Record Date:
  31-Dec-10
Meeting Type:
  Annual
Shares Voted:
  23370 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Dividend of KRW 750 per Common Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Incorporation   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4.1   Elect Directors   Directors Related   Yes   Elect Han Dong-Woo as Inside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   4.2   Elect Directors   Directors Related   Yes   Elect Seo Jin-Won as Inside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   4.3   Elect Directors   Directors Related   Yes   Elect Kwon Tae-Eun as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   4.4   Elect Directors   Directors Related   Yes   Elect Kim Ki-Young as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   4.5   Elect Directors   Directors Related   Yes   Elect Kim Suk-Won as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   4.6   Elect Directors   Directors Related   Yes   Elect Namgoong Hoon as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   4.7   Elect Directors   Directors Related   Yes   Elect Yoo Jae-Keun as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   4.8   Elect Directors   Directors Related   Yes   Reelect Yun Ke-Sup as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   4.9   Elect Directors   Directors Related   Yes   Elect Lee Jung-Il as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   4.10   Elect Directors   Directors Related   Yes   Elect Hwang Sun-Tae as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   4.11   Elect Directors   Directors Related   Yes   Elect Hirakawa Haruki as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   4.12   Elect Directors   Directors Related   Yes   Reelect Philippe Aguignier as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
19
   5.1   Elect Members of Audit Committee   Routine/Business   Yes   Elect Kwon Tae-Eun as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
20
   5.2   Elect Members of Audit Committee   Routine/Business   Yes   Elect Kim Suk-Won as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
21
   5.3   Elect Members of Audit Committee   Routine/Business   Yes   Reelect Yun Ke-Sup as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
22
   5.4   Elect Members of Audit Committee   Routine/Business   Yes   Elect Hwang Sun-Tae as Member of Audit Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Amorepacific Group Inc.
Ticker:
  002790 
Security ID on Ballot:
  Y6606N107
ISIN:
  KR7002790004
CUSIP:
  Y6606N107
SEDOL:
  6665931 
Country:
  South Korea
Meeting Date:
  25-Mar-11
Record Date:
  31-Dec-10
Meeting Type:
  Annual
Shares Voted:
  2707 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Dividends of KRW 1,750 per Common Share and KRW 1,800 per Preferred Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Incorporation   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors   Directors Related   Yes   Elect Ko Gwang-Yong as Inside Director   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
4
   4   Elect Directors   Directors Related   Yes   Reelect Cho Dong-Cheol as Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Appoint Internal Statutory Auditors   Directors Related   Yes   Reappoint Kim Sung-Ho as Internal Auditor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Authorize Board to Fix Remuneration   Directors Related   Yes   Authorize Board to Fix Remuneration of Internal Auditor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  GS Engineering & Construction Ltd.
Ticker:
  006360 
Security ID on Ballot:
  Y2901E108
ISIN:
  KR7006360002
CUSIP:
  Y2901E108
SEDOL:
  6537096 
Country:
  South Korea
Meeting Date:
  25-Mar-11
Record Date:
  31-Dec-10
Meeting Type:
  Annual
Shares Voted:
  4803 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Appropriation of Income and Dividend of KRW 1,000 per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Incorporation   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors (Bundled)   Directors Related   Yes   Elect One Inside Director and One Outside Director (Bundled)   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
4
   4   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Turkiye Vakiflar Bankasi TAO
Ticker:
  VAKBN
Security ID on Ballot:
  M9037B109
ISIN:
  TREVKFB00019
CUSIP:
  M9037B109
SEDOL:
  B0N6YC4
Country:
  Turkey
Meeting Date:
  25-Mar-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  482676 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Elect Chairman of Meeting   Routine/Business   No   Open Meeting and Elect Presiding Council of Meeting                   No   No   No   Yes   Confirmed   No   Management
3
   2   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Authorize Presiding Council to Sign Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Rec Fin Statmnts and Statutory Rpts   Routine/Business   No   Receive Financial Statements and Statutory Reports                   No   No   No   Yes   Confirmed   No   Management
5
   4   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements Audited by External Audits   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5   Appr Discharge of Board and Pres.   Directors Related   Yes   Approve Discharge of Board   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   6   Approve Discharge of Auditors   Directors Related   Yes   Approve Discharge of Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   7   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Company Articles of Association   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
9
   8   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   9   Elect Directors (Bundled)   Directors Related   Yes   Ratify Director Appointments Made During the Year   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
11
   10   Appr Remuneration of Dirs & Auds   Routine/Business   Yes   Approve Remuneration of Directors and Internal Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   11   Allow Directors to Engage in Commercial Transactions   Directors Related   Yes   Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   12   Ratify Auditors   Routine/Business   Yes   Ratify External Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   13   Approve Donations for Charitable Purpose   Routine/Business   No   Receive Information on Charitable Donations                   No   No   No   Yes   Confirmed   No   Management
15
   14   Transact Other Business   Routine/Business   No   Wishes                   No   No   No   Yes   Confirmed   No   Management
16
   15   Close Meeting   Routine/Business   No   Close Meeting                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Grupo Financiero Banorte S.A.B. de C.V.
Ticker:
  GFNORTEO
Security ID on Ballot:
  P49501201
ISIN:
  MXP370711014
CUSIP:
  P49501201
SEDOL:
  2421041 
Country:
  Mexico
Meeting Date:
  30-Mar-11
Record Date:
  16-Mar-11
Meeting Type:
  Special
Shares Voted:
  232307 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Approve Merger Agreement   Reorg. and Mergers   Yes   Approve Acquisition of IXE Grupo Financiero S.A.B. de C.V by Grupo Financiero Banorte S.A.B. de C.V.; Approve Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Company Bylaws   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Minutes of Meeting   Routine/Business   Yes   Approve Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  PTT Exploration & Production PCL
Ticker:
  PTTEP
Security ID on Ballot:
  Y7145P165
ISIN:
  TH0355A10Z04
CUSIP:
  Y7145P157
SEDOL:
  B1359K1
Country:
  Thailand
Meeting Date:
  30-Mar-11
Record Date:
  14-Feb-11
Meeting Type:
  Annual
Shares Voted:
  195051 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Rec Fin Statmnts and Statutory Rpts   Routine/Business   No   Acknowledge 2010 Performance Result and 2011 Work Plan                   No   No   No   Yes   Confirmed   No   Management
2
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Approve Dividends   Routine/Business   Yes   Approve Dividend of THB 5.03 Per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Aud and their Remuneration   Routine/Business   Yes   Approve Office of the Auditor General as Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5.1   Elect Directors   Directors Related   Yes   Elect Prasert Bunsumpun as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5.2   Elect Directors   Directors Related   Yes   Elect Tevin Vongvanich as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   5.3   Elect Directors   Directors Related   Yes   Elect Naris Chaiyasoot as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   5.4   Elect Directors   Directors Related   Yes   Elect Ampon Kittiampon as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   5.5   Elect Directors   Directors Related   Yes   Elect Norkun Sitthiphong as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   6   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors and Sub-Committees   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   7   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Authorize Issuance of Debentures Not Exceeding THB 100 Billion   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Porto Seguro SA
Ticker:
  PSSA3
Security ID on Ballot:
  P7905C107
ISIN:
  BRPSSAACNOR7
CUSIP:
  P7905C107
SEDOL:
  B0498T7
Country:
  Brazil
Meeting Date:
  30-Mar-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  8234 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Article 18 Re: Size of Executive Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Consolidate Bylaws   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Appr Alloc of Income and Divs   Routine/Business   Yes   Ratify Board of Director Deliberations Re: Interest-On-Capital-Stock Payments   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Dividends   Routine/Business   Yes   Approve Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Approve Dividends   Routine/Business   Yes   Approve Date of and Dividend and Interest-On-Capital-Stock Payments   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Elect Directors   Directors Related   Yes   Elect Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  TVN S.A.
Ticker:
  TVN
Security ID on Ballot:
  X9283W102
ISIN:
  PLTVN0000017
CUSIP:
  X9283W102
SEDOL:
  B1LGB11
Country:
  Poland
Meeting Date:
  30-Mar-11
Record Date:
  14-Mar-11
Meeting Type:
  Annual
Shares Voted:
  109463 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Open Meeting   Routine/Business   No   Open Meeting                   No   No   No   Yes   Confirmed   No   Management
2
   2   Elect Chairman of Meeting   Routine/Business   Yes   Elect Meeting Chairman   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Acknowledge Proper Convening of Mtg   Routine/Business   No   Acknowledge Proper Convening of Meeting                   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Minutes of Meeting   Routine/Business   Yes   Approve Agenda of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Elect Members of Vote Counting Commission   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Receive President's Report   Routine/Business   Yes   Approve Management Board Report on Company's/Group's Operations in Fiscal 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Accept Consolidated Financial Statements and Statutory Rpts   Routine/Business   Yes   Approve Consolidated Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   9.1   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Markus Tellenbach (CEO)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   9.2   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Piotr Walter (Deputy CEO)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   9.3   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Jan Lukasz (Deputy CEO)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   9.4   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Rafal Wyszomierski (Management Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   9.5   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of John Driscoll (Management Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   10.1   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Wojciech Kostrzewa (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   10.2   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Bruno Valsangiacomo (Deputy Chairman of Supervisory Board)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   10.3   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Arnold Bahlmann (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   10.4   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Michal Broniatowski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
18
   10.5   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Romano Fanconi (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
19
   10.6   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Pawel Gricuk (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
20
   10.7   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Pawel Kosmala (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
21
   10.8   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Paul Lorenz (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
22
   10.9   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Wieslaw Rozlucki (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
23
   10.10   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Andrzej Rybicki (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
24
   10.11   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Aldona Wejchert (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
25
   10.12   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Gabriel Wujek (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
26
   11   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends of PLN 0.04 per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
27
   12   Approve Dividends   Routine/Business   Yes   Approve Terms of Dividend Payment   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
28
   13   Receive President's Report   Routine/Business   Yes   Approve Supervisory Board Report on Company's Standing   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
29
   14   Receive President's Report   Routine/Business   Yes   Approve Supervisory Board Report on Its Activities in Fiscal 2010 and on Activities of Board Committees   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
30
   15   Elect Supervisory Board Member   Directors Related   Yes   Approve Cooptation of Paul Lorenz to Supervisory Board   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
31
   16   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Statute   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
32
   17   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Approve Consolidated Text of Statute   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
33
   18   Close Meeting   Routine/Business   No   Close Meeting                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Advanced Info Service PCL
Ticker:
  ADVANC
Security ID on Ballot:
  Y0014U183
ISIN:
  TH0268010Z03
CUSIP:
  Y0014U191
SEDOL:
  6412568 
Country:
  Thailand
Meeting Date:
  31-Mar-11
Record Date:
  25-Feb-11
Meeting Type:
  Annual
Shares Voted:
  165760 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Open Meeting   Routine/Business   No   Matters to be Informed                   No   No   No   Yes   Confirmed   No   Management
2
   2   Approve Minutes of Meeting   Routine/Business   Yes   Approve Minutes of Previous AGM   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Rec Fin Statmnts and Statutory Rpts   Routine/Business   No   Acknowledge 2010 Operating Results                   No   No   No   Yes   Confirmed   No   Management
4
   4   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Approve Dividends   Routine/Business   Yes   Approve Dividend of THB 12.92 Per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Authorize Issuance of Debentures Not Exceeding THB 20 Billion   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7.1   Elect Directors   Directors Related   Yes   Elect Paiboon Limpaphayom as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   7.2   Elect Directors   Directors Related   Yes   Elect Vikrom Sriprataks as Director   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
9
   7.3   Elect Directors   Directors Related   Yes   Elect Ng Ching-Wah as Director   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
10
   8   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   9   Approve Aud and their Remuneration   Routine/Business   Yes   Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   10   Misc Proposal Company-Specific   Routine/Business   Yes   Acknowledge Report on the Dispute with Respect to the Amendments to the Contract Permitting Mobile Phone Services Between the Company and TOT PCL   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   11   Other Business   Routine/Business   Yes   Other Business   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Banco de Credito e Inversiones (BCI)
Ticker:
  BCI
Security ID on Ballot:
  P32133111
ISIN:
  CLP321331116
CUSIP:
  P32133111
SEDOL:
  2069355 
Country:
  Chile
Meeting Date:
  31-Mar-11
Record Date:
    
Meeting Type:
  Annual/Special
Shares Voted:
  15229 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Approve Dividends   Routine/Business   Yes   Approve Dividends of CLP700 Per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Approve Dividends   Routine/Business   Yes   Approve Dividends of CLP700 Per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors for the Period Beginning April, 2011   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors for the Period Beginning April, 2011   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Company Specific--Board-Related   Directors Related   Yes   Approve Remuneration and Budget of Directors’ Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Company Specific--Board-Related   Directors Related   Yes   Approve Remuneration and Budget of Directors’ Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5   Ratify Auditors   Routine/Business   Yes   Elect External Auditors and Risk Assessment Companies   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5   Ratify Auditors   Routine/Business   Yes   Elect External Auditors and Risk Assessment Companies   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   6   Approve Special Auditors Report   Routine/Business   No   Receive Special Auditors’ Report Regarding Related-Party Transactions in Accordance with Articles 44 and 89 of Law 18.406                   No   No   No   Yes   Confirmed   No   Management
7
   6   Approve Special Auditors Report   Routine/Business   No   Receive Special Auditors’ Report Regarding Related-Party Transactions in Accordance with Articles 44 and 89 of Law 18.406                   No   No   No   Yes   Confirmed   No   Management
8
   7   Receive/Approve Special Report   Routine/Business   Yes   Receive 2010 Activity Report from Directors’ Committee Including Report from Advisers   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   7   Receive/Approve Special Report   Routine/Business   Yes   Receive 2010 Activity Report from Directors’ Committee Including Report from Advisers   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   8   Appr Newspaper - Mtg Announcements   Routine/Business   Yes   Designate Newspaper to Publish Meeting Announcements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   8   Appr Newspaper - Mtg Announcements   Routine/Business   Yes   Designate Newspaper to Publish Meeting Announcements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   9   Other Business   Routine/Business   Yes   Other Business   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
10
   9   Other Business   Routine/Business   Yes   Other Business   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
12
   1.1   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Authorize Capitalization of CLP38.86 Billion via Bonus Stock Issuance   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   1.1   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Authorize Capitalization of CLP38.86 Billion via Bonus Stock Issuance   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   1.2   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Authorize Capitalization of Reserves up to the Amount Set by the Shareholder Meeting Without Bonus Stock Issuance   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   1.2   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Authorize Capitalization of Reserves up to the Amount Set by the Shareholder Meeting Without Bonus Stock Issuance   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   2   Amnd Charter - Change in Capital   Capitalization   Yes   Amend Articles to Reflect Changes in Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   2   Amnd Charter - Change in Capital   Capitalization   Yes   Amend Articles to Reflect Changes in Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   3   Board to Execute Apprd Resolutions   Routine/Business   Yes   Authorize Board to Ratify and Execute Approved Resolutions   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   3   Board to Execute Apprd Resolutions   Routine/Business   Yes   Authorize Board to Ratify and Execute Approved Resolutions   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  SUL AMERICA SA
Ticker:
  SULA11
Security ID on Ballot:
  P87993120
ISIN:
  BRSULACDAM12
CUSIP:
  P87993120
SEDOL:
  B27WYK0
Country:
  Brazil
Meeting Date:
  31-Mar-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  76194 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Authorize Capitalization of Reserves without Issuance of Shares and Amend Article 5 Accordingly   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Stock Option Plan   Non-Salary Comp.   Yes   Amend Stock Option Plan   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  SUL AMERICA SA
Ticker:
  SULA11
Security ID on Ballot:
  P87993120
ISIN:
  BRSULACDAM12
CUSIP:
  P87993120
SEDOL:
  B27WYK0
Country:
  Brazil
Meeting Date:
  31-Mar-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  76194 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Kasikornbank PCL
Ticker:
  KBANK
Security ID on Ballot:
  Y4591R118
ISIN:
  TH0016010009
CUSIP:
  Y4591R100
SEDOL:
  6888783 
Country:
  Thailand
Meeting Date:
  07-Apr-11
Record Date:
  10-Mar-11
Meeting Type:
  Annual
Shares Voted:
  6843 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Approve Minutes of Meeting   Routine/Business   Yes   Approve Minutes of Previous AGM   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Rec Fin Statmnts and Statutory Rpts   Routine/Business   No   Acknowledge 2010 Operating Results                   No   No   No   Yes   Confirmed   No   Management
3
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Payment of Final Dividend of THB 2.00 Per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5.1   Elect Directors   Directors Related   Yes   Elect Banyong Lamsam as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5.2   Elect Directors   Directors Related   Yes   Elect Pow Sarasin as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   5.3   Elect Directors   Directors Related   Yes   Elect Yongyuth Yuthavong as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   5.4   Elect Directors   Directors Related   Yes   Elect Elizabeth Sam as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   5.5   Elect Directors   Directors Related   Yes   Elect Pairash Thajchayapong as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   5.6   Elect Directors   Directors Related   Yes   Elect Kobkarn Wattanavrangkul as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   6   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   7   Approve Aud and their Remuneration   Routine/Business   Yes   Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   8   Other Business   Routine/Business   Yes   Other Business   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Globe Telecom, Inc.
Ticker:
  GLO
Security ID on Ballot:
  Y27257149
ISIN:
  PHY272571498
CUSIP:
  Y27257149
SEDOL:
  6284864 
Country:
  Philippines
Meeting Date:
  12-Apr-11
Record Date:
  25-Feb-11
Meeting Type:
  Annual
Shares Voted:
  34085 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Approve Minutes of Meeting   Routine/Business   Yes   Approve Minutes of Previous Shareholder Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Annual Report of Officers   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Appr Discharge of Board and Pres.   Directors Related   Yes   Ratify All Acts and Resolutions of the Board of Directors and Management Adopted in the Ordinary Course of Business During the Preceding Year   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Jaime Augusto Zobel de Ayala as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   4.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Gerardo C. Ablaza, Jr. as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   4.3   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Hui Weng Cheong as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   4.4   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Romeo L. Bernardo as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   4.5   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Ernest Lawrence L. Cu as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   4.6   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Tay Soo Meng as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   4.7   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Delfin L. Lazaro as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   4.8   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Xavier P. Loinaz as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   4.9   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Fernando Zobel de Ayala as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   4.10   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Guillermo D. Luchangco as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   4.11   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Manuel A. Pacis as a Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   5   Approve Aud and their Remuneration   Routine/Business   Yes   Elect External Auditors and Authorize the Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   6   Other Business   Routine/Business   Yes   Other Business   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Commercial International Bank (Egypt) SAE
Ticker:
  COMI
Security ID on Ballot:
  M25561107
ISIN:
  EGS60121C018
CUSIP:
  M25561107
SEDOL:
  6243898 
Country:
  Egypt
Meeting Date:
  13-Apr-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  137240 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Amend Stock Option Plan   Non-Salary Comp.   Yes   Extend Validity of Employee Stock Ownership Plan (ESOP) until 2015   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Authorize Issuance of Bonds up to EGP5 Billion or Equivalent Face Value   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Aluminum Corporation of China Ltd.
Ticker:
  02600 
Security ID on Ballot:
  Y0094N109
ISIN:
  CNE1000001T8
CUSIP:
  Y0094N109
SEDOL:
  6425395 
Country:
  Hong Kong
Meeting Date:
  14-Apr-11
Record Date:
  14-Mar-11
Meeting Type:
  Special
Shares Voted:
  958907 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1a   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Type and Nominal Value of the Shares to be Issued in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   1b   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Method of Issue in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   1   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Type and Nominal Value of the Shares to be Issued in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   2   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Method of Issue in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   1c   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Target Subscribers in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   3   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Target Subscribers in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   1d   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Lock-Up Period in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   4   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Lock-Up Period in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   1e   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Subscription Method in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   5   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Subscription Method in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   1f   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Number of A Shares to be Issued in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   1g   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Pricing Base Date and Price of the Issue in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   6   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Number of A Shares to be Issued in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   1h   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Place of Listing in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   7   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Pricing Base Date and Price of the Issue in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   8   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Place of Listing in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   1i   Approve Use of Proceeds from Fund Raising Activities   Capitalization   Yes   Approve Use of Proceeds in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   9   Approve Use of Proceeds from Fund Raising Activities   Capitalization   Yes   Approve Use of Proceeds in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   1j   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Arrangements Relating to the Undistributed Cumulated Profits in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   10   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Arrangements Relating to the Undistributed Cumulated Profits in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   1k   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Validity Period of Resolutions in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   2   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Detailed Plan for the Non-Public Issuance of A Shares by the Company   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   11   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve Validity Period of Resolutions in Relation to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   3   Board to Execute Apprd Resolutions   Routine/Business   Yes   Authorize Board to Deal with Specific Matters Relating to the Non-Public Issuance of A Shares Pursuant to the A Share Issue   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   4   Appr Iss of Shrs for Priv Placement   Capitalization   Yes   Approve the Company's Compliance with the Conditions for Non-Public Issuance of A Shares   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   5   Approve Use of Proceeds from Fund Raising Activities   Capitalization   Yes   Approve Report of Use of Proceeds from the Last Fund Raising Exercise and Independent Assurance Report   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
18
   6   Approve Use of Proceeds from Fund Raising Activities   Capitalization   Yes   Approve Feasibility Analysis Report on the Use of Proceeds to be Raised by the Non-Public Issuance of A Shares of the Company   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Telekomunikacja Polska S A
Ticker:
    
Security ID on Ballot:
  X6669J101
ISIN:
  PLTLKPL00017
CUSIP:
  X6669J101
SEDOL:
  5552551 
Country:
  Poland
Meeting Date:
  14-Apr-11
Record Date:
  29-Mar-11
Meeting Type:
  Annual
Shares Voted:
  131688 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Open Meeting   Routine/Business   No   Open Meeting                   No   No   No   Yes   Confirmed   No   Management
2
   2   Elect Chairman of Meeting   Routine/Business   Yes   Elect Meeting Chairman   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Acknowledge Proper Convening of Mtg   Routine/Business   No   Acknowledge Proper Convening of Meeting                   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Minutes of Meeting   Routine/Business   Yes   Approve Agenda of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Elect Members of Vote Counting Commission   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6.1   Rec Fin Statmnts and Statutory Rpts   Routine/Business   No   Receive Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements                   No   No   No   Yes   Confirmed   No   Management
7
   6.2   Appr Alloc of Income and Divs   Routine/Business   No   Receive Allocation of Income Proposal                   No   No   No   Yes   Confirmed   No   Management
8
   6.3   Receive President's Report   Routine/Business   No   Receive Supervisory Board Report on Review of Management Board Report on Company's Operations in Fiscal 2010,                                            
 
                   Financial Statements, and Management Board Proposal on Allocation of 2010 Income                   No   No   No   Yes   Confirmed   No   Management
9
   6.4   Receive Consolidated Financial Statements and Statutory Rpts   Routine/Business   No   Receive Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements                   No   No   No   Yes   Confirmed   No   Management
10
   6.5   Receive President’s Report   Routine/Business   No   Receive Supervisory Board Report on Review of Management Board Report on Group’s Operations in Fiscal 2010 and Consolidated Financial Statements                   No   No   No   Yes   Confirmed   No   Management
11
   6.6   Receive President’s Report   Routine/Business   No   Receive Supervisory Board Report on Company's Standing in Fiscal 2010 and Board's Activities in Fiscal 2010                   No   No   No   Yes   Confirmed   No   Management
12
   7.1   Receive President’s Report   Routine/Business   Yes   Approve Management Board Report on Company’s Operations in Fiscal 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   7.2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   7.3   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends of PLN 1.50 per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   7.4   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income from Previous Years   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   7.5   Receive President’s Report   Routine/Business   Yes   Approve Management Board Report on Group’s Operations in Fiscal 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   7.6   Accept Consolidated Financial Statements and Statutory Rpts   Routine/Business   Yes   Approve Consolidated Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
18
   7.7a   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Supervisory Board Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
19
   7.7b   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Management Board Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
20
   8   Amend Stock Option Plan   Non-Salary Comp.   Yes   Amend April 28, 2006, AGM, Resolution Re: Conditional Increase in Share Capital in Connection with Stock Option Plan   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
21
   9   Elect Supervisory Board Members (Bundled)   Directors Related   Yes   Approve Changes in Composition of Supervisory Board   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
22
   10   Close Meeting   Routine/Business   No   Close Meeting                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Usinas Siderurgicas De Minas Gerais S.A. — USI USIM5
Ticker:
  USIM5
Security ID on Ballot:
  P9632E117
ISIN:
  BRUSIMACNPA6
CUSIP:
  P9632E117
SEDOL:
  2386009 
Country:
  Brazil
Meeting Date:
  14-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  68489 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Stats, Allocate Inc, Disch Dir   Routine/Business   Yes   Approve Allocation of Income, Capital Budget   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council Members and Approve Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Pacific Basin Shipping Ltd
Ticker:
  02343 
Security ID on Ballot:
  G68437139
ISIN:
  BMG684371393
CUSIP:
  G68437139
SEDOL:
  B01RQM3
Country:
  Hong Kong
Meeting Date:
  19-Apr-11
Record Date:
  14-Apr-11
Meeting Type:
  Annual
Shares Voted:
  2261504 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Approve Dividends   Routine/Business   Yes   Approve Final Dividend   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3a   Elect Directors   Directors Related   Yes   Reelect David Turnbull as an Executive Director   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
4
   3b   Elect Directors   Directors Related   Yes   Reelect Andrew Broomhead as an Executive Director   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
5
   3c   Elect Directors   Directors Related   Yes   Reelect Robert Nicholson as an Independent Non-Executive Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   3d   Elect Directors   Directors Related   Yes   Reelect Daniel Bradshaw as an Independent Non-Executive Director   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
7
   3e   Approve Remuneration of Directors   Directors Related   Yes   Authorize Board to Fix the Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   4   Approve Aud and their Remuneration   Routine/Business   Yes   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   5   Authorize Share Repurchase Program   Capitalization   Yes   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   6   Approve Share Plan Grant   Non-Salary Comp.   Yes   Approve Renewal of 2 Percent Annual Cap within the Issue Mandate Under the Long Term Incentive Scheme   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Vale S.A.
Ticker:
  VALE5
Security ID on Ballot:
  91912E105 
ISIN:
  BRVALEACNPA3
CUSIP:
  P2605D109
SEDOL:
  2257127 
Country:
  Brazil
Meeting Date:
  19-Apr-11
Record Date:
  22-Mar-11
Meeting Type:
  Annual/Special
Shares Voted:
  19357 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
4
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   2   Appr Stats, Allocate Inc, Disch Dir   Routine/Business   Yes   Approve Allocation of Income and Dividends and the Capital Budget for Fiscal 2011   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   3   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   4   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   5   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
10
   1   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Authorize Capitalization of Reserves Without Share Issuance and Amend Article 5   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Absa Group Ltd
Ticker:
  ASA
Security ID on Ballot:
  S0269J708
ISIN:
  ZAE000067237
CUSIP:
  S0269J708
SEDOL:
  B0DR0K7
Country:
  South Africa
Meeting Date:
  21-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  51571 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for the year ended 31 December 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Ratify Auditors   Routine/Business   Yes   Reappoint PricewaterhouseCoopers Inc and Ernst & Young Inc as Auditors of the Company   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors   Directors Related   Yes   Re-elect Brian Connellan as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Elect Directors   Directors Related   Yes   Re-elect Garth Griffin as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Elect Directors   Directors Related   Yes   Re-elect Yolanda Cuba as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Elect Directors   Directors Related   Yes   Re-elect Benoit de Vitry d'Avaucourt as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Elect Directors   Directors Related   Yes   Re-elect Antony Jenkins as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Elect Directors   Directors Related   Yes   Re-elect Thoko Mokgosi-Mwantembe as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   9   Elect Directors   Directors Related   Yes   Re-elect Trevor Munday as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   10   Elect Directors   Directors Related   Yes   Re-elect Maria Ramos as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   11   Elect Directors   Directors Related   Yes   Elect Colin Beggs to the Board   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   12   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Place Authorised but Unissued Shares under Control of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   13   Approve Remuneration of Directors   Directors Related   Yes   Approve Non-Executive Directors' Fees with Effect From 1 May 2011   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   14   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   15   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   16   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   17   Authorize Share Repurchase Program   Capitalization   Yes   Authorise Repurchase of Up to 10 Percent of Issued Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Embraer SA
Ticker:
    
Security ID on Ballot:
  P3700H201
ISIN:
  BREMBRACNOR4
CUSIP:
  P3700H201
SEDOL:
  B16FPG6
Country:
  Brazil
Meeting Date:
  26-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  55544 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
4
   4   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers and Non-Executive Directors   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
6
   6   Appoint Internal Statutory Auditors   Directors Related   Yes   Approve Remuneration of Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Embraer SA
Ticker:
    
Security ID on Ballot:
  29082A107 
ISIN:
  BREMBRACNOR4
CUSIP:
  P3700H201
SEDOL:
  B16FPG6
Country:
  Brazil
Meeting Date:
  26-Apr-11
Record Date:
  30-Mar-11
Meeting Type:
  Annual/Special
Shares Voted:
  7686 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
3
   1   Amend Articles Board-Related   Directors Related   Yes   Amend Articles to Increase the Size of Board, Increase the Maximum Number of Directors on Committees, and Increase the Number of Director Votes Needed to Remove Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   3   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   4   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   5   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers and Non-Executive Directors   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
10
   6   Appoint Internal Statutory Auditors   Directors Related   Yes   Approve Remuneration of Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Embraer SA
Ticker:
    
Security ID on Ballot:
  P3700H201
ISIN:
  BREMBRACNOR4
CUSIP:
  P3700H201
SEDOL:
  B16FPG6
Country:
  Brazil
Meeting Date:
  26-Apr-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  55544 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Approve Increase in Size of Board   Directors Related   Yes   Approve Increase in Size of Board and Amend Article 27   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Amend Articles Board-Related   Directors Related   Yes   Amend Article 33 to Increase to Nine from Seven the Number of Director Votes Needed to Remove Executives   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Amend Articles Board-Related   Directors Related   Yes   Amend Article 34 Re: Maximum Number of Directors on Committees   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Enersis S.A.
Ticker:
  ENERSIS
Security ID on Ballot:
  29274F104
ISIN:
  CLP371861061
CUSIP:
  P37186106
SEDOL:
  2299453 
Country:
  Chile
Meeting Date:
  26-Apr-11
Record Date:
  18-Mar-11
Meeting Type:
  Annual
Shares Voted:
  38214 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements, Statutory and Reports of External Auditors and Supervisory Board Members for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
3
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Distribution of Dividends   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   3   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   4   Company Specific--Board-Related   Directors Related   Yes   Approve Remuneration and Budget of Directors' Committee for Fiscal Year 2011   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   5   Receive/Approve Special Report   Routine/Business   No   Present Information on Board Reports on Board Expenses, Annual Management, Expenditures and Activities of the Directors' Committee                   No   No   No   Yes   Confirmed   Yes   Management
7
   6   Ratify Auditors   Routine/Business   Yes   Elect External Auditors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   7   Appoint Auditors(Bundled)/Approve Auditors Remuneration   Directors Related   Yes   Elect Two Internal Statutory Auditors and their Respective Alternates; Approve their Remunerations   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   8   Designate Risk Assessment Companies   Routine/Business   Yes   Designate Risk Assessment Companies   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
10
   9   Approve Investment and Financing Policy   Routine/Business   Yes   Approve Investment and Financing Policy   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
11
   10   Receive/Approve Special Report   Routine/Business   No   Present Information on Dividend Policy and Procedures for Dividend Distribution                   No   No   No   Yes   Confirmed   Yes   Management
12
   11   Approve Special Auditors Report   Routine/Business   No   Receive Special Auditors' Report Regarding Related-Party Transactions                   No   No   No   Yes   Confirmed   Yes   Management
13
   12   Receive/Approve Special Report   Routine/Business   No   Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law                   No   No   No   Yes   Confirmed   Yes   Management
14
   13   Other Business   Routine/Business   Yes   Other Business   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
15
   14   Board to Execute Apprd Resolutions   Routine/Business   Yes   Authorize Board to Ratify and Execute Approved Resolutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  America Movil S.A.B. de C.V.
Ticker:
  AMXL
Security ID on Ballot:
  P0280A101
ISIN:
  MXP001691213
CUSIP:
  P0280A101
SEDOL:
  2667470 
Country:
  Mexico
Meeting Date:
  27-Apr-11
Record Date:
  15-Apr-11
Meeting Type:
  Annual
Shares Voted:
  349201 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1.1   Receive/Approve Special Report   Routine/Business   Yes   Approve CEO and Auditors' Report on Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   1.2   Receive/Approve Special Report   Routine/Business   Yes   Approve Board's Report on Accounting Criteria Policy and Disclosure Policy in Accordance with Article 172-B of Company Law   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   1.3   Receive/Approve Special Report   Routine/Business   Yes   Approve Report on Activities and Operations Undertaken by the Board in Accordance with Article 28 IV (E) of Company Law   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   1.4   Receive/Approve Special Report   Routine/Business   Yes   Approve Audit Committee's Report on Their Activities and on Company's Subsidiaries in Accordance with Article 43 of Company Law   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   1.5   Appr Stats, Allocate Inc, Disch Dir   Routine/Business   Yes   Approve Financial Statements, Allocation of Income and Distribution of Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   1.6   Receive/Approve Special Report   Routine/Business   Yes   Approve Report on Repurchased Shares Program for Fiscal Year 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   2   Elect Directors (Bundled) and Approve Their Remuneration   Directors Related   Yes   Elect/Ratify Directors, Elect Company Secretary and Deputy Secretary, Elect Chairman of Audit Committee; Approve Their Remuneration, and Approve Discharge of Board of Directors and CEO   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
9
   3   Company Specific--Board-Related   Directors Related   Yes   Elect/Ratify Members to the Key Board Committees and Approve Their Remuneration, and Approve Discharge of Key Board Committees   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
10
   4   Authorize Share Repurchase Program   Capitalization   Yes   Set Aggregate Nominal Amount of Share Repurchase Reserve in Accordance with Article 56 of Mexican Law   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   5   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  America Movil S.A.B. de C.V.
Ticker:
  AMXL
Security ID on Ballot:
  02364W105 
ISIN:
  MXP001691213
CUSIP:
  P0280A101
SEDOL:
  2667470 
Country:
  Mexico
Meeting Date:
  27-Apr-11
Record Date:
  15-Apr-11
Meeting Type:
  Special
Shares Voted:
  17819 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
3
   1   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors for Class L Shares   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
4
   2   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  America Movil S.A.B. de C.V.
Ticker:
  AMXL
Security ID on Ballot:
  P0280A101
ISIN:
  MXP001691213
CUSIP:
  P0280A101
SEDOL:
  2667470 
Country:
  Mexico
Meeting Date:
  27-Apr-11
Record Date:
  15-Apr-11
Meeting Type:
  Special
Shares Voted:
  349201 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Receive/Approve Special Report   Routine/Business   Yes   Present Report on Acquisitions in Accordance with Article 47 of Stock Market Law   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   1   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors for Class L Shares   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
3
   2   Auth Reissuance of Repurchased Shrs   Capitalization   Yes   Accept Report on Reissuance of Repurchased Shares in Accordance with Article 56 of Stock Market Law; Approve Consequent Capital Increase via Issuance of Shares Representative of the Company’s Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Receive/Approve Special Report   Routine/Business   Yes   Approve Report on Repurchased Shares Reissuance in Accordance with Art. 56 of Stock Market Law, Art. 26, Paragraph IV of Income Tax Law, and Art. 23 of the Regulations of Income Tax Law   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Approve Stock Split   Capitalization   Yes   Approve 2:1 Stock Split   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5   Amend Art/Charter Equity-Related   Capitalization   Yes   Amend Bylaws to Reflect Resolutions in Item 4   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   6   Receive/Approve Special Report   Routine/Business   Yes   Accept Report on Adherence to Fiscal Obligations for Fiscal Year 2009   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   7   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Companhia Paranaense de Energia — COPEL
Ticker:
  CPLE6
Security ID on Ballot:
  P30557139
ISIN:
  BRCPLEACNPB9
CUSIP:
  P30557139
SEDOL:
  2200154 
Country:
  Brazil
Meeting Date:
  28-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  13858 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
4
   3   Amnd Charter - Change in Capital   Capitalization   Yes   Amend Articles to Reflect Changes in Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   6   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Companhia Paranaense de Energia — COPEL
Ticker:
  CPLE6
Security ID on Ballot:
  20441B407 
ISIN:
  BRCPLEACNPB9
CUSIP:
  P30557139
SEDOL:
  2200154 
Country:
  Brazil
Meeting Date:
  28-Apr-11
Record Date:
  08-Apr-11
Meeting Type:
  Annual
Shares Voted:
  1300 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
3
   5   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Petroleo Brasileiro SA-Petrobras
Ticker:
  PETR4
Security ID on Ballot:
  P78331140
ISIN:
  BRPETRACNPR6
CUSIP:
  P78331140
SEDOL:
  2684532 
Country:
  Brazil
Meeting Date:
  28-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  28610 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Approve Provisionary Budget and Strategy for Fiscal Year   Routine/Business   Yes   Approve Capital Budget for Upcoming Fiscal Year   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
6
   5   Company Specific--Board-Related   Directors Related   Yes   Elect Board Chairman   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   6   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   7   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Petroleo Brasileiro SA-Petrobras
Ticker:
  PETR4
Security ID on Ballot:
  71654V101
ISIN:
  BRPETRACNPR6
CUSIP:
  P78331140
SEDOL:
  2684532 
Country:
  Brazil
Meeting Date:
  28-Apr-11
Record Date:
  01-Apr-11
Meeting Type:
  Annual/Special
Shares Voted:
  13833 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
4
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   2   Approve Provisionary Budget and Strategy for Fiscal Year   Routine/Business   Yes   Approve Capital Budget for Upcoming Fiscal Year   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   3   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   4   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
8
   5   Company Specific--Board-Related   Directors Related   Yes   Elect Board Chairman   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   6   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
10
   7   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
12
   1   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Authorize Capitalization of Reserves without Issuance of New Shares   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Banco Estado Do Rio Grande Do Sul SA
Ticker:
  BRSR6
Security ID on Ballot:
  P12553247
ISIN:
  BRBRSRACNPB4
CUSIP:
  P12553247
SEDOL:
  B23F8S9
Country:
  Brazil
Meeting Date:
  29-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  122705 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2.1   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   2.2   Approve Dividends   Routine/Business   Yes   Approve Interest on Capital Stock Payments   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   2.3   Approve Dividends   Routine/Business   Yes   Approve Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   2.4   Approve Dividends   Routine/Business   Yes   Approve Extraordinary Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   3   Approve Provisionary Budget and Strategy for Fiscal Year   Routine/Business   Yes   Approve Capital Budget for Upcoming Fiscal Year   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   4   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
9
   5   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Fiscal Council   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   6   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
   
Company Name:
  Grupo Financiero Banorte S.A.B. de C.V.
Ticker:
  GFNORTEO
Security ID on Ballot:
  P49501201
ISIN:
  MXP370711014
CUSIP:
  P49501201
SEDOL:
  2421041 
Country:
  Mexico
Meeting Date:
  29-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  247413 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Approve Dividends   Routine/Business   Yes   Approve Cash Dividends of MXN 0.18 Per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors; Verify Independence of Board Members   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   No   Management
5
   5   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Elect Members of Audit Committee   Routine/Business   Yes   Elect Members of Audit and Corporate Practices Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Authorize Share Repurchase Program   Capitalization   Yes   Present Report on Company’s 2010 Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Program for 2011   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Misc Proposal Company-Specific   Routine/Business   Yes   Authorize Board to Obtain Certification of the Company Bylaws   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   9   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   10   Approve Minutes of Meeting   Routine/Business   Yes   Approve Minutes of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Suzano Papel e Celulose S.A.
Ticker:
  SUZB5
Security ID on Ballot:
  P06768165
ISIN:
  BRSUZBACNPA3
CUSIP:
  P06768165
SEDOL:
  B02GKF0
Country:
  Brazil
Meeting Date:
  29-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  83592 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Appoint Auditors(Bundled)/Approve Auditors Remuneration   Directors Related   Yes   Elect Fiscal Council Members and Approve their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
   
Company Name:
  Vale Fertilizantes S.A
Ticker:
  FFTL4
Security ID on Ballot:
  P39589117
ISIN:
  BRFFTLACNPR7
CUSIP:
  P39589117
SEDOL:
  B162824
Country:
  Brazil
Meeting Date:
  29-Apr-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  56254 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Approve Provisionary Budget and Strategy for Fiscal Year   Routine/Business   Yes   Approve Capital Budget for Upcoming Fiscal Year   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Elect Directors (Bundled)   Directors Related   Yes   Fix Board Size and Elect Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Approve Remuneration Directors   Non-Salary Comp.   Yes   Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  PT Astra International Tbk
Ticker:
  ASII
Security ID on Ballot:
  Y7117N149
ISIN:
  ID1000057607
CUSIP:
  Y7117N149
SEDOL:
  6291712 
Country:
  Indonesia
Meeting Date:
  06-May-11
Record Date:
  20-Apr-11
Meeting Type:
  Annual
Shares Voted:
  39815 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Annual Report and Ratification of Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors (Bundled) and Approve Their Remuneration   Directors Related   Yes   Elect Directors and Approve Remuneration of Directors and Commissioners   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Ratify Auditors   Routine/Business   Yes   Appoint Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Hikma Pharmaceuticals plc
Ticker:
  HIK
Security ID on Ballot:
  G4576K104
ISIN:
  GB00B0LCW083
CUSIP:
  G4576K104
SEDOL:
  B0LCW08
Country:
  United Kingdom
Meeting Date:
  12-May-11
Record Date:
  10-May-11
Meeting Type:
  Annual
Shares Voted:
  58352 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Approve Dividends   Routine/Business   Yes   Approve Final Dividend   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors   Directors Related   Yes   Re-elect Said Darwazah as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Ratify Auditors   Routine/Business   Yes   Reappoint Deloitte LLP as Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Auth Brd to Fix Remuneration of Aud   Routine/Business   Yes   Authorise Board to Fix Remuneration of Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Approve Remuneration Report   Non-Salary Comp.   Yes   Approve Remuneration Report   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Auth Issuance with Preemptive Rgts   Capitalization   Yes   Authorise Issue of Equity with Pre-emptive Rights   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Authorise Issue of Equity without Pre-emptive Rights   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   9   Authorize Share Repurchase Program   Capitalization   Yes   Authorise Market Purchase   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   10   Authorize the Company to Call EGM with Two Weeks? Notice   Antitakeover Related   Yes   Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   11   Waive Mandatory Offer to Shldrs   Reorg. and Mergers   Yes   Approve Waiver on Tender-Bid Requirement Relating to the Buy Back of Shares   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
12
   12   Waive Mandatory Offer to Shldrs   Reorg. and Mergers   Yes   Approve Waiver on Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  China Petroleum & Chemical Corp.
Ticker:
  00386 
Security ID on Ballot:
  16941R108
ISIN:
  CNE1000002Q2
CUSIP:
  Y15010104
SEDOL:
  6291819 
Country:
  Hong Kong
Meeting Date:
  13-May-11
Record Date:
  13-Apr-11
Meeting Type:
  Annual
Shares Voted:
  7298 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Report of the Board of Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
3
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Report of the Supervisory Committee   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Consolidated Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   4   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Plan for Allocating Surplus Common Reserve Funds of RMB 20 Billion From the After-Tax Profits   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   5   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve the Profit Distribution Plan for the Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   6   Appr Alloc of Income and Divs   Routine/Business   Yes   Authorize the Board to Determine the Interim Profit Distribution Plan for 2011   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   7   Approve Aud and their Remuneration   Routine/Business   Yes   Reappoint KPMG Huazhen and KPMG as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   8   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Authorize Board to Determine the Proposed Plan for Issuance of Debt Financing Instruments   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
10
   9   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
11
   10   Elect a Shrhldr-Nominee to Board   SH-Dirs’ Related   Yes   Elect Fu Chengyu as Non-Executive Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Share Holder

 

 

     
     
Company Name:
  China Petroleum & Chemical Corp.
Ticker:
  00386 
Security ID on Ballot:
  Y15010104
ISIN:
  CNE1000002Q2
CUSIP:
  Y15010104
SEDOL:
  6291819 
Country:
  Hong Kong
Meeting Date:
  13-May-11
Record Date:
  13-Apr-11
Meeting Type:
  Annual
Shares Voted:
  684664 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Report of the Board of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Report of the Supervisory Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Consolidated Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Plan for Allocating Surplus Common Reserve Funds of RMB 20 Billion From the After-Tax Profits   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve the Profit Distribution Plan for the Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Appr Alloc of Income and Divs   Routine/Business   Yes   Authorize the Board to Determine the Interim Profit Distribution Plan for 2011   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Approve Aud and their Remuneration   Routine/Business   Yes   Reappoint KPMG Huazhen and KPMG as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Authorize Board to Determine the Proposed Plan for Issuance of Debt Financing Instruments   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
9
   9   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
10
   10   Elect a Shrhldr-Nominee to Board   SH-Dirs’ Related   Yes   Elect Fu Chengyu as Non-Executive Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Share Holder

 

 

     
   
Company Name:
  Petrochina Company Limited
Ticker:
  601857 
Security ID on Ballot:
  71646E100 
ISIN:
  CNE1000007Q1
CUSIP:
  Y6883Q138
SEDOL:
  B28SLD9
Country:
  Hong Kong
Meeting Date:
  18-May-11
Record Date:
  11-Apr-11
Meeting Type:
  Annual
Shares Voted:
  900 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Report of the Board of Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
3
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Report of the Supervisory Committee   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   4   Approve Dividends   Routine/Business   Yes   Approve Final Dividends   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   5   Approve Special/Interim Dividends   Routine/Business   Yes   Authorize Board to Determine the Distribution of Interim Dividends for the Year 2011   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   6   Approve Aud and their Remuneration   Routine/Business   Yes   Reappoint PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   7a   Elect Directors   Directors Related   Yes   Elect Jiang Jiemin as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   7b   Elect Directors   Directors Related   Yes   Elect Zhou Jiping as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
10
   7c   Elect Directors   Directors Related   No   Elect Wang Yilin as Director                   No   No   No   Yes   Confirmed   Yes   Management
11
   7d   Elect Directors   Directors Related   Yes   Elect Li Xinhua as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
12
   7e   Elect Directors   Directors Related   Yes   Elect Liao Yongyuan as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
13
   7f   Elect Directors   Directors Related   Yes   Elect Wang Guoliang as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
14
   7g   Elect Directors   Directors Related   Yes   Elect Wang Dongjin as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
15
   7h   Elect Directors   Directors Related   Yes   Elect Yu Baocai as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
16
   7i   Elect Directors   Directors Related   Yes   Elect Ran Xinquan as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
17
   7j   Elect Directors   Directors Related   Yes   Elect Liu Hongru as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
18
   7k   Elect Directors   Directors Related   Yes   Elect Franco Bernabè as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
19
   7l   Elect Directors   Directors Related   Yes   Elect Li Yongwu as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
20
   7m   Elect Directors   Directors Related   Yes   Elect Cui Junhui as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
21
   7n   Elect Directors   Directors Related   Yes   Elect Chen Zhiwu as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
22
   8a   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Chen Ming as Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
23
   8b   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Guo Jinping as Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
24
   8c   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Wen Qingshan as Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
25
   8d   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Sun Xianfeng as Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
26
   8e   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Li Yuan as Independent Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
27
   8f   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Wang Daocheng as Independent Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
28
   9   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
29
   10   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Petrochina Company Limited
Ticker:
  601857 
Security ID on Ballot:
  Y6883Q104
ISIN:
  CNE1000007Q1
CUSIP:
  Y6883Q138
SEDOL:
  B28SLD9
Country:
  Hong Kong
Meeting Date:
  18-May-11
Record Date:
  09-May-11
Meeting Type:
  Annual
Shares Voted:
  1204041 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Report of the Board of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Report of the Supervisory Committee   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Dividends   Routine/Business   Yes   Approve Final Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Approve Special/Interim Dividends   Routine/Business   Yes   Authorize Board to Determine the Distribution of Interim Dividends for the Year 2011   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Approve Aud and their Remuneration   Routine/Business   Yes   Reappoint PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7a   Elect Directors   Directors Related   Yes   Elect Jiang Jiemin as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   7b   Elect Directors   Directors Related   Yes   Elect Zhou Jiping as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   7c   Elect Directors   Directors Related   No   Elect Wang Yilin as Director                   No   No   No   Yes   Confirmed   No   Management
10
   7d   Elect Directors   Directors Related   Yes   Elect Li Xinhua as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   7e   Elect Directors   Directors Related   Yes   Elect Liao Yongyuan as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   7f   Elect Directors   Directors Related   Yes   Elect Wang Guoliang as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   7g   Elect Directors   Directors Related   Yes   Elect Wang Dongjin as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   7h   Elect Directors   Directors Related   Yes   Elect Yu Baocai as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   7i   Elect Directors   Directors Related   Yes   Elect Ran Xinquan as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   7j   Elect Directors   Directors Related   Yes   Elect Liu Hongru as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   7k   Elect Directors   Directors Related   Yes   Elect Franco Bernabè as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
18
   7l   Elect Directors   Directors Related   Yes   Elect Li Yongwu as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
19
   7m   Elect Directors   Directors Related   Yes   Elect Cui Junhui as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
20
   7n   Elect Directors   Directors Related   Yes   Elect Chen Zhiwu as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
21
   8a   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Chen Ming as Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
22
   8b   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Guo Jinping as Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
23
   8c   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Wen Qingshan as Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
24
   8d   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Sun Xianfeng as Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
25
   8e   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Li Yuan as Independent Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
26
   8f   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Wang Daocheng as Independent Supervisor   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
27
   9   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
28
   10   Auth Issuance of Bonds/Debentures   Capitalization   Yes   Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Central European Distribution Corporation
Ticker:
  CEDC
Security ID on Ballot:
  153435102 
ISIN:
  US1534351028
CUSIP:
  153435102 
SEDOL:
  2286723 
Country:
  USA
Meeting Date:
  19-May-11
Record Date:
  21-Mar-11
Meeting Type:
  Annual
Shares Voted:
  33548 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1.1   Elect Directors   Directors Related   Yes   Elect Director William V. Carey   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   1.2   Elect Directors   Directors Related   Yes   Elect Director David Bailey   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   1.3   Elect Directors   Directors Related   Yes   Elect Director Markus Sieger   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   1.4   Elect Directors   Directors Related   Yes   Elect Director Marek Forysiak   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   1.5   Elect Directors   Directors Related   Yes   Elect Director Robert P. Koch   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   1.6   Elect Directors   Directors Related   Yes   Elect Director William Shanahan   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   1.7   Elect Directors   Directors Related   Yes   Elect Director N. Scott Fine   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   2   Ratify Auditors   Routine/Business   Yes   Ratify Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   3   Approve Remuneration Report   Non-Salary Comp.   Yes   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   4   Advisory Vote on Say on Pay Frequency   Non-Salary Comp.   Yes   Advisory Vote on Say on Pay Frequency   One Year   One Year   One Year   One Year   No   No   No   Yes   Confirmed   No   Management
11
   5   Reduce Supermajority Vot Requiremnt   SH-Corp Governance   Yes   Reduce Supermajority Vote Requirement   Against   For   For   For   Yes   No   No   Yes   Confirmed   No   Share Holder

 

 

     
     
Company Name:
  China Mobile Limited
Ticker:
  00941 
Security ID on Ballot:
  16941M109
ISIN:
  HK0941009539
CUSIP:
  Y14965100
SEDOL:
  6073556 
Country:
  Hong Kong
Meeting Date:
  19-May-11
Record Date:
  11-Apr-11
Meeting Type:
  Annual
Shares Voted:
  3600 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Directors’ and Auditors’ Reports   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
3
   2   Approve Dividends   Routine/Business   Yes   Approve Final Dividend   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   3a   Elect Directors   Directors Related   Yes   Reelect Xue Taohai as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   3b   Elect Directors   Directors Related   Yes   Reelect Huang Wenlin as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   3c   Elect Directors   Directors Related   Yes   Reelect Xu Long as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
7
   3d   Elect Directors   Directors Related   Yes   Reelect Lo Ka Shui as Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   4   Approve Aud and their Remuneration   Routine/Business   Yes   Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   5   Authorize Share Repurchase Program   Capitalization   Yes   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
10
   6   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
11
   7   Auth Reissuance of Repurchased Shrs   Capitalization   Yes   Authorize Reissuance of Repurchased Shares   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  China Mobile Limited
Ticker:
  00941 
Security ID on Ballot:
  Y14965100
ISIN:
  HK0941009539
CUSIP:
  Y14965100
SEDOL:
  6073556 
Country:
  Hong Kong
Meeting Date:
  19-May-11
Record Date:
  16-May-11
Meeting Type:
  Annual
Shares Voted:
  0 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Directors’ and Auditors’ Reports   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Approve Dividends   Routine/Business   Yes   Approve Final Dividend   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3a   Elect Directors   Directors Related   Yes   Reelect Xue Taohai as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3b   Elect Directors   Directors Related   Yes   Reelect Huang Wenlin as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   3c   Elect Directors   Directors Related   Yes   Reelect Xu Long as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
6
   3d   Elect Directors   Directors Related   Yes   Reelect Lo Ka Shui as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   4   Approve Aud and their Remuneration   Routine/Business   Yes   Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   5   Authorize Share Repurchase Program   Capitalization   Yes   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   6   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
10
   7   Auth Reissuance of Repurchased Shrs   Capitalization   Yes   Authorize Reissuance of Repurchased Shares   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  PT Ramayana Lestari Sentosa Tbk
Ticker:
  RALS
Security ID on Ballot:
  Y7134V157
ISIN:
  ID1000099500
CUSIP:
  Y7134V157
SEDOL:
  B03CPL8
Country:
  Indonesia
Meeting Date:
  26-May-11
Record Date:
  09-May-11
Meeting Type:
  Annual
Shares Voted:
  9134065 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Annual Report   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Ratify Balance Sheet and Income Statement   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Payment of Dividend   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Ratify Auditors   Routine/Business   Yes   Appoint Auditors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  CNOOC Ltd.
Ticker:
  00883 
Security ID on Ballot:
  126132109 
ISIN:
  HK0883013259
CUSIP:
  Y1662W117
SEDOL:
  B00G0S5
Country:
  Hong Kong
Meeting Date:
  27-May-11
Record Date:
  26-Apr-11
Meeting Type:
  Annual
Shares Voted:
  450 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1a   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements and Statutory Reports   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
3
   1b   Approve Dividends   Routine/Business   Yes   Declare Final Dividend   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   1c1   Elect Directors   Directors Related   Yes   Reelect Wang Yilin as Non-Executive Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   1c2   Elect Directors   Directors Related   Yes   Reelect Li Fanrong as Executive Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   1c3   Elect Directors   Directors Related   Yes   Reelect Lawrence J. Lau as Independent Non-Executive Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   1c4   Elect Directors   Directors Related   Yes   Reelect Wang Tao as Independent Non-Executive Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   1c5   Approve Remuneration of Directors   Directors Related   Yes   Authorize Board to Fix Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   1d   Approve Aud and their Remuneration   Routine/Business   Yes   Reappoint Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
10
   2a   Authorize Share Repurchase Program   Capitalization   Yes   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
11
   2b   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
12
   2c   Auth Reissuance of Repurchased Shrs   Capitalization   Yes   Authorize Reissuance of Repurchased Shares   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Industrial and Commercial Bank of China Limited
Ticker:
  01398 
Security ID on Ballot:
  ADPV10686
ISIN:
  CNE1000003G1
CUSIP:
  Y3990B112
SEDOL:
  B1G1QD8
Country:
  Hong Kong
Meeting Date:
  31-May-11
Record Date:
  29-Apr-11
Meeting Type:
  Annual
Shares Voted:
  2436296 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Work Report of Board of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Work Report of Board of Supervisors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Audited Accounts   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Profit Distribution Plan   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Issue Shares for Acquisition   Reorg. and Mergers   Yes   Approve Purchase of Office Premises by Shanghai Branch   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Approve Provisionary Budget and Strategy for Fiscal Year   Routine/Business   Yes   Approve 2011 Fixed Assets Investment Budget   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Approve Aud and their Remuneration   Routine/Business   Yes   Reappoint Ernst & Young and Ernst & Young Hua Ming as External Auditors and Fix Aggregate Audit Fees for 2011 at RMB 159.6 Million   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Company-Specific Board-Related   SH-Dirs’ Related   Yes   Elect Zhao Lin as Shareholder Supervisor   None   For   For   For   No   No   No   Yes   Confirmed   No   Share Holder
9
   9   Company-Specific Board-Related   SH-Dirs’ Related   Yes   Approve Payment of Remuneration to Directors and Supervisors   None   For   For   For   No   No   No   Yes   Confirmed   No   Share Holder

 

 

     
     
Company Name:
  Bank Handlowy w Warszawie SA
Ticker:
  BHW
Security ID on Ballot:
  X05318104
ISIN:
  PLBH00000012
CUSIP:
  X05318104
SEDOL:
  5256068 
Country:
  Poland
Meeting Date:
  01-Jun-11
Record Date:
  16-May-11
Meeting Type:
  Annual
Shares Voted:
  0 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Open Meeting   Routine/Business   No   Open Meeting                   No   No   No   Yes   Confirmed   No   Management
2
   2   Elect Chairman of Meeting   Routine/Business   Yes   Elect Meeting Chairman   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Acknowledge Proper Convening of Mtg   Routine/Business   No   Acknowledge Proper Convening of Meeting                   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Minutes of Meeting   Routine/Business   Yes   Approve Agenda of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5.1   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Elect Member of Vote Counting Commission   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5.2   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Elect Member of Vote Counting Commission   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   5.3   Designate Inspector of Mtg Minutes   Routine/Business   Yes   Elect Member of Vote Counting Commission   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   6.1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Management Board Report on Company’s Operations in Fiscal 2010 and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   6.2   Receive President’s Report   Routine/Business   Yes   Approve Supervisory Board Report on Its Work in Fiscal 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   6.3   Accept Consolidated Financial Statements and Statutory Rpts   Routine/Business   Yes   Approve Management Board Report on Group’s Operations in Fiscal 2010 and Consolidated Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   6.4a   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Iwona Dudzinska (Management Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   6.4b   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Michal Mrozek (Management Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   6.4c   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Robert Daniel Massey JR (Management Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   6.4d   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Slawomir Sikora (Management Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   6.4e   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Sonia Wedrychowicz-Horbatowska (Management Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   6.4f   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Witold Zielinski (Management Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   6.5a   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Shirish Apte (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
18
   6.5b   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Igor Chalupec (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
19
   6.5c   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Sanjeeb Chaudhuri (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
20
   6.5d   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Goran Collert (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
21
   6.5e   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Miroslaw Gryszka (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
22
   6.5f   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Frank Mannion (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
23
   6.5g   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Andrzej Olechowski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
24
   6.5h   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Krzysztof Opolski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
25
   6.5i   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Aneta Polk (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
26
   6.5j   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Stephen Simcock (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
27
   6.5k   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Wieslaw Smulski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
28
   6.5l   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Stanislaw Soltysinski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
29
   6.5m   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Alberto Verme (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
30
   6.5n   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Stephen Volk (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
31
   6.6   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends of PLN 5.72 per Share   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
32
   6.7a   Amend Corporate Purpose   Routine/Business   Yes   Amend Statute Re: Corporate Purpose   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
33
   6.7b   Amend Corporate Purpose   Routine/Business   Yes   Amend Statute Re: Corporate Purpose   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
34
   6.8   Elect Supervisory Board Member   Directors Related   Yes   Elect Supervisory Board Member   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
35
   7   Close Meeting   Routine/Business   No   Close Meeting                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  TERNIUM S.A.
Ticker:
  TX
Security ID on Ballot:
  880890108 
ISIN:
  US8808901081
CUSIP:
  880890108 
SEDOL:
  B0XGGY0
Country:
  Luxembourg
Meeting Date:
  01-Jun-11
Record Date:
  29-Apr-11
Meeting Type:
  Annual/Special
Shares Voted:
  21079 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
3
   1   Accept Consolidated Financial Statements and Statutory Rpts   Routine/Business   Yes   Accept Consolidated Financial Statements for FY 2010, 2009, and 2008   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements for FY 2010   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   3   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Dividends of USD 0.075 per Share   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   4   Appr Discharge of Board and Pres.   Directors Related   Yes   Approve Discharge of Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   5   Elect Directors (Bundled)   Directors Related   Yes   Re-elect Ubaldo Aguirre, Roberto Bonatti, Carlos Condorelli, Pedro Pablo Kuczynski, Adrian Lajous, Bruno Marchettini, Gianfelice Mario Rocca, Paolo Rocca, and Daniel Agustin Novegil as Directors (Bundled)   For   For   Against   Against   Yes   No   Yes   Yes   Confirmed   Yes   Management
8
   6   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   7   Approve Aud and their Remuneration   Routine/Business   Yes   Approve PricewaterhouseCoopers as Auditors and Approve Auditor’s Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
10
   8   Company Specific--Board-Related   Directors Related   Yes   Allow Board to Delegate Company’s Day-to-Day Management to One or More of its Members   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
11
   9   Company Specific--Board-Related   Directors Related   Yes   Allow Board to Appoint One or More of its Members as Company’s Attorney-in-Fact   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
13
   1   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles 1 and 2 Re: Termination of Holding Company Status   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
14
   2   Change Date/Location of Ann Meeting   Routine/Business   Yes   Change Date of Annual Meeting and Amend Article 15 Accordingly   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  China Construction Bank Corporation
Ticker:
  00939 
Security ID on Ballot:
  Y1397N101
ISIN:
  CNE1000002H1
CUSIP:
  Y1397N101
SEDOL:
  B0LMTQ3
Country:
  Hong Kong
Meeting Date:
  09-Jun-11
Record Date:
  09-May-11
Meeting Type:
  Annual
Shares Voted:
  1634172 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Report of Board of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Report of Board of Supervisors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Final Financial Accounts   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Provisionary Budget and Strategy for Fiscal Year   Routine/Business   Yes   Approve Fixed Assets Investment Budget for the Year 2011   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Profit Distribution Plan for 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Approve Aud and their Remuneration   Routine/Business   Yes   Appoint Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Elect Directors   Directors Related   Yes   Elect Dong Shi as Non-Executive Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Issue Shares for Acquisition   Reorg. and Mergers   Yes   Approve Purchase of Head Office Business Processing Centre   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   9   Company-Specific Board-Related   SH-Dirs’ Related   Yes   Approve 2010 Final Emolument Distribution Plan for Directors and Supervisors   None   For   For   For   No   No   No   Yes   Confirmed   No   Share Holder

 

 

     
     
Company Name:
  Genting Bhd
Ticker:
  GENTING
Security ID on Ballot:
  Y26926116
ISIN:
  MYL3182OO002
CUSIP:
  Y26926116
SEDOL:
  B1VXJL8
Country:
  Malaysia
Meeting Date:
  09-Jun-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  285296 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Approve Dividends   Routine/Business   Yes   Approve Final Dividend of MYR 0.045 Per Share for the Financial Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors in the Amount of MYR 932,556 for the Financial Year Ended Dec. 31, 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Elect Directors   Directors Related   Yes   Elect Chin Kwai Yoong as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Elect Directors   Directors Related   Yes   Elect Mohd Amin bin Osman as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Elect Directors   Directors Related   Yes   Elect Hashim bin Nik Yusoff as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Elect Directors   Directors Related   Yes   Elect Mohammed Hanif bin Omar as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Elect Directors   Directors Related   Yes   Elect Lin See Yan as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   8   Approve Aud and their Remuneration   Routine/Business   Yes   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   9   Authorize Share Repurchase Program   Capitalization   Yes   Authorize Repurchase of Up to 10 Percent of Issued Share Capital (Proposed Share Buy-Back)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   10   Waive Mandatory Offer to Shldrs   Reorg. and Mergers   Yes   Approve Exemption for Kien Huat Realty Sdn. Bhd. from the Obligation to Undertake a Mandatory Take-Over Offer on the Remaining Voting Shares in the Company Not Already Owned by it After the Proposed Share Buy-Back   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   11   Appr Issuance w/o Preemptive Rgts   Capitalization   Yes   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   12   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker:
  2330 
Security ID on Ballot:
  Y84629107
ISIN:
  TW0002330008
CUSIP:
  Y84629107
SEDOL:
  6889106 
Country:
  Taiwan
Meeting Date:
  09-Jun-11
Record Date:
  11-Apr-11
Meeting Type:
  Annual
Shares Voted:
  0 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Company Specific Organization Related   Reorg. and Mergers   Yes   Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Spin-Off Agreement   Reorg. and Mergers   Yes   Approve Transfer of TSMC’s Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the “Solar Business Transfer Plan” and “Solid State Lighting Business Transfer Plan”   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Approve By-Election of Gregory C. Chow as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   5.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Approve By-Election of Kok-Choo Chen as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   6   Transact Other Business   Routine/Business   No   Transact Other Business                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker:
  2330 
Security ID on Ballot:
  874039100 
ISIN:
  TW0002330008
CUSIP:
  Y84629107
SEDOL:
  6889106 
Country:
  Taiwan
Meeting Date:
  09-Jun-11
Record Date:
  11-Apr-11
Meeting Type:
  Annual
Shares Voted:
  110158 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
3
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   3   Company Specific Organization Related   Reorg. and Mergers   Yes   Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   4   Approve Spin-Off Agreement   Reorg. and Mergers   Yes   Approve Transfer of TSMC’s Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the “Solar Business Transfer Plan” and “Solid State Lighting Business Transfer Plan”   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   5.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Approve By-Election of Gregory C. Chow as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   5.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Approve By-Election of Kok-Choo Chen as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   6   Transact Other Business   Routine/Business   No   Transact Other Business                   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker:
  2330 
Security ID on Ballot:
  Y84629107
ISIN:
  TW0002330008
CUSIP:
  Y84629107
SEDOL:
  6889106 
Country:
  Taiwan
Meeting Date:
  09-Jun-11
Record Date:
  11-Apr-11
Meeting Type:
  Annual
Shares Voted:
  589043 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Company Specific Organization Related   Reorg. and Mergers   Yes   Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Spin-Off Agreement   Reorg. and Mergers   Yes   Approve Transfer of TSMC’s Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the “Solar Business Transfer Plan” and “Solid State Lighting Business Transfer Plan”   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Approve By-Election of Gregory C. Chow as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   5.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Approve By-Election of Kok-Choo Chen as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   6   Transact Other Business   Routine/Business   No   Transact Other Business                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Chinatrust Financial Holding Co., Ltd.
Ticker:
  2891 
Security ID on Ballot:
  Y15093100
ISIN:
  TW0002891009
CUSIP:
  Y15093100
SEDOL:
  6527666 
Country:
  Taiwan
Meeting Date:
  10-Jun-11
Record Date:
  11-Apr-11
Meeting Type:
  Annual
Shares Voted:
  1099077 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Company Specific Equity Related   Capitalization   Yes   Approve Capital Increase and Issuance of New Shares   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Jeffrey L. S. Koo from Yi Kao Investment Co., Ltd. with ID Number 630032 as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   5.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Wen-Long Yen with ID Number 686 as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   5.3   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect H. Steve Hsieh from Yi Kao Investment Co., Ltd with ID Number 630032 as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   5.4   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Song-Chi Chien from Yi Kao Investment Co., Ltd. with ID Number 630032 as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   5.5   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Yann-Ching Tsai from Chung Cheng Investment Co., Ltd. with ID Number 355101 as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   5.6   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Paul T. C. Liang from Chang Chi Investment Ltd. with ID Number 800826 as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   5.7   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Chung-Yu Wang with ID Number A101021362 as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   5.8   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Wen-Chih Lee with ID Number E121520459 as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   5.9   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Jie-Haun Lee with ID Number G120002463 as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   6   Allow Directors to Engage in Commercial Transactions   Directors Related   Yes   Approve Release of Restrictions of Competitive Activities of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   7   Transact Other Business   Routine/Business   No   Transact Other Business (Non-Voting)                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Novatek Microelectronics Corp. Ltd.
Ticker:
  3034 
Security ID on Ballot:
  Y64153102
ISIN:
  TW0003034005
CUSIP:
  Y64153102
SEDOL:
  6346333 
Country:
  Taiwan
Meeting Date:
  10-Jun-11
Record Date:
  11-Apr-11
Meeting Type:
  Annual
Shares Voted:
  340692 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Company Specific Organization Related   Reorg. and Mergers   Yes   Approve Amendments on the Procedures for Endorsement and Guarantees   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Company Specific Organization Related   Reorg. and Mergers   Yes   Approve Amendments on the Procedures for Lending Funds to Other Parties   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Adopt/Amend Board Nomination Proced   Directors Related   Yes   Approve Amendment to Rules of Procedure for Election of Directors and Supervisors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  EFG Hermes Holding SAE
Ticker:
  HRHO
Security ID on Ballot:
  M3047P109
ISIN:
  EGS69101C011
CUSIP:
  M3047P109
SEDOL:
  6139470 
Country:
  Egypt
Meeting Date:
  13-Jun-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  201217 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Approve Capital Increase Through Bonus Share Issuance   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Amnd Charter - Change in Capital   Capitalization   Yes   Amend Articles to Reflect Changes in Capital   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  EFG Hermes Holding SAE
Ticker:
  HRHO
Security ID on Ballot:
  M3047P109
ISIN:
  EGS69101C011
CUSIP:
  M3047P109
SEDOL:
  6139470 
Country:
  Egypt
Meeting Date:
  13-Jun-11
Record Date:
    
Meeting Type:
  Annual
Shares Voted:
  201217 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Receive President’s Report   Routine/Business   Yes   Approve Board Report on Company Operations   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   2   Receive President’s Report   Routine/Business   Yes   Approve Auditors’ Report on Company Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   3   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Accept Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   4   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   5   Capitalize Reserves for Bonus Issue/Increase in Par Value   Capitalization   Yes   Capitalization of Reserves for Bonus Issuance   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   6   Appr Discharge of Board and Pres.   Directors Related   Yes   Approve Discharge of Chairman and Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
8
   7   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   8   Approve Aud and their Remuneration   Routine/Business   Yes   Ratify Auditors and Fix Their Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   9   Elect Directors (Bundled)   Directors Related   Yes   Elect Directors (Bundled)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   10   Approve Donations for Charitable Purpose   Routine/Business   Yes   Ratify 2010 Charitable Donations and Authorize 2011 Charitable Donations   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Malayan Banking Bhd.
Ticker:
  MAYBANK
Security ID on Ballot:
  Y54671105
ISIN:
  MYL1155OO000
CUSIP:
  Y54671105
SEDOL:
  6556325 
Country:
  Malaysia
Meeting Date:
  13-Jun-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  267281 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Approve Stock Option Plan   Non-Salary Comp.   Yes   Approve Employees’ Share Scheme (ESS)   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
2
   2   Approve Stock Option Plan Grants   Non-Salary Comp.   Yes   Approve Allocation of Options and/or Grant of Shares of up to 5 Million Shares to Abdul Wahid Omar, President and CEO and Executive Director, Under the Proposed ESS   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  MediaTek Inc.
Ticker:
  2454 
Security ID on Ballot:
  Y5945U103
ISIN:
  TW0002454006
CUSIP:
  Y5945U103
SEDOL:
  6372480 
Country:
  Taiwan
Meeting Date:
  15-Jun-11
Record Date:
  15-Apr-11
Meeting Type:
  Annual
Shares Voted:
  96975 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Approve Merger by Absorption   Reorg. and Mergers   Yes   Approve to Merge Ralink Technology Corp via Shares Swap by New shares Issuance   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Company Specific Organization Related   Reorg. and Mergers   Yes   Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Adopt/Amend Board Nomination Proced   Directors Related   Yes   Approve Amendment to Rules of Procedure for Election of Directors and Supervisors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Transact Other Business   Routine/Business   No   Transact Other Business (Non-Voting)                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Taiwan Fertilizer Co., Ltd.
Ticker:
  1722 
Security ID on Ballot:
  Y84171100
ISIN:
  TW0001722007
CUSIP:
  Y84171100
SEDOL:
  6109439 
Country:
  Taiwan
Meeting Date:
  22-Jun-11
Record Date:
  22-Apr-11
Meeting Type:
  Annual
Shares Voted:
  422372 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Transact Other Business   Routine/Business   No   Transact Other Business (Non-Voting)                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  China Life Insurance Co., Ltd
Ticker:
  2823 
Security ID on Ballot:
  Y1477R105
ISIN:
  TW0002823002
CUSIP:
  Y1477R105
SEDOL:
  6199816 
Country:
  Taiwan
Meeting Date:
  24-Jun-11
Record Date:
  25-Apr-11
Meeting Type:
  Annual
Shares Voted:
  1064267 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Approve Investment and Financing Policy   Routine/Business   Yes   Approve Proposal of Joint-venture Investment in Pacific Antai Life Insurance Co.ltd with China Construction Bank and Assistance of Its Operation and Development   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   No   Management
4
   4   Company Specific Equity Related   Capitalization   Yes   Approve Capitalization of Income and Dividends and Issuance of New Shares   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Company Specific Equity Related   Capitalization   Yes   Approve Proposal of Cash Capital Injection   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Amend Articles/Bylaws/Charter - Organization-Related   Reorg. and Mergers   Yes   Approve to Amend Procedures Governing the Acquisition or Disposal of Assets   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
7
   7   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   8.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Wang Mingyang with Shareholder number 213450, Representative of Tai Li Investment Co., Ltd. as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   8.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Huang Shufen with Shareholder number 213450, Representative of Tai Li Investment Co., Ltd. as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   8.3   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Guo Yuling with Shareholder number 157891, Representative of Videoland Inc. as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   8.4   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Chen Jianxiong with Shareholder number 157891, Representative of Videoland Inc. as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   8.5   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Xu Dongmin with shareholder number 271780, Representative of Lan Wan Investment Corporation as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   8.6   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Cai Songqing with Shareholder number 271780, Representative of Lan Wan Investment Corporation as Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   8.7   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Louis T. Kung with ID Number A103026829 as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   8.8   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Wei-ta Pan with ID Number A104289697 as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   8.9   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Li-ling Wang with ID Number M220268234 as Independent Director   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
18
   9   Allow Directors to Engage in Commercial Transactions   Directors Related   Yes   Approve Release of Restrictions of Competitive Activities of Executives and Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
19
   10   Transact Other Business   Routine/Business   No   Transact Other Business (Non-Voting)                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Compal Electronics Inc.
Ticker:
  2324 
Security ID on Ballot:
  Y16907100
ISIN:
  TW0002324001
CUSIP:
  Y16907100
SEDOL:
  6225744 
Country:
  Taiwan
Meeting Date:
  24-Jun-11
Record Date:
  25-Apr-11
Meeting Type:
  Annual
Shares Voted:
  1142208 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve 2010 Business Operations Report and Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve 2010 Allocation of Income and Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Articles of Association   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
4
   4   Allow Directors to Engage in Commercial Transactions   Directors Related   Yes   Approve Release of Restrictions of Competitive Activities of Directors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Adopt/Amend Board Nomination Proced   Directors Related   Yes   Approve Amendment to Rules of Procedure for Election of Directors and Supervisors   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
6
   6   Transact Other Business   Routine/Business   No   Transact Other Business (Non-Voting)                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Grupa Lotos S.A.
Ticker:
  LTS
Security ID on Ballot:
  X32440103
ISIN:
  PLLOTOS00025
CUSIP:
  X32440103
SEDOL:
  B0B8Z41
Country:
  Poland
Meeting Date:
  27-Jun-11
Record Date:
  10-Jun-11
Meeting Type:
  Annual
Shares Voted:
  41242 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Open Meeting   Routine/Business   No   Open Meeting                   No   No   No   Yes   Confirmed   No   Management
2
   2   Elect Chairman of Meeting   Routine/Business   Yes   Elect Meeting Chairman   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
3
   3   Acknowledge Proper Convening of Mtg   Routine/Business   No   Acknowledge Proper Convening of Meeting                   No   No   No   Yes   Confirmed   No   Management
4
   4   Approve Minutes of Meeting   Routine/Business   Yes   Approve Agenda of Meeting   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
5
   5   Rec Fin Statmnts and Statutory Rpts   Routine/Business   No   Receive Management Board Report on Company’s Operations in Fiscal 2010                                            
 
                   and Financial Statements                   No   No   No   Yes   Confirmed   No   Management
6
   6   Receive Consolidated Financial Statements and Statutory Rpts   Routine/Business   No   Receive Management Board Report on Group’s Operations in Fiscal 2010 and                                            
 
                   Consolidated Financial Statements                   No   No   No   Yes   Confirmed   No   Management
7
   7   Receive President’s Report   Routine/Business   No   Receive Supervisory Board Reports                   No   No   No   Yes   Confirmed   No   Management
8
   8.1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
9
   8.2   Receive President’s Report   Routine/Business   Yes   Approve Management Board Report on Company’s Operations in Fiscal 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
10
   9.1   Accept Consolidated Financial Statements and Statutory Rpts   Routine/Business   Yes   Approve Consolidated Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
11
   9.2   Receive President’s Report   Routine/Business   Yes   Approve Management Board Report on Group’s Operations in Fiscal 2010   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
12
   10   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income and Omission of Dividends   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
13
   11.1   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Pawel Olechnowicz (CEO)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
14
   11.2   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Marek Sokolowski (Deputy CEO)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
15
   11.3   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Mariusz Machajewski (Deputy CEO)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
16
   11.4   Appr Discharge of Management Board   Directors Related   Yes   Approve Discharge of Maciej Szozda (Deputy CEO)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
17
   12.1   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Wieslaw Skwarko (Supervisory Board Chairman)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
18
   12.2   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Leszek Starosta (Deputy Chairman of Supervisory Board)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
19
   12.3   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Malgorzata Hirszel (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
20
   12.4   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Ireneusz Fafara (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
21
   12.5   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Jan Stefanowicz (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
22
   12.6   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Mariusz Obszynski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
23
   12.7   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Radoslaw Barszcz (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
24
   12.8   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Oskar Pawlowski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
25
   12.9   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Michal Ruminski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
26
   12.10   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Rafal Wardzinski (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
27
   12.11   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Ewa Sibrecht-Oska (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
28
   12.12   Appr Discharge of Supervisory Board   Directors Related   Yes   Approve Discharge of Rafal Lorek (Supervisory Board Member)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
29
   13   Appr Stock/Cash Award to Executive   Non-Salary Comp.   Yes   Approve Annual Bonus for CEO   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
30
   14   Fix Number of Directors   Directors Related   Yes   Fix Number of Supervisory Board Members   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
31
   15.1   Company Specific--Board-Related   Directors Related   Yes   Elect Chair of Supervisory Board   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
32
   15.2   Elect Supervisory Board Member   Directors Related   Yes   Elect Supervisory Board Member(s)   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
33
   16   Close Meeting   Routine/Business   No   Close Meeting                   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Vimpelcom Ltd.
Ticker:
  VIP
Security ID on Ballot:
  92719A106 
ISIN:
  US92719A1060
CUSIP:
  92719A106
SEDOL:
  B62HR76
Country:
  Bermuda
Meeting Date:
  28-Jun-11
Record Date:
  06-Jun-11
Meeting Type:
  Annual
Shares Voted:
  66400 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
3
   1   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Hans Peter Kohlhammer as Director   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   2   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Augie Fabela II as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
5
   3   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Leonid Novoselsky as Director   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   4   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Mikhail Fridman as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
7
   5   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Kjell Marten Johnsen as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
8
   6   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Oleg Malis as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
9
   7   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Aleksey Reznikovich as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
10
   8   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Ole Bjorn Sjulstad as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
11
   9   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Jan-Edvard Thygesen as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
12
   10   Approve Aud and their Remuneration   Routine/Business   Yes   Ratify Ernst & Young Accountants LLP as Auditors and Approve Auditor’s Remuneration   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
13
   11   Misc Proposal Company-Specific   Routine/Business   Yes   Approve Extension of Period for Preparation of Statutory Annual Accounts   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
14
   12   Indicate X as Independent Board Member   Directors Related   Yes   Resolve that Augie Fabela II Is Unaffiliated and Independent Director Nominee (Nominated under Item 2)   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Aveng Ltd
Ticker:
  AEG
Security ID on Ballot:
  S0805F129
ISIN:
  ZAE000111829
CUSIP:
  S0805F129
SEDOL:
  6153339 
Country:
  South Africa
Meeting Date:
  30-Jun-11
Record Date:
    
Meeting Type:
  Special
Shares Voted:
  228335 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
1
   1   Approve/Amend Loan Guarantee to Subsidiary   Reorg. and Mergers   Yes   Approve Provision of Financial Assistance   For   For   For   For   No   No   No   Yes   Confirmed   No   Management
2
   2   Board to Execute Apprd Resolutions   Routine/Business   Yes   Authorise Board to Ratify and Execute Approved Resolutions   For   For   For   For   No   No   No   Yes   Confirmed   No   Management

 

 

     
     
Company Name:
  Gazprom OAO
Ticker:
    
Security ID on Ballot:
  368287207 
ISIN:
  RU0007661625
CUSIP:
  X7204C106
SEDOL:
  4364928 
Country:
  Russia
Meeting Date:
  30-Jun-11
Record Date:
  12-May-11
Meeting Type:
  Annual
Shares Voted:
  208680 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Annual Report   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
2
   1   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Annual Report   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
3
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
3
   2   Accept Fin Statmnts & Statut Rpts   Routine/Business   Yes   Approve Financial Statements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   3   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   3   Appr Alloc of Income and Divs   Routine/Business   Yes   Approve Allocation of Income   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   4   Approve Dividends   Routine/Business   Yes   Approve Dividends of RUB 3.85 per Share   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
5
   4   Approve Dividends   Routine/Business   Yes   Approve Dividends of RUB 3.85 per Share   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   5   Ratify Auditors   Routine/Business   Yes   Ratify ZAO PricewaterhouseCoopers as Auditor   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
6
   5   Ratify Auditors   Routine/Business   Yes   Ratify ZAO PricewaterhouseCoopers as Auditor   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   6   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Charter   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
7
   6   Amend Art/Bylaws/Chartr Non-Routine   Routine/Business   Yes   Amend Charter   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
8
   7   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
8
   7   Approve Remuneration of Directors   Directors Related   Yes   Approve Remuneration of Directors   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
9
   8   Approve Remuneration of Members of Audit Commission   Routine/Business   Yes   Approve Remuneration of Members of Audit Commission   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
9
   8   Approve Remuneration of Members of Audit Commission   Routine/Business   Yes   Approve Remuneration of Members of Audit Commission   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
11
   9.1   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
11
   9.1   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
12
   9.2   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
12
   9.2   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
13
   9.3   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
13
   9.3   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
14
   9.4   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
14
   9.4   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
15
   9.5   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
15
   9.5   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
16
   9.6   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
16
   9.6   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
17
   9.7   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
17
   9.7   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
18
   9.8   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
18
   9.8   Appr Loan Agreement   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
19
   9.9   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
19
   9.9   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
20
   9.10   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
20
   9.10   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
21
   9.11   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
21
   9.11   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
22
   9.12   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
22
   9.12   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
23
   9.13   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
23
   9.13   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
24
   9.14   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
24
   9.14   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
25
   9.15   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
25
   9.15   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
26
   9.16   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
26
   9.16   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
27
   9.17   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
27
   9.17   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
28
   9.18   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
28
   9.18   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
29
   9.19   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
29
   9.19   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
30
   9.20   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
30
   9.20   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
31
   9.21   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
31
   9.21   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
32
   9.22   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
32
   9.22   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
33
   9.23   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
33
   9.23   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
34
   9.24   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
34
   9.24   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
35
   9.25   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
35
   9.25   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
36
   9.26   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
36
   9.26   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
37
   9.27   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
37
   9.27   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
38
   9.28   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
38
   9.28   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
39
   9.29   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
39
   9.29   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
40
   9.30   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
40
   9.30   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
41
   9.31   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
41
   9.31   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
42
   9.32   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
42
   9.32   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
43
   9.33   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
43
   9.33   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
44
   9.34   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
44
   9.34   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
45
   9.35   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
45
   9.35   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
46
   9.36   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
46
   9.36   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
47
   9.37   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
47
   9.37   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
48
   9.38   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
48
   9.38   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
49
   9.39   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
49
   9.39   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
50
   9.40   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
50
   9.40   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
51
   9.41   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
51
   9.41   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
52
   9.42   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
52
   9.42   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
53
   9.43   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
53
   9.43   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
54
   9.44   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
54
   9.44   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
55
   9.45   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
55
   9.45   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
56
   9.46   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
56
   9.46   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
57
   9.47   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
57
   9.47   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
58
   9.48   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
58
   9.48   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
59
   9.49   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
59
   9.49   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
60
   9.50   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
60
   9.50   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
61
   9.51   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
61
   9.51   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
62
   9.52   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
62
   9.52   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
63
   9.53   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
63
   9.53   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
64
   9.54   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
64
   9.54   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
65
   9.55   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
65
   9.55   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
66
   9.56   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
66
   9.56   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
67
   9.57   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
67
   9.57   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
68
   9.58   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
68
   9.58   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
69
   9.59   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
69
   9.59   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
70
   9.60   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
70
   9.60   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
71
   9.61   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
71
   9.61   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
72
   9.62   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
72
   9.62   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
73
   9.63   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
73
   9.63   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
74
   9.64   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
74
   9.64   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
75
   9.65   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
75
   9.65   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
76
   9.66   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
76
   9.66   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
77
   9.67   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
77
   9.67   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
78
   9.68   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
78
   9.68   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
79
   9.69   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
79
   9.69   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
80
   9.70   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
80
   9.70   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
81
   9.71   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
81
   9.71   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
82
   9.72   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
82
   9.72   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
83
   9.73   Appr Dir/Officer Liability & Indemn   Directors Related   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
83
   9.73   Appr Dir/Officer Liability & Indemn   Directors Related   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
84
   9.74   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
84
   9.74   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
85
   9.75   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
85
   9.75   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
86
   9.76   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
86
   9.76   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
87
   9.77   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
87
   9.77   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
88
   9.78   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
88
   9.78   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
89
   9.79   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
89
   9.79   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
90
   9.80   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
90
   9.80   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
91
   9.81   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
91
   9.81   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
92
   9.82   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
92
   9.82   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
93
   9.83   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
93
   9.83   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
94
   9.84   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
94
   9.84   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
95
   9.85   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
95
   9.85   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
96
   9.86   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
96
   9.86   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
97
   9.87   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
97
   9.87   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
98
   9.88   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
98
   9.88   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
99
   9.89   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
99
   9.89   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
100
   9.90   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
100
   9.90   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
101
   9.91   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
101
   9.91   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
102
   9.92   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
102
   9.92   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
103
   9.93   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
103
   9.93   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
104
   9.94   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
104
   9.94   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
105
   9.95   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
105
   9.95   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
106
   9.96   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
106
   9.96   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
107
   9.97   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
107
   9.97   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
108
   9.98   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
108
   9.98   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
109
   9.99   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
109
   9.99   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
110
   9.100   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
110
   9.100   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
111
   9.101   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
111
   9.101   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
112
   9.102   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
112
   9.102   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
113
   9.103   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
113
   9.103   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
114
   9.104   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
114
   9.104   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
115
   9.105   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
115
   9.105   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
116
   9.106   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
116
   9.106   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
117
   9.107   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
117
   9.107   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
118
   9.108   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
118
   9.108   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
119
   9.109   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
119
   9.109   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
120
   9.110   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
120
   9.110   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
121
   9.111   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
121
   9.111   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
122
   9.112   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
122
   9.112   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
123
   9.113   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
123
   9.113   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
124
   9.114   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
124
   9.114   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
125
   9.115   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
125
   9.115   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
126
   9.116   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
126
   9.116   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
127
   9.117   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
127
   9.117   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
128
   9.118   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
128
   9.118   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
129
   9.119   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
129
   9.119   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
130
   9.120   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
130
   9.120   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
131
   9.121   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
131
   9.121   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
132
   9.122   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
132
   9.122   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
133
   9.123   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
133
   9.123   Appr Transaction w/ a Related Party   Reorg. and Mergers   Yes   Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
135
   10.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Andrey Akimov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
135
   10.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Andrey Akimov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
136
   10.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Alexandr Ananenkov as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
136
   10.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Alexandr Ananenkov as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
137
   10.3   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Farit Gazizullin as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
137
   10.3   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Farit Gazizullin as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
138
   10.4   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Viktor Zubkov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
138
   10.4   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Viktor Zubkov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
139
   10.5   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Elena Karpel as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
139
   10.5   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Elena Karpel as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
140
   10.6   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Aleksey Miller as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
140
   10.6   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Aleksey Miller as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
141
   10.7   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Valery Musin as Director   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
141
   10.7   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Valery Musin as Director   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
142
   10.8   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Elvira Nabiullina as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
142
   10.8   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Elvira Nabiullina as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
143
   10.9   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Mikhail Sereda as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
143
   10.9   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Mikhail Sereda as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
144
   10.10   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Sergey Shmatko as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
144
   10.10   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Sergey Shmatko as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
145
   10.11   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Igor Yusufov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
145
   10.11   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Igor Yusufov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
147
   11.1   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Dmitry Arkhipov as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
147
   11.1   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Dmitry Arkhipov as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
148
   11.2   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Andrey Belobrov as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
148
   11.2   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Andrey Belobrov as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
149
   11.3   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Vadim Bikulov as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
149
   11.3   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Vadim Bikulov as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
150
   11.4   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Aleksey Mironov as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
150
   11.4   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Aleksey Mironov as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
151
   11.5   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Lidiya Morozova as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
151
   11.5   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Lidiya Morozova as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
152
   11.6   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Anna Nesterova as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
152
   11.6   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Anna Nesterova as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
153
   11.7   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Yury Nosov as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
153
   11.7   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Yury Nosov as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
154
   11.8   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Karen Oganyan as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
154
   11.8   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Karen Oganyan as Member of Audit Commission   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
155
   11.9   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Konstantin Pesotsky as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
155
   11.9   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Konstantin Pesotsky as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
156
   11.10   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Maria Tikhonova as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
156
   11.10   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Maria Tikhonova as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
157
   11.11   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Aleksandr Yugov as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
157
   11.11   Appoint Internal Statutory Auditors   Directors Related   Yes   Elect Aleksandr Yugov as Member of Audit Commission   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management

 

 

     
     
Company Name:
  Gazprom OAO
Ticker:
    
Security ID on Ballot:
  368287207 
ISIN:
  RU0007661625
CUSIP:
  X7204C106
SEDOL:
  4364928 
Country:
  Russia
Meeting Date:
  30-Jun-11
Record Date:
  12-May-11
Meeting Type:
  Special
Shares Voted:
  208680 
                                                                 
                Voting                       Voted Against                        
                Proposal       Management   ISS   Policy   Vote   Management   VAP       Voted   Ballot        
Sequence #   Item Number   Proposal Code Description   Category   (y/n)   Proposal   Recommendation   Recommendation   Recommendation   Instruction   YN   YN   VAISS YN   YN   Status   ADR   Proponent
2
   1   Dismiss/Remove Directors (Non-contentious)   Directors Related   Yes   Approve Early Termination of Powers of Board of Directors   For   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
4
   2.1   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Andrey Akimov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
5
   2.2   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Aleksandr Ananenkov as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
6
   2.3   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Farit Gazizullin as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
7
   2.4   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Elena Karpel as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
8
   2.5   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Timur Kulibayev as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
9
   2.6   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Viktor Martynov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
10
   2.7   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Vladimir Mau as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
11
   2.8   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Aleksey Miller as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
12
   2.9   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Valery Musin as Director   None   For   For   For   No   No   No   Yes   Confirmed   Yes   Management
13
   2.10   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Mikhail Sereda as Director   For   Against   Against   Against   Yes   No   No   Yes   Confirmed   Yes   Management
14
   2.11   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Igor Yusufov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management
15
   2.12   Elect Director (Cumulative Voting)   Directors Related   Yes   Elect Viktor Zubkov as Director   None   Against   Against   Against   No   No   No   Yes   Confirmed   Yes   Management

 

 

Formula Investing International Value 400 Fund
REGISTRANT NAME: FUNDVANTAGE TRUST
INVESTMENT COMPANY ACT FILE NUMBER: 811-22027
REPORTING PERIOD: 07/01/2010 — 06/30/2011
Issuer of Portfolio Security: ASM PAC TECHNOLOGY LTD
Exchange Ticker Symbol:
CUSIP #: G0535Q133
Shareholder Meeting Date: 06-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To approve the Acquisition Agreement and the transactions contemplated under the Acquisition Agreement and the implementation
  Management   Yes   For   For
To re-elect Mr. Charles Dean del Prado as non-executive director of the Company
  Management   Yes   Against   Against
To re-elect Mr. Petrus Antonius Maria van Bommel as non-executive director of the Company
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: DEBENHAMS PLC
Exchange Ticker Symbol:
CUSIP #: G2768V102
Shareholder Meeting Date: 11-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the Directors’ Report and Accounts for the year ended 28 August 2010
  Management   Yes   For   For
To approve the Directors’ Remuneration Report for the year ended 28 August 2010
  Management   Yes   Against   Against
To elect Nigel Northridge
  Management   Yes   For   For
To elect Mark Rolfe
  Management   Yes   For   For
To re-elect Michael Sharp
  Management   Yes   For   For
To re-elect Chris Woodhouse
  Management   Yes   For   For
To re-elect Adam Crozier
  Management   Yes   For   For
To reappoint PricewaterhouseCoopers LLP as the auditors
  Management   Yes   For   For
To authorise the Audit Committee to set the fees paid to the auditors
  Management   Yes   For   For
To give the directors authority to allot shares
  Management   Yes   For   For
To disapply pre-emption rights
  Management   Yes   For   For
To authorise the Company to buy its own shares
  Management   Yes   For   For
To authorise short notice general meetings
  Management   Yes   Against   Against
To adopt new Articles of Association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: WOLSELEY PLC JERSEY
Exchange Ticker Symbol:
CUSIP #: G9736L108
Shareholder Meeting Date: 20-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the Report of the Directors and the financial statements
  Management   Yes   For   For
To receive and adopt the Directors’ Remuneration Report
  Management   Yes   For   For
To elect Mr. John Martin a Director
  Management   Yes   For   For
To re-elect Mr. Ian Meakins a Director
  Management   Yes   For   For
To re-elect Mr. Frank Roach a Director
  Management   Yes   For   For
To re-elect Mr. Gareth Davis a Director
  Management   Yes   For   For
To re-elect Mr. Andrew Duff a Director
  Management   Yes   For   For
To re-elect Mr. Nigel Stein a Director
  Management   Yes   For   For
To re-elect Mr. Michael Wareing a Director
  Management   Yes   For   For
To re-appoint Auditors, PricewaterhouseCoopers LLP
  Management   Yes   Against   Against
To authorise the Directors to determine the Auditors’ remuneration
  Management   Yes   For   For
To give limited authority to incur political expenditure and to make political donations
  Management   Yes   For   For
To give limited powers to the Directors to allot equity securities
  Management   Yes   For   For
To give limited powers to the Directors to allot equity securities for cash without the application of pre-emption rights
  Management   Yes   For   For
To give renewed limited authority for the Directors to purchase ordinary shares
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HAIER ELECTRONICS GROUP CO LTD
Exchange Ticker Symbol:
CUSIP #: G42313125
Shareholder Meeting Date: 20-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To approve, ratify and confirm: the Financial Services Agreement, the Cap the authorisation of execution and implementation of the agreement and the transactions contemplated thereunder
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: CHINA COMMUNICATIONS CONSTR CO LTD
Exchange Ticker Symbol:
CUSIP #: Y14369105
Shareholder Meeting Date: 24-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To consider and approve the appointment of Mr. Liu Qitao as an Executive Director of the Company
  Management   Yes   For   For
To consider and approve the appointment of Mr. Leung Chong Shun as an Independent Non-Executive Director of the Company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: WINCOR NIXDORF AG
Exchange Ticker Symbol:
CUSIP #: D9695J105
Shareholder Meeting Date: 24-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on appropriate of net profit
  Management   Yes   For   For
Resolution on discharge from responsibility of the members of the Board of Directors for the fiscal year 2009/2010
  Management   Yes   For   For
Resolution on discharge from responsibility of the members of the Supervisory Board for the fiscal year 2009/2010
  Management   Yes   For   For
Election of the auditor and the group auditor for the fiscal year 2010/2011
  Management   Yes   For   For
Election of Dr. Alexander Dibelius as shareholder representatives to the Supervisory Board
  Management   Yes   For   For
Election of Mr. Hans-Ulrich Holdenried as shareholder representatives to the Supervisory Board
  Management   Yes   For   For
Resolution regarding the authorization to purchase and to use own shares according to Section 71 (1) Number 8 German Stock Corporation Act (AktG) and to exclude the subscription right
  Management   Yes   For   For
Resolution regarding the authorization to purchase own shares using derivatives and to exclude the subscription right
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SODEXO, SAINT QUENTIN EN YVELINES
Exchange Ticker Symbol:
CUSIP #: F84941123
Shareholder Meeting Date: 24-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the annual corporate and consolidated financial statements for the financial year 2009-2010. Discharge of duties to the Board members
  Management   Yes   For   For
Allocation of income for the financial year and setting of the dividend
  Management   Yes   For   For
Regulated Agreements and Undertakings
  Management   Yes   For   For
Setting the amount of attendance allowances for the financial year 2010-2011
  Management   Yes   For   For
Renewal of term of the firm PricewaterhouseCoopers Audit as secondary principal Statutory Auditor
  Management   Yes   For   For
Appointment of Mr. Yves Nicolas as secondary deputy Statutory Auditor
  Management   Yes   For   For
Authorization to be granted to the Board of Directors in order for the Company to purchase its own shares
  Management   Yes   For   For
Amendment of Article 18 of the Statutes relating to allocation and distribution of profits - increased dividend
  Management   Yes   Against   Against
Spaced out renewal of terms of Board members
  Management   Yes   For   For
Renewal of Mr. Robert Baconnier’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Paul Jeanbart’s term as Board member
  Management   Yes   For   For
Renewal of Mrs. Patricia Bellinger’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Michel Landel’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Peter Thompson’s term as Board member
  Management   Yes   For   For
Powers to accomplish all legal formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HYPERMARCAS S A
Exchange Ticker Symbol:
CUSIP #: P5230A101
Shareholder Meeting Date: 24-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Ratification of the appointment and hiring of APSIS Consultoria Empresarial Ltda: The ratification of the appointment and hiring of Apsis Consultoria Empresarial Ltda., a simple limited company, with its head office in the city of Rio de Janeiro, state of Rio de Janeiro, at Rua da Assembleia, 35, twelfth floor, with corporate taxpayer ID number 27.281.922.0001.70, from here onwards Apsis, as the valuation company responsible for the preparation of the valuation report for Mantecorp Industria Quimica e Farmaceutica S.A., a share corporation, with its head office in the city of Rio de Janeiro, state of Rio de Janeiro, at Estrada dos Bandeirantes, number 3091, Jacarepagua, ZIP code 22775.111, with corporate taxpayer ID number 33.060.740.0001.72 CONTD
  Management   Yes   For   For
Ratification of the appointment and hiring of APSIS Consultoria Empresarial Ltda: The approval of the valuation report for Mantecorp IQ, prepared by Apsis, for the purposes provided for in article 256, paragraph 1, of the Corporations Law
  Management   Yes   For   For
Ratification of the acquisition of Mantecorp IQ by the Company: The ratification of the acquisition, by the Company, of shares issued by Mantecorp IQ representative of 23.77 percent of its voting and total share capital, in accordance with the Agreement for the Purchase and Sale of Shares, Merger of Shares and Other Covenants, entered into on December 18, 2010, as approved by the board of directors of the Company, at a meeting held on December 18, 2010, from here onwards the Mantecorp IQ Acquisition
  Management   Yes   For   For
Ratification of the acquisition of Mantecorp IQ by the Company: The approval of the reimbursement amount of BRL 5.31 per share, to be paid to shareholders of the Company who dissented in the resolution regarding the ratification of the Mantecorp IQ Acquisition, corresponding to the book equity value of the shares of the Company as determined in the financial statements of the Company relative to the fiscal year that ended on December 31, 2010
  Management   Yes   For   For
Merger of the shares issued by Mantecorp IQ by the Company: Consideration of the proposal for the merger, by the Company, of shares issued by Mantecorp IQ representative of 76.23 percent of its voting and total share capital, from here onwards the Share Merger, and approval of the respective Protocol and Justification of Merger, prepare in accordance with the terms of article 252 of the Corporations Law and CVM Instruction number 319.99, and of the acts and measures contemplated in it, with the consequent transformation of Mantecorp IQ into a wholly owned subsidiary of the Company
  Management   Yes   For   For
Merger of the shares issued by Mantecorp IQ by the Company: Ratification of the appointment and hiring of Apsis as the company responsible for the preparation of the valuation report for the shares issued by Mantecorp IQ on the basis of the discounted cash flow method, for the purposes provided for in article 8 of the Corporations Law, from here onwards the Share Merger Report
  Management   Yes   For   For
Merger of the shares issued by Mantecorp IQ by the Company: The approval of the Share Merger Report
  Management   Yes   For   For
Merger of the shares issued by Mantecorp IQ by the Company: The approval of the Share Merger, with the consequent increase of the share capital of the Company, in the total amount of BRL 1,900,000,000.00, through the issuance of 78,013,947 new, common, nominative shares with no par value, to be subscribed for by the current shareholders of Mantecorp IQ
  Management   Yes   For   For
Merger of the shares issued by Mantecorp IQ by the Company: Amendment of the main part of article 5 of the corporate bylaws of the Company, to reflect the increase in the share capital of the Company as a result of the Share Merger, in such a way that the share capital of the Company comes to be BRL 5,221,194,807.34, represented by 625,860,317 common, nominative shares with no par value
  Management   Yes   For   For
Increase in the authorized capital limit and consolidation of the corporate bylaws: The approval of the increase of the authorized capital limit of the Company by BRL 1,000,000,000.00, with the same going from the current BRL 4,500,000,000.00 to BRL 5,500,000,000.00, with the consequent amendment of paragraph 1 of article 5 of the corporate bylaws of the Company
  Management   Yes   For   For
Increase in the authorized capital limit and consolidation of the corporate bylaws: The approval of the consolidation of the corporate bylaws of the Company
  Management   Yes   For   For
Authorization for the managers: The authorization for the managers of the Company to do all the acts necessary to carry out the resolutions proposed and approved by the shareholders of the Company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BRITVIC PLC
Exchange Ticker Symbol:
CUSIP #: G17387104
Shareholder Meeting Date: 27-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Receive and adopt the annual report for the year 53 weeks ended 3 oct-10
  Management   Yes   For   For
Declaration of final dividend
  Management   Yes   For   For
Re election of Joanne Averiss as a director
  Management   Yes   For   For
Re election of Gerald Corbett as a director
  Management   Yes   For   For
Re election of John Gibney as a director
  Management   Yes   For   For
Re election of Ben Gordon as a director
  Management   Yes   For   For
Re election of Bob Ivell as a director
  Management   Yes   For   For
Re election of Paul Moody as a director
  Management   Yes   For   For
Re election of Michael Shallow as a director
  Management   Yes   For   For
Re appointment of Ernst and Young LLP as auditor
  Management   Yes   For   For
Authority to directors to determine the auditors remuneration
  Management   Yes   For   For
Consider and approve the directors remuneration report for the 53 weeks ended 3 October 2010
  Management   Yes   For   For
Authority to make political donations
  Management   Yes   For   For
Authority to directors to allot shares
  Management   Yes   For   For
Authority to directors to issue shares for cash
  Management   Yes   For   For
Authority to company to purchase own shares
  Management   Yes   For   For
Authority to hold general meetings (other than AGMS) on 14 days notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: PARTYGAMING PLC, GIBRALTAR
Exchange Ticker Symbol:
CUSIP #: X6312S110
Shareholder Meeting Date: 28-Jan-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
a) To approve the proposed merger of the Company with bwin Interactive Entertainment AG; b) increase the authorised share capital of the Company and amend the Company’s memorandum of association; c) approve and update the share allotment authority; d) allow holders of existing bwin Interactive Entertainment AG shares recourse to review proceedings in accordance with the Austrian EU Mergers Act and e) to approve the rollover option plan
  Management   Yes   For   For
To approve the regulatory process agreement entered into on 29 July 2010
  Management   Yes   For   For
To approve the relationship agreement entered into on 29 July 2010
  Management   Yes   For   For
To approve the bonus banking plan
  Management   Yes   For   For
To approve the value creation plan
  Management   Yes   For   For
To approve the bonus and share plan
  Management   Yes   For   For
To approve the global share plan
  Management   Yes   For   For
To adopt new articles of association
  Management   Yes   For   For
To change the name of the company to bwin party digital entertainment plc
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: IMPERIAL TOB GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G4721W102
Shareholder Meeting Date: 02-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Report and Accounts
  Management   Yes   For   For
Directors Remuneration Report
  Management   Yes   For   For
To declare a final dividend
  Management   Yes   For   For
To re-elect Dr. K.M. Burnett
  Management   Yes   For   For
To re-elect Mrs. A.J. Cooper
  Management   Yes   For   For
To re-elect Mr. R. Dyrbus
  Management   Yes   For   For
To re-elect Mr. M.H.C. Herlihy
  Management   Yes   For   For
To re-elect Dr. P.H. Jungels
  Management   Yes   For   For
To re-elect Ms. S.E. Murray
  Management   Yes   For   For
To re-elect Mr. I.J.G Napier
  Management   Yes   For   For
To re-elect Mr. B. Setrakian
  Management   Yes   Against   Against
To re-elect Mr. M.D. Williamson
  Management   Yes   For   For
Reappointment of Auditors
  Management   Yes   For   For
Remuneration of Auditors
  Management   Yes   For   For
Donations to political organisations
  Management   Yes   For   For
Sharesave plan renewal
  Management   Yes   For   For
Authority to allot securities
  Management   Yes   For   For
Disapplication of pre emption rights
  Management   Yes   For   For
Purchase of own shares
  Management   Yes   For   For
Notice period for general meetings
  Management   Yes   Against   Against
Articles of Association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: COMPASS GROUP PLC, CHERTSEY SURREY
Exchange Ticker Symbol:
CUSIP #: G23296182
Shareholder Meeting Date: 03-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Receive and adopt the Directors’ Annual Report and Accounts and the Auditors’ Report thereon
  Management   Yes   For   For
Receive and adopt the Directors’ Remuneration Report
  Management   Yes   For   For
Declare a final dividend on the ordinary shares
  Management   Yes   For   For
To re-elect Sir Roy Gardner as a Director of the Company
  Management   Yes   For   For
To re-elect Richard Cousins as a Director of the Company
  Management   Yes   For   For
To re-elect Gary Green as a Director of the Company
  Management   Yes   For   For
To re-elect Andrew Martin as a Director of the Company
  Management   Yes   For   For
To re-elect Sir James Crosby as a Director of the Company
  Management   Yes   For   For
To re-elect Steve Lucas as a Director of the Company
  Management   Yes   For   For
To re-elect Susan Murray as a Director of the Company
  Management   Yes   For   For
To re-elect Don Robert as a Director of the Company
  Management   Yes   For   For
To re-elect Sir Ian Robinson as a Director of the Company
  Management   Yes   For   For
Re-appoint Deloitte LLP as Auditors
  Management   Yes   For   For
Authorise the directors to agree the Auditors’ remuneration
  Management   Yes   For   For
Donations to EU political organizations
  Management   Yes   For   For
Authority to allot shares (s.551)
  Management   Yes   For   For
Authority to allot shares for cash (s.561)
  Management   Yes   For   For
Authority to purchase shares
  Management   Yes   For   For
Reduce general meeting notice periods
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: THOMAS COOK GROUP
Exchange Ticker Symbol:
CUSIP #: G88471100
Shareholder Meeting Date: 11-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
That the Accounts and the Reports of the Directors and the Auditors for the year ended 30 September 2010 be received
  Management   Yes   For   For
That the Remuneration Report for the year ended 30 September 2010 be approved
  Management   Yes   Against   Against
That a final dividend of 7.0 pence per ordinary share be declared payable to shareholders on the register of members at 5.00 pm on 18 March 2011
  Management   Yes   For   For
That Michael Beckett be re-elected as Non-Executive Chairman of the Company
  Management   Yes   For   For
That Bo Lerenius be re-elected as a Director of the Company
  Management   Yes   For   For
That Dawn Airey be elected as a Director of the Company
  Management   Yes   For   For
That Peter Marks be elected as a Director of the Company
  Management   Yes   For   For
That PricewaterhouseCoopers LLP (“PwC”) be re-appointed Auditors of the Company, to hold office until the conclusion of the next General Meeting at which accounts are laid
  Management   Yes   For   For
That the Directors be authorised to determine the Auditors’ remuneration
  Management   Yes   For   For
That in accordance with sections 366 and 367 of the Companies Act 2006 the Company and all companies which are, or which become subsidiaries of the Company, are authorised in aggregate, during the period commencing on the date of this Resolution and ending on 10 May 2012 or, if earlier, the date of the Company’s AGM to be held in 2012 to: a) make donations to political parties or independent election candidates, as defined in sections 363 and 364 of the Companies Act 2006, not exceeding GBP20,000 in total; b) make donations to political organisations other than political parties, as defined in sections 363 and 364 of the Companies Act 2006, not exceeding GBP20,000 in total; and c) incur political expenditure, as defined in section 365 of the Companies Act 2006, not exceeding GBP20,000 in total
  Management   Yes   For   For
That the Board be generally and unconditionally authorised to allot shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company: a) comprising equity securities (as defined by section 560(1) of the Companies Act 2006) up to a nominal amount of EUR57,219,529 (such amount to be reduced by any allotments or grants made under paragraph (b) below) in connection with an offer by way of a rights issue: (i) to holders of ordinary shares in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities as required by the rights of those securities or as the Board otherwise considers necessary, but subject to such exclusions or other arrangements as the Board may deem necessary or expedient in relation to treasury shares, fractional CONTD
  Management   Yes   For   For
That, subject to the passing of Resolution 11, the Board be authorised to allot equity securities (as defined in the Companies Act 2006) for cash under the authority conferred by Resolution 11 and/or to sell ordinary shares held by the Company as treasury shares for cash as if section 561 of the Companies Act 2006 did not apply to any such allotment or sale, provided that this power shall be limited to: a) the allotment of equity securities and sale of treasury shares for cash in connection with an offer of, or invitation to apply for, equity securities (but in the case of the authority granted under paragraph (a) of Resolution 11, by way of a rights issue only): (i) to the holders of ordinary shares in proportion (as nearly as may be practicable) to their existing holdings; (ii) to holders of other equity securities, CONTD
  Management   Yes   For   For
That a general meeting other than an Annual General Meeting may be called on not less than 14 clear days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: MISYS PLC, EVESHAM
Exchange Ticker Symbol:
CUSIP #: G61572148
Shareholder Meeting Date: 11-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
That the purchase by the Company of the securities in each of Sophis Holding (Luxembourg) SCA, Sophis Holding GP (Luxembourg) S.’a r.l., Sophis Management GP (Luxembourg) S.’a r.l. and Sophis Management (Luxembourg) II SCA pursuant to and on the terms and conditions of a conditional share purchase agreement dated 12 November 2010 between, amongst others, the Company and Advent Sophis (Cayman) Limited and the Reinvestment Agreement dated 12 November 2010 between, amongst others, the Company and the Senior Management Sellers (as defined therein) (the Acquisition), which is described in summary terms in the circular to the Company’s shareholders dated 25 January 2011 (the Circular), and all agreements or documents which the Board of Directors of the Company or any duly authorised committee CONTD
  Management   Yes   For   For
That a proposed disposal by the Company by one or more transactions of up to 6,505,621 shares in Allscripts Healthcare Solutions, Inc. by such methods as the Board of Directors of the Company shall determine and for such prices or aggregate price as the Board of Directors of the Company shall determine as described in summary terms in the Circular (the Proposed Disposal), and all agreements or documents which the Board of Directors of the Company or any duly authorised committee thereof may determine are required or are expedient to give effect to the Proposed Disposal, CONTD
  Management   Yes   For   For
To approve the proposed Return of Cash by issue of a B share scheme
  Management   Yes   For   For
To authorise the Directors to allot shares or grant rights to subscribe for or convert any security into shares
  Management   Yes   For   For
To authorise the Directors to allot equity securities for cash within specified limits
  Management   Yes   For   For
To authorise the purchase of own shares in the market
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CIA DE CONCESSOES RODOVIARIAS, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P1413U105
Shareholder Meeting Date: 16-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Amendment of article 1 of the corporate bylaws of the company, as a result of the change of the corporate name of the company to CCR S.A. in light of this, said bylaws provision will come into effect, on approval of the shareholders, with the following wording, article 1. CCR S.A. is a share corporation, governed by these bylaws and by the applicable laws. the other provisions of the bylaws will remain unaltered, with it being the case that the corporate bylaws of the company must be consolidated, to include the amendment proposed in this item
  Management   Yes   For   For
The appointment of Paulo Roberto Reckziegel Guedes and Gustavo Pelliciari De Andrade, until this point alternate members of the board of directors of the company, to occupy the positions of full members of the said board of directors
  Management   Yes   For   For
Election of Jose Henrique Braga Polido Lopes, Ricardo Antonio Mello Castanheira, Marco Antonio Zangari and Fernando Augusto Camargo de Arruda Botelho to occupy the positions of alternate members of the board of directors of the company
  Management   Yes   For   For
Appointment of Newton Brandao Ferraz Ramos, until this point an alternate member of the finance committee of the company, to occupy the position of full member of said finance committee
  Management   Yes   For   For
Election of Tarcisio Augusto Carneiro to occupy the position of alternate member of the finance committee of the company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: INFINEON TECHNOLOGIES AG
Exchange Ticker Symbol:
CUSIP #: D35415104
Shareholder Meeting Date: 17-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Allocation of net income
  Management   Yes   For   For
Approval of the acts of the members of the Management Board: Peter Bauer
  Management   Yes   For   For
Approval of the acts of the members of the Management Board: Prof. Dr. Hermann Eul
  Management   Yes   For   For
Approval of the acts of the members of the Management Board: Dr. Reinhard Ploss
  Management   Yes   For   For
Approval of the acts of the members of the Management Board: Dr. Marco Schroeter
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Prof. Dr.-Ing. Dr.-Ing E.h. Klaus Wucherer
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Wigand Cramer
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Alfred Eibl
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Peter Gruber
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Gerhard Hobbach
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Hans-Ulrich Holdenried
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Max Dietrich Kley
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Prof. Dr. Renate Koecher
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Dr. Siegfried Luther
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Dr. Manfred Puffer
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Gerd Schmidt
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Prof. Dr. Doris Schmitt-Landsiedel
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Juergen Scholz
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Horst Schuler
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Kerstin Schulzendorf
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Dr. Eckhart Suenner
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Alexander Trueby
  Management   Yes   For   For
Approval of the acts of the members of the Supervisory Board: Arnaud de Weert
  Management   Yes   For   For
Appointment of auditors for the 2010/2011 financial year: KPMG AG, Berlin
  Management   Yes   For   For
Election to Supervisory Board: Herr Wolfgang Mayrhuber
  Management   Yes   For   For
Approval of the compensation system for members of the Management Board
  Management   Yes   Against   Against
Authorization to acquire and use own shares
  Management   Yes   For   For
Authorization to acquire own shares using derivatives
  Management   Yes   For   For
Approval of the conclusion of a settlement with former Management Board member Dr. Ulrich Schumacher
  Management   Yes   For   For
Amendments of the Articles of Association: Section 9 which governs the calling of Supervisory Board meetings and the adoption of Supervisory Board resolutions shall be revised
  Management   Yes   For   For
Amendments of the Articles of Association: Section 11 which governs the remuneration for the Supervisory Board shall be amended as follows: As of October 1, 2010, each member of the Supervisory Board shall receive a fixed annual remuneration of EUR 50,000 and a variable remuneration of up to EUR 50,000. Furthermore, the chairman of the Supervisory Board shall receive an additional allowance of EUR 50,000 (his deputies EUR 37,500 each), the chairmen of the Investment, Finance and Audit Committee as well as the Strategy and Technology Committee EUR 25,000 each, and every other ordinary committee member (except for members of the Nomination Committee and Mediation Committee) EUR 15,000. Finally, each Board member shall receive an attendance fee of EUR 2,000 per Supervisory Board or committee meeting
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TRANSCONTINENTAL INC
Exchange Ticker Symbol:
CUSIP #: 893578104
Shareholder Meeting Date: 17-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Election of directors for all nominees
  Management   Yes   For   For
Appointment of KPMG LLP as auditor and authorizing the directors to fix its remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PADDY PWR PLC
Exchange Ticker Symbol:
CUSIP #: G68673105
Shareholder Meeting Date: 22-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
That the Acquisition, being a Class 1 Transaction and a Related Party Transaction for the purposes of the Listing Rules of the Irish Stock Exchange and the UK Listing Authority, be and is hereby approved
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI
Exchange Ticker Symbol:
CUSIP #: Y1436A102
Shareholder Meeting Date: 23-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To consider and approve the appointment of Ms. Hou Rui as an Executive Director of the Company. (Ordinary resolution as set out in the notice of the extraordinary general meeting dated 6 January 2011)
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: KONE OYJ
Exchange Ticker Symbol:
CUSIP #: X4551T105
Shareholder Meeting Date: 28-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the annual accounts
  Management   Yes   For   For
Resolution on the use of the profit shown on the balance sheet and the payment of dividend the Board of Directors proposes that for the financial year 2010 a dividend of EUR 0.895 be paid for each class A share and a dividend of EUR 0.90 be paid for each class B share. The date of record for dividend distribution is proposed to be March 3, 2011 and the dividend be paid March 10, 2011
  Management   Yes   For   For
Resolution on the discharge of the members and deputy member of the Board of Directors and the CEO & President from liability
  Management   Yes   For   For
Resolution on the remuneration of the members and deputy members of the Board of Directors the Nomination and Compensation Committee of the Board of Directors proposes that the board members’ and deputy members’ compensation would be: Chair of the Board of Directors EUR 54,000, Vice Chair EUR 44,000, Board Members EUR 33,000 and Deputy Members 16,500 per year, as well as an EUR 500 fee per meeting for each member for Board and Committee meetings
  Management   Yes   For   For
Resolution on the number of members and deputy members of the Board of Directors The Nomination and Compensation Committee of the Board of Directors proposes that eight (8) board members and one (1) deputy member be elected
  Management   Yes   For   For
Election of members and deputy members of the Board of Directors The Nomination and Compensation Committee of the Board of Directors proposes that Matti Alahuhta, Anne Brunila, Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura and Sirpa Pietikainen be re-elected to the Board and that Jussi Herlin is re-elected as a deputy member to the Board
  Management   Yes   For   For
Resolution on the remuneration of the auditors The Audit Committee of the Board of Directors proposes that the Auditors be reimbursed according to their invoice
  Management   Yes   For   For
Resolution on the number of the auditors The Audit Committee of the Board of Directors proposes that two (2) Auditors be Elected
  Management   Yes   For   For
Election of auditor The Audit Committee of the Board of Directors proposes that authorized public accountants PricewaterhouseCoopers Oy and Heikki Lassila are elected as Auditors
  Management   Yes   For   For
Authorizing the Board of Directors to decide on the repurchase of the Company’s own shares The Board of Directors proposes that the General Meeting authorize the Board of Directors to decide on the repurchase of no more than 25,570,000 treasury shares with assets from the company’s unrestricted equity so that a maximum of 3,810,000 class A shares and a maximum of 21,760,000 class B shares may be repurchased. The consideration to be paid for the repurchased shares with respect to both class A and class B shares will be determined based on the trading price determined for class B shares on the NASDAQ OMX Helsinki on the date of repurchase. Class A shares will be repurchased in proportion to holdings of class A shareholders at a price equivalent to the average price paid for the company’s class B shares on the NASDAQ CONTD
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HYPERMARCAS S A
Exchange Ticker Symbol:
CUSIP #: P5230A101
Shareholder Meeting Date: 28-Feb-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The ratification of the appointment and hiring of Apsis Consultoria Empresarial Ltda. A limited business company, with its head office in the city of Rio de Janeiro, state of Rio de Janeiro, at Rua da Assembleia, 35, 12th floor, with corporate taxpayer id number 27.281.922.0001.70, from here onwards Apsis, as the valuation company responsible for the preparation of the valuation report of Mabesa Do Brasil Participcoes Ltda. A limited business company, with its head office in the city of Blumenau, state of Santa Catarina, at Rua Iguacu, number 363, with corporate taxpayer Id number 01.930.623.0001.23, from here onwards the Brazilian corporate law
  Management   Yes   Abstain   Against
The approval of the valuation report of Mabesa, prepared by Apsis, for the purposes provided for in article 256, paragraph 1, of the brazilian corporate law
  Management   Yes   Abstain   Against
The ratification of the acquisition, by the company, of all of the quotas representative of the capital of Mabesa, in accordance with the quota and share purchase agreement and other covenants, entered into on january 19, 2011, as approved by the board of directors of the company, at a meeting held on January 19, 2011, from your onwards the Mabesa acquisition
  Management   Yes   Abstain   Against
The approval of the reimbursement amount of BRL 5.31 per share, to be paid to the shareholders of the company who dissented in the resolution relative to the ratification of the Mabesa acquisition, corresponding to the book equity value of the shares of the company as determined in the financial statements of the company relative to the fiscal year that ended on december 31, 2009
  Management   Yes   Abstain   Against
The ratification of the signing, by the company of the protocol and justification of spin off from Mantecorp industria quimica e famaceutica s.a. and merger of the spun off assets, followed by the merger of Mantecorp logistica into Hypermarcas s.a signed on this date by the management of the company, by that of Mantecorp industria quimica e famaceutica s.a., A share corporation with its headquarters in the city of Rio de Janeiro, state of Rio de Janeiro, at Estrada dos bandeirantes, number 3091, Jacarepagua, zip code 2275.111, with corporate taxpayer Id number 33.060.740.0001.72, from here onwards Mantecorp Iq, from Mantecorp logistica, Distribuicao e Comercio s.a., A share corporation with its head office in the city of Duque de Caxias, state of Rio de Janeiro, number 4370, vila sao sebastiao, zip code 25055.009, CONTD
  Management   Yes   For   For
The ratification of the choice of CCA continuity auditors independents s.s., a simple company, with its head office in the city of Sao Paulo, state of Sao Paulo, at Avenida brigadeiro luis antonio, 2729, first floor, jardim paulista, duly registered with crc.sp number 2sp025430.0.2, with corporate taxpayer id number 10.686.276.0001. 29, from here onwards CCA, as the specialized company that conducted the book valuation
  Management   Yes   For   For
Of the spun off assets of Mantecorp Iq, for the purposes of the spin off from mantecorp Iq and the consequent merger of the spun off assets into the company, on the basis date of november 30,2010, from here onwards the spin off valuation report
  Management   Yes   For   For
Of the equity of Mantecorp logistica, for purposes of the merger of Mantecorp logistica, on the basis date of november 30, 2010, from here onwards the Mantecorp logistica valuation Report
  Management   Yes   For   For
The approval of the spin off valuation report and of the Mantecorp logistica valuation report
  Management   Yes   For   For
The approval of the merger of the spun off assets from Mantecorp Iq by the company, without the issuance of new shares by the company
  Management   Yes   For   For
The approval of the merger of Mantecorp logistica, without the issuance of new shares by the company, bearing in mind that the totality of the shares of Mantecorp logistica are held by the company
  Management   Yes   For   For
The authorization for the managers of the company to do all the acts necessary to effectuate the resolutions proposed and approved by the shareholders of the company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SAGE GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G7771K134
Shareholder Meeting Date: 02-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and consider the audited accounts for the year ended 30 September 2010 together with the reports of the directors and the auditors
  Management   Yes   For   For
To declare a final dividend recommended by the directors of 5.22p per ordinary share for the year ended 30 September 2010 to be paid on 11 March 2011 to members whose names appear on the register at the close of business on 11 February 2011
  Management   Yes   For   For
To re-elect Mr G S Berruyer as a director
  Management   Yes   For   For
To re-elect Mr D H Clayton as a director
  Management   Yes   For   For
To re-elect Mr P S Harrison as a director
  Management   Yes   For   For
To re-elect Mr A J Hobson as a director
  Management   Yes   For   For
To re-elect Ms T Ingram as a director
  Management   Yes   For   For
To re-elect Ms R Markland as a director
  Management   Yes   For   For
To re-elect Mr I Mason as a director
  Management   Yes   For   For
To re-elect Mr M E Rolfe as a director
  Management   Yes   For   For
To re-elect Mr P L Stobart as a director
  Management   Yes   For   For
To re-appoint Messrs PricewaterhouseCoopers LLP as auditors to the Company and to authorise the directors to determine their remuneration
  Management   Yes   For   For
To approve the Remuneration report for the year ended 30 September 2010
  Management   Yes   For   For
That: (a) the directors be generally and unconditionally authorised, in accordance with section 551 of the Companies Act 2006, to exercise all powers of the Company to allot shares in the Company or grant rights to subscribe for, or convert any security into, shares in the Company: (i) up to a maximum nominal amount of GBP4,397,488 (such amount to be reduced by the nominal amount of any equity securities (as defined in section 560 of the Companies Act 2006) allotted under paragraph (ii) below in excess of GBP4,397,488); and (ii) comprising equity securities (as defined in section 560 of the Companies Act 2006) up to a maximum nominal amount of GBP8,794,977 (such amount to be reduced by any shares allotted or rights granted under paragraph (i) above) in connection with an offer by way of a rights issue: (A) to holders of ordinary shares in proportion (as nearly as may be practicable) to-their existing holdings; and (B) to holders of other equity securities if-this is required by the rights of those securities or, if the directors-consider it necessary, as permitted by the rights of those securities; and so-that the directors may make such exclusions or other arrangements as they-consider expedient in relation to treasury shares, fractional entitlements,-record dates, legal or practical problems under the laws in any territory or-the requirements of any relevant regulatory body or stock exchange or any-other matter; (b) this authority shall expire at the conclusion of the next-annual general meeting of the Company or, if earlier, at the close of-business on 31 March 2012; (c) the Company may, before this authority-expires, make an offer or agreement which would or might require shares to be allotted-or rights to be granted after it expires and the directors may allot shares-or grant rights in pursuance of such offer or agreement as if this authority-had not expired; and (d) all previous unutilised authorities under section-551 of the Companies Act 2006 shall cease to have effect (save to the extent-that the same are exercisable pursuant to section 551(7) of the Companies Act-2006 by reason of any offer or agreement made prior to the date of this-resolution which would or might require shares to be allotted or rights to be-granted on or after that date)
  Management   Yes   For   For
That: (a) the directors be given power: (i) (subject to the passing of resolution 14) to allot equity securities (as defined in section 560 of the Companies Act 2006) for cash pursuant to the authority conferred on them by that resolution under section 551 of that Act; and (ii) to allot equity securities (as defined in section 560(3) of that Act (sale of treasury shares for cash)); in either case as if section 561 of that Act did not apply to the allotment but this power shall be limited: (A) to the allotment of equity securities in connection with an offer or issue of equity securities (but in the case of the authority granted under resolution 14(a)(ii), by way of rights issue only) to or in favour of: I. holders of ordinary shares in proportion (as nearly as may be practicable) to their existing holdings; and II. holders CONTD
  Management   Yes   For   For
That in accordance with the Companies Act 2006 the Company be and is hereby granted general and unconditional authority to make one or more market purchases (within the meaning of section 693 of the Companies Act 2006) of ordinary shares in the capital of the Company on such terms and in such manner as the directors shall determine PROVIDED THAT: The maximum number of ordinary shares which may be acquired pursuant to this authority is 131,736,058 ordinary shares in the capital of the Company; The minimum price which may be paid for each such ordinary share is its nominal value and the maximum price is the higher of 105% of the average of the middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List for the five business days immediately before the purchase is made CONTD
  Management   Yes   For   For
That with effect from the conclusion of the Annual General Meeting the articles of association produced to the meeting and initialled by the Chairman of the meeting for the purpose of identification be adopted as the articles of association of the Company in substitution for, and to the exclusion of, the existing articles of association
  Management   Yes   For   For
That a general meeting (other than an annual general meeting) may be called on not less than 14 clear days’ notice
  Management   Yes   Against   Against
That the directors or a duly authorised committee of the directors be and are hereby authorised to continue to grant awards over ordinary shares in the Company under the French appendix (Appendix 3) to the Sage Group Performance Share Plan (the “Plan”) until the expiry date of the Plan, which is 2 March 2015
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: WAERTSILAE CORPORATION, HELSINKI
Exchange Ticker Symbol:
CUSIP #: X98155116
Shareholder Meeting Date: 03-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the annual accounts
  Management   Yes   For   For
Resolution on the use of the profit shown on the balance sheet and the payment of dividend. The board of directors proposes to the general meeting that a dividend of EUR 1.75 per share and an extra dividend of EUR 1.00 per share, totaling EUR 2.75 per share, be paid
  Management   Yes   For   For
Resolution on the discharge of the members of the board of directors and the CEO from liability
  Management   Yes   For   For
Resolution on the remuneration of the members of the board of directors
  Management   Yes   For   For
Resolution on the number of members of the board of directors. shareholders representing over 20 pct of the shares and votes of the company have informed that they are going to propose to the general meeting that the number of the board members be 9
  Management   Yes   For   For
Election of the members of the board. shareholders representing over 20 pct of the shares and votes of the company are going to propose M.Aarni-Sirvio, K-G.Berg, A.Ehrnrooth, P.Ehrnrooth, B.Langenskiold, M.Lilius and M.Vuoria to be re-elected and L.Josefsson and M.Rauramo to be elected as new members
  Management   Yes   For   For
Resolution on the remuneration of the auditor
  Management   Yes   For   For
Election of auditor. It is proposed that KPMG OY AB be re-elected as the auditor of the company
  Management   Yes   For   For
Free share issue (share split). It is proposed that the company would give a free share issue so that for each old share one new share would be issued
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TDC A/S (EX : TELE DANMARK AS)
Exchange Ticker Symbol:
CUSIP #: K94545116
Shareholder Meeting Date: 09-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Presentation and adoption of the annual report
  Management   Yes   For   For
Resolution to discharge the Board of Directors and the Executive Committee from liability
  Management   Yes   For   For
Resolution on the distribution of profits as recorded in the annual report as adopted
  Management   Yes   For   For
Proposal from the Board of Directors to amend the first sentence of Article 14(1) of the Company’s Articles of Association to enable the Board of Directors to henceforth consist of three to eleven members
  Management   Yes   For   For
Re-election of Vagn Sorensen as a member to the Board of Directors
  Management   Yes   For   For
Re-election of Pierre Danon as a member to the Board of Directors
  Management   Yes   For   For
Re-election of Kurt Bjorklund as a member to the Board of Directors
  Management   Yes   Against   Against
Re-election of Lawrence Guffey as a member to the Board of Directors
  Management   Yes   Against   Against
Re-election of Henrik Kraft as a member to the Board of Directors
  Management   Yes   Against   Against
Re-election of Gustavo Schwed as a member to the Board of Directors
  Management   Yes   Against   Against
Re-election of Andrew Sillitoe as a member to the Board of Directors
  Management   Yes   Against   Against
Re-election of Soren Thorup Sorensen as a member to the Board of Directors
  Management   Yes   For   For
Re-election of Lars Rasmussen as a member to the Board of Directors
  Management   Yes   For   For
Election of Angus Porter as a member to the Board of Directors
  Management   Yes   For   For
Election of Stine Bosse as a member to the Board of Directors
  Management   Yes   For   For
Re-election of Ola Nordquist (for Kurt Bjorklund) as an alternate member to the Board of Directors
  Management   Yes   For   For
Election of Raphael de Botton (for Lawrence Guffey) as an alternate member to the Board of Directors
  Management   Yes   For   For
Re-election of Jakob Kjellberg (for Henrik Kraft) as an alternate member to the Board of Directors
  Management   Yes   For   For
Re-election of Bruno Mourgue d’Algue (for Gustavo Schwed) as an alternate member to the Board of Directors
  Management   Yes   For   For
Re-election of Gabriele Cipparrone (for Andrew Sillitoe) as an alternate member to the Board of Directors
  Management   Yes   For   For
Re-election of PricewaterhouseCoopers as auditor
  Management   Yes   For   For
Authorisation of the Board of Directors to acquire own shares
  Management   Yes   For   For
Adoption of the Company’s remuneration policy for members of the Board of Directors and the Executive Committee, including general guidelines for incentive pay to members of the Executive Committee, and amendment to Article 16a of the Articles of Association
  Management   Yes   For   For
Adoption of the Board of Directors’ remuneration for 2011
  Management   Yes   For   For
Reduction of the Company’s share capital
  Management   Yes   For   For
Amendment to the Company’s Articles of Association to provide for an age limit for members of the Board of Directors
  Management   Yes   Against   Against
Amendment to Article 1(2), Article 8(1)3), Article 9(1), Article 8(1)5), and Article 15(2) of the Company’s Articles of Association as a result of the partial commencement of the new Companies Act
  Management   Yes   For   For
Amendment to Article 5a of the Company’s Articles of Association on interim dividend
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOTVS SA
Exchange Ticker Symbol:
CUSIP #: P92184103
Shareholder Meeting Date: 10-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To decide regarding the ratification, in accordance with the terms of paragraph 1 of article 256 of law number 6404.76, of the acquisition of all of the quotas of the companies Srs Servicos De Informatica Ltda., Hery Software Ltda. and Mafipa Servicos E Informatica Ltda., as well as of 70 percent of the quotas of the company Totalbanco Consultoria E Sistemas Ltda.
  Management   Yes   For   For
To take knowledge of the directors accounts, to examine, discuss and approve the company’s consolidated financial statements for the fiscal year ending December 31, 2010
  Management   Yes   For   For
To decide on the allocation of the result of the fiscal year and on the distribution of dividends
  Management   Yes   For   For
To decide regarding the election of a new member of the board of directors of the company, bearing in mind the resignation presented by a member of the board of directors with a term in office effective until the 2012 annual general meeting
  Management   Yes   For   For
To set the total annual payment for the members of the board of directors and directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SGS SA
Exchange Ticker Symbol:
CUSIP #: H7484G106
Shareholder Meeting Date: 15-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the 2010 annual report and accounts of SGS SA and of the consolidated accounts of the SGS Group
  Management   Yes   For   For
2010 remuneration report (consultative vote)
  Management   Yes   Against   Against
Release of the members of the Board of directors and of the Management
  Management   Yes   For   For
Decision on the appropriation of profits resulting from the balance sheet of SGS SA
  Management   Yes   For   For
Election of Mr. John Elkann to the Board of Directors for a term of three years ending on the date of the 2014 Annual General Meeting
  Management   Yes   For   For
Election of Dr. Cornelius Grupp to the Board of Directors for a term of three years ending on the date of the 2014 Annual General Meeting
  Management   Yes   For   For
Re-election of Deloitte SA, Geneva, as Auditors of SGS SA and Group Auditors for the year 2011
  Management   Yes   For   For
Amendment of article 5ter of the Articles of Incorporation (authorised share capital)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: AXFOOD AB
Exchange Ticker Symbol:
CUSIP #: W1051R101
Shareholder Meeting Date: 16-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Decision concerning allocation of the Company’s profit in accordance with the adopted balance sheet
  Management   Yes   For   For
Decision on discharge from liability of the directors and president
  Management   Yes   For   For
Determination of the number of directors and the number of deputy directors
  Management   Yes   For   For
Determination of directors’ and auditors’ fees
  Management   Yes   For   For
Election of directors, the Chairman of the Board, and deputy directors
  Management   Yes   For   For
Determination of the guidelines for appointment of the Nominating Committee
  Management   Yes   For   For
Determination of guidelines for compensation of Company management
  Management   Yes   For   For
Proposal for amendment of the Articles of Association
  Management   Yes   For   For
Proposal for employee purchases of shares in subsidiaries
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: STRAUMANN HLDG AG
Exchange Ticker Symbol:
CUSIP #: H8300N119
Shareholder Meeting Date: 18-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
  Registration            

 

 

Issuer of Portfolio Security: SOUZA CRUZ S.A.
Exchange Ticker Symbol:
CUSIP #: P26663107
Shareholder Meeting Date: 18-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To examine, discuss and vote upon the board of directors annual report, the financial statements and independent auditors report relating to fiscal year ending December 31, 2010
  Management   Yes   For   For
Allocation of net profit from the fiscal year, including within it the remuneration to the shareholders in the form of a dividend, in the amount of BRL 2,450644 per share, The dividend will be adjusted according to the special settlement and custodial system overnight interest rate, or Selic, in the period from December 31, 2010, to March 31, 2011, inclusive, and must be paid on March 31, 2011
  Management   Yes   For   For
To elect the members of the board of directors
  Management   Yes   For   For
To set the global remuneration of the board of directors
  Management   Yes   For   For
To install the finance committee
  Management   Yes   For   For
To elect the members of the finance committee and set their remuneration
  Management   Yes   For   For
Analysis of the proposal to split the shares of the company at the ratio of one to five, with the consequent amendment of article 5 of the corporate bylaws
  Management   Yes   For   For
Examination of the protocol and justification of merger of Souza Cruz trading S.A
  Management   Yes   For   For
Approval of the appointment of experts to value the equity of Souza Cruz trading S.A
  Management   Yes   For   For
Examination of the valuation report
  Management   Yes   For   For
Analysis of the proposal for the merger of the wholly owned subsidiary Souza Cruz trading S.A
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOTVS SA
Exchange Ticker Symbol:
CUSIP #: P92184103
Shareholder Meeting Date: 21-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The updating of the statement of the share capital, as a result of the conversion of debentures into shares issued by the company
  Management   Yes   For   For
The split of 100 percent of the common shares representative of the entirety of the share capital of the company, in the proportion of 1 to 5, with it being the case that each share of the company will come to be represented by 5 shares after the split, and the consequent amendment of article 5 of the corporate bylaws of the company
  Management   Yes   For   For
The amendment of the manner of representation of the company, with the consequent amendment of article 30 of the bylaws of the company
  Management   Yes   For   For
The amendment of article 3 of the corporate bylaws of the company, to adapt the corporate purpose of the company with the inclusion of the activity of software and hardware rental
  Management   Yes   For   For
Amendment of item XXXVIII of article 19 of the corporate bylaws of the company to add an exception to the matter of the authority of the board of directors in regard to granting collateral security interests, sureties or endorsements in contracts with clients
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DOUGLAS HLDG AG
Exchange Ticker Symbol:
CUSIP #: D2290M102
Shareholder Meeting Date: 23-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 44,000,000 as follows: Payment of a dividend of EUR 1.10 per no-par share EUR 685,055.80 shall be carried forward Ex-dividend and payable date: March 24, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Approval of the compensation system for members of the Board of MDs
  Management   Yes   Against   Against
Elections to the Supervisory Board: a) Karen Heumann
  Management   Yes   For   For
Elections to the Supervisory Board: b) Michael H. Hinderer
  Management   Yes   For   For
Elections to the Supervisory Board: c) August Oetker
  Management   Yes   Against   Against
Elections to the Supervisory Board: d) Ernst F. Schroeder
  Management   Yes   Against   Against
Elections to the Supervisory Board: e) Claus-Matthias Boege (by-election to the Supervisory Board)
  Management   Yes   Against   Against
Appointment of auditors for the 2010/2011 financial year: Susat + Partner oHG, Hamburg
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TIETO CORPORATION
Exchange Ticker Symbol:
CUSIP #: X90409115
Shareholder Meeting Date: 24-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the annual accounts
  Management   Yes   For   For
Resolution on the use of the profit shown on the balance sheet and the payment of dividend. The board proposes to pay a dividend of EUR 0.70 per share
  Management   Yes   For   For
Resolution on the discharge of the members of the board of directors and the president and CEO from liability
  Management   Yes   For   For
Resolution on the remuneration of the members of the board of directors
  Management   Yes   For   For
Resolution on the number of members of the board of directors. The shareholders’ nomination committee proposes that the number of board members be eight
  Management   Yes   For   For
Election of members of the board of directors. The shareholders’ nomination committee proposes that K. Alkio, C. Gardell, K. Jofs, E. Lindqvist, R. Perttunen, M. Pohjola, O. Riikkala and T. Salminen be re-elected as board members
  Management   Yes   For   For
Resolution on the remuneration of the auditor
  Management   Yes   For   For
Election of auditor. The board’s audit and risk committee proposes that PricewaterhouseCoopers Oy be re-elected
  Management   Yes   For   For
Authorizing the board of directors to decide on the repurchase of the company’s own shares
  Management   Yes   For   For
Donations for philanthropic purposes
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: AUTONOMY CORP PLC
Exchange Ticker Symbol:
CUSIP #: G0669T101
Shareholder Meeting Date: 24-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the accounts of the Company for the financial year ended 31 December 2010 together with the directors’ report and the auditors’ report on those accounts
  Management   Yes   For   For
To approve the directors’ remuneration report included in the Annual Report and Accounts for the year ended 31 December 2010
  Management   Yes   For   For
To re-elect Robert Webb as a director of the Company
  Management   Yes   For   For
To elect Jonathan Bloomer as a director of the Company
  Management   Yes   For   For
To re-elect Richard Gaunt as a director of the Company
  Management   Yes   For   For
To re-elect Sushovan Hussain as a director of the Company
  Management   Yes   For   For
To elect Frank Kelly as a director of the Company
  Management   Yes   For   For
To re-elect Michael Lynch as a director of the Company
  Management   Yes   For   For
To re-elect John McMonigall as a director of the Company
  Management   Yes   For   For
To re-appoint Deloitte LLP as auditors of the Company
  Management   Yes   For   For
To authorise the directors to determine the auditors’ remuneration for the ensuing year
  Management   Yes   For   For
To authorise the directors to allot equity securities in accordance with the limitations set out in the Notice of Meeting
  Management   Yes   For   For
To authorise the directors to allot equity securities for cash in accordance with the limitations set out in the Notice of Meeting
  Management   Yes   For   For
To authorise the Company to make market purchases of ordinary shares in accordance with the limitations set out in the Notice of Meeting
  Management   Yes   For   For
That a general meeting, other than an annual general meeting, may be called on not less than 14 clear days notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: DSV AS
Exchange Ticker Symbol:
CUSIP #: K3013J154
Shareholder Meeting Date: 24-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The report of the Supervisory Board and Executive Board on the Company’s activities in 2010
  Management   Yes   For   For
Presentation and adoption of the 2010 Annual Report with the audit report and proposal regarding remuneration to the Supervisory Board
  Management   Yes   For   For
Resolution on the distribution of profits or covering of losses according to the adopted 2010 Annual Report. The Supervisory Board proposes distribution of divided of DKK 0.50 per share
  Management   Yes   Abstain   Against
Re-election of member of the Supervisory Board: Kurt K. Larsen
  Management   Yes   For   For
Re-election of member of the Supervisory Board: Erik B. Pedersen
  Management   Yes   For   For
Re-election of member of the Supervisory Board: Per Skov
  Management   Yes   For   For
Re-election of member of the Supervisory Board: Kaj Christiansen
  Management   Yes   For   For
Re-election of member of the Supervisory Board: Annette Sadolin
  Management   Yes   For   For
Re-election of member of the Supervisory Board: Birgit W. Norgaard
  Management   Yes   For   For
Election of member of the Supervisory Board: Thomas Plenborg
  Management   Yes   For   For
Election of auditors. The Supervisory Board proposes election of KPMG, Certified auditing company
  Management   Yes   For   For
Proposal from the Supervisory Board to reduce the share capital, including authorization to the Supervisory Board effect the capital reduction and the related amendment of Article 3 of the Articles of Association
  Management   Yes   For   For
Proposal from the Supervisory Board to adopt a new provision in the Articles of Association on the partial use of electronic communication and the resulting consequential correction of Article 7, second paragraph, the subsequent numbering and article references in Appendix 1 to the Articles of Association
  Management   Yes   For   For
Proposal from the Supervisory Board to amend Article 14 to the Articles of Association
  Management   Yes   Against   Against
Proposal from the Supervisory Board to adopt amendments to the Remuneration Policy and to the General guidelines for incentive pay for management and staff of DSV A/S
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: CARLSBERG BREWERIES A/S
Exchange Ticker Symbol:
CUSIP #: K36628137
Shareholder Meeting Date: 24-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Presentation of the audited Annual Report for approval and resolution to discharge the Supervisory Board and the Executive Board from their obligations
  Management   Yes   For   For
Board recommendations regarding the distribution of profit, including declaration of dividends
  Management   Yes   For   For
Approval of the Supervisory Board remuneration for 2011
  Management   Yes   For   For
Approval of the remuneration policy for the Supervisory Board and the Executive Board of Carlsberg A/S including general guidelines on incentive programmes for the Executive Board
  Management   Yes   Against   Against
Change of Article 27(3) of the Articles of Association (change of the term of office for Supervisory Board members)
  Management   Yes   For   For
Election of members to the Supervisory Board: Re-election of Povl Krogsgaard-Larsen
  Management   Yes   Against   Against
Election of members to the Supervisory Board: Re-election of Cornelis Job van der Graaf
  Management   Yes   For   For
Election of members to the Supervisory Board: Re-election of Richard Burrows
  Management   Yes   For   For
Election of members to the Supervisory Board: Re-election of Niels Kaergard
  Management   Yes   Against   Against
Appointment of one auditor to audit the accounts for the current year: the Supervisory Board proposes that KPMG Statsautoriseret Revisionspartnerselskab be re-elected
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ELISA CORPORATION, HELSINKI
Exchange Ticker Symbol:
CUSIP #: X1949T102
Shareholder Meeting Date: 25-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the annual accounts
  Management   Yes   For   For
Resolution on the use of the profit shown on the balance sheet and the payment of dividend. the board proposes that a dividend of EUR 0.90 per share be paid
  Management   Yes   For   For
Resolution on the discharge of the members of the board of directors and the CEO from liability
  Management   Yes   For   For
Resolution on the remuneration of the board of directors
  Management   Yes   For   For
Proposal by the compensation and nomination committee of Elisa’s board of directors to the AGM to decide the number of Board Members to be five
  Management   Yes   Abstain   Against
Proposal by the compensation and nomination committee of Elisa’s board of directors to the AGM to re-elect: A. Lehtoranta, R. Lind, L. Niemisto, E. Palin-Lehtinen and R. Siilasmaa as board members
  Management   Yes   Abstain   Against
Resolution on the remuneration of the auditor
  Management   Yes   Against   Against
Resolution on the number of auditors. The board’s audit committee proposes that one auditor be elected
  Management   Yes   For   For
Election of auditor. The board’s audit committee proposes that KPMG Oy Ab be re-elected
  Management   Yes   Against   Against
Authorising the board of directors to decide on the distribution of funds from unrestricted equity
  Management   Yes   For   For
Authorising the board of directors to decide on the repurchase of the company’s own shares
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TREND MICRO INCORPORATED
Exchange Ticker Symbol:
CUSIP #: J9298Q104
Shareholder Meeting Date: 25-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NUTRECO N.V., BOXMEER
Exchange Ticker Symbol:
CUSIP #: N6509P102
Shareholder Meeting Date: 28-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the 2010 Financial Statements
  Management   Yes   For   For
Payment of dividend
  Management   Yes   For   For
Discharge of the members of the Executive Board
  Management   Yes   For   For
Discharge of the members of the Supervisory Board
  Management   Yes   For   For
Appointment of auditor to audit the 2012 Financial Statements
  Management   Yes   For   For
Proposal to designate the Executive Board as the corporate body authorised — subject to the approval of the Supervisory Board - to issue ordinary shares and to grant rights to subscribe for ordinary shares as provided for in article 8 of the Company’s Articles of Association for a period of 18 months
  Management   Yes   For   For
Proposal to designate the Executive Board as the corporate body authorised — subject to the approval of the Supervisory Board — to restrict or to exclude pre emption rights entitled to the shareholders as provided for in article 9 of the Company’s Articles of Association for a period of 18 months
  Management   Yes   For   For
Authorisation to buy-back ordinary shares Nutreco N.V. Proposal to authorise the Executive Board - subject to the approval of the Supervisory Board — to buy-back the Company’s own ordinary shares as provided for in article 10 of the Company’s Articles of Association for a period of 18 months
  Management   Yes   For   For
The end-of-term resignation of Mr J.M. de Jong as member of the Supervisory Board and his re-appointment
  Management   Yes   For   For
Composition of the Executive Board The appointment of Mr G. Boon as member of the Executive Board
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ANTENA 3 DE TELEVISION SA
Exchange Ticker Symbol:
CUSIP #: E05009159
Shareholder Meeting Date: 30-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Review and approval of the annual financial statements, management report and proposal to apply to earnings
  Management   Yes   For   For
Re-election or, where appropriate, appointment of auditors, both of Antena 3 de Television, SA, and its consolidated group of companies
  Management   Yes   For   For
Report on corporate responsibility of 2010
  Management   Yes   Abstain   Against
Delegation of powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOAGOSEI CO., LTD.
Exchange Ticker Symbol:
CUSIP #: J8381L105
Shareholder Meeting Date: 30-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Amend Articles to: Expand Business Lines
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: ASAHI GLASS COMPANY, LIMITED
Exchange Ticker Symbol:
CUSIP #: J02394120
Shareholder Meeting Date: 30-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Amend the Compensation to be received by Directors
  Management   Yes   For   For
Delegation to the Board of Directors of the authority to decide matters concerning the offering of stock acquisition rights issued as stock options to employees of the Company and Directors and employees of the Company’s subsidiaries, etc.
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: H. LUNDBECK A/S, VALBY
Exchange Ticker Symbol:
CUSIP #: K4406L129
Shareholder Meeting Date: 30-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The Supervisory Board recommends that the report should be adopted
  Management   Yes   For   For
It is proposed that the annual report including remuneration for the Supervisory Board for 2010 should be adopted. For information on remuneration for the Supervisory Board, please see the annual report p. 42-45 and 77
  Management   Yes   For   For
It is proposed that the remuneration for the Supervisory Board for the current financial year should be the same as in 2010
  Management   Yes   For   For
It is proposed that a dividend of 30% of the net profit for the year, corresponding to DKK 3,77 per share, or a total dividend of DKK 739m, should be distributed for the financial year 2010
  Management   Yes   For   For
Re-election of supervisory board: Thorleif Krarup
  Management   Yes   For   For
Re-election of supervisory board: Peter Kurstein
  Management   Yes   For   For
Re-election of supervisory board: Mats Pettersson
  Management   Yes   For   For
Re-election of supervisory board: Jes Ostergaard
  Management   Yes   For   For
New election of supervisory board: Christian Dyvig
  Management   Yes   For   For
New election of supervisory board: Hakan Bjorklund
  Management   Yes   For   For
The Supervisory Board proposes that Deloitte Statsautoriseret Revisionsaktieselskab should be re-elected
  Management   Yes   For   For
In accordance with the Recommendations on Corporate Governance, the Supervisory Board proposes that the Company’s Remuneration Guidelines for the Executive Management should be supplemented with guidelines for repayment of incentive pay in extraordinary circumstances and with guidelines for a remuneration policy for the Supervisory Board
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ORION CORPORATION (NEW)
Exchange Ticker Symbol:
CUSIP #: X6002Y112
Shareholder Meeting Date: 31-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the financial statements
  Management   Yes   For   For
Decision on the use of the profits shown on the balance sheet and the payment of the dividend. the board proposes that a dividend of EUR 1,20 per share be paid
  Management   Yes   For   For
Proposal by the board of directors concerning the distribution of distributable equity. the board proposes that EUR 0,06 per share be paid as a repayment of capital
  Management   Yes   For   For
Decision on the discharge of the members of the board of directors and the president and CEO from liability
  Management   Yes   For   For
Decision on the remuneration of the members of the board of directors
  Management   Yes   For   For
Decision on the number of members of the board of directors. the board proposes the number of members be six
  Management   Yes   For   For
Election of the members and the chairman of the board of directors. the board proposes that S. Jalkanen, E. Karvonen, M. Kavetvuo, H. Syrjanen, H. Westerlund and J. Ylppo be re-elected and H. Syrjanen be re-elected as chairman
  Management   Yes   For   For
Decision on the remuneration of the auditor
  Management   Yes   For   For
Election of the auditor. the board proposes that PricewaterhouseCoopers Oy be elected as company’s auditor
  Management   Yes   For   For
Proposal by the board of directors to reduce the share premium fund in the balance sheet
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ELECTROLUX AB, STOCKHOLM
Exchange Ticker Symbol:
CUSIP #: W24713120
Shareholder Meeting Date: 31-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on adoption of the Income Statement and the Balance Sheet as well as the Consolidated Income Statement and the Consolidated Balance Sheet
  Management   Yes   For   For
Resolution on discharge from liability of the Directors and the President
  Management   Yes   For   For
Resolution on dispositions in respect of the company’s profit pursuant to the adopted Balance Sheet and determination of record date for dividend
  Management   Yes   For   For
Determination of the number of Directors and Deputy Directors. In connection therewith, report on the work of the nomination committee
  Management   Yes   For   For
Determination of fee to the Board of Directors
  Management   Yes   For   For
Re-election of the Board of Directors: Marcus Wallenberg, Peggy Bruzelius, Lorna Davis, Hasse Johansson, John S. Lupo, Torben Ballegaard Sorensen and Barbara Milian Thoralfsson, and new election of Keith McLoughlin and Ulrika Saxon and Marcus Wallenberg as Chairman of the Board of Directors
  Management   Yes   For   For
Proposal for resolution on nomination committee
  Management   Yes   For   For
Proposal for resolution on remuneration guidelines for the Electrolux Group Management
  Management   Yes   For   For
Proposal for resolution on implementation of a performance based, long-term incentive program for 2011
  Management   Yes   For   For
Proposal for resolution on acquisition of own shares
  Management   Yes   For   For
Proposal for resolution on transfer of own shares on account of company acquisitions
  Management   Yes   For   For
Proposal for resolution on transfer of own shares on account of the share program 2009, and
  Management   Yes   For   For
Proposal for resolution on transfer of own shares on account of the proposed long-term incentive program for 2011
  Management   Yes   For   For
Proposal for resolution on amendment of the articles of association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PHILIPS ELECTRS N V
Exchange Ticker Symbol:
CUSIP #: N6817P109
Shareholder Meeting Date: 31-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Proposal to adopt the 2010 financial statements
  Management   Yes   For   For
Proposal to adopt a dividend of EUR 0.75 per common share in cash or shares, at the option of the shareholder, against the net income for 2010 of the Company
  Management   Yes   For   For
Proposal to discharge the members of the Board of Management for their responsibilities
  Management   Yes   For   For
Proposal to discharge the members of the Supervisory Board for their responsibilities
  Management   Yes   For   For
Proposal to appoint Mr F.A. van Houten as President/CEO and member of the Board of Management of the Company with effect from April 1, 2011
  Management   Yes   For   For
Proposal to appoint Mr R.H. Wirahadiraksa as member of the Board of Management of the Company with effect from April 1, 2011
  Management   Yes   For   For
Proposal to appoint Mr P.A.J. Nota as member of the Board of Management of the Company with effect from April 1, 2011
  Management   Yes   For   For
Proposal to re-appoint Mr C.J.A. van Lede as a member of the Supervisory Board of the Company with effect from March 31, 2011
  Management   Yes   Against   Against
Proposal to re-appoint Mr J.M. Thompson as a member of the Supervisory Board of the Company with effect from March 31, 2011
  Management   Yes   For   For
Proposal to re-appoint Mr H. von Prondzynski as a member of the Supervisory Board of the Company with effect from March 31, 2011
  Management   Yes   Against   Against
Proposal to appoint Mr J.P. Tai as a member of the Supervisory Board of the Company with effect from March 31, 2011
  Management   Yes   For   For
Proposal to re-appoint KPMG Accountants N.V. as external auditor of the Company
  Management   Yes   For   For
Proposal to authorize the Board of Management for a period of 18 months, per March 31, 2011, as the body which is authorized, with the approval of the Supervisory Board, to issue shares or grant rights to acquire shares within the limits laid down in the Articles of Association of the Company. The authorization referred to will be limited to a maximum of 10% of the number of issued shares per March 31, 2011, plus 10% of the issued capital per that same date in connection with or on the occasion of mergers and acquisitions
  Management   Yes   For   For
Proposal to authorize the Board of Management for a period of 18 months, per March 31, 2011, as the body which is authorized, with the approval of the Supervisory Board, to restrict or exclude the pre-emption rights accruing to Shareholders
  Management   Yes   For   For
Proposal to authorize the Board of Management for a period of 18 months, per March 31, 2011, within the limits of the law and the Articles of Association, to acquire, with the approval of the Supervisory Board, for valuable consideration, on the stock exchange or otherwise, shares in the Company at a price between, on the one hand, an amount equal to the par value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on the Official Segment of Euronext Amsterdam; the market price being the average of the highest price on each of the five days of trading prior to the date of acquisition, as shown in the Official Price List of Euronext Amsterdam. The maximum number of shares the Company may hold, will not exceed 10% of the issued share capital per March 31, 2011, which number may be increased by 10% of the issued capital as of that same date in connection with the execution of share repurchase programs for capital reduction purposes
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: LVMH MOET HENNESSY LOUIS VUITTON, PARIS
Exchange Ticker Symbol:
CUSIP #: F58485115
Shareholder Meeting Date: 31-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements
  Management   Yes   For   For
Approval of the consolidated financial statements
  Management   Yes   For   For
Approval of the regulated Agreements
  Management   Yes   For   For
Allocation of income — setting the dividend
  Management   Yes   For   For
Appointment of Mrs. Delphine Arnault as Board member
  Management   Yes   Against   Against
Appointment of Mr. Nicolas Bazire as Board member
  Management   Yes   Against   Against
Appointment of Mr. Antonio Belloni as Board member
  Management   Yes   Against   Against
Appointment of Mr. Charles de Croisset as Board member
  Management   Yes   For   For
Appointment of Mr. Diego Della Valle as Board member
  Management   Yes   For   For
Appointment of Mr. Pierre Gode as Board member
  Management   Yes   Against   Against
Appointment of Mr. Gilles Hennessy as Board member
  Management   Yes   Against   Against
Appointment of Mrs. Marie-Josee Kravis as Board member
  Management   Yes   For   For
Appointment of Mr. Patrick Houel as Board member
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to trade the Company’s shares
  Management   Yes   For   For
Delegation of authority to be granted to the Board of Directors to increase capital by incorporation of profits, reserves, premiums or otherwise
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to reduce the share capital by cancellation of shares
  Management   Yes   For   For
Delegation of authority to be granted to the Board of Directors to increase the share capital with preferential subscription rights
  Management   Yes   For   For
Delegation of authority to be granted to the Board of Directors to increase the share capital without preferential subscription rights by way of a public offer
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase the share capital without preferential subscription rights through private investment in favor of qualified investors or a limited circle of investors
  Management   Yes   Against   Against
Authorization to be granted to the Board of Directors to set the issue price of shares and/or securities giving access to the capital under certain conditions, within the limit of 10% of the capital per year, as part of a share capital increase by way of issuance without preferential subscription rights
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase the amount of issuances in the event of surplus demands
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase capital as part of a public exchange offer
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase capital, in consideration for in-kind contributions
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase capital in favor of Group employees
  Management   Yes   For   For
Setting an overall limit for capital increases decided under the delegations of authority
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to award free shares to employees and officers of the Group
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CHRISTIAN DIOR SA, PARIS
Exchange Ticker Symbol:
CUSIP #: F26334106
Shareholder Meeting Date: 31-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements
  Management   Yes   For   For
Approval of the consolidated financial statements
  Management   Yes   For   For
Approval of the regulated Agreements
  Management   Yes   For   For
Allocation of income — Setting the dividend
  Management   Yes   For   For
Appointment of Mr. Bernard Arnault as Board member
  Management   Yes   Against   Against
Appointment of Mr. Sidney Toledano as Board member
  Management   Yes   Against   Against
Appointment of Mr. Pierre node as Board member
  Management   Yes   Against   Against
Authorization to be granted to the Board of Directors to trade the Company’s shares
  Management   Yes   For   For
Delegation of authority to be granted to the Board of Directors to increase capital by incorporation of profits, reserves, premiums or otherwise
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to reduce the share capital by cancellation of shares
  Management   Yes   For   For
Delegation of authority to be granted to the Board of Directors to increase the share capital with preferential subscription rights
  Management   Yes   For   For
Delegation of authority to be granted to the Board of Directors to increase the share capital without preferential subscription rights by way of a public offer
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase the share capital without preferential subscription rights through private investment in favor of qualified investors or a limited circle of investors
  Management   Yes   Against   Against
Authorization to be granted to the Board of Directors to set the issue price of shares and/or securities giving access to the capital under certain conditions, within the limit of 10% of the capital per year, as part of a share capital increase by way of issuance without preferential subscription rights
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase the amount of issuances in the event of surplus demands
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase capital as part of a public exchange offer
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase capital, in consideration for in-kind contributions
  Management   Yes   Against   Against
Delegation of authority to be granted to the Board of Directors to increase capital in favor of Group employees
  Management   Yes   For   For
Setting an overall limit for capital increases decided under the delegations of authority
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to award free shares to employees and officers of the Group
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CLARIANT AG
Exchange Ticker Symbol:
CUSIP #: H14843165
Shareholder Meeting Date: 31-Mar-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The Board of Directors proposes that the Annual Report and Financial Statements of Clariant Ltd including the Group’s Consolidated Financial Statements for financial year 2010 be approved
  Management   Yes   For   For
The Board of Directors proposes that the compensation policy pursuant to the 2010 Compensation Report (pages 70 — 79 of the 2010 Annual Report) be acknowledged and approved by means of a consultative vote
  Management   Yes   For   For
The Board of Directors proposes to discharge the corporate bodies of the company for their actions in financial year 2010
  Management   Yes   For   For
In view of the funds to be used for the acquisition of Sud-Chemie AG, the Board of Directors proposes to forego payment of a dividend and to allocate the available net profit of CHF 95219936 to the free reserves. (The Group result was a profit of CHF 191 million for the year, as already reported.) as specified
  Management   Yes   For   For
The Board of Directors proposes for the acquisition of Sud-Chemie AG, Munich, Germany, that the articles of Association of Clariant Ltd be amended, and authorized share capital be created according to the following provisions: Article 5a Authorized share capital The Board of Directors shall be authorized to increase the share capital in accordance with Article 4 of the Articles of Association to a maximum of CHF 340,000,000 by issuing a maximum of 85,000,000 fully paid up registered shares, each with a par value of CHF 4.00, at any time until 31 March 2013. Increases by firm underwriting or in several tranches are permitted. Subscription and purchase of the new registered shares and any subsequent transfer of the registered shares shall be subject to the restrictions of Article 5 of these Articles of Association. The option of existing shareholders to subscribe shall be excluded for the newly issued shares at a maximum amount of CHF 180,000,000 and allocated to certain family shareholders of Sud- Chemie AG specified in the contract for the purchase of shares on 16 February 2011, in order that they may be able to subscribe for the newly issued registered shares against a non-cash contribution of no-par value shares in Sud-Chemie AG. The Board of Directors shall also determine the issue price for the new shares, the time of issue, and the start of dividend entitlement. The option for existing shareholders to subscribe to the remaining newly issued shares shall be preserved. The Board of Directors shall be authorized to set the subscription price and other modalities for the purpose of exercising the option to subscribe. Options to subscribe that are not exercised shall be allocated by the Board of Directors to third parties in the interests of the company. The Board of Directors shall determine the amount of the new shares to be issued, the type of deposits, the time of issue, and the start of dividend entitlement
  Management   Yes   For   For
The Board of Directors proposes the following amendment to Article 18 of the Articles of Association: Art. 18 to be reworded as follows: “The Board of Directors shall consist of at least 6 (six) and at most 12 (twelve) members.” The decision to increase the number of members of the Board of Directors is subject to the condition precedent that an increase in share
                
capital agreed by the Board of Directors is carried out according to agenda item 4.1, i.e. is entered in the Commercial Register of the Canton of Basel-Landschaft
  Management   Yes   For   For
Reelection of Dr. Peter Isler, member of the Board of Directors since 2004, for a three-year term of office
  Management   Yes   For   For
Reelection of Dr. Dominik Koechlin, member of the Board of Directors since 2008, for a three-year term of office
  Management   Yes   For   For
Reelection of Dr. Hariolf Kottmann, member of the Board of Directors since 2008, for a three-year term of office
  Management   Yes   For   For
Reelection of Carlo G. Soave, member of the Board of Directors since 2008, for a three-year term of office
  Management   Yes   For   For
Reelection of Dr. Rudolf Wehrli, member and Vice-Chairman of the Board of Directors since 2007, for a three-year term of office
  Management   Yes   For   For
Reelection of Dr. Jurg Witmer, member and Chairman of the Board of Directors since 2007, for a three-year term of office
  Management   Yes   For   For
Election of Dr. Dolf Stockhausen, for a three-year term of office
  Management   Yes   For   For
Election of Konstantin Winterstein, for a three-year term of office
  Management   Yes   For   For
Election of Dr. Gunter von Au, for a three-year term of office
  Management   Yes   For   For
The Board of Directors proposes the reelection of PriceWaterhouseCoopers AG as auditor for the financial year 2011
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HYPERMARCAS S A
Exchange Ticker Symbol:
CUSIP #: P5230A101
Shareholder Meeting Date: 04-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Issuance, by the company, of debt securities, from here onwards bonds, intended for placement on the international market, with qualified foreign institutional investors, in accordance with the exemptions established under the securities act of 1933, as amended, of the united states of america, without the need, therefore, to request and obtain any registration for distribution in brazil or abroad, including before the brazilian securities commission and the securities and exchange commission of the United States of America
  Management   Yes   Abstain   Against
To authorize the passage, by the board of directors of the company, of all the measures necessary to carry out the issuance of the bonds, including, but not limited to: Establishment of the issuance schedule
  Management   Yes   Abstain   Against
To authorize the passage, by the board of directors of the company, of all the measures necessary to carry out the issuance of the bonds, including, but not limited to: Contracting with financial institutions and other advisers necessary to carry out the issuance, in brazil and abroad
  Management   Yes   Abstain   Against
To authorize the passage, by the board of directors of the company, of all the measures necessary to carry out the issuance of the bonds, including, but not limited to: Establishment of all the characteristics of the bonds, including, but not limited to, the aggregate amount of the issuance, even if that amount exceeds the limit provided for in line j of article 27 of the corporate bylaws of the company, maturity, guarantees, interest rates, acceleration conditions and other obligations of the company within the framework of the issuance
  Management   Yes   Abstain   Against

 

 

Issuer of Portfolio Security: KLABIN S A
Exchange Ticker Symbol:
CUSIP #: P60933101
Shareholder Meeting Date: 04-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To elect the members of the Board of Directors
  Management   Yes   Against   Against
To elect the members the finance committee, including the representative of the holders of preferred shares, and to set remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ANSALDO STS SPA
Exchange Ticker Symbol:
CUSIP #: T0421V119
Shareholder Meeting Date: 04-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the financial statements for the financial year ended December 31, 2010 reports from the board of directors, the board of statutory auditors and the independent auditor. Allocation of the net income for the year and distribution of the dividend. Related resolutions
  Management   No        
Decision on the number of members of the board of directors
  Management   No        
Decision on the term of office
  Management   No        
Appointment of Board of Directors: List presented by Finmeccanica, representing 40.066% of company stock capital: Directors: 1. Girdinio Paola 2. Pansa Alessandro — President 3. De Luca Sergio 4. Grasso Giancarlo 5. Milone Filippo Giuseppe Maria 6. Salvetti Attilio
  Shareholder   No        
Appointment of Board of Directors: List presented by Mediobanca jointly with Banca Imi, representing 2.67% of company stock capital: Directors:
                
1. Cereda Maurizio 2. Gitti Gregorio 3. Pinto Eugenio
  Shareholder   No        
Appointment of Board of Directors: List presented by Allianz Global Investors Italia SGR (Allian Azioni Italia) jointly with Anima Sgr (Europa, Visconteo, Iniziativa Europa and Italia), Arca Sgr (Arca Azioni Italia and Arca BB), Fidelity Investment Funds (European Fund), Fideuram Investimenti Sgr (Fideuram Italia), Fideuram Gestions SA (Fonditalia Equity Italy and Fideuram Fund Equity Italy), Interfund Sicav (Interfund Equity Italy), Mediolanum Gestione Fondi Sgr (Mediolanum Flessibile Italia), Mediolanum International Funds (Challenge Funds), Pioneer Asset Management SA, Pioneer Investment Management Sgr (Pioneer Azionario Crescita), Prima Sgr (Prima Geo Italia) representing 2.176% of company stock capital: Directors: 1. Cavallini Giovanni 2. Rizzante Tatiana 3. Cuomo Andrea
  Shareholder   No        
Appointment of the chairman of the board of directors
  Management   No        
Determination of the annual remuneration due to the members of the board
  Management   No        
Appointment of Internal Auditors: List presented by Finmeccanica representing 40.066% of company stock capital: Effective Internal Auditor: 1. Scotton Massimo 2. Righetti Renato Alternate Internal Auditor: 1. Cerasoli Pietro
  Shareholder   No        
Appointment of Internal Auditors: List presented by Allianz Global Investors Italia SGR (Allian Azioni Italia) jointly with Anima Sgr (Europa, Visconteo, Iniziativa Europa and Italia), Arca Sgr (Arca Azioni Italia and Arca BB), Fidelity Investment Funds (European Fund), Fideuram Investimenti Sgr (Fideuram Italia), Fideuram Gestions SA (Fonditalia Equity Italy and Fideuram Fund Equity Italy), Interfund Sicav (Interfund Equity Italy), Mediolanum Gestione Fondi Sgr (Mediolanum Flessibile Italia), Mediolanum International Funds (Challenge Funds), Pioneer Asset Management SA, Pioneer Investment Management Sgr (Pioneer Azionario Crescita), Prima Sgr (Prima Geo Italia) representing 2.176% of company stock capital: Effective Internal Auditor: 1. Sarubbi Giacinto Alternate Internal Auditor: 1. Borgia Bruno
  Shareholder   No        
Appointment of the chairman of the board of statutory auditors
  Management   No        
Determination of the annual remuneration due to the members of the board of statutory auditors
  Management   No        
Approval of the Ansaldo Sts stock grant plan for employees. Related resolutions
  Management   No        
Authorisation to the purchase and disposal of own shares. Related resolutions
  Management   No        
Adjustment of the fees to be paid to the independent auditor PricewaterhouseCoopers S.P.A. for the 2010-2011 financial years. Related resolutions
  Management   No        
Amendments to articles 2, 4, 5, 9, 10, 11 and 16 of the regulations for shareholder’s meetings. Related resolutions
  Management   No        
Amendments to articles 11, 15 and 23 of the company’s by-laws. Related resolutions
  Management   No        

 

 

Issuer of Portfolio Security: KUDELSKI SA, CHESEAUX-SUR-LAUSANNE
Exchange Ticker Symbol:
CUSIP #: H46697142
Shareholder Meeting Date: 05-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Annual report, annual financial statements and consolidated financial statements 2010 as well as acknowledgement of the report of the auditors
  Management   Yes   For   For
Appropriation of balance sheet profit
  Management   Yes   For   For
Discharge to the board of directors and to the executive board
  Management   Yes   For   For
Election of Norbert Bucher as a board of director
  Management   Yes   Against   Against
Election of Laurent Dassault as a board of director
  Management   Yes   Against   Against
Election of Patrick Foetisch as a board of director
  Management   Yes   Against   Against
Election of Andre Kudelski as president of the board
  Management   Yes   Against   Against
Election of Marguerite Kudelski as a board of director
  Management   Yes   Against   Against
Election of Pierre Lescure as a board of director
  Management   Yes   For   For
Election of Claude Smadja as a board of director
  Management   Yes   Against   Against
Election of Alexandre Zeller as a board of director
  Management   Yes   For   For
Election of the auditor, PricewaterhouseCoopers SA, Lausanne
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ROYAL KPN NV
Exchange Ticker Symbol:
CUSIP #: N4297B146
Shareholder Meeting Date: 06-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Proposal to adopt the financial statements for the financial year 2010
  Management   Yes   For   For
Proposal to adopt a dividend over the financial year 2010
  Management   Yes   For   For
Proposal to discharge the members of the Board of Management from liability
  Management   Yes   For   For
Proposal to discharge the members of the Supervisory Board from liability
  Management   Yes   For   For
Proposal to appoint the auditor
  Management   Yes   For   For
Proposal to amend the remuneration policy for the Board of Management
  Management   Yes   For   For
Proposal to amend the remuneration of the Supervisory Board
  Management   Yes   For   For
Proposal to appoint Mr J.B.M. Streppel as member of the Supervisory Board
  Management   Yes   For   For
Proposal to appoint Mr M. Bischoff as member of the Supervisory Board
  Management   Yes   For   For
Proposal to appoint Ms C.M. Hooymans as member of the Supervisory Board
  Management   Yes   For   For
Proposal to authorize the Board of Management to resolve that the company may acquire its own shares
  Management   Yes   For   For
Proposal to reduce the capital through cancellation of own shares
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: VOLVO AB, GOTEBORG
Exchange Ticker Symbol:
CUSIP #: 928856301
Shareholder Meeting Date: 06-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the Income Statement and Balance Sheet and the Consolidated Income Statement and Consolidated Balance Sheet
  Management   Yes   For   For
Resolution in respect of the disposition to be made of the Company’s profits. The Board of Directors proposes payment of a dividend of SEK 2.50 per share. Monday, April 11, 2011, is proposed as the record date to receive the dividend. If the Annual General Meeting resolves in accordance with the proposal, payment of the dividend is expected to be performed through Euroclear Sweden AB on Thursday, April 14, 2011
  Management   Yes   For   For
Resolution regarding discharge from liability of the members of the Board and of the President
  Management   Yes   For   For
Determination of the number of members and deputy members of the Board of Directors to be elected by the Meeting. The Election Committee proposes nine members and no deputy members
  Management   Yes   For   For
Determination of the remuneration to be paid to the Board members
  Management   Yes   For   For
Election of the Board members and Chairman of the Board. The Election Committee proposes re-election of Peter Bijur, Jean-Baptiste Duzan, Leif Johansson, Hanne de Mora, Anders Nyren, Louis Schweitzer, Ravi Venkatesan, Lars Westerberg and Ying Yeh. The Election Committee further proposes election of Louis Schweitzer as Chairman of the Board. A presentation of the candidates proposed by the Election Committee is available on AB Volvo’s website; www.volvokoncernen.se or www.volvogroup.com
  Management   Yes   For   For
Election of members of the Election Committee. The Election Committee proposes that Jean-Baptiste Duzan, representing Renault s.a.s., Carl-Olof By, representing AB Industrivarden, Lars Forberg, representing Violet Partners LP, Hakan Sandberg, representing Svenska Handelsbanken, SHB Pension Fund, SHB Employee Fund, SHB Pensionskassa and Oktogonen, and the Chairman of the Board of Directors are elected members of the Election Committee and that no fees are paid to the members of the Election Committee, all in accordance with the instructions for the Election Committee
  Management   Yes   For   For
Resolution on the adoption of a Remuneration Policy for senior executives
  Management   Yes   For   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholders’ proposal for a resolution on amendment of the Articles of Association
  Shareholder   Yes   For   Against
The Board’s proposal for a resolution on a long-term share-based incentive plan for senior executives comprising the years 2011-2013 including: Adoption of a share-based incentive plan
  Management   Yes   For   For
The Board’s proposal for a resolution on a long-term share-based incentive plan for senior executives comprising the years 2011-2013 including: Transfer of treasury shares to participants in the plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TELIASONERA AB, STOCKHOLM
Exchange Ticker Symbol:
CUSIP #: W95890104
Shareholder Meeting Date: 06-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution to adopt the Income Statement, Balance Sheet, Consolidated Statement of Comprehensive Income and Consolidated Statement of Financial Position for 2010
  Management   Yes   For   For
Resolution concerning appropriation of the Company’s profits as per the adopted Balance Sheet and setting of record date for the stock dividend
  Management   Yes   For   For
Resolution concerning discharging of members of the Board of Directors and the President from personal liability towards the Company for the administration of the Company in 2010
  Management   Yes   For   For
Resolution concerning number of board members and deputy board members to be elected by the Annual General Meeting: Eight (8) with no deputy board members
  Management   Yes   For   For
Resolution concerning remuneration to the Board of Directors
  Management   Yes   For   For
Re-election of Maija-Liisa Friman, Ingrid Jonasson Blank, Conny Karlsson, Anders Narvinger, Timo Peltola, Lars Renstrom, Jon Risfelt and Per-Arne Sandstrom as the Board of Directors. The election will be preceded by information from the Chairperson concerning positions held in other companies by the candidates
  Management   Yes   For   For
Election of chairman of the Board of Directors: Anders Narvinger
  Management   Yes   For   For
Resolution concerning number of auditors and deputy auditors: The number of auditors shall, until the end of the annual general meeting 2012, be one (1)
  Management   Yes   For   For
Resolution concerning remuneration to the auditors
  Management   Yes   For   For
Re-election of PricewaterhouseCoopers until the end of the annual general meeting 2012 and election of deputy auditors
  Management   Yes   For   For
Election of Nomination Committee: Kristina Ekengren (Swedish State), Kari Jarvinen (Finnish State via Solidium Oy), Thomas Eriksson (Swedbank Robur Funds), Per Frennberg (Alecta) and Anders Narvinger (chairman of the Board of Directors)
  Management   Yes   For   For
Proposal regarding guidelines for remuneration to the executive management
  Management   Yes   For   For
The Board of Directors’ proposal for amendment in Articles of Association
  Management   Yes   For   For
The Board of Directors’ proposal for authorization to acquire own shares
  Management   Yes   For   For
The Board of Directors’ proposal for implementation of a long-term incentive program 2011/2014
  Management   Yes   For   For
The Board of Directors’ proposal for hedging arrangements for the program
  Management   Yes   For   For
The Board of Directors’ proposal for reduction of the share capital
  Management   Yes   For   For
Matter submitted by the shareholder Torwald Arvidsson regarding announced proposal that the annual general meeting shall decide that a special examinations shall be done in the following respects: the consequences of the company’s independence and freedom of action having the Swedish State as owner
  Management   Yes   Against   Against
Matter submitted by the shareholder Torwald Arvidsson regarding announced proposal that the annual general meeting shall decide that a special examinations shall be done in the following respects: to what extent has the current human resourses strategy harmed the company
  Management   Yes   Against   Against
Matter submitted by the shareholder Torwald Arvidsson regarding announced proposal that the annual general meeting shall decide that a special examinations shall be done in the following respects: the risk that repeated savings obligations will affect the company’s long-term profitability
  Management   Yes   Against   Against
The board does not make any recommendation: Matter submitted by the shareholder Torwald Arvidsson regarding announced proposal that the annual general meeting shall authorize the Board of Directors to initiate negotiations regarding a transfer of Skanova on commercial terms
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SAAB AB, LINKOPING
Exchange Ticker Symbol:
CUSIP #: W72838118
Shareholder Meeting Date: 07-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the parent Company’s Income Statement and Balance Sheet, and the Consolidated Income Statement and Balance Sheet
  Management   Yes   For   For
Allocations of profit according to the approved Balance Sheet and record date for dividend
  Management   Yes   For   For
Discharge from liability for the Board Members and the President
  Management   Yes   For   For
Stipulation of the number of regular Board Members and the number of Auditors: Ten Board Members and no deputy Board Members
  Management   Yes   For   For
Stipulation of fees for the Board and the Auditors
  Management   Yes   For   For
Election of regular Board Members: Re-election of Johan Forssell, Sten Jakobsson, Per-Arne Sandstrom, Cecilia Stego Chilo, Ake Svensson, Lena Treschow Torell, Joakim Westh and Marcus Wallenberg. New election of Hakan Buskhe and Michael O’Callaghan. Re-election of Marcus Wallenberg for Chairman of the Board of Saab AB
  Management   Yes   For   For
The Board’s proposal for a resolution on changes in the Articles of Association
  Management   Yes   For   For
Election of Auditors: New election of the registered accounting firm PricewaterhouseCoopers AB as auditor until the close of the Annual General Meeting that is held during the fourth financial year after the election of the auditor
  Management   Yes   For   For
The Board’s proposal for a resolution on guidelines for remuneration and other terms of employment for senior executives
  Management   Yes   For   For
The Board’s proposal for a resolution on long-term incentive programs: Share Matching Plan 2011
  Management   Yes   For   For
The Board’s proposal for a resolution on long-term incentive programs: Performance Share Plan 2011
  Management   Yes   For   For
The Board’s proposal for resolution on acquisition and transfer of the Company’s own shares in respect of: authorization on acquisition and transfer of own shares on stock exchange
  Management   Yes   For   For
The Board’s proposal for resolution on acquisition and transfer of the Company’s own shares in respect of: transfer of own shares to employees and on stock exchange for Share Matching Plan 2011
  Management   Yes   For   For
The Board’s proposal for resolution on acquisition and transfer of the Company’s own shares in respect of: transfer of own shares to employees and on stock exchange for Performance Share Plan 2011
  Management   Yes   For   For
The Board’s proposal for resolution on acquisition and transfer of the Company’s own shares in respect of: transfer of own shares on stock exchange for Share Matching Plan 2007, 2008, 2009 and 2010, and for Performance Share Plan 2008, 2009 and 2010
  Management   Yes   For   For
The Board’s proposal for resolution on acquisition and transfer of the Company’s own shares in respect of: Equity swap agreement with a third party
  Management   Yes   For   For
Resolution regarding Nomination Committee
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: INDUSTRIAS PENOLES SAB DE CV
Exchange Ticker Symbol:
CUSIP #: P55409141
Shareholder Meeting Date: 07-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
In accordance with the applicable provisions of the General Mercantile Companies Law, Securities Market Law and Income Tax Law, presentation, discussion and, if deemed appropriate, approval of: the report from the board of directors
  Management   Yes   Abstain   Against
In accordance with the applicable provisions of the General Mercantile Companies Law, Securities Market Law and Income Tax Law, presentation, discussion and, if deemed appropriate, approval of: the report from the general director, accompanied by the opinion of the outside auditor
  Management   Yes   Abstain   Against
In accordance with the applicable provisions of the General Mercantile Companies Law, Securities Market Law and Income Tax Law, presentation, discussion and, if deemed appropriate, approval of: the financial statements for the 2010 fiscal year
  Management   Yes   Abstain   Against
In accordance with the applicable provisions of the General Mercantile Companies Law, Securities Market Law and Income Tax Law, presentation, discussion and, if deemed appropriate, approval of: the report from the audit and corporate practices committee
  Management   Yes   Abstain   Against
In accordance with the applicable provisions of the General Mercantile Companies Law, Securities Market Law and Income Tax Law, presentation, discussion and, if deemed appropriate, approval of: the report regarding the fulfillment of the fiscal obligations of the company
  Management   Yes   Abstain   Against
Resolutions regarding the allocation of results
  Management   Yes   Abstain   Against
Resolution regarding the amount that can be allocated to the purchase of shares of the company in accordance with the terms of that which is provided for in article 56, part IV, of the Securities Market Law
  Management   Yes   Abstain   Against
Designation or, if deemed appropriate, ratification of the members of the board of directors, classification of their independence in accordance with the terms of the Securities Market Law and determination of their compensation
  Management   Yes   Abstain   Against
Designation or, if deemed appropriate, ratification of the chairperson of the audit and corporate practices committee
  Management   Yes   Abstain   Against
Designation of special delegates of the meeting
  Management   Yes   For   For
Reading and, if deemed appropriate, approval of the meeting minutes
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SOLVAY SA, BRUXELLES
Exchange Ticker Symbol:
CUSIP #: B82095116
Shareholder Meeting Date: 08-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Modification of Article 3 of the by-laws
  Management   Yes   For   For
Modification of Article 10 ter
  Management   Yes   Against   Against
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 10bis
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 11 alinea 5
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 13bis
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 15
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 16
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 20
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 21
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 33
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 34
  Management   Yes   For   For
In addition, the text of this provision must comply with the new law allowing for the possibility of one or more shareholders, who together possess at least 3% of the equity capital of the company, to request that items be put on the agenda for any General Shareholders’ Meeting. It is therefore proposed to revise paragraph 2 and to introduce a new paragraph 3 to Article 34. Paragraphs 2 and 3 of Article 34 of the by-laws would thus read as follows: The Board of Directors and the Auditors may call extraordinary shareholders meetings and prepare their agendas. They shall call them on the request of shareholders representing one-fifth of the Corporation’s registered capital. In that case, the shareholders shall indicate the items to be included on the agenda in their request for a meeting. One or more shareholders together CONTD
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 36
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 37
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 38
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 39
  Management   Yes   For   For
At the end of paragraph 4 of Article 39, a sentence as follows should be added: Electronic votes are added to a secret ballot. The electronic voting procedures will be explained at the beginning of each shareholders’ meeting
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 40
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 41
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 42
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 43
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 45
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 46
  Management   Yes   For   For
By-laws modifications based on the law of December 20, 2010 and up-date of the by-laws. Article 48
  Management   Yes   For   For
Suspensive condition. The Board of Directors invites you to adopt the proposed resolution referred to under 2.3 above, with effect from 1 January 2012, under the suspensive condition that the law of December 20, 2010 concerning the exercise of certain rights of shareholders in listed companies come into force by that date
  Management   Yes   For   For
Power. It is proposed that the Extraordinary General Meeting gives to two Directors of the company with the position of Chairman or a Member of the Executive Committee, with the option of sub-delegated the authority to ensure implementation of decisions taken, in finding realization of the condition and to establish the coordination of statutes. The Board invites you to adopt this proposal
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NATURA COSMETICOS SA, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P7088C106
Shareholder Meeting Date: 08-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To ratify the amendment of the wording of article 5 and of the main part of article 6 of the corporate bylaws of the company relative, respectively, to the amount of the share capital and quantity of shares of the company subscribed for and paid in and to the limit of the authorized capital, resulting from the exercise of purchase or subscription options for common shares issued by the company on February 24, 2010, and December 31, 2010, by the managers and employees of the company, as well as by the managers and employees of the companies directly and indirectly controlled by the company, who are participants in the stock option or subscription plans for the common shares of the company
  Management   Yes   For   For
To examine, discuss and vote upon the board of directors annual report, the financial statements and independent auditors report relating to fiscal year ending December 31, 2010
  Management   Yes   For   For
To consider the proposal for the capital budget for the year 2011, the allocation of the net profit from the fiscal year ending on December 31, 2010, and to ratify the early distributions of dividends and interim interest on net equity
  Management   Yes   For   For
To elect the members of the companys board of directors
  Management   Yes   For   For
To set the aggregate remuneration of the administrators of the company to be paid to the time of the holding of the annual general meeting at which the shareholders of the company vote concerning the financial statements for the fiscal year that will end on December 31, 2011
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: WEST AUSTRALIAN NEWSPAPERS HOLDINGS LTD
Exchange Ticker Symbol:
CUSIP #: Q9594W120
Shareholder Meeting Date: 11-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the Acquisition as a related party transaction
  Management   Yes   For   For
Approval of acquisition by SGH of relevant interests in WAN Shares
  Management   Yes   For   For
Approval of issue of WAN Shares to KKR and mezzanine investors as part of the KKR Investment
  Management   Yes   For   For
Approval of the terms, and subdivision, of the CPS
  Management   Yes   For   For
Approve the change of the company’s name to Seven West Media Limited
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTO
Exchange Ticker Symbol:
CUSIP #: P64876108
Shareholder Meeting Date: 11-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To resolve regarding the proposal for the amendment of the wording of the main part of articles 10 and 11 and the exclusion of chapter x and its sole article, article 34, from the corporate bylaws, as sent by the board of directors at a meeting held on February 28, 2011
  Management   Yes   For   For
To establish the aggregate annual remuneration of the management of the company
  Management   Yes   For   For
To examine, discuss and vote upon the board of directors annual report, the financial statements and independent auditors report relating to fiscal year ending December 31, 2010
  Management   No        
To decide on the allocation of the result of the fiscal year 2010, also on the considered dividends, in accordance with a proposal from the board of directors in a meeting held on February 28, 2011
  Management   Yes   For   For
To elect and instate the members of the Board of Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DAIMLER AG
Exchange Ticker Symbol:
CUSIP #: D1668R123
Shareholder Meeting Date: 13-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on the allocation of unappropriated profit
  Management   Yes   For   For
Resolution on ratification of Board of Management members’ actions in the 2010 financial year
  Management   Yes   For   For
Resolution on ratification of Supervisory Board members’ actions in the 2010 financial year
  Management   Yes   For   For
Resolution on the approval of the system of remuneration for the members of the Board of Management
  Management   Yes   For   For
Resolution on the appointment of auditors for the Company and the Group for the 2011 financial year
  Management   Yes   For   For
Resolution on the adjustment of the remuneration for the Supervisory Board and corresponding amendment to the Articles of Incorporation
  Management   Yes   For   For
Resolution on the election of new members of the Supervisory Board: Dr. Manfred Bischoff
  Management   Yes   Against   Against
Resolution on the election of new members of the Supervisory Board: Lynton R. Wilson
  Management   Yes   For   For
Resolution on the election of new members of the Supervisory Board: Petraea Heynike
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: RECORDATI INDUSTRIA CHIMICA E FARMACEUTICA SPA, MI
Exchange Ticker Symbol:
CUSIP #: T78458139
Shareholder Meeting Date: 13-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Board of directors and statutory auditors’ report. Financial statements 31.12.2010. Following and relative deliberations
  Management   Yes   For   For
Appointment of the board of directors. Determination number and payment
  Management   Yes   For   For
Appointment auditing charge of the financial statements, consolidated and semester financial statements per every asset(2011-2019)and determination of its payment following and relative deliberations
  Management   Yes   For   For
Appointment of the board of statutory auditors and its president determination relative payments
  Management   Yes   For   For
Proposal to buy-back plan following and relative deliberations
  Management   Yes   For   For
Proposal to amend stock option plan 2006-2009: following and relative deliberations in accordance with art 114bis d.lgs 24th February 1998,n.98
  Management   Yes   For   For
Amendment art.9,10,12 of the company’s by-laws in accordance with d.lgs 27th January 2010,n.27
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BELGACOM SA DE DROIT PUBLIC, BRUXELLES
Exchange Ticker Symbol:
CUSIP #: B10414116
Shareholder Meeting Date: 13-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Motion for a resolution: proposal to amend the articles of association, pursuant to the introduction of article 526bis in the Belgian Code of Companies by the law of 17 December 2008 creating an audit committee in listed companies and financial institutions. Proposal to modify Article 18, section 3, subsection 2 and 3, of the Articles of Association as follows: replace “524(4)” by “526ter”. Proposal to modify Article 25, section 2, subsection 1, of the Articles of Association as follows: After the words “The role of this Committee is”, insert the words “to perform the tasks laid down in Article 526bis of the Code of Companies and more specifically” CONTD
  Management   Yes   For   For
Motion for a resolution: proposal to amend the articles of association, pursuant to the introduction of article 526quater in the Belgian Code of Companies by the law of 23 April 2010 strengthening corporate governance for listed companies and state owned companies. Proposal to modify Article 25, Section 2, Sub-section 3, of the Articles of Association as follows: After the words “the Appointments and Remuneration Committee is composed of “replace “: (1) the Chairman of the Board of Directors; (2) two Independent Board members appointed in accordance with Article 18, Section 3 of these Articles of Association and chosen by the Board of Directors; and (3) a Board Member appointed in accordance with Article 18, Section CONTD
  Management   Yes   For   For
Motion for a resolution: proposal to amend the articles of association in order to change the date of the Annual General Meeting from the second Wednesday in April to the third Wednesday in April. Proposal to amend Article 32, Sub-section 1, of the Articles of Association as follows: Replace the word “second” by the word “third”
  Management   Yes   For   For
Motion for a resolution: proposal to amend the articles of association, pursuant to the possible adoption of a Belgian Law implementing the EU Directive 2007/36 of 11 July 2007 on the exercise of certain rights of shareholders in listed companies, under the condition precedent of the adoption, the publication and the entering into force of such law. Proposal to amend Article 33 of the Articles of Association as follows: Replace the existing text of the first sub-section by: “Notices convening the general meetings include the legal mentions of article 533bis of the Code of Companies and must be published at least 30 days before the meeting in the Belgian Official Gazette, in at least one CONTD
  Management   Yes   For   For
Motion for a resolution: proposal to amend the articles of association, pursuant to the possible adoption of a Belgian Law implementing the EU Directive 2007/36 of 11 July 2007 on to the exercise of certain rights of shareholders in listed companies, under the condition precedent of the adoption, the publication and the entering into force of such law. Proposal to amend Article 34 of the Articles of Association as follows: Replace the existing text of the Article by: “Registration of shares and notification of participation to the general meeting “Section 1 The right to participate to a general meeting of the Company and to exercise the right to vote is only granted based on an accounting CONTD
  Management   Yes   For   For
Motion for a resolution: proposal to amend the articles of association, pursuant to the possible adoption of a Belgian Law implementing the EU Directive 2007/36 of 11 July 2007 on the exercise of certain rights of shareholders in listed companies, under the condition precedent of the adoption, the publication and the entering into force of such law. Proposal to amend Article 35, sub-section 2, of the Articles of Association as follows: Replace the existing text of sub-section 2 by: “Any shareholder may issue a proxy — in writing or in electronic form — to another person, be it a shareholder or not, to represent him at the general meeting. The proxy must be signed by the shareholder. Such proxies must be filed at least six days before the meeting concerned”
  Management   Yes   For   For
Motion for a resolution: proposal to amend the articles of association, pursuant to the possible adoption of a Belgian Law implementing the EU Directive 2007/36 of 11 July 2007 on the exercise of certain rights of shareholders in listed companies, under the condition precedent of the adoption, the publication and the entering into force of such law. Proposal to modify Article 37 of the Articles of Association as follows: Sub-section 1 becomes Section 1. Sub-section 2 becomes Section 2. In Section 2, before the current text, add the CONTD
  Management   Yes   For   For
Motion for a resolution: proposal to amend the articles of association, pursuant to the possible adoption of a Belgian Law implementing the EU Directive 2007/36 of 11 July 2007 on the exercise of certain rights of shareholders in listed companies, under the condition precedent of the adoption, the publication and the entering into force of such law. Proposal to include an Article 38 bis in the Articles of Association with the following text: “Article 38bis — Right to ask questions — As soon as the notice convening the general meeting is published, the shareholders, who comply with the formalities of Article 34 of these Articles of Association, have the right to ask questions in writing to the CONTD
  Management   Yes   For   For
Motion for a resolution: proposal to amend the articles of association pursuant to the possible adoption of a Belgian Law implementing the EU Directive 2007/36 of 11 July 2007 related to the exercise of certain rights of shareholders in listed companies, under the condition precedent of the adoption, the publication and the entering into force of that law. Proposal to modify Article 39bis, of the Articles of Association as follows: Replace the existing text of sub-section 1 by: “All shareholders may vote by letter at any general meeting, using a form of which the model is determined by the Company and that contains the following information: (i) the name and address or registered office of the CONTD
  Management   Yes   For   For
Motion for a resolution: proposal to grant all powers to the Secretary General, with the power of substitution, to ensure the coordination of the Articles of Association to reflect the resolutions above. Proposal for a resolution: grant all powers to the Secretary General, with the power of substitution, to make available to the shareholders an unofficial coordinated version of the Articles of Association — including the amendments to the Articles of Association under condition precedent — on the website www.belgacom.com
  Management   Yes   For   For
Approval of the annual accounts with regard to the financial year closed on 31 December 2010, including the following allocation of the results: Profit of the period available for appropriation EUR 324,369,280.43; Net transfers from the reserves available EUR 401,793,828.41; Profit to be distributed EUR 726,163,108.84; Remuneration of capital (gross dividends) EUR 703,485,909.05; and Other beneficiaries (Personnel) EUR 22,677,199.79. For 2010, the gross dividend amounts to EUR 2.18 per share, entitling shareholders to a dividend net of withholding tax of EUR 1.6350 per share, from which, on 10 December 2010, an interim CONTD
  Management   Yes   For   For
To approve the Remuneration Report
  Management   Yes   For   For
Granting of a discharge to the members of the Board of Directors for the exercise of their mandate during the financial year closed on 31 December 2010
  Management   Yes   For   For
Granting of a special discharge to Mr. Philip Hampton for the exercise of his mandate until 14 April 2010
  Management   Yes   For   For
Granting of a discharge to the members of the Board of Auditors for the exercise of their mandate during the financial year closed on 31 December 2010
  Management   Yes   For   For
Granting of a discharge to Deloitte Statutory Auditors SC sfd SCRL represented by Mr. G. Verstraeten and Mr. L. Van Coppenolle for the exercise of their mandate during the financial year closed on 31 December 2010
  Management   Yes   For   For
To appoint, on proposal of the Board of Directors and in accordance with the recommendation of the Nomination and Remuneration Committee, Mr. Pierre De Muelenaere as Board Member, for a period which will expire at the annual general meeting of 2017
  Management   Yes   For   For
To set the remuneration for the mandate of Mr. Pierre De Muelenaere as follows: Fixed annual remuneration of EUR 25,000; Attendance fee of EUR 5,000 per Board meeting attended; Attendance fee of EUR 2,500 per Board advisory committee meeting attended; EUR 2,000 per year to cover communications costs
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TELEVISION FRANCAISE 1 SA TF1, BOULOGNE BILLANCOUR
Exchange Ticker Symbol:
CUSIP #: F91255103
Shareholder Meeting Date: 14-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements
  Management   Yes   For   For
Approval of the consolidated financial statements
  Management   Yes   For   For
Approval of the regulated Agreements and Undertakings
  Management   Yes   For   For
Allocation and distribution of income
  Management   Yes   For   For
Ratification of the co-optation of Ms. Laurence DANON as Board member
  Management   Yes   For   For
Renewal of Ms. Patricia BARBIZET’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Claude BERDA’s term as Board member
  Management   Yes   Against   Against
Renewal of Mr. Martin BOUYGUES’s term as Board member
  Management   Yes   Against   Against
Renewal of Mr. Olivier BOUYGUES’s term as Board member
  Management   Yes   Against   Against
Renewal of Ms. Laurence DANON’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Nonce PAOLINI’s term as Board member
  Management   Yes   Against   Against
Renewal of Mr. Gilles PELISSON’s term as Board member
  Management   Yes   For   For
Renewal of term of the company BOUYGUES as Board member
  Management   Yes   Against   Against
Renewal of term of the SOCIETE FRANCAISE DE PARTICIPATION ET DE GESTION — SFPG as Board member
  Management   Yes   Against   Against
Appointment of the firm KPMG Audit IS as principal statutory auditor
  Management   Yes   For   For
Appointment of the firm KPMG Audit ID as deputy statutory auditor
  Management   Yes   For   For
Purchase of Company’s shares
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to reduce the share capital by cancellation of treasury shares of the Company
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase the share capital with preferential subscription rights, by issuing shares or securities giving access to shares of the Company
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase the share capital by incorporation of premiums, reserves or profits
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase the share capital with cancellation of preferential subscription rights, by way of a public offer
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase the share capital with cancellation of preferential subscription rights, by an offer solely meant for persons providing the investment service of portfolio management for third parties, for qualified investors or a limited circle of investors pursuant to Article L. 411-2, paragraph II of the Monetary and Financial Code (private placement)
  Management   Yes   For   For
Authorization granted to the Board of Directors to increase the number of issuable securities in the event of capital increase with or without preferential subscription rights
  Management   Yes   For   For
Authorization granted to the Board of Directors to set, according to the terms decided by the General Meeting, the issue price without preferential subscription rights, by way of a public offer or an offer pursuant to Article L.411-2, II of the Monetary and Financial Code, of equity securities to be issued immediately or in the future
  Management   Yes   For   For
Delegation of powers granted to the Board of Directors to increase the share capital, in consideration for the in-kind contributions composed of equity securities or securities giving access to the capital
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase the share capital without preferential subscription rights, in consideration for the contributions of securities in the event of public exchange offer
  Management   Yes   For   For
Overall limitation of financial authorizations
  Management   Yes   For   For
Authorization granted to the Board of Directors to grant options to subscribe for or purchase shares
  Management   Yes   For   For
Authorization granted to the Board of Directors to award free shares existing or to be issued
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase capital in favor of employees or corporate officers of the Company or companies of its group, participating in a company savings plan
  Management   Yes   For   For
Powers for filing and formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PUMA AG RUDOLF DASSLER SPORT, HERZOGENAUR ACH
Exchange Ticker Symbol:
CUSIP #: D62318148
Shareholder Meeting Date: 14-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 75,000,000 as follows: a) payment of a dividend of EUR 1.80 per no-par share b) EUR 48,034,432.20 shall be carried forward ex-dividend and payable date: April 15, 2011
  Management   Yes   For   For
Resolution on the approval of the executive board for fiscal year 2010
  Management   Yes   For   For
Resolution on the approval of the supervisory board for fiscal year 2010
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Pricewater-houseCoopers AG, Frankfurt
  Management   Yes   Against   Against
Approval of the transformation of the company into a European company (Societas Euro-pea) by the name of Puma SE
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: AXEL SPRINGER AG, BERLIN
Exchange Ticker Symbol:
CUSIP #: D76169115
Shareholder Meeting Date: 14-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The Supervisory Board and the Management Board propose to allocate a share of Eur 157,344,000.00 of the net income of Eur 158,304,000.00 for payment of a dividend for the 2010 fiscal year in the amount of Eur 4.80 per nopar value share entitled to dividends and to allocate the remaining amount of Eur 960,000.00 to other retained earnings. The proposal on the appropriation of profits takes into account the shares held by the Company itself (currently 200,000), which are not entitled to dividends. The number of shares entitled to dividends may decrease or increase by the time at which the Shareholders’ Meeting takes place if additional shares are acquired or sold. In such a case, the Shareholders’ Meeting will be submitted a proposal regarding the appropriation of profits that has been adjusted accordingly while the distribution of Eur 4.80 per no-par value share entitled to dividends will remain unchanged
  Management   Yes   For   For
The Supervisory Board and the Management Board propose to discharge the members of the Management Board who were in office in the 2010 fiscal year for this period
  Management   Yes   For   For
Discharge of all members of the Supervisory Board who were in office in the 2010 fiscal year except for Dr. H.C. Friede Springer
  Management   Yes   For   For
Discharge of the Supervisory Board for the fiscal year 2010: Dr. H.C. Friede Springer
  Management   Yes   For   For
The Supervisory Board proposes — based upon the recommendation of the audit committee — to appoint the Ernst & Young GmbH Wirtschaftsprufungsgesellschaft, Stuttgart, as auditors for the audit of the annual financial statements and the consolidated financial statements and also as auditors for the auditory review of the half-yearly financial report for the 2011 fiscal year
  Management   Yes   For   For
The Supervisory Board proposes — based upon the recommendation of the nomination committee of the Supervisory Board — to appoint, until expiry of the Shareholders’ Meeting which shall decide upon the discharge for the 2013 fiscal year, Dr. Nicola Leibinger-Kammuller, resident in Gerlingen, Chairwoman of the Management Board of TRUMPF GmbH + Co. KG with its seat in Ditzingen, as member of the Supervisory Board
  Management   Yes   For   For
The Supervisory Board and the Management Board propose resolution of the following: a) The Management Board is authorized, with the consent of the Supervisory Board, to acquire the Company’s own shares up to a maximum of ten percent of the current share capital on or before April 13, 2016. Together with own shares acquired for whatever reason that are either held by the Company or can be attributed to the Company under sections 71a et seq. of the Stock Corporation Act, shares acquired based on this authorization may at no time exceed ten percent of the Company’s share capital. The acquisition may occur (i) via the stock exchange or (ii) as part of a public tender offer to all shareholders or a public request to submit an offer (hereinafter “purchase offer”) respectively. In the event of an acquisition via the stock exchange, consideration for the acquisition of shares (excluding ancillary acquisition costs) may not exceed or fall short of the arithmetic average share price of the final auction prices of the Axel Springer share in Xetra trading (or in a comparable successor system replacing the Xetra system) during the last three trading days (in Frankfurt am Main) preceding the creation of the obligation to acquire the shares by more than ten percent. In the event of a purchase offer, the Company may determine either a price or a price range at which it is willing to acquire the shares. The purchase price (excluding ancillary acquisition costs) may not exceed or fall short of the volume-weighted average share price on the Frankfurt Stock Exchange during the last three trading days preceding the public announcement of the offer by more than twenty percent, unless there has been an adjustment during the offer period. In the event, however, that after the public announcement of the purchase offer significant deviations in the applicable price occur, the purchase offer may be adjusted. In this case, the final auction price of the Axel Springer share in Xetra trading (or in a comparable successor system replacing the Xetra system) on the third trading day (in Frankfurt am Main) prior to the public announcement of any adjustment shall be applicable. If, in the event of a purchase offer, the volume of shares offered exceeds the designated repurchase volume, then offers may be accepted in proportion to the respective shares offered or by quota (if applicable by creating transferable put options). Preferential acceptance of small offers or small portions of offers up to 100 shares may be provided for. b) With respect to own shares that have been or will be acquired — by means other than via the stock exchange or a tender offer to all shareholders — based on this authorization or prior authorizations of the Shareholders’ Meeting pursuant to section 71, paragraph 1, no. 8 of the Stock Corporation Act, the Management Board is authorized, with the consent of the Supervisory Board, and excluding shareholders’ subscription rights, to: dispose of the own shares against non-cash consideration as part of corporate mergers or for the purpose of acquiring companies or divisions or holdings therein, or other economic assets, sell the own shares to third parties for cash, provided that the sale is conducted at a price that is not significantly lower than the trading price, and the number of the sold shares does not exceed 10 percent of the share capital at the time when the shares are used or offer the own shares for purchase, or transfer them, to individuals who are employed by the Company or one of its affiliates. Moreover, the Management Board is authorized to redeem designated shares without such redemption requiring an additional resolution by the Shareholders’ Meeting. With the consent of the Supervisory Board, shares can also be redeemed in such a manner that the share capital does not change, but rather that through the redemption the proportion of share capital per remaining no-par value share is increased pursuant to section 8, paragraph
  Management   Yes   For   For
The Supervisory Board and the Management Board propose to resolve: a) The share capital of the Company amounting to Eur 98,940,000 and divided into 32,980,000 no-par value registered shares shall be redivided. Each no-par value share of the Company representing a portion of the share capital of Eur 3.00 shall be replaced by three no-par value shares representing a portion of the share capital of Eur 1.00 each (share split 1:3). The share capital shall be re-divided into 98,940,000 no-par value registered shares. b) Section 5, paragraph 2 of the articles of association is reworded as follows: “The stated share capital is divided into 98,940,000 no-par value registered shares.” c) Section 16, paragraph 1 of the articles of association is reworded as follows: “The Supervisory Board receives a fixed compensation of Eur 2,000,000 per year. In addition, the Supervisory Board receives, for every cent (Eur 0.01) by which the dividend distributed to the shareholders per share exceeds Eur 0.05, but not less than 4.0 percent of the stated share capital in relation to one share, compensation in the amount of Eur 3,000. Further, the Supervisory Board receives compensation in the amount of Eur 300,000 if the undiluted earnings per share for the fiscal year in question (with reference to the portion of the consolidated net income attributable to the Company’s shareholders) exceeds, by 15 percent or more, the undiluted result per share, calculated in the same fashion — if the case may be, taking into account the re-division of the share capital resolved by the Shareholders’ Meeting on April, 13, 2011 — , for the fiscal year three years preceding the fiscal year in question. For fiscal years in which no positive consolidated net income can be used as reference for purposes of comparison, the basis used for comparison in order to establish the increase in net income is to be the amount of Eur 1.00 per share. For fiscal years with a consolidated loss, only the fixed compensation pursuant to sentence 1 hereof is to be paid. The allocation of the aforementioned amounts among its members is decided by the Supervisory Board, taking into due account the activities of its members in the chairmanship and on the committees.” d) The Management Board is authorized to determine the details of the technical procedure with respect to the re-division of the share capital. Currently section 5, paragraph 2 of the articles of association reads as follows: “The stated share capital is divided into 32,980,000 no-par value registered shares.” Currently section 16, paragraph 1 of the articles of association reads as follows: “The Supervisory Board receives a fixed compensation of Eur 2,000,000 per year. In addition, the Supervisory Board receives, for every cent (Eur 0.01) by which the dividend distributed to the shareholders per share exceeds Eur 0.15, but not less than 4.0% of the stated share capital in relation to one share, compensation in the amount of Eur 1,000. In addition, the Supervisory Board receives compensation in the amount of Eur 300,000 if the undiluted earnings per share for the fiscal year in question (with reference to the portion of the consolidated net income attributable to the Company’s shareholders) exceeds, by 15 percent or more, the undiluted result per share, calculated in the same fashion, for the fiscal year three years preceding the fiscal year in question. For fiscal years in which no positive consolidated net income can be used as reference for purposes of comparison, the basis used for comparison in order to establish the increase in net income is to be the amount of Eur 3.00 per share. For fiscal years with a consolidated loss, only the fixed compensation pursuant to sentence 1 hereof is to be paid. The allocation of the aforementioned amounts among its members is decided by the Supervisory Board, taking into due account the activities of its members in the chairmanship and on the committees
   Management   Yes   For   For
The Management Board is authorized to envisage that shareholders can also take part in the Shareholders’ Meeting without being present at its location and without a proxy and can exercise all or any of their rights in full or in part by means of electronic communication (online participation). The Management Board is also authorized to determine provisions concerning the scope and the procedure of the participation and exercising of rights according to sentence 1. These will be announced with the invitation to the Shareholders’ Meeting
  Management   Yes   For   For
Consent to a control and profit and loss transfer agreement between Axel Springer Aktiengesellschaft and WBV Wochenblatt Verlag GmbH, Axel Springer Aktiengesellschaft and WBV Wochenblatt Verlag GmbH, Hamburg, a wholly-owned subsidiary of Axel Springer Aktiengesellschaft, envisage to conclude a control and profit and loss transfer agreement
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NESTLE S A
Exchange Ticker Symbol:
CUSIP #: H57312649
Shareholder Meeting Date: 14-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the annual report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle group for 2010
  Management   Yes   For   For
Acceptance of the Compensation Report 2010 (advisory vote)
  Management   Yes   For   For
Release of the members of the Board of Directors and of the Management
  Management   Yes   For   For
Appropriation of profits resulting from the balance sheet of Nestle S.A.
  Management   Yes   For   For
Re-election to the Board of Directors: Mr. Paul Bulcke
  Management   Yes   For   For
Re-election to the Board of Directors: Mr. Andreas Koopmann
  Management   Yes   For   For
Re-election to the Board of Directors: Mr. Rolf Hanggi
  Management   Yes   For   For
Re-election to the Board of Directors: Mr. Jean-Pierre Meyers
  Management   Yes   For   For
Re-election to the Board of Directors: Mrs. Naina Lal Kidwai
  Management   Yes   For   For
Re-election to the Board of Directors: Mr. Beat Hess
  Management   Yes   For   For
Election to the Board of Directors: Ms. Ann Veneman (for a term of three years)
  Management   Yes   For   For
Re-election of the statutory auditors: KPMG S.A., Geneva branch (for a term of one year)
  Management   Yes   For   For
Cancellation of 165 000 000 shares repurchased under the share buy-back programmes, and reduction of the share capital by CHF 16 500 000
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BUCHER INDUSTRIES AG, NIEDERWENINGEN
Exchange Ticker Symbol:
CUSIP #: H10914176
Shareholder Meeting Date: 14-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
  Registration            
Approval of the annual report and the consolidated and statutory financial statements for 2010
  Management   Yes   For   For
Acknowledgement of the remuneration report 2010
  Management   Yes   For   For
Release of the board of directors and of the management
  Management   Yes   For   For
Appropriation of available earnings
  Management   Yes   For   For
Re-election of Mr. Ernst Baertschi of the board of director
  Management   Yes   For   For
New-election of Mr. Michael Hauser of the board of director
  Management   Yes   For   For
Election of the auditors PricewaterhouseCoopers Ag, Zurich
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ORKLA ASA, OSLO
Exchange Ticker Symbol:
CUSIP #: R67787102
Shareholder Meeting Date: 14-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the financial statements for 2010 for orkla ASA
  Management   Yes   For   For
Approval of a share dividend for 2010
  Management   Yes   For   For
Amendment to Article 16, third paragraph, of the Articles of Association
  Management   Yes   For   For
Advisory approval of the Board of Directors’ statement of guidelines for the pay and other remuneration of the executive management in the coming financial year
  Management   Yes   For   For
Approval of guidelines for share-related incentive arrangements
  Management   Yes   For   For
Authorisation to acquire treasury shares, to be utilised to fulfil existing employee incentive arrangements, and employee incentive arrangements adopted by the General Meeting in accordance with item 3.3 of the agenda
  Management   Yes   Against   Against
Authorisation to acquire treasury shares, to be utilised to acquire shares for cancellation
  Management   Yes   For   For
Authorisation for the Board of Directors to increase share capital through the subscription of new shares
  Management   Yes   For   For
Election of members to the Corporate Assembly
  Management   Yes   For   For
Election of deputy members to the Corporate Assembly
  Management   Yes   For   For
Election of members to the Nomination Committee
  Management   Yes   For   For
Approval of the Auditor’s remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: REPSOL YPF S A
Exchange Ticker Symbol:
CUSIP #: E8471S130
Shareholder Meeting Date: 15-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Review and approval, if appropriate, of the Annual Financial Statements and the Management Report of Repsol YPF, S.A., of the Consolidated Annual Financial Statements and the Consolidated Management Report, for the fiscal year ended 31st December 2010, of the proposal of application of its earnings
  Management   Yes   For   For
Approval of the management by the Board of Directors during fiscal year 2010
  Management   Yes   For   For
Appointment of the Accounts Auditor of Repsol YPF, S.A. and of its Consolidated Group for the fiscal year 2011
  Management   Yes   For   For
Amendment of Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50 and 56 of the Bylaws, and Articles 3, 5, 8, 13, 14 and 15 of General Meeting regulations
  Management   Yes   For   For
Amendment of article 52 of the Articles of Association, regarding the application of profit/loss of the fiscal year
  Management   Yes   For   For
Amendment of articles 40 and 35 of the Articles of Association, regarding the internal positions and meetings of the Board of Directors
  Management   Yes   For   For
Re-election of Mr. Antonio Brufau Niubo as Director
  Management   Yes   For   For
Re-election of Mr. Luis Fernando del Rivero Asensio as Director
  Management   Yes   For   For
Re-election of Mr. Juan Abello Gallo as Director
  Management   Yes   For   For
Re-election of Mr. Luis Carlos Croissier Batista as Director
  Management   Yes   For   For
Re-election of Mr. Angel Durandez Adeva as Director
  Management   Yes   For   For
Re-election of Mr. Jose Manuel Loureda Mantinan as Director
  Management   Yes   For   For
Appointment of Mr. Mario Fernandez Pelaz as Director
  Management   Yes   For   For
Delivery Plan Shares to the Beneficiaries of Multi-Annual Programs
  Management   Yes   For   For
Stock Purchase Plan 2011-2012
  Management   Yes   For   For
Delegation to the Board of Directors of the power to issue fixed rate securities, convertible or exchangeable by shares of the Company or exchangeable by shares of other companies, as well as warrants (options to subscribe new shares or to acquire preexisting shares of the Company). Establishment of the criteria for the determination of the basis and methods for the conversion and/or exchange and delegation to the Board of Directors of the powers to increase the capital stock in the necessary amount, as well to exclude, in whole or in part, the preemptive subscription rights of shareholders over said issues. Authorisation to guarantee by the Company of issues made by its subsidiaries. To leave without effect, in the portion not used, the seventh resolution of the ordinary General Shareholders’ Meeting held on June 16th, 2006
  Management   Yes   For   For
Delegation of powers to supplement, develop, execute, rectify and formalize the resolutions adopted by the General Shareholders’ Meeting
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GRUPO BIMBO SAB DE CV, MEXICO
Exchange Ticker Symbol:
CUSIP #: P4949B104
Shareholder Meeting Date: 15-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Proposal, discussion and, if deemed appropriate, modification of the structure of the board of directors in regard to its composition and the consequent amendment of the corporate bylaws
  Management   Yes   Abstain   Against
Proposal, discussion and, if deemed appropriate, approval of the increase of the number of shares in circulation representative of the share capital, without the latter being changed, through a split of the shares, and the consequent amendment of article 6 of the corporate bylaws
  Management   Yes   Abstain   Against
Presentation, discussion and, if deemed appropriate, approval of the exchange of the securities representative of the shares of the Company that are in circulation
  Management   Yes   Abstain   Against
Designation of special delegates
  Management   Yes   For   For
Discussion, approval or modification of the report from the board of directors that is referred to in the main part of article 172 of the General Mercantile Companies Law, including the audited financial statements of the Company, consolidated with those of its subsidiary companies, for the fiscal year that ended on December 31, 2010, after reading of the following reports, that from the chairperson of the board of directors, from the general director, from the outside auditor and from the chairpersons of the audit and corporate practices committees of the Company
  Management   Yes   Abstain   Against
Presentation, discussion and, if deemed appropriate, approval of the report that is referred to in article 86, part XX, of the Income Tax Law, regarding the fulfillment of the tax obligations of the Company
  Management   Yes   Abstain   Against
Presentation, discussion and, if deemed appropriate, approval of the allocation of results for the fiscal year that ended on December 31, 2010
  Management   Yes   For   For
Presentation, discussion and, if deemed appropriate, approval of the payment of a cash dividend in the amount of MXN 0.55 for each one of the shares representative of the share capital of the Company that are in circulation
  Management   Yes   For   For
Designation or, if deemed appropriate, ratification of the appointments of the members of the board of directors and determination of their compensation
  Management   Yes   Against   Against
Designation or, if deemed appropriate, ratification of the appointments of the chairpersons and members of the audit and corporate practices committees of the Company, as well as the determination of their compensation
  Management   Yes   Against   Against
Presentation and, if deemed appropriate, approval of the report regarding the purchase of shares of the Company, as well as the determination of the maximum amount of funds that the Company can allocate to the purchase of its own shares, in accordance with the terms of article 56, part IV, of the Securities Market Law
  Management   Yes   Abstain   Against

 

 

Issuer of Portfolio Security: RANDON SA IMPLEMENTOS E PARTICIPACOES, CAXIAS DO S
Exchange Ticker Symbol:
CUSIP #: P7988W103
Shareholder Meeting Date: 18-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To elect the members of the board of directors and, if in case, to elect the members of the finance committee
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: VALE S A
Exchange Ticker Symbol:
CUSIP #: P9661Q148
Shareholder Meeting Date: 19-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To examine, discuss and vote upon the board of directors annual report, the financial statements, relating to fiscal year ended December 31, 2010
  Management   No        
Distribution of the fiscal years net profits and to approval of the budget of capital of the company
  Management   No        
To elect the members of the board of directors
  Management   No        
To elect the members of the finance committee
  Management   No        
To set the directors and finance committees remuneration
  Management   No        

 

 

Issuer of Portfolio Security: GEBERIT AG
Exchange Ticker Symbol:
CUSIP #: H2942E124
Shareholder Meeting Date: 19-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the Annual Report, the Financial Statements and the Consolidated Financial Statements for 2010, acceptance of the Auditors’ Reports
  Management   Yes   For   For
Consultative vote on the remuneration system and the remunerations for 2010
  Management   Yes   For   For
Resolution on the allocation of the capital contribution reserves from the free reserves to the legal reserves and appropriation of available earnings and distribution from capital contribution reserves
  Management   Yes   For   For
Formal approval of the actions of the Board of Directors
  Management   Yes   For   For
Re-election of Mr. Hartmut Reuter to the Board of Directors
  Management   Yes   For   For
Election of Mr. Albert M. Baehny to the Board of Directors
  Management   Yes   For   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Request for addition to the agenda submitted by the investment fund SaraSelect: Election of Mr. Rudolf Weber to the Board of Directors
  Shareholder   Yes   Against   For
Appointment of the Auditors: PricewaterhouseCoopers AG
  Management   Yes   Against   Against
The Board of Directors hereby proposes: to reduce the share capital of CHF 4,123,800.50, divided into 41,238,005 registered shares with a par value of CHF 0.10 each, by 1,391,000 shares with a total par value of CHF 139,100, to 3,984,700.50, divided into 39,847,005 registered shares with a par value of CHF 0.10 each; to confirm the finding of the audit report of the Auditors pursuant to Art. 732 para. 2 of the Swiss Code of Obligations (CO) submitted by PricewaterhouseCoopers AG, Zurich, to the effect that the claims of the creditors remain fully covered, also following the capital reduction; to reduce the share capital by cancelling 1,391,000 own shares purchased in Geberit AG’s share buyback program announced on 19 January 2006, with simultaneous debiting of the “own shares” account and corresponding reduction of the reserves for own shares pursuant to Art. 659a para. 2 and Art. 671a CO, as well as with transfer to the free reserves of those reserves for own shares which are no longer required; to exclusively use any book profits that may arise from the reduction in capital for depreciation pursuant to Art. 732 para. 4 CO; and to amend the Article 3 paragraph 1 clause 1 of the Articles of Incorporation as specified
  Management   Yes   For   For
The Board of Directors proposes to cancel the Company’s existing conditional share capital of CHF 28,190.50 by deleting of Art. 3a of the current Articles of Incorporation as specified
  Management   Yes   For   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Request for addition to the agenda submitted by investment fund zCapital Swiss Small & Mid Cap Fund: Modification of Art. 18 of the Articles of Incorporation to include limitation of the delegation option
  Shareholder   Yes   Against   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Request for addition to the agenda submitted by investment fund zCapital Swiss Small & Mid Cap Fund: Modification of Art. 14 of the Articles of Incorporation to include limitation of the possibility of election of Chairman and Vice Chairman by the Board of Directors
  Shareholder   Yes   Against   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Request for addition to the agenda submitted by the investment fund SaraSelect with respect to modification of Art. 13 Par. 2 of the Articles of Incorporation
  Shareholder   Yes   For   Against
Ad-Hoc
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: CIA DE CONCESSOES RODOVIARIAS, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P1413U105
Shareholder Meeting Date: 19-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To take knowledge of the directors accounts, to examine, discuss and approve the board of directors report, the companys consolidated financial statements and explanatory notes accompanied by the independent auditors report and the finance committee for the fiscal year ending December 31, 2010
  Management   Yes   For   For
To decide and approve on the revision of the capital budget
  Management   Yes   For   For
To decide on the distribution of profits from the fiscal year ending December 31, 2010
  Management   Yes   For   For
Decide on the number of seats on the board of directors of the company for the next term and election of members of the board of directors of the company. under the terms of the applicable legislation, cumulative voting can be adopted for this item
  Management   Yes   For   For
To decide on administrators remuneration
  Management   Yes   Against   Against
To decide on the setting up of the finance committee
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SWISSCOM AG, ITTIGEN
Exchange Ticker Symbol:
CUSIP #: H8398N104
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
  Registration            

 

 

Issuer of Portfolio Security: ASML HOLDING NV, VELDHOVEN
Exchange Ticker Symbol:
CUSIP #: N07059178
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Discussion of the Annual Report 2010, including ASML’s corporate governance chapter, and the Remuneration Report 2010, and adoption of the financial statements for the financial year 2010, as prepared in accordance with Dutch law
  Management   Yes   For   For
Discharge of the members of the Board of Management from liability for their responsibilities in the financial year 2010
  Management   Yes   For   For
Discharge of the members of the Supervisory Board from liability for their responsibilities in the financial year 2010
  Management   Yes   For   For
Proposal to adopt a dividend of EUR 0.40 per ordinary share of EUR 0.09
  Management   Yes   For   For
Proposal to amend the Articles of Association of the Company
  Management   Yes   For   For
Approval of the number of stock options, respectively shares, for employees
  Management   Yes   For   For
Composition of the Supervisory Board: Nomination by the Supervisory Board of Messrs. W.T. Siegle for re-appointment as member of the Supervisory Board, effective April 20, 2011
  Management   Yes   For   For
Composition of the Supervisory Board: Nomination by the Supervisory Board of J.W.B. Westerburgen for re-appointment as member of the Supervisory Board, effective April 20, 2011
  Management   Yes   For   For
Remuneration of the Supervisory Board
  Management   Yes   For   For
Proposal to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company within the limits set forth in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption rights accruing to shareholders: Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011, to issue shares or rights to subscribe for shares in the capital of the Company, subject to approval of the Supervisory Board, limited to 5% of the issued share capital at the time of the authorization
  Management   Yes   For   For
Proposal to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company within the limits set forth in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption rights accruing to shareholders: Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011 to restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under a., subject to approval of the Supervisory Board
  Management   Yes   For   For
Proposal to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company within the limits set forth in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption rights accruing to shareholders: Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011, to issue shares or rights to subscribe for shares in the capital of the Company, subject to approval of the Supervisory Board, for an additional 5% of the issued share capital at the time of the authorization, which 5% can only be used in connection with or on the occasion of mergers and/or acquisitions
  Management   Yes   For   For
Proposal to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company within the limits set forth in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption rights accruing to shareholders: Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011, to restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under c., subject to approval of the Supervisory Board
  Management   Yes   For   For
Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011 to acquire — subject to the approval of the Supervisory Board — such a number of ordinary shares in the Company’s share capital as permitted within the limits of the law and the current Articles of Association of the Company, taking into account the possibility to cancel the re-purchased shares, for valuable consideration, on Euronext Amsterdam by NYSE Euronext (“Euronext Amsterdam”) or the Nasdaq Stock Market LLC (“Nasdaq”), or otherwise, at a price between, on the one hand, an amount equal to the nominal value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on CONTD
  Management   Yes   For   For
Proposal to cancel ordinary shares in the share capital of the Company repurchased or to be repurchased by the Company. The number of ordinary shares that will be cancelled shall be determined by the Board of Management, but shall not exceed 10% of the issued share capital of the Company as of April 20, 2011
  Management   Yes   For   For
Proposal to cancel additional ordinary shares in the share capital of the Company repurchased by the Company following the cancellation of the ordinary shares under item 15. The number of ordinary shares that will be cancelled shall be determined by the Board of Management, but shall not exceed 10% of the issued share capital of the Company as of April 20, 2011, reduced with the number of ordinary shares cancelled pursuant to item 15
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KONINKLIJKE AHOLD NV
Exchange Ticker Symbol:
CUSIP #: N0139V142
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Proposal to adopt 2010 financial statements
  Management   Yes   For   For
Proposal to determine the dividend over financial year 2010
  Management   Yes   For   For
Discharge of liability of the members of the Corporate Executive Board
  Management   Yes   For   For
Discharge of liability of the members of the Supervisory Board
  Management   Yes   For   For
Proposal to appoint Mr. A.D. Boer for a new term as a member of the Corporate Executive Board, with effect from April 20, 2011
  Management   Yes   For   For
Proposal to appoint Mr. R. van den Bergh as a member of the Supervisory Board, with effect from April 20, 2011
  Management   Yes   For   For
Proposal to appoint Mr. T. de Swaan for a new term as a member of the Supervisory Board, with effect from April 20, 2011
  Management   Yes   Against   Against
Proposal to appoint Deloitte Accountants B.V. as external auditor of the Company for financial year 2011
  Management   Yes   For   For
Proposal to authorize the Corporate Executive Board for a period of 18 months, i.e. until and including October 20, 2012, to issue common shares or grant rights to acquire common shares up to a maximum of 10% of the issued share capital, subject to the approval of the Supervisory Board
  Management   Yes   For   For
Proposal to authorize the Corporate Executive Board for a period of 18 months, i.e. until and including October 20, 2012, to restrict or exclude, subject to the approval of the Supervisory Board, pre-emptive rights in relation to the issue of common shares or the granting of rights to acquire common shares
  Management   Yes   For   For
Proposal to authorize the Corporate Executive Board for a period of 18 months, i.e. until and including October 20, 2012, to acquire shares in the Company, subject to the approval of the Supervisory Board, up to a maximum of 10% of the issued share capital at the date of acquisition. Shares may be acquired at the stock exchange or otherwise, at a price (i) for common shares between par value and 110% of the opening price at Euronext Amsterdam N.V. at the date of the acquisition, and (ii) for the cumulative preferred financing shares between par value and 110% of the amount paid up (including share premium) on the relevant shares, provided that the Company together with its subsidiaries will not hold more than 10% of the issued share capital in the Company
  Management   Yes   For   For
Proposal to cancel common shares in the share capital of the Company held or to be acquired by the Company. The number of shares that will be cancelled shall be determined by the Corporate Executive Board
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: REED ELSEVIER PLC, LONDON
Exchange Ticker Symbol:
CUSIP #: G74570121
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Receipt of financial statements
  Management   Yes   For   For
Approval of Remuneration Report
  Management   Yes   Against   Against
Declaration of final dividend
  Management   Yes   For   For
Re-appointment of auditors
  Management   Yes   For   For
Auditors remuneration
  Management   Yes   For   For
Elect Adrian Hennah as a director
  Management   Yes   For   For
Re-elect Mark Armour as a director
  Management   Yes   For   For
Re-elect Mark Elliott as a director
  Management   Yes   For   For
Re-elect Erik Engstrom as a director
  Management   Yes   For   For
Re-elect Anthony Habgood as a director
  Management   Yes   For   For
Re-elect Lisa Hook as a director
  Management   Yes   For   For
Re-elect Robert Polet as a director
  Management   Yes   For   For
Re-elect David Reid as a director
  Management   Yes   Against   Against
Re-elect Ben van der Veer as a director
  Management   Yes   For   For
Authority to allot shares
  Management   Yes   For   For
Disapplication of pre-emption right
  Management   Yes   For   For
Authority to purchase own shares
  Management   Yes   For   For
Notice period for general meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SINGAPORE TECHNOLOGIES ENGR LTD
Exchange Ticker Symbol:
CUSIP #: Y7996W103
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the Directors’ Report and Audited Accounts for the year ended 31 December 2010 and the Auditors’ Report thereon
  Management   Yes   For   For
Declare a final ordinary tax exempt (one-tier) dividend of 4.00 cents per share and a special tax exempt (one-tier) dividend of 7.55 cents per share for the year ended 31 December 2010
  Management   Yes   For   For
To re-elect Mr. Quek Poh Huat as a Director, who will retire by rotation pursuant to Article 98 of the Articles of Association of the Company and who, being eligible, offer himself for re-election
  Management   Yes   Against   Against
To re-elect Mr. Quek Tong Boon as a Director, who will retire by rotation pursuant to Article 98 of the Articles of Association of the Company and who, being eligible, offer himself for re-election
  Management   Yes   Against   Against
To re-elect Mr. Davinder Singh s/o Amar Singh as a Director, who will retire by rotation pursuant to Article 98 of the Articles of Association of the Company and who, being eligible, offer himself for re-election
  Management   Yes   For   For
To re-elect Mr. Khoo Boon Hui, who will cease to hold office pursuant to Article 104 of the Articles of Association of the Company and who, being eligible, offers himself for re-election
  Management   Yes   For   For
To approve the sum of SGD 833,540 as Directors’ fees for the year ended 31 December 2010. (2009: SGD 847,158)
  Management   Yes   For   For
To re-appoint KPMG LLP as Auditors of the Company and to authorise the Directors to fix their remuneration
  Management   Yes   For   For
That authority be and is hereby given to the Directors to: (a) (i) issue shares in the capital of the Company (“shares”) whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, “Instruments”) that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may, in their absolute discretion, deem fit; and (b) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any CONTD
  Management   Yes   For   For
That approval be and is hereby given to the Directors to: (i) grant awards in accordance with the provisions of the Singapore Technologies Engineering Performance Share Plan 2010 (“PSP2010”) and/or the Singapore Technologies Engineering Restricted Share Plan 2010 (“RSP2010”) (the PSP2010 and the RSP2010, together the “Share Plans”); and (ii) allot and issue from time to time such number of fully paid ordinary shares in the capital of the Company as may be required to be issued pursuant to the vesting of awards under the PSP2010 and/or the RSP2010, provided that the aggregate number of ordinary shares to be issued pursuant to the Share Plans shall not exceed eight per cent. of the total number of issued ordinary shares in the capital of the Company (excluding treasury shares) from time to time
  Management   Yes   For   For
That: (1) approval be and is hereby given, for the purposes of Chapter 9 of the Listing Manual (“Chapter 9”) of the Singapore Exchange Securities Trading Limited (the “SGX-ST”), for the Company, its subsidiaries and associated companies that are entities at risk (as that term is used in Chapter 9), or any of them, to enter into any of the transactions falling within the types of interested person transactions described in the Appendix to the Company’s Circular to Shareholders dated 14 March 2011 (the “Circular”) with any party who is of the class of interested persons described in the Appendix to the Circular, provided that such transactions are made on normal commercial terms and in accordance with the review procedures for such interested person transactions; (2) the approval given in paragraph (1) CONTD
  Management   Yes   For   For
That: (1) for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore (the “Companies Act”), the exercise by the Directors of the Company of all the powers of the Company to purchase or otherwise acquire issued ordinary shares in the capital of the Company (the “Shares”) not exceeding in aggregate the Maximum Limit (as hereafter defined), at such price or prices as may be determined by the Directors from time to time up to the Maximum Price (as hereafter defined), whether by way of: (a) market purchase(s) on the SGX-ST; and/or (b) off-market purchase(s) (if effected otherwise than on the SGX-ST) in accordance with any equal access scheme(s) as may be determined or formulated by the Directors as they consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Companies Act, CONTD
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: AMPLIFON SPA, MILANO
Exchange Ticker Symbol:
CUSIP #: T0388E118
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Proposal to approve financial statements 31.12.2010.board of directors, board of statutory auditors and auditing company’s report. Allotment of earnings and distribution of dividend. Consolidated balance sheet 31.12.2010 and management report. Following and relative resolutions
  Management   Yes   For   For
Appointment administrator director in accordance with art.2386 C.C following and relative resolutions
  Management   Yes   For   For
Payments in favour of directors (2011)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOD’S SPA, SANT’ELPIDIO A MARE (AP)
Exchange Ticker Symbol:
CUSIP #: T93619103
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Balance sheet as of 31 Dec 2010, directors report on the management. Board of auditors and external auditing company report. Profit allocation. Related and consequential resolutions
  Management   Yes   For   For
Authorisation to the purchase and disposal of own shares as per art 2357 and followings of the Italian Civil Code, as well as in compliance with art 132 of the law decree 24 Feb 1998 n 58, upon revocation of the deliberation taken at the meeting held on 22 April 2010 for the not used part. Related and consequential resolutions
  Management   Yes   For   For
Update to the meeting regulation. Related and consequential resolutions
  Management   Yes   For   For
Amendment of art 25 of the bylaws in compliance with consob regulation n 17221 10. Related and consequential resolutions
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GRUPPO EDITORIALE L ESPRESSO SPA
Exchange Ticker Symbol:
CUSIP #: T52452124
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Proposal to amend the Company Bylaws in compliance with D.Lgs. 27/2010; in particular amendment to articles 10, 11, 12 and 21; related resolutions
  Management   Yes   For   For
Award of new proxies to the Board of Directors to increase capital and to issue bonds, under articles 2443 and 2420-ter, of the Italian Civil Code
  Management   Yes   Against   Against
Financial statements for the year ended 31 December 2010, reports of the Board of Statutory Auditors and of the Independent Auditors; related resolutions
  Management   Yes   For   For
Revocation, for the part not used, and contextual new authorization to the Board of Directors to purchase and dispose of own shares
  Management   Yes   For   For
Approval of the remuneration and incentive plans; related resolutions
  Management   Yes   For   For
Proposal to amend the Rules for Shareholders’ Meetings
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BUNZL PLC
Exchange Ticker Symbol:
CUSIP #: G16968110
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Consideration of accounts
  Management   Yes   For   For
Declaration of a final dividend
  Management   Yes   For   For
Re-appointment of Mr P G Rogerson as a director
  Management   Yes   For   For
Re-appointment of Mr M J Roney as a director
  Management   Yes   For   For
Re-appointment of Mr P L Larmon as a director
  Management   Yes   For   For
Re-appointment of Mr B M May as a director
  Management   Yes   For   For
Re-appointment of Dr U Wolters as a director
  Management   Yes   For   For
Re-appointment of Mr P W Johnson as a director
  Management   Yes   For   For
Re-appointment of Mr D J R Sleath as a director
  Management   Yes   For   For
Re-appointment of Ms E Ulasewicz as a director
  Management   Yes   For   For
Re-appointment and remuneration of auditors
  Management   Yes   For   For
Approval of the remuneration report
  Management   Yes   For   For
Authority to allot shares
  Management   Yes   For   For
Special resolution — Authority to allot shares for cash
  Management   Yes   For   For
Special resolution — Authority for the Company to purchase its own shares
  Management   Yes   For   For
Special resolution — Notice of general meetings
  Management   Yes   Against   Against
Adoption of US employee stock purchase plan
  Management   Yes   For   For
Adoption of savings-related share option scheme
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ATLAS COPCO AB
Exchange Ticker Symbol:
CUSIP #: W10020118
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Regarding approval of the Profit and Loss Account and the Balance Sheet and the Consolidated Profit and Loss Account and the Consolidated Balance Sheet as well as the presentation by the auditor
  Management   Yes   For   For
Regarding discharge from liability of the Board members and the President
  Management   Yes   For   For
The Board proposes that the dividend for 2010 is decided to be SEK 4 per share
  Management   Yes   For   For
That April 27, 2011 is the record day for the dividend. If the Meeting decides as proposed, the dividend is expected to be distributed by Euroclear Sweden AB on May 2, 2011
  Management   Yes   For   For
That nine Board members be elected
  Management   Yes   For   For
That the following Board members are re-elected: That the following Board members are re-elected: Sune Carlsson, Jacob Wallenberg, Staffan Bohman, Johan Forssell, Ronnie Leten, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg and Margareth Ovrum. That Sune Carlsson is elected chairman and Jacob Wallenberg vice chairman of the Board of Directors
  Management   Yes   For   For
Proposal regarding remuneration to the Board of Directors and for committee Work: Remuneration of SEK 1,750,000 (1,500,000) to the chairman, SEK 645,000 (550,000) to the vice chairman and SEK 525,000 (450,000) to each of the other six Board member not employed by the Company. Unchanged remuneration to the members of the Audit Committee of SEK 200,000 to the Chairman and SEK 125,000 to the other members of this committee. Unchanged remuneration of SEK 60,000 to each of the members of the Remuneration Committee and remuneration of SEK 60,000 to each Board member who, in addition to the above, participates in a committee in accordance with a decision of the Board of Directors. Reflecting the ambition to further enhance the interest for the long term development of the Company, the Nomination Committee proposes that each nominated Board member shall have the possibility to choose between receiving 50% of the remuneration in the form of synthetic shares and the rest in cash and to receive the whole remuneration in cash. The proposal thus means that the total Board remuneration amounts to a sum of SEK 5,545,000 of which max SEK 2,772,500 can be in the form of synthetic shares
  Management   Yes   For   For
The proposal of the Board of Directors regarding: guiding principles for salary and other remuneration to senior executives
  Management   Yes   For   For
The proposal of the Board of Directors regarding: a performance stock option plan for 2011 that includes a requirement for the senior executives and division presidents to invest in shares as a prerequisite for participation in the plan
  Management   Yes   For   For
The Board proposes that the Board is granted the mandate until the next Annual General Meeting to decide, on one or more occasions, on the acquisition of shares in the Company as follows: 1. Acquisition of not more than 4,300,000 series A shares. 2. The shares may only be acquired on NASDAQ OMX Stockholm. 3. The shares may only be acquired at a price per share within the registered trading interval at any given point in time. The acquisition is made with the intention to limit the economic risk caused by an increase of the share value during the period the performance stock options remain outstanding, to be able to fulfill future delivery obligations under personnel option and matching share agreements, to cover alternative solutions and cash settlements as well as to cover, primarily, social charges
  Management   Yes   For   For
The Board proposes that the Board is granted the mandate until the next Annual General Meeting to decide, on one or more occasions, on the acquisition of shares in the Company as follows: 1. Acquisition of not more than 70,000 series A shares. 2. The shares may only be acquired on NASDAQ OMX Stockholm. 3. The shares may only be acquired at a price per share within the registered trading interval at any given point in time. The acquisition is made with the intention to hedge the obligation of the Company to pay remuneration, including social charges, to Board members who have chosen to receive 50% of their remuneration in synthetic shares
  Management   Yes   For   For
The Board further proposes that the Meeting decides to transfer shares in the Company in relation to the Company’s personnel option plan 2011, including the share saving/matching share part, according to the following: 1. A maximum of 3,420,000 series A shares may be transferred. Right to acquire shares is to be granted to the persons participating in the Company’s proposed performance stock option plan 2011, with a right for each participant to acquire the maximum number of shares stipulated in the terms and conditions of this plan. The participant’s right to acquire shares is conditional upon all terms and conditions of the Company’s performance stock option plan 2011 being fulfilled. Shares are to be transferred on the terms and conditions stipulated by the plan, meaning inter alia, that what is there stated regarding price and time during which the participants are to be entitled to use their right to acquire shares is also applicable to the transfer. Participants are to pay for the shares within the time and on the terms stipulated in the performance stock option plan 2011. 2. With respect to the number of shares that may be transferred under the Company’s performance stock option plan, customary terms for recalculation as a result of bonus issue, share split, rights issues and similar measures apply in accordance with the terms and conditions of the plan
  Management   Yes   For   For
The Board proposes that the Board is granted the mandate until the next Annual General Meeting to decide, on one or more occasions, to transfer not more than 70,000 series A shares in the Company to cover the costs of giving a counter value of earlier issued synthetic shares to previous Board members, and to, primarily, cover social charges. Shares proposed to be transferred where acquired based on Mandates given at the Annual General Meeting respective year to acquire the share for the stated purpose. The sale shall take place on NASDAQ OMX Stockholm at a price within the registered price interval at any given time
  Management   Yes   For   For
The Board proposes that the Board is granted the mandate until the next Annual General Meeting to sell, at one or more occasions, maximum 1,500,000 series B shares in connection with the exercise of rights under the 2006 and 2007 stock option plans and maximum 4,700,000 series A shares, in connection with the exercise of rights under the 2008 and 2009 performance stock option plans in order to cover costs, primarily cash settlements in Sweden, SAR and social costs. Shares proposed to be transferred where acquired based on Mandate given at the Annual General Meeting respective year to acquire the share for the stated purpose. The sale shall take place on NASDAQ OMX Stockholm at a price within the registered price interval at any given time
  Management   Yes   For   For
The Board proposes that the wording of the Articles of Association (Section 4) be amended, to the principal effect that (i) the number of shares that may be issued by the Company is increased from a minimum of 500,000,000 and a maximum of 2,000,000,000 to a minimum of 1,000,000,000 and a maximum of 4,000,000,000, and that (ii) the number of shares that may be issued of series A be changed from a maximum of 2,000,000,000 to a maximum of 4,000,000,000 and that the number of shares that may be issued of series B be changed from a maximum of 2,000,000,000 to a maximum of 4,000,000,000 (iii) the words “not later than 4 p.m.” in Article 9 will be removed to better comply with the Swedish Company Act
  Management   Yes   For   For
The Board proposes that the quota value of the share (the share capital divided by the number of shares) is changed by way of a share split, so that each share (irrespective of the Series of shares) is divided into two shares, of which one is to be named redemption share in the Euroclear system and be redeemed in the manner described under c) below. The record day at Euroclear Sweden AB (the Swedish Central Security Depository) for implementation of the share split is to be May 13, 2011. After implementation of the share split, the number of shares in the Company will increase from 1,229,613,104 to 2,459,226,208, of which 1,678,788,192 are series A shares and 780,438,016 are series B shares, each share with a quota value of approximately SEK 0.3196
  Management   Yes   For   For
The Board proposes that the Company’s share capital be reduced by SEK 393,004,095 (the reduction amount) by way of redemption of 1,229,613,104 shares, of which 839,394,096 are series A shares and 390,219,008 are series B shares. The shares that are to be redeemed are the shares that, after share split in accordance with item b) above, are named redemption shares in the Euroclear system, whereby the record day for the right to receive redemption shares according to b) above is to be May 13, 2011
  Management   Yes   For   For
The Board further proposes that the General Meeting resolves that the Company’s share capital be increased by way of a bonus issue of SEK 393,004,095 to SEK 786,008,190, by a transfer of SEK 393,004,095 from the Company’s non-restricted equity. No new shares are to be issued in connection with the bonus issue. The number of shares of the Company will, after implementation of the increase of the share capital, be 1,229,613,104, of which 839,394,096 are series A shares and 390,219,008 are series B shares, each share with a quota value of approx. SEK 0.6394. The Board proposes that the General Meeting gives the Company President mandate to make smaller adjustments regarding this item, which may be required to register the shareholders decision to the Swedish Companies Registration Office and Euroclear Sweden AB
  Management   Yes   For   For
Proposal regarding Nomination Committee
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SEMBCORP MARINE LTD
Exchange Ticker Symbol:
CUSIP #: Y8231K102
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the Directors’ Report and Audited Accounts for the year ended December 31, 2010 and the Auditors’ Report thereon
  Management   Yes   For   For
To declare a final one-tier tax exempt ordinary dividend of 6 cents per ordinary share and a final one-tier tax exempt special dividend of 25 cents per ordinary share for the year ended December 31, 2010
  Management   Yes   For   For
To re-elect the following director, who will retire by rotation pursuant to Article 91 of the Company’s Articles of Association and who, being eligible, will offer themselves for re-election: Mr Ajaib Haridass
  Management   Yes   Against   Against
To re-elect the following director, who will retire by rotation pursuant to Article 91 of the Company’s Articles of Association and who, being eligible, will offer himself for re-election: Mr Tang Kin Fei
  Management   Yes   Against   Against
To re-appoint Mr Richard Hale, OBE (member of the Audit Committee), a Director retiring under Section 153(6) of the Companies Act, Cap. 50, to hold office from the date of this Annual General Meeting until the next Annual General Meeting
  Management   Yes   Against   Against
To approve the sum of SGD 1,170,625 as Directors’ Fees for the year ended December 31, 2010. (2009: SGD 1,157,833)
  Management   Yes   For   For
To re-appoint KPMG LLP as Auditors of the Company and authorise the Directors to fix their remuneration
  Management   Yes   For   For
That authority be and is hereby given to the Directors of the Company to: (a) (i) issue shares in the capital of the Company (“shares”) whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, “Instruments”) that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may, in their absolute discretion deem fit; and (b) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the Directors while this Resolution CONTD
  Management   Yes   For   For
That approval be and is hereby given to the Directors to: (a) grant awards in accordance with the provisions of the Sembcorp Marine Performance Share Plan 2010 (the “Performance Share Plan”) and/or the Sembcorp Marine Restricted Share Plan 2010 (the “Restricted Share Plan”) (the Performance Share Plan and the Restricted Share Plan, together the “Share Plans”); and (b) allot and issue from time to time such number of ordinary shares in the capital of the Company as may be required to be delivered pursuant to the vesting of awards under the Share Plans, provided that: (i) the aggregate number of (i) new ordinary shares allotted and issued and/or to be allotted and issued, CONTD
  Management   Yes   For   For
That: (1) approval be and is hereby given, for the purposes of Chapter 9 of the Listing Manual (“Chapter 9”) of the Singapore Exchange Securities Trading Limited (the “SGX-ST”), for the Company, its subsidiaries and associated companies that are entities at risk (as that term is used in Chapter 9), or any of them, to enter into any of the transactions falling within the types of interested person transactions described in the Appendix to the Company’s Circular to Shareholders dated 31 March 2011 (the “Circular”) with any party who is of the class of interested persons described in the CONTD
  Management   Yes   For   For
That: (1) for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore (the “Companies Act”), the exercise by the Directors of the Company of all the powers of the Company to purchase or otherwise acquire issued ordinary shares in the capital of the Company (the “Shares”) not exceeding in aggregate the Maximum Limit (as hereafter defined), at such price or prices as may be determined by the Directors from time to time up to the Maximum Price (as hereafter defined), whether by way of: (a) market purchase(s) on the SGX-ST and/or any other securities exchange on which the Shares may for the time being be listed and quoted (“Other Exchange”); and/or (b) off-market purchase(s) (if effected otherwise than on the SGX-ST or, as the case may be, the Other Exchange) CONTD
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MEDIASET S P A
Exchange Ticker Symbol:
CUSIP #: T6688Q107
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of balance sheet as of 31-Dec-10. Board of Directors’ report on Management activity. Internal and external auditors’ reports. Presentation of consolidated balance sheet as of 31-Dec-10
  Management   Yes   For   For
Approval of profit distribution. Resolutions related there to
  Management   Yes   For   For
To appoint a director
  Management   Yes   For   For
PLEASE NOTE THIS IS A SHARE HOLDER PROPOSAL: List presented by various shareholders, representing 1,33% of company stock capital: Effective internal auditors: 1. Lonardo Mauro; Alternate internal auditors: 1.Gatto Massimo
  Shareholder   Yes   For   Against
PLEASE NOTE THIS IS A SHARE HOLDERPROPOSAL: List presented by Fininvest, representing 38,98% of company stock capital: Effective internal auditors: 1. Vittadini Francesco, 2. Bianchi Martini Silvio, 3. Marchesi Antonio; Alternate internal auditors: 1.Minutillo Flavia Daunia, 2. Rossetti Davide Attilio
  Shareholder   No        
To state internal auditors’ annual emolument
  Management   Yes   Abstain   Against
To authorize the Board of Directors to buy and sell own shares, also to supply for stock option plans. Resolutions related there to
  Management   Yes   For   For
Proposal to modify art.6 (stock capital), 9, 10, 11 and 16 (shareholders meeting), 17, 23, 24, 26 (board of directors), 27 (internal auditors) of the by law. Introduction of the new art.27 (transactions with related parties), with consequent renumbering of the by law. Resolutions related there to
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SWISSCOM AG, ITTIGEN
Exchange Ticker Symbol:
CUSIP #: H8398N104
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The Board of Directors proposes that the annual report, financial statements of Swisscom Ltd and consolidated financial statements for fiscal year 2010 be approved
  Management   Yes   For   For
The Board of Directors proposes that the Shareholders’ Meeting take affirmatively notice of the 2010 remuneration report by means of a consultative vote
  Management   Yes   Against   Against
The Board of Directors proposes a) that the retained earnings of fiscal 2010 of CHF 4,841 million be appropriated as follows: Allocation to reserves from capital contributions CHF 232 million, Allocation to free reserves CHF 622 million, Balance carried forward to new account CHF 3,987 million
  Management   Yes   For   For
The Board of Directors proposes that a dividend of CHF 1,088 million be distributed for the fiscal 2010 (CHF 21 gross per share). For this purpose, the Board of Directors proposes converting CHF 466 million in reserves from capital contributions into free reserves and distributing these as dividends together with additional free reserves amounting to CHF 622 million (CHF 9 per share from reserves from capital contributions and CHF 12 gross per share from free reserves)
  Management   Yes   For   For
The Board of Directors proposes that discharge be granted to the members of the Board of Directors and the Group Executive Board for the 2010 financial year
  Management   Yes   For   For
The Board of Directors proposes that the Articles of Incorporation be amended as specified
  Management   Yes   For   For
The Board of Directors proposes that Dr Anton Scherrer be re-elected for a term of office lasting until 31 August 2011 as a member and chairman of the Board of Directors
  Management   Yes   For   For
The Board of Directors proposes that Hansueli Loosli be re-elected for a two-year term of office as a member of the Board of Directors and that he be elected as chairman of the Board of Directors as of 1 September 2011
  Management   Yes   For   For
The Board of Directors proposes that Michel Gobet be re-elected for a two-year term of office as member of the Board of Directors
  Management   Yes   For   For
The Board of Directors proposes that Dr Torsten G. Kreindl be re-elected for a two-year term of office as a member of the Board of Directors
  Management   Yes   For   For
The Board of Directors proposes that Richard Roy be re-elected for a two-year term of office as a member of the Board of Directors
  Management   Yes   For   For
The Board of Directors proposes that Othmar Vock be re-elected for a one-year term of office as a member of the Board of Directors
  Management   Yes   For   For
The Board of Directors proposes that Theophil H. Schlatter be elected for a two-year term of office as a member of the Board of Directors
  Management   Yes   For   For
The Board of Directors proposes that KPMG Ltd, of Muri near Bern, be re-elected as statutory auditors for the fiscal 2011
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: REDECARD SA, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P79941103
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To decide regarding the amendment of the Redecard Stock Option plan
  Management   Yes   For   For
To examine, discuss and vote upon the board of directors annual report, the financial statements and independent auditors and finance committee report relating to fiscal year ending December 31,2010
  Management   Yes   For   For
To decide regarding the proposal for the allocation of the net profit from the fiscal
  Management   Yes   For   For
To set the global remuneration of the board of directors, the independent auditors and directors
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: BEIERSDORF AG
Exchange Ticker Symbol:
CUSIP #: D08792109
Shareholder Meeting Date: 21-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 176,400,000 as follows: Payment of a dividend of EUR 0.70 per no-par share EUR 17,626,711.20 shall be allocated to the revenue reserves Ex-dividend and payable date: April 26, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Ernst + Young AG, Stuttgart
  Management   Yes   For   For
Amendment to Section 17(1) of the articles of association in respect of the shareholders’ meeting being held at the company’s seat, the domicile of a German stock exchange, or within a radius of 200 km from the company’s seat
  Management   Yes   For   For
Resolution on the remuneration for the Supervisory Board and the corresponding amendment to the articles of association Each member of the Supervisory Board shall receive a fixed annual remuneration of EUR 40,000 and a variable remuneration of EUR 1,000 for every EUR 0.01 dividend in excess of EUR 0.25. Furthermore, each Board member shall receive an attendance fee of EUR 1,000 for full participation and EUR 500 for partial participation in a Board meeting. The same shall apply to attending a committee meeting. The chairman of the Supervisory Board shall receive 2.5 times, and the deputy chairmen 1.5 times, these amounts. In addition, a committee member shall receive EUR 20,000 and a committee chairman EUR 40,000
  Management   Yes   For   For
Approval of the new compensation system for the Board of MDs
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: VIVENDI SA
Exchange Ticker Symbol:
CUSIP #: F97982106
Shareholder Meeting Date: 21-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the reports and annual financial statements for the financial year 2010
  Management   Yes   For   For
Approval of the reports and consolidated financial statements for the financial year 2010
  Management   Yes   For   For
Approval of the Statutory Auditors’ special report on new regulated Agreements and Undertakings concluded during the financial year 2010
  Management   Yes   For   For
Allocation of income for the financial year 2010, setting the dividend and the date of payment
  Management   Yes   For   For
Renewal of Mr. Jean-Yves Charlier’s term as Supervisory Board member
  Management   Yes   For   For
Renewal of Mr. Henri Lachmann’s term as Supervisory Board member
  Management   Yes   Against   Against
Renewal of Mr. Pierre Rodocanachi’s term as Supervisory Board member
  Management   Yes   For   For
Appointment of the company KPMG SA as principal statutory auditor
  Management   Yes   For   For
Appointment of the company KPMG Audit Is SAS as deputy statutory auditor
  Management   Yes   For   For
Authorization to be granted to the Executive Board to allow the Company to purchase its own shares
  Management   Yes   For   For
Authorization to be granted to the Executive Board to reduce the share capital by cancellation of shares
  Management   Yes   For   For
Authorization to be granted to the Executive Board to grant options to subscribe for shares of the Company
  Management   Yes   For   For
Authorization to be granted to the Executive Board to carry out the allocation of performance shares existing or to be issued
  Management   Yes   For   For
Delegation granted to the Executive Board to increase capital by issuing ordinary shares or any securities giving access to the capital with preferential subscription rights of shareholders
  Management   Yes   For   For
Delegation granted to the Executive Board to increase capital by issuing ordinary shares or any securities giving access to the capital without preferential subscription rights of shareholders
  Management   Yes   For   For
Authorization to be granted to the Executive Board to increase the number of issuable securities in the event of surplus demand with a capital increase with or without preferential subscription rights, within the limit of 15% of the original issuance and within the limits set under the fourteenth and fifteenth resolutions
  Management   Yes   For   For
Delegation granted to the Executive Board to increase the share capital, within the limit of 10% of the capital and within the limits set under the fourteenth and fifteenth resolutions, in consideration for in-kind contributions of equity securities or securities giving access to the capital of third party companies outside of a public exchange offer
  Management   Yes   For   For
Delegation granted to the Executive Board to increase the share capital in favor of employees and retired employees participating in the Group Savings Plan
  Management   Yes   For   For
Delegation granted to the Executive Board to decide to increase the share capital in favor of employees of Vivendi foreign subsidiaries participating in the Group Savings Plan and to implement any similar plan
  Management   Yes   For   For
Delegation granted to the Executive Board to increase the capital by incorporation of premiums, reserves, profits or other amounts
  Management   Yes   For   For
Amendment of Article 10 of the Statutes “Organizing the Supervisory Board”, by adding a new 6th paragraph: Censors
  Management   Yes   For   For
Powers to accomplish the formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SCHNEIDER ELECTRIC SA, RUEIL MALMAISON
Exchange Ticker Symbol:
CUSIP #: F86921107
Shareholder Meeting Date: 21-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of 2010 parent company financial statements
  Management   Yes   For   For
Approval of 2010 consolidated financial statements
  Management   Yes   For   For
Appropriation of profit for the year, dividend and dividend reinvestment option
  Management   Yes   For   For
Approval of the report on regulated agreements signed in 2010 and previous years
  Management   Yes   For   For
Ratification of the co-optation of Mr. Anand Mahindra and his appointment as a member of the Supervisory Board
  Management   Yes   Against   Against
Appointment of Ms. Betsy Atkins as a member of the Supervisory Board
  Management   Yes   For   For
Appointment of Mr. Jeong H. Kim as a member of the Supervisory Board
  Management   Yes   For   For
Appointment of Ms. Dominique Senequier as a member of the Supervisory Board
  Management   Yes   For   For
Determination of the amount of attendance fees awarded to the members of the Supervisory Board
  Management   Yes   For   For
Authorization to trade in the Company’s shares: maximum purchase price EUR 150
  Management   Yes   For   For
Statutory changes: the statutory age limit for members of the Supervisory Board is replaced by a restriction to two years (renewable) of the period of appointment of members aged over 70
  Management   Yes   For   For
Statutory changes: possibility of appointing a third non-voting member
  Management   Yes   For   For
Statutory changes: division by two of the par value of the Company’s shares
  Management   Yes   For   For
Authorization to (i) increase the capital by a maximum of EUR 800 million by issuing common shares or securities convertible, redeemable, exchangeable or otherwise exercisable for common shares of the Company or one of its subsidiaries, subject to preemptive subscription rights; or (ii) issue securities providing for the attribution of debt securities, subject to preemptive subscription rights
  Management   Yes   For   For
Authorization to increase the Company’s capital by capitalizing reserves, earnings or additional paid-in capital
  Management   Yes   For   For
Authorization to (i) increase the capital by a maximum of EUR 217 million, by issuing common shares or securities convertible, redeemable, exchangeable or otherwise exercisable for common shares of the Company or one of its subsidiaries; or (ii) issue securities providing for the attribution of debt securities; in both cases, by means of public offerings and subject to the waiver by existing shareholders of their preemptive subscription rights
  Management   Yes   For   For
Authorization to increase the amount of an initial share issue, with or without preemptive subscription rights, determined pursuant to the fourteenth and sixteenth resolutions respectively where an issue is oversubscribed
  Management   Yes   For   For
Option to use the authorization to increase the capital without preemptive subscription rights in payment for shares in the case of a public exchange offer or share equivalents relating to the shares of other companies
  Management   Yes   For   For
Authorization, through an offering governed by article L.411-2 II of the French Monetary and Financial Code, in all cases without preemptive subscription rights, at a price set by the Management Board in accordance with procedures approved by shareholders at this Meeting to (i) increase the capital by a maximum of EUR 108 million (i.e. 5% of share capital), by issuing common shares or securities of the Company or one of its subsidiaries or (ii) to issue convertible debt securities
  Management   Yes   For   For
Authorization given to the Management Board to grant options to purchase new or existing shares to employees and corporate officers of the Company and its affiliates
  Management   Yes   For   For
Authorization given to the Management Board to grant free share allocations (based on existing shares or shares to be issued), subject where applicable to performance criteria, to employees and corporate officers of the Company and its affiliates
  Management   Yes   For   For
Authorization to issue shares to employees who are members of the Employee Stock Purchase Plan
  Management   Yes   For   For
Authorization to carry out a share issue restricted to employees of the foreign companies in the Group
  Management   Yes   For   For
Authorization given to the Management Board to cancel, where applicable, company shares purchased in accordance with the conditions determined by the Shareholders’ Meeting, up to a maximum of 10% of capital
  Management   Yes   For   For
Powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ROTORK PLC, BATH
Exchange Ticker Symbol:
CUSIP #: G76717126
Shareholder Meeting Date: 21-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the Directors’ Report and Accounts and the Auditors’ Report thereon for 2010
  Management   Yes   For   For
To declare a final dividend
  Management   Yes   For   For
To re-elect IG King as a director
  Management   Yes   For   For
To re-elect PI France as a director
  Management   Yes   For   For
To re-elect JM Davis as a director
  Management   Yes   For   For
To re-elect RH Amold as a director
  Management   Yes   For   For
To re-elect GM Ogden as a director
  Management   Yes   For   For
To re-elect JE Nicholas as a director
  Management   Yes   For   For
To re-elect RC Lockwood as a director
  Management   Yes   For   For
To elect G Bullard as a director
  Management   Yes   For   For
To re-appoint KPMG Audit Plc as Auditors of the Company
  Management   Yes   For   For
To authorise the directors to fix the remuneration of the Auditors
  Management   Yes   For   For
To approve the Directors’ Remuneration Report
  Management   Yes   For   For
To authorise the directors to allot shares
  Management   Yes   Abstain   Against
To empower the directors to allot shares for cash without first offering them to existing shareholders
  Management   Yes   Abstain   Against
To authorise the Company to purchase ordinary shares
  Management   Yes   Abstain   Against
To authorise the Company to purchase preference shares
  Management   Yes   Abstain   Against
To fix the notice period for general meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: AFRICAN BARRICK GOLD LIMITED, LONDON
Exchange Ticker Symbol:
CUSIP #: G0128R100
Shareholder Meeting Date: 21-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
That the audited annual accounts for the Company, together with the Directors’ Report and Auditors’ Reports be received, adopted and approved
  Management   Yes   For   For
That the Directors’ Remuneration Report be approved
  Management   Yes   For   For
That a final dividend of US3.7 cents per ordinary Shares be approved and declared
  Management   Yes   For   For
That Aaron Regent be elected as a Director of the Company
  Management   Yes   For   For
That Gregory (“Greg”) Hawkins be elected as a Director of the Company
  Management   Yes   For   For
That Kevin Jennings be elected as a Director of the Company
  Management   Yes   For   For
That James Cross be elected as a Director of the Company
  Management   Yes   For   For
That Andre Falzon be elected as a Director of the Company
  Management   Yes   For   For
That Stephen Galbraith be elected as a Director of the Company
  Management   Yes   For   For
That Robert (“Bobby”) Godsell be elected as a Director of the Company
  Management   Yes   For   For
That Michael Kenyon be elected as a Director of the company
  Management   Yes   For   For
That Derek Pannell be elected as a Director of the Company
  Management   Yes   For   For
That PricewaterhouseCoopers be re-appointed as auditors of the Company
  Management   Yes   Against   Against
That the audit committee of the Company be authorised to agree the remuneration of the Auditors
  Management   Yes   For   For
That the Company be authorised to supply information by electronic means
  Management   Yes   For   For
That the Directors of the Company be authorised to allot shares in the Company
  Management   Yes   For   For
That the Directors of the Company be empowered to allot equity securities for cash
  Management   Yes   For   For
That the Company be authorised to make market purchases of ordinary Shares
  Management   Yes   For   For
That a general meeting other than a annual general meeting may be called on not less than 14 clear days’ notice
  Management   Yes   Against   Against
That the new articles of association of the Company be adopted, as set out in the Notice of Meeting
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ULTRA ELECTRONICS HLDGS PLC
Exchange Ticker Symbol:
CUSIP #: G9187G103
Shareholder Meeting Date: 21-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the Company’s annual accounts for the financial year ended 31 December 2010
  Management   Yes   For   For
To declare a final dividend for the year ended 31 December 2010 of 24.0p per ordinary share
  Management   Yes   For   For
To approve the Remuneration report for the financial year ended 31 Dec-10
  Management   Yes   For   For
To re-elect Mr. D. Caster as a Director
  Management   Yes   For   For
To re-elect Mr. C. Bailey as a Director (member of the Audit, Nominations and Remuneration Committees)
  Management   Yes   For   For
To re-elect Mr. I. Griffiths as a Director (member of the Audit, Nominations and Remuneration Committees)
  Management   Yes   For   For
To re-elect Sir Robert Walmsley as a Director (member of the Audit, Nominations and Remuneration Committees)
  Management   Yes   For   For
To re-elect Mr. P. Dean as a Director
  Management   Yes   For   For
To re-elect Mr. A. Hamment as a Director
  Management   Yes   For   For
To re-elect Mr. R. Sharma as a Director
  Management   Yes   For   For
To re-appoint Deloitte LLP as auditors
  Management   Yes   For   For
To authorise the Directors to fix the auditors’ remuneration
  Management   Yes   For   For
To authorise the Directors to allot shares
  Management   Yes   For   For
To disapply pre-emption rights
  Management   Yes   For   For
To authorise the Company to purchase its own shares
  Management   Yes   For   For
To permit General Meetings to be held on 14 days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: L’OREAL S.A., PARIS
Exchange Ticker Symbol:
CUSIP #: F58149133
Shareholder Meeting Date: 22-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year 2010
  Management   Yes   For   For
Allocation of income for the financial year 2010 and setting the dividend
  Management   Yes   For   For
Renewal of Mrs. Liliane Bettencourt’s term as Board member
  Management   Yes   Against   Against
Renewal of Mrs. Annette Roux’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Charles-Henri Filippi’s term as Board member
  Management   Yes   For   For
Setting the amount of attendance allowances
  Management   Yes   For   For
Authorization for the Company to repurchase its own shares
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase capital either by issuing ordinary shares with preferential subscription rights, or by incorporation of premiums, reserves, profits or other amounts
  Management   Yes   For   For
Authorization granted to the Board of Directors to grant options of share purchase/subscription of the company L’Oreal to employees and corporate officers
  Management   Yes   For   For
Authorization granted to the Board of Directors to carry out the allocation of free shares existing or to be issued to employees and corporate officers
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to allow the completion of the capital increase reserved for employees
  Management   Yes   For   For
Powers for the formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DAINIPPON SCREEN MFG.CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J10626109
Shareholder Meeting Date: 22-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Reduction in Additional Paid-in Capital and Appropriation of Surplus
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SOUZA CRUZ S.A.
Exchange Ticker Symbol:
CUSIP #: P26663107
Shareholder Meeting Date: 25-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To elect the members of the board of directors
  Management   Yes   For   For
To set the global remuneration of the board of directors
  Management   Yes   For   For
To install the finance committee
  Management   Yes   For   For
To elect the members of the finance committee and set their remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: METALURGICA GERDAU SA, PORTO ALEGRE
Exchange Ticker Symbol:
CUSIP #: P4834C118
Shareholder Meeting Date: 25-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To elect the members of the board of directors and to set directors remuneration
  Management   Yes   For   For
To elect the members of the finance committee and their respective substitutes, and to set the remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SHIRE PLC
Exchange Ticker Symbol:
CUSIP #: G8124V108
Shareholder Meeting Date: 26-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the Company’s accounts together with the Directors and Auditors reports
  Management   Yes   For   For
To approve the remuneration report
  Management   Yes   Against   Against
To re-elect Matthew Emmens as a Director of the Company
  Management   Yes   For   For
To re-elect Angus Russell as a Director of the Company
  Management   Yes   For   For
To re-elect Graham Hetherington as a Director of the Company
  Management   Yes   For   For
To re-elect David Kappler as a Director of the Company
  Management   Yes   For   For
To re-elect Patrick Langlois as a Director of the Company
  Management   Yes   For   For
To re-elect Dr Jeffrey Lelden as a Director of the Company
  Management   Yes   For   For
To elect Dr David Ginsburg as a Director of the Company
  Management   Yes   For   For
To elect Anne Minto as a Director of the Company
  Management   Yes   For   For
To re-appoint Deloitte LLP as auditors of the Company
  Management   Yes   For   For
To authorize the Audit, Compliance & Risk Committee to determine the remuneration of the auditors
  Management   Yes   For   For
To authorize the allotment of shares
  Management   Yes   For   For
To authorize the disapplication of pre-emption rights
  Management   Yes   For   For
To authorize market puchases
  Management   Yes   For   For
To adopt new Articles of Association
  Management   Yes   For   For
To approve the notice period for general meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: DIAGNOSTICOS DA AMER S A
Exchange Ticker Symbol:
CUSIP #: P3589C109
Shareholder Meeting Date: 26-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To resolve regarding the closing of the stock option plan approved at the annual and extraordinary general meeting of the company held on March 25, 2008, in light of the approval of a new company stock option plan at the extraordinary general meeting held on January 5, 2011
  Management   Yes   For   For
To take knowledge of the directors accounts, to examine, discuss and approve the company’s consolidated financial statements for the fiscal year ending December 31, 2010
  Management   Yes   For   For
To consider the proposal for the capital budget for the year 2010, the allocation of the net profit from the fiscal year ending on December 31, 2010, and to ratify the early distributions of dividends and interim interest over on net equity
  Management   Yes   For   For
To elect the members of the board of directors
  Management   Yes   Abstain   Against
To set the total annual remuneration for the members of the board of directors and executive committee
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GERDAU S A
Exchange Ticker Symbol:
CUSIP #: P2867P113
Shareholder Meeting Date: 26-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To elect the members of the board of directors and to set directors remuneration
  Management   Yes   Against   Against
To elect the members of the finance committee and their respective substitutes, and to set the remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA, SAO PAU
Exchange Ticker Symbol:
CUSIP #: P3661R107
Shareholder Meeting Date: 26-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Changing the address of the head office of the company and, consequently, amendment of the corporate bylaws
  Management   Yes   For   For
Granting options within the framework of the company stock option plan approved at a general meeting held on August 31, 2010
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: OBRASCON HUARTE LAIN BRASIL SA, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P73376108
Shareholder Meeting Date: 26-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To set the global remuneration of the directors
  Management   Yes   For   For
To vote regarding the proposal to amend the corporate bylaws of the company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA, SAO PAU
Exchange Ticker Symbol:
CUSIP #: P3661R107
Shareholder Meeting Date: 26-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To examine, discuss and approve the financial statements relating to the fiscal year that ended on December 31, 2010
  Management   Yes   For   For
To approve the proposal for the capital budget for the year 2010
  Management   Yes   For   For
Elect the members of the Board of Directors
  Management   Yes   Against   Against
To set the Directors remuneration
  Management   Yes   For   For
Ratification the global remuneration of the Company Directors for the 2010
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: OBRASCON HUARTE LAIN BRASIL SA, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P73376108
Shareholder Meeting Date: 26-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To examine, discuss and vote upon the board of directors annual report, accounts of the directors and the financial statements relating to the fiscal year that ended on December 31, 2010
  Management   Yes   For   For
To decide regarding the allocation of the net profit from the fiscal year that ended on December 31, 2010, as well as regarding the distribution of dividends in the amount of BRL 68,650,578.44
  Management   Yes   For   For
To elect the members of the board of directors
  Management   Yes   Against   Against
To elect the members of the finance committee
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: WOLTERS KLUWER N.V., ALPHEN AAN DEN RIJN
Exchange Ticker Symbol:
CUSIP #: ADPV09931
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
2010 Financial statements and dividend: Proposal to adopt the financial statements for 2010 as included in the annual report for 2010
  Management   Yes   For   For
2010 Financial statements and dividend: Proposal to distribute EUR0.67 per ordinary share in cash — as dividend or as far as necessary against one or more reserves that need not to be maintained under the law — or, at the option of the holders of ordinary shares, in the form of ordinary shares
  Management   Yes   For   For
Proposal to release the members of the Executive Board from liability for the exercise of their duties, as stipulated in Article 28 of the Articles of Association
  Management   Yes   For   For
Proposal to release the members of the Supervisory Board from liability for the exercise of their duties, as stipulated in Article 28 of the Articles of Association
  Management   Yes   For   For
Proposal to reappoint Mr. B.F.J. Angelici as member of the Supervisory Board
  Management   Yes   For   For
Proposal to reappoint Mr. J.J. Lynch, Jr. as member of the Executive Board
  Management   Yes   For   For
Proposal to determine the remuneration of the members of the Supervisory Board
  Management   Yes   For   For
Proposal to amend the Long-Term Incentive Plan of the Executive Board
  Management   Yes   For   For
Proposal to extend the authority of the Executive Board to issue shares and/or grant rights to subscribe for shares
  Management   Yes   For   For
Proposal to extend the authority of the Executive Board to restrict or exclude statutory pre-emptive rights
  Management   Yes   For   For
Proposal to authorize the Executive Board to acquire own shares
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: AKZO NOBEL NV
Exchange Ticker Symbol:
CUSIP #: N01803100
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the 2010 Financial Statements of the Company
  Management   Yes   For   For
Adoption of the dividend proposal
  Management   Yes   For   For
Discharge from liability of the members of the Board of Management in office in 2010 for the performance of their duties in 2010
  Management   Yes   For   For
Discharge from liability of the members of the Supervisory Board in office in2010 for the performance of their duties in 2010
  Management   Yes   For   For
Supervisory Board: Reappointment of Mr. U-E. Bufe
  Management   Yes   For   For
Supervisory Board: Reappointment of Mrs. P. Bruzelius
  Management   Yes   Against   Against
Amendments to the Remuneration Policy for the Board of Management: Minimum shareholding requirement and matching
  Management   Yes   For   For
Amendments to the Remuneration Policy for the Board of Management: Improved sustainability performance measurement
  Management   Yes   For   For
Authorization for the Board of Management: to issue shares
  Management   Yes   For   For
Authorization for the Board of Management: to restrict or exclude the pre-emptive rights of shareholders
  Management   Yes   For   For
Authorization for the Board of Management to acquire common shares in the share capital of the Company on behalf of the Company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GETINGE AB
Exchange Ticker Symbol:
CUSIP #: W3443C107
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution regarding adoption of the Statement of Income and the Balance Sheet as well as the Consolidated Profit and Loss Account and the Consolidated Balance Sheet
  Management   Yes   For   For
Resolution regarding dispositions in respect of the Company’s profit according to the adopted Balance Sheet and determination of record date for dividend: The Board and the CEO have proposed that a dividend of SEK 3.25 per share be declared. As record date for the dividend the Board proposes Monday 2 May 2011. If the AGM resolves in accordance with the proposal, the dividend is expected to be distributed by Euroclear Sweden AB starting Thursday 5 May 2011
  Management   Yes   For   For
Resolution regarding discharge from liability of the Board of Directors and the CEO
  Management   Yes   For   For
Establishment of the number of Board members: The number of Board members shall continue to be seven, with no deputy members
  Management   Yes   For   For
Establishment of fees to the Board of Directors (including fees for work in Committees): Board fees, excluding remuneration for committee work, shall amount to a total of SEK 3,325,000, of which SEK 950,000 to the Chairman and SEK 475,000 to each of the other Board members elected by the meeting who are not employees of the Getinge group. A total of SEK 660,000 shall be paid for the work in the Audit Committee, of which SEK 220,000 to the Chairman and SEK 110,000 to each of the other members. A total of SEK 285,000 shall be paid for work in the Remuneration Committee, of which SEK 115,000 to the Chairman and SEK 85,000 to each of the other members
  Management   Yes   For   For
Election of the Board of Directors: As Board members, re-election shall be made of Carl Bennet, Johan Bygge, Cecilia Daun Wennborg, Rolf Ekedahl, Carola Lemne, Johan Malmquist and Johan Stern. As Chairman of the Board, Carl Bennet shall be re-elected
  Management   Yes   For   For
Resolution regarding Guidelines for Remuneration to Senior Executives
  Management   Yes   Against   Against
Resolution regarding amendments to the Articles of Association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ALFA LAVAL AB SWEDEN
Exchange Ticker Symbol:
CUSIP #: W04008152
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on the adoption of the income statement and the balance sheet as well as the consolidated income statement and the consolidated balance sheet
  Management   Yes   For   For
Resolution on allocation of the Company’s profit according to the adopted balance sheet, and record date for distribution of profits: The Board of Directors proposes a distribution of profits in an amount of SEK 3.00 per share for 2010. Monday 2 May 2011 is proposed as record date for the right to distribution of profits. If the meeting resolves in accordance with this proposal, Euroclear Sweden AB is expected to pay the distribution on Thursday 5 May 2011
  Management   Yes   For   For
Resolution on discharge from liability for members of the Board of Directors and the Managing Director
  Management   Yes   For   For
Determination of the number of members of the Board of Directors and deputy members of the Board of Directors to be elected by the meeting: The number of members of the Board of Directors to be elected by the meeting is proposed to be eight with no deputies
  Management   Yes   For   For
Determination of the compensation to the Board of Directors and the Auditors: The compensation to the Board of Directors is proposed to be a total of SEK 3,650,000 (3,060,000) to be distributed among the members of the Board of Directors who are elected by the meeting and not employed by the Company as specified and Compensation to the Auditors is proposed to be paid as per approved invoice
  Management   Yes   For   For
Election of Chairman of the Board of Directors, other members of the Board of Directors and deputy members of the Board of Directors: Members of the Board of Directors Gunilla Berg, Bjorn Hagglund, Anders Narvinger, Finn Rausing, Jorn Rausing, Lars Renstrom, Ulla Litzen and Arne Frank are proposed to be re-elected. The Nomination Committee proposes that Anders Narvinger shall be appointed Chairman of the Board of Directors. Should Anders Narvinger’s assignment as Chairman of the Board of Directors end prematurely, the Board of Directors shall appoint a new Chairman. Information on all members proposed to the Board of Directors and a report on the Nomination Committee’s work is available at Alfa Laval AB’s website, www.alfalaval.com and will also be available at the meeting
  Management   Yes   For   For
Resolution on guidelines for compensation to senior management
  Management   Yes   For   For
Resolution on the Nomination Committee for the next Annual General Meeting
  Management   Yes   For   For
Resolution on reduction of the share capital by retirement of re-purchased shares and transfer of the amount into a fund at the disposal of a General Meeting
  Management   Yes   For   For
Resolution on a bonus issue
  Management   Yes   For   For
Resolution on authorisation for the Board of Directors to purchase shares in the Company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BODYCOTE PLC, MACCLESFIELD, CHESHIRE
Exchange Ticker Symbol:
CUSIP #: G1214R111
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Receive the Annual Report and Financial Statements
  Management   Yes   For   For
Approve the Board Report on Remuneration
  Management   Yes   For   For
Declaration of Dividend
  Management   Yes   For   For
Re-election of Mr. A. M. Thomsom as a Director
  Management   Yes   For   For
Re-election of Mr. S. C Harris as a Director
  Management   Yes   For   For
Re-election of Mr. J. Vogelsang as a Director
  Management   Yes   For   For
Re-election of Mr. D. F. Landless as a Director
  Management   Yes   For   For
Re-election of Mr. J. A. Biles as a Director
  Management   Yes   For   For
Re-election of Dr. K. Rajagopal as a Director
  Management   Yes   For   For
Reappointment of Auditors
  Management   Yes   For   For
Authorise Directors to fix Auditor’s Remuneration
  Management   Yes   For   For
Authority to allot shares
  Management   Yes   For   For
Dis-application of pre-emption rights
  Management   Yes   For   For
Authority to buy own shares
  Management   Yes   For   For
Notice period for General Meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: DELHAIZE GROUP SA
Exchange Ticker Symbol:
CUSIP #: B33432129
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Amend article 9 re: authorize repurchase of up to 10 percent of issued share capital
  Management   Yes   For   For
Amend article 19 re: board committees
  Management   Yes   For   For
Amend article 29 re: ownership threshold to submit agenda items
  Management   Yes   For   For
Amend article 30 re: meeting materials
  Management   Yes   For   For
Amend article 31 re: registration requirements
  Management   Yes   For   For
Amend article 32 re: proxy voting
  Management   Yes   For   For
Amend article 33 re: general meeting
  Management   Yes   For   For
Amend article 34 re: postponement of meetings
  Management   Yes   For   For
Amend article 36 re: electronic voting
  Management   Yes   For   For
Amend article 38 re: fiscal year
  Management   Yes   For   For
Amend article 39 re: questions at general meetings
  Management   Yes   For   For
Delete article 47 re: disclosure of significant shareholdings
  Management   Yes   For   For
Approve condition precedent
  Management   Yes   For   For
Authorize implementation of approved resolutions and filing of required documents/formalities at trade registry
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MAIRE TECNIMONT S P A
Exchange Ticker Symbol:
CUSIP #: T6388T104
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Annual balance sheet as of 31 December 2010, consolidated balance sheet as of 31 December 2010. Directors, board of auditors and auditing company’s reports
  Management   Yes   For   For
Profit allocation. Related and consequential resolutions
  Management   Yes   For   For
Amendments to arts 2, 3, 4, 5, 17, 19 and 27 of the meeting regulation and subsequent to the introduction of law decree 27 2010 and 39 2010. Related and consequential resolutions
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BRASIL TELECOM S A
Exchange Ticker Symbol:
CUSIP #: P18445158
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Election of the members of the board of directors, and their respective substitutes
  Management   Yes   Against   Against
Election of the members of the finance committee, and their respective substitutes
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ULTRAPAR PARTICIPACOES S A
Exchange Ticker Symbol:
CUSIP #: P94396101
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To elect the members of the board of directors and set their remuneration
  Management   Yes   For   For
To elect the members of the finance committee, and set their remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GOL LINHAS AEREAS INTELIGENTES
Exchange Ticker Symbol:
CUSIP #: P491AF117
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To elect the member of the board of directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DANONE, PARIS
Exchange Ticker Symbol:
CUSIP #: F12033134
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year ended on December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year ended on December 31, 2010
  Management   Yes   For   For
Allocation of income for the financial year ended December 31, 2010 and setting the dividend at EUR 1.30 per share
  Management   Yes   For   For
Ratification of the co-optation of Mr. Yoshihiro Kawabata as Board member
  Management   Yes   For   For
Renewal of Mr. Bruno Bonnell’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Bernard Hours’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Yoshihiro Kawabata’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Jacques Vincent’s term as Board member
  Management   Yes   For   For
Appointment of Mrs. Isabelle Seillier as Board member
  Management   Yes   For   For
Appointment of Mr. Jean-Michel Severino as Board member
  Management   Yes   For   For
Approval of the Agreements referred to in the Statutory Auditors’ special report
  Management   Yes   For   For
Approval of the Agreements and Undertakings pursuant to Articles L.225-38 and L.225-42-l of the Commercial Code relating to Mr. Bernard Hours
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to purchase, hold or transfer Company’s shares
  Management   Yes   For   For
Delegation of authority to the Board of Directors to issue ordinary shares of the Company and securities giving access to the capital of the Company, with preferential subscription rights of shareholders
  Management   Yes   For   For
Delegation of authority to the Board of Directors to issue ordinary shares of the Company and securities giving access to the capital of the Company, with cancellation of preferential subscription rights of shareholders, but with obligation to grant a priority right
  Management   Yes   For   For
Delegation of authority to the Board of Directors in the event of capital increase with or with cancellation of preferential subscription rights of shareholders to increase the amount of issuable securities
  Management   Yes   For   For
Delegation of authority to the Board of Directors to issue ordinary shares and securities giving access to the capital of the Company, in the event of public exchange offer initiated by the Company
  Management   Yes   Against   Against
Delegation of powers to the Board of Directors to issue ordinary shares, in consideration for in-kind contributions granted to the Company and composed of equity securities or securities giving access to the capital
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to increase the Company’s capital by incorporation of reserves, profits or premiums or other amounts which capitalization is authorized
  Management   Yes   For   For
Delegation of authority to the Board of Directors to carry out capital increases reserved for employees participating in a company savings plan and/or transfers of reserved securities
  Management   Yes   For   For
Authorization granted to the Board of Directors to reduce capital by cancellation of shares
  Management   Yes   For   For
Powers for formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: UCB SA, BRUXELLES
Exchange Ticker Symbol:
CUSIP #: B93562120
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The general meeting resolves to amend the first paragraph of article 15 of the articles of association as follows in order to set the term of the office of the director up to four (4) years: The company shall be managed by a board of directors having at least three members, whether shareholders or not, appointed for four years by the general meeting and at all times subject to dismissal by the general meeting
  Management   Yes   Against   Against
The general meeting resolves to replace the first paragraph of article 20 of the articles of association by the following text in order to provide for the incorporation of a remuneration and nomination committee: The board of directors creates from amongst its members consultative committees within the meaning of the Companies Code and more specifically: An audit committee in accordance with article 526bis of the Companies Code with, in particular, the tasks set out in that article; and, A remuneration and nomination committee in accordance with article 526quater of the Companies Code with, in particular, the tasks set out in that article
  Management   Yes   For   For
The general meeting resolves to amend the articles of association as follows in order to adapt them to the future law with regard to the exercise of some rights of shareholders in listed companies: Article 34: to replace the current text by the following: The notice of any general meeting shall contain the mentions provided for by article 533bis of the Companies Code. Notice of meetings shall be given by announcement inserted in: a) In the “’Moniteur Belge”, at least thirty days before the meeting; b) In a national paper, at least thirty days before the meeting; and, c) In media as may reasonably be relied upon for the effective dissemination of information to the public throughout the European Economic Area, ensuring fast access to the information on a non-discriminatory basis, at least thirty days before the meeting. CONTD
  Management   Yes   For   For
Resolution to confer to the notary, with the right of subdelegate, to the drawing up of the coordinated articles of association and to make the formalities with a guichet d’entreprises and, if necessary, of the services of the Added Value Tax
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KONINKLIJKE DSM NV
Exchange Ticker Symbol:
CUSIP #: N5017D122
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Financial Statements for 2010
  Management   Yes   For   For
Adoption of the dividend for 2010
  Management   Yes   For   For
Release from liability of the members of the Managing Board
  Management   Yes   For   For
Release from liability of the members of the Supervisory Board
  Management   Yes   For   For
Reappointment of Mr. S.B. Tanda as a member of the Managing Board
  Management   Yes   For   For
Appointment of Mr. S. Doboczky as a member of the Managing Board
  Management   Yes   For   For
Appointment of Mrs. P.F.M. van der Meer Mohr as a member of the Supervisory Board
  Management   Yes   For   For
Remuneration of the Supervisory Board
  Management   Yes   For   For
Extension of the period during which the Managing Board is authorized to issue ordinary shares
  Management   Yes   For   For
Extension of the period during which the Managing Board is authorized to limit or exclude the preferential right when issuing ordinary shares
  Management   Yes   For   For
Authorization of the Managing Board to have the company repurchase shares
  Management   Yes   For   For
Reduction of the issued capital by cancelling shares
  Management   Yes   For   For
Amendment of Articles of Association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SVENSKA KULLAGERFABRIKEN SKF AB, GOTEBORG
Exchange Ticker Symbol:
CUSIP #: W84237143
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Matter of adoption of the income statement and balance sheet and consolidated income statement and consolidated balance sheet
  Management   Yes   For   For
Resolution regarding distribution of profits
  Management   Yes   For   For
Matter of discharge of the Board members and the President from liability
  Management   Yes   For   For
Determination of number of Board members and deputy members: the Board of Directors shall consist of ten members and no deputy members
  Management   Yes   For   For
Determination of fee for the Board of Directors
  Management   Yes   For   For
Election of Board members and deputy Board members including Chairman of the Board of Directors: re-election of the Board members Leif Ostling, Ulla Litzen, Tom Johnstone, Winnie Fok, Lena Treschow Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey and Jouko Karvinen. Hans-Olov Olsson has declined re-election and Babasaheb N. Kalyani is proposed to be newly elected. Leif Ostling is proposed to be the Chairman of the Board of Directors
  Management   Yes   For   For
Determination of fee for the auditors
  Management   Yes   For   For
The Board of Directors’ proposal concerning amendment of the Articles of Association
  Management   Yes   For   For
The Board of Directors’ proposal for a resolution on principles of remuneration for Group Management
  Management   Yes   For   For
The Board of Directors’ proposal for a resolution on SKF’s Performance Share Programme 2011
  Management   Yes   For   For
The Board of Directors’ proposal for an authorization to the Board of Directors to decide upon the repurchase of the company’s own shares for the period until the next Annual General Meeting
  Management   Yes   For   For
Resolution regarding Nomination Committee
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE SA ING
Exchange Ticker Symbol:
CUSIP #: F51723116
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the Companys annual accounts for the year ending 31st December 2010
  Management   Yes   For   For
Approval of the result for the year ending 31st December 2010, setting of the dividend, option to pay the dividend in kind or as shares
  Management   Yes   For   For
Approval of the consolidated accounts for the year ending 31st December 2010
  Management   Yes   For   For
Director’s fees
  Management   Yes   For   For
Authorisation to be granted to the Board of Directors to operate using the Company’s shares
  Management   Yes   Against   Against
Ratification of the temporary appointment of Madame Celeste Thomasson as a Director
  Management   Yes   For   For
Ratification of the temporary appointment of Monsieur Alex Fain as a Director
  Management   Yes   For   For
Ratification of the temporary appointment of Monsieur Jean-Pierre Cojan as a Director
  Management   Yes   For   For
Renewal of the mandate of Monsieur Jean-Jacques Poutrel as a Director
  Management   Yes   For   For
Renewal of the mandate of Societe Conseiller S.A.S. as a Director
  Management   Yes   For   For
Confirmation of the end of the mandate of Monsieur Jacques Stern and decision not to replace him
  Management   Yes   For   For
Note of the absence of any new agreement subject to the provisions of Articles L. 225-38 et seq. of the Code du Commerce Commercial Code
  Management   Yes   For   For
Delegation of powers to the Board of Directors to reduce capital stock by cancelling self-held shares
  Management   Yes   For   For
Authorisation to be granted to the Board of Directors to use current delegations and authorisations to increase capital stock during a public offer period concentrating on Company securities as part of exception to reciprocity
  Management   Yes   Against   Against
Delegation of powers to be granted to the Board of Directors to issue share subscription warrants to be allocated free of charge to Company shareholders during a public offer period concentrating on Company securities as part of exception to reciprocity
  Management   Yes   Against   Against
Authorisation to be granted to the Board of Directors to increase capital stock by issuing capital securities or tangible assets granting access to Company capital stock with removal of the preferential subscription right granted to members of a savings plan
  Management   Yes   For   For
Delegation of powers to the Board of Directors to issue shares reserved for employees and corporate agents within subsidiaries of the Company as specified in Article L. 233-16 of the Code du Commerce, its Head Office located outside France
  Management   Yes   For   For
Amend Articles 11,12, 19 and 22 of bylaws regarding shares, shareholding requirements for directors, general meetings convening and attendance, treatment of losses
  Management   Yes   For   For
Amendment of Article 8 of the Articles of Association
  Management   Yes   For   For
Amendment of Article 9 of the Articles of Association
  Management   Yes   Against   Against
Amendment of Article 10 of the Articles of Association
  Management   Yes   Against   Against
Amendment of Article 19 of the Articles of Association
  Management   Yes   For   For
Powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ASM PAC TECHNOLOGY LTD
Exchange Ticker Symbol:
CUSIP #: G0535Q133
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive, consider and adopt the Audited Consolidated Financial Statements of the Company and the Reports of the Directors and Auditor for the year ended 31 December 2010
  Management   Yes   For   For
To declare a final dividend of HKD 2.10 per share and a special dividend of HKD 1.10 per share for the year ended 31 December 2010
  Management   Yes   For   For
To re-elect Mr. Arthur H. Del Prado as Director
  Management   Yes   Against   Against
To re-elect Mr. Lee Wai Kwong as Director
  Management   Yes   Against   Against
To re-elect Mr. Chow Chuen, James as Director
  Management   Yes   Against   Against
To authorize the board of Directors to fix the Directors’ remuneration
  Management   Yes   For   For
To re-appoint Deloitte Touche Tohmatsu as the auditor and to authorize the board of Directors to fix their remuneration
  Management   Yes   Against   Against
To appoint Mr. Robin Gerard Ng Cher Tat as Executive Director of the Company and to authorize the board of Directors to fix the Directors’ remuneration
  Management   Yes   Against   Against
To give a general mandate to the Directors to repurchase shares of the Company
  Management   Yes   For   For
To ratify the issue of shares to Mr. Lee Wai Kwong, Mr. Lo Tsan Yin, Peter and Mr. Chow Chuen, James, each being a director of the Company, pursuant to Employee Share Incentive Scheme on 15 December 2010
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CRODA INTL PLC
Exchange Ticker Symbol:
CUSIP #: G25536106
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the report of the directors and the financial statements
  Management   Yes   For   For
To approve the directors’ remuneration report
  Management   Yes   For   For
To declare a final dividend
  Management   Yes   For   For
To elect S G Williams as a director
  Management   Yes   For   For
To elect S E Foots as a director
  Management   Yes   For   For
To re-elect M C Flower as a director
  Management   Yes   For   For
To re-elect M Humphrey as a director
  Management   Yes   For   For
To re-elect M S Christie as a director
  Management   Yes   For   For
To re-elect M C Buzzacott as a director
  Management   Yes   For   For
To re-elect S Musesengwa as a director
  Management   Yes   For   For
To re-elect P N N Turner as a director
  Management   Yes   For   For
To re-appoint the auditors
  Management   Yes   For   For
To determine the auditors’ remuneration
  Management   Yes   For   For
Authority to allot shares
  Management   Yes   For   For
Allotment of shares for cash
  Management   Yes   For   For
General authority to make market purchases of own shares
  Management   Yes   For   For
Notice period for shareholders’ meetings
  Management   Yes   Against   Against
Amendment to Long Term Incentive Plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PEARSON PLC
Exchange Ticker Symbol:
CUSIP #: G69651100
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Receipt of financial statements
  Management   Yes   For   For
Final dividend
  Management   Yes   For   For
Re-election of David Arculus
  Management   Yes   For   For
Re-election of Patrick Cescau
  Management   Yes   For   For
Re-election of Will Ethridge
  Management   Yes   For   For
Re-election of Rona Fairhead
  Management   Yes   Against   Against
Re-election of Robin Freestone
  Management   Yes   For   For
Re-election of Susan Fuhrman
  Management   Yes   For   For
Re-election of Ken Hydon
  Management   Yes   For   For
Re-election of John Makinson
  Management   Yes   For   For
Re-election of Glen Moreno
  Management   Yes   For   For
Re-election of Marjorie Scardino
  Management   Yes   For   For
Reappointment of Joshua Lewis
  Management   Yes   For   For
Approval of report on directors remuneration’
  Management   Yes   For   For
Reappointment of auditors
  Management   Yes   For   For
Remuneration of auditors
  Management   Yes   For   For
Allotment of shares
  Management   Yes   For   For
Waiver of pre-emption rights
  Management   Yes   For   For
Authority to purchase own shares
  Management   Yes   For   For
Notice of meetings
  Management   Yes   Against   Against
Approval of Long-Term Incentive Plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DIASORIN S.P.A., SALUGGIA
Exchange Ticker Symbol:
CUSIP #: T3475Y104
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the Statutory Financial Statements and Report on Operations for the year ended December 31, 2010. Motion to appropriate the year’s net profit. Presentation of the Consolidated Financial Statements of the DiaSorin Group at December 31, 2010. Related and required resolutions
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: LUXOTTICA GROUP S P A
Exchange Ticker Symbol:
CUSIP #: T6444Z110
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of balance sheet as of 31 December 2010
  Management   Yes   For   For
Operating profits distribution and dividend distribution
  Management   Yes   For   For
Assignment of account legal auditing for business years from 2012 to 2020
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CONTINENTAL AG, HANNOVER
Exchange Ticker Symbol:
CUSIP #: D16212140
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 61,133,207.52 as follows: The distributable profit of EUR 61,133,207.52 shall be carried forward
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: KPMG AG, Hanover
  Management   Yes   Against   Against
Election to the Supervisory Board: Siegfried Wolf
  Management   Yes   For   For
Election to the Supervisory Board: Hans Heinrich Peters (as substitute member)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: UCB SA, BRUXELLES
Exchange Ticker Symbol:
CUSIP #: B93562120
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Report of the Board of Directors
  Management   Yes   For   For
Reports of the Auditor
  Management   Yes   For   For
The General Meeting approves the annual accounts of UCB S.A. at 31.12.2010 and the allocation of the profits or losses reflected therein
  Management   Yes   For   For
The General Meeting gives a discharge to the Directors
  Management   Yes   For   For
The General Meeting gives a discharge to the Auditor
  Management   Yes   For   For
The General Meeting renews the appointment as Director of Evelyn du Monceau, which is due to expire, for the period of four years as provided by the Articles of Association
  Management   Yes   For   For
The General Meeting renews the appointment as Director of Arnoud de Pret, which is due to expire, for the period of four years as provided by the Articles of Association
  Management   Yes   For   For
The General Meeting renews the appointment as Director of Jean-Pierre Kinet, which is due to expire, for the period of four years as provided by the Articles of Association
  Management   Yes   For   For
The General Meeting acknowledges the position of Jean-Pierre Kinet as an independent Director according to the law, satisfying the independence criteria provided by law and by the Board of Directors
  Management   Yes   For   For
The General Meeting renews the appointment as Director of Thomas Leysen, which is due to expire, for a period of one year, following his request to be prolonged for one year only in view of the new commitments he has taken on
  Management   Yes   For   For
The General Meeting acknowledges the position of Thomas Leysen as an independent Director according to the law, satisfying the independence criteria provided by law and by the Board of Directors
  Management   Yes   For   For
The General Meeting renews the appointment as Director of Gerhard Mayr, which is due to expire, for the period of four years as provided by the Articles of Association
  Management   Yes   For   For
The General Meeting acknowledges that Gerhard Mayr fulfils all independence criteria mentioned in Article 526ter of the Companies Code and has the competencies in accounting and audit matters as required by Article 526bis 2 of same Code. He is reappointed as Independent Director in the meaning of this legal provision
  Management   Yes   For   For
The General Meeting renews the appointment as Director of Norman J. Onstein, which is due to expire, for the period of four years as provided by the Articles of Association
  Management   Yes   For   For
The General Meeting acknowledges the position of Norman J. Onstein as an independent Director according to the law, satisfying the independence criteria provided by law and by the Board of Directors
  Management   Yes   For   For
The General Meeting renews the appointment as Director of Bridget van Rijckevorsel, which is due to expire, for the period of four years as provided by the Articles of Association
  Management   Yes   For   For
The General Meeting approves the decision of the Board of Directors to allocate a number of 300,000 to 375,000 maximum free shares: of which 150,000 maximum to Senior Executives, namely to about 33 individuals, according to allocation criteria linked to the level of responsibility of those concerned. The allocations of these free shares will take place on completion of the condition that the interested parties remain employed within the UCB Group for a period of at least 3 years after the grant of awards; of which 150,000 maximum to Senior Executives qualifying for the Performance Share Plan and for which payout will occur after a three year vesting period and will vary from 0% to 150% of the granted amount depending on the level of achievement of the performance conditions set by the company at the moment of grant
  Management   Yes   For   For
Pursuant to Article 556 of the Belgian Companies Code, the General Shareholders’ meeting provides to Bondholders, in accordance with the Terms and Conditions of the Hybrid Bonds, certain rights likely to affect the Company’ assets or which could give rise to a debt of or a commitment by the Company, subject to a change of control over the Company. Pursuant to article 556 of the Belgian Company Code, the General Shareholders’ meeting approves Condition 4 (h) (Step-up after Change of Control) of the Terms and Conditions applicable to the EUR 300 million Fixed-to-Floating Rate Perpetual Subordinated Securities issued CONTD
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: TELEMAR NORTE LESTE S A
Exchange Ticker Symbol:
CUSIP #: P9037H103
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To elect members of the board of directors and their respective substitutes
  Management   Yes   Against   Against
To elect members of the finance committee and their respective substitutes
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SYNTHES INC
Exchange Ticker Symbol:
CUSIP #: 87162M409
Shareholder Meeting Date: 28-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the report on the financial year, the annual accounts and the consolidated accounts for 2010
  Management   Yes   For   For
Elections to the Board of Director: Robert Bland
  Management   Yes   Against   Against
Elections to the Board of Director: Amy Wyss
  Management   Yes   For   For
Ratify selection of Ernst & Young as Auditors for 2011
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BAYER AG, LEVERKUSEN
Exchange Ticker Symbol:
CUSIP #: D0712D163
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Presentation of the adopted annual financial statements and the approved consolidated financial statements, the combined management report, the report of the Supervisory Board, the explanatory report by the Board of Management on takeover-related disclosures, and the proposal by the Board of Management on the appropriation of distributable profit for the fiscal year 2010, as well as the resolution on the appropriation of distributable profit
  Management   Yes   For   For
Ratification of the actions of the members of the Board of Management
  Management   Yes   For   For
Ratification of the actions of the members of the Supervisory Board
  Management   Yes   For   For
Amendment to the Articles of Incorporation concerning the term of office of Supervisory Board members (Article 8(2) and (4) of the Articles of Incorporation)
  Management   Yes   For   For
Spin-off of property holdings
  Management   Yes   For   For
Election of the auditor of the financial statements and for the review of the half-yearly financial report
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOMTOM NV
Exchange Ticker Symbol:
CUSIP #: N87695107
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the Annual Accounts 2010
  Management   Yes   For   For
Release from liability of the members of the Management Board
  Management   Yes   For   For
Release from liability of the members of the Supervisory Board
  Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to issue ordinary shares or to grant rights to subscribe for ordinary shares up to ten per cent (10%) of the number of issued ordinary shares at the time of issue, which 10% can be used for general purposes, including but not limited to the financing of mergers and acquisitions
  Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to issue ordinary shares or to grant rights to subscribe for ordinary shares for an additional ten per cent (10%) of the number of issued ordinary shares at the time of issue, which additional 10% can only be used in connection with or on the occasion of mergers and acquisitions
  Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to issue preference shares or to grant rights to subscribe for preference shares equal to fifty per cent (50%) of the aggregate nominal value of the outstanding ordinary shares at the time of issue
  Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to resolve to exclude or restrict the pre-emptive rights in relation to the issuance of ordinary shares which can be granted or issued pursuant to the authority as mentioned under 8a (i) and 8a (ii) above
  Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to resolve to exclude or restrict the pre-emptive rights in relation to the issuance of preference shares which can be granted or issued pursuant to the authority as mentioned under 8a (iii) above
  Management   Yes   For   For
Extension of the authority of the Management Board to have the Company acquire its own shares
  Management   Yes   For   For
Amendment of the Remuneration Policy for members of the Management Board
  Management   Yes   For   For
Extension of the authority of the Management Board to grant rights to subscribe for ordinary shares under the TomTom NV Employee Stock Option Plan 2009 and TomTom NV Management Board Stock Option Plan 2009 and-to the extent required-to exclude pre-emptive rights
  Management   Yes   For   For
Re-appointment of Mr D.J. Dunn as a member of the Supervisory Board
  Management   Yes   Against   Against
Re-appointment of Mr. B.E. Damstra as a member of the Supervisory Board
  Management   Yes   Against   Against
Re-appointment of Mr R.F. van den Bergh as a member of the Supervisory Board
  Management   Yes   For   For
Re-appointment of Mr. E.E.U. Vroom as a member of the Supervisory Board
  Management   Yes   For   For
Adjustment of the remuneration of the Supervisory Board
  Management   Yes   For   For
Re-appointment of Deloitte Accountants BV as auditor of the Company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ASSA ABLOY AB, STOCKHOLM
Exchange Ticker Symbol:
CUSIP #: W0817X105
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution regarding adoption of the Statement of Income and the Balance Sheet and the Consolidated Statement of Income and the Consolidated Balance Sheet
  Management   Yes   For   For
Resolution regarding appropriation of the company’s profit according to the adopted Balance Sheet
  Management   Yes   For   For
Resolution regarding discharge from liability of the Board of Directors and the CEO
  Management   Yes   For   For
Establishment of the number of Board members: The number of Board members shall be eight
  Management   Yes   For   For
Establishment of fees to the Board members and Auditors
  Management   Yes   For   For
Re-election of the Board members Gustaf Douglas, Carl Douglas, Birgitta Klasen, Eva Lindqvist, Johan Molin, Sven-Christer Nilsson, Lars Renstrom and Ulrik Svensson. Re-election of Gustaf Douglas as Chairman of the Board
  Management   Yes   For   For
Election of members of the Nomination Committee and establishment of the assignment of the Nomination Committee
  Management   Yes   For   For
Resolution regarding guidelines for remuneration to senior management
  Management   Yes   For   For
Resolution regarding authorization to repurchase and transfer Series B shares in the company
  Management   Yes   For   For
Resolution regarding the long term incentive programme
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: COMPANHIA SIDERURGICA NACIONAL
Exchange Ticker Symbol:
CUSIP #: P8661X103
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To examine and decide regarding the amendment of the corporate bylaws, with the purpose, in summary, of i. adjusting the authority of the board of directors, reflected in article 19 of the proposal, with the consequent exclusion of lines v, vi, ix, x, xii, xviii, xxiii, xxiv and xxxiii from the current article 17
  Management   Yes   For   For
Amending the wording of article 21 to transfer authority from the Board Of Directors to the executive committee
  Management   Yes   For   For
Changing the head office of the Company from the city of Rio De Janeiro to the city of Sao Paulo
  Management   Yes   For   For
Creating a bylaws reserve for investments and working capital
  Management   Yes   For   For
Modifying the bylaws provision regarding the criteria for the determination of the reimbursement amount
  Management   Yes   For   For
Adapting, improving and simplifying the wording of various articles to make them clearer and more objective, in accordance with a proposal from the management placed at the disposal of the shareholders
  Management   Yes   For   For
Renumbering the articles of the corporate bylaws in light of the amendments made
  Management   Yes   For   For
Consolidating the corporate bylaws
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: FORBO HOLDING AG (VORM. FORBO AG), BAAR
Exchange Ticker Symbol:
CUSIP #: H26865214
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Annual Report, Annual Statements and Consolidated Financial Statements for the financial year 2010 and receipt of the reports of the Statutory Auditor
  Management   Yes   For   For
Consultative vote on the remuneration report 2010
  Management   Yes   Against   Against
Discharge of the members of the Board of Directors and the Executive Board
  Management   Yes   For   For
Appropriation of available earnings, allocation from the general capital contribution reserves to free capital contribution reserves and withholding tax-free distribution of a dividend from free capital contribution reserves
  Management   Yes   For   For
Capital reduction as a result of the share buyback program and corresponding amendment to the Articles of Association
  Management   Yes   For   For
Approval of a new share buyback program
  Management   Yes   For   For
The Board of Directors proposes to re-elect Mr. This E. Schneider as a member of the Board of Directors for further three years
  Management   Yes   For   For
The Board of Directors proposes to re-elect Dr. Peter Altorfer as a member of the Board of Directors for further three years
  Management   Yes   For   For
The Board of Directors proposes to elect Dr. Reto Muller to the Board of Directors for a term of one year
  Management   Yes   For   For
The Board of Directors proposes to re-elect PricewaterhouseCoopers AG as Statutory Auditor for a further year
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: FLSMIDTH & CO A/S
Exchange Ticker Symbol:
CUSIP #: K90242130
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the Annual Report
  Management   Yes   For   For
Distribution of profits in accordance with the adopted Annual Report
  Management   Yes   For   For
Re-election of Jens S. Stephensen to the Board of Directors
  Management   Yes   For   For
Re-election of Torkil Bentzen to the Board of Directors
  Management   Yes   For   For
Re-election of Jesper Ovesen to the Board of Directors
  Management   Yes   For   For
Re-election of Martin Ivert to the Board of Directors
  Management   Yes   For   For
Re-election of Vagn Ove Sorensen to the Board of Directors
  Management   Yes   For   For
Election of member to the Board of Directors: New election of Sten Jakobsson
  Management   Yes   For   For
Re-appointment of Deloitte Statsautoriseret Revisionsaktieselskab
  Management   Yes   For   For
Resolution proposed by the Board of Directors: Authorisation to acquire treasury shares
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: FOSTER’S GROUP LIMITED
Exchange Ticker Symbol:
CUSIP #: Q3944W187
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
That, pursuant to and in accordance with section 411 of the Corporations Act, the scheme of arrangement proposed between Foster’s and the holders of its fully paid ordinary shares and partly paid ordinary shares, as contained in and more precisely described in this Booklet (of which the notice convening this meeting forms part) is approved (with or without modification as approved by the Supreme Court of Victoria)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GRUPO MEXICO SAB DE CV
Exchange Ticker Symbol:
CUSIP #: P49538112
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Report from the executive chairperson of the company for the fiscal year that ran from January 1 to December 31, 2010. Discussion and approval, if deemed appropriate, of the consolidated financial statements of the company and its subsidiaries to December 31, 2010. Presentation of the opinions and reports that are referred to in article 28, Part IV, lines A, C, D and E of the securities market law, regarding the fiscal year that ran from January 1 to December 31, 2010. Resolutions in this regard
  Management   Yes   Abstain   Against
Reading of the report regarding the fulfillment of the tax obligations that is referred to in Part XX of article 86 of the income tax law during the 2010 fiscal year
  Management   Yes   Abstain   Against
Resolution regarding the allocation of profit from the fiscal year that ended on December 31, 2010
  Management   Yes   Abstain   Against
Report that is referred to in Part III of article 60 of the provisions of a general nature applicable to the issuers of securities and other securities market participants, including the report regarding the allocation of the funds allocated to the acquisition of shares of the company during the fiscal year that ended on December 31, 2010. Determination of the maximum amount of funds to be allocated to the acquisition of the shares of the company during the 2011 fiscal year. Resolutions in this regard
  Management   Yes   Abstain   Against
Resolution regarding the ratification of the acts done by the board of directors, the executive chairperson and its committees during the fiscal year that ran from January 1 to December 31, 2010. Appointment or reelection, if deemed appropriate, of the members of the board of directors of the company and classification of their independence in accordance with article 26 of the securities market law. Appointment or reelection, if deemed appropriate, of the members of the committees of the board of directors itself and of the chairpersons
  Management   Yes   Abstain   Against
Proposal regarding the remuneration for the members of the board of directors and the members of the committees of the board of directors. Resolutions in this regard
  Management   Yes   Abstain   Against
Designation of the delegates who will carry out and formalize the resolutions passed by this meeting. Resolutions in this regard
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: COMPANHIA SIDERURGICA NACIONAL
Exchange Ticker Symbol:
CUSIP #: P8661X103
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To examine, discuss and approve the financial statements relating to the fiscal year that ended on December 31, 2010
  Management   Yes   For   For
To decide regarding the allocation of the net profit from the fiscal year that ended on December 31, 2010, distribution of dividends and including approval of the capital budget for the current fiscal year, in compliance with article 196 of law number 6404 76
  Management   Yes   For   For
To elect the members of the board of directors
  Management   Yes   For   For
To set the annual global remuneration of the administrators
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: FOSTER’S GROUP LIMITED
Exchange Ticker Symbol:
CUSIP #: Q3944W187
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
That, conditional upon the Scheme becoming Effective, the share capital of the Company be reduced by AUD 1,248,161,682, and be applied equally against each ordinary share of the Company on issue as at the Record Date, to be satisfied by the Company agreeing to pay to its subsidiary, Foster’s Australia Limited ABN 76004056106 (Foster’s Australia), an amount equal to AUD 1,248,161,682 so as to procure the transfer by Foster’s Australia of the Demerger Shares in the manner set out in the Scheme and that such reduction be and is hereby approved
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MAGNESITA REFRATARIOS S A
Exchange Ticker Symbol:
CUSIP #: P6426L109
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To deliberate the board of directors annual report, the financial statements, relating to fiscal year ending December 31, 2010
  Management   Yes   For   For
Destination of the year end results of 2010
  Management   Yes   For   For
To elect members of the board of directors and respective substitutes
  Management   Yes   For   For
To elect members of the finance committee and respective substitutes
  Management   Yes   For   For
To set the global remuneration of the directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: EVEN CONSTRUTORA INCORPORADORA SA, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P3904U107
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To examine, discuss and vote upon the board of directors annual report, the financial statements and independent auditors report relating to fiscal year ending December 31, 2010
  Management   Yes   For   For
To decide the proposal for the allocation of the net profits from the fiscal year ended on December 31, 2010 and the distribution of dividends
  Management   Yes   For   For
To approve the proposal for the capital budget for the year 2011
  Management   Yes   For   For
To elect the members of the board of directors
  Management   Yes   For   For
To set the global remuneration of the board of directors for the fiscal year 2011
  Management   Yes   For   For
To decide on the newspapers in which company notices will be published
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: VINCI SA, RUEIL MALMAISON
Exchange Ticker Symbol:
CUSIP #: F5879X108
Shareholder Meeting Date: 02-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the consolidated financial statements for the financial year 2010
  Management   Yes   For   For
Approval of the corporate financial statements for the financial year 2010
  Management   Yes   For   For
Allocation of income for the financial year 2010
  Management   Yes   For   For
Renewal of Mrs. Pascale Sourisse’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Robert Castaigne’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Jean-Bernard Levy’s term as Board member
  Management   Yes   For   For
Appointment of Mrs. Elisabeth Boyer as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Gerard Duez as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Gerard Francon as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Bernard Klemm as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Bernard Chabalier as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Jean-Luc Lebouil as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Denis Marchal as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Rolland Sabatier as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Pascal Taccoen as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Appointment of Mr. Cosimo Lupo as Board member representing employee shareholders pursuant to the provisions of Article 11 of the Statutes
  Management   Yes   For   For
Renewing the delegation of powers to the Board of Directors to allow the Company to purchase its own shares
  Management   Yes   For   For
Approval of the Agreements concluded by Vinci as part of the renegotiation of the financing documents of Prado Sud
  Management   Yes   For   For
Renewing the authorization granted to the Board of Directors to reduce share capital by cancellation of Vinci shares held by the Company
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase share capital by incorporation of reserves, profits or issuance premiums
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to issue — while maintaining shareholders’ preferential subscription rights — any shares and securities providing access to share capital of the Company or to its subsidiaries’
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to issue bonds convertible into and/or exchangeable for new and/or existing shares (Oceanes) of the Company and/or of its subsidiaries with cancellation of preferential subscription rights
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to issue any securities representing debt securities and providing access to share capital of the Company and/or of its subsidiaries, other than bonds convertible into and/or exchangeable for new and/or existing shares (Oceanes) with cancellation of preferential subscription rights
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to increase the number of issuable securities in case of surplus demands
  Management   Yes   For   For
Delegation granted to the Board of Directors to issue any shares and securities providing access to share capital, in consideration for in-kind contributions of stocks or securities granted to the Company
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to carry out capital increases reserved for employees of the Company and Vinci Group companies in the context of savings plans
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to carry out capital increases reserved for a category of beneficiaries in order to offer to employees of certain foreign subsidiaries the same benefits than those offered to employees participating directly or indirectly by way of a corporate mutual fund (FCPE) in a savings plan
  Management   Yes   For   For
Authorization to the Board of Directors to grant share subscription options to employees pursuant to the provisions of Articles L.225-177 et seq. of the Commercial Code
  Management   Yes   For   For
Powers for the formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SWEDISH MATCH AB, STOCKHOLM
Exchange Ticker Symbol:
CUSIP #: W92277115
Shareholder Meeting Date: 02-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the Income Statement and Balance Sheet and of the Consolidated Income Statement and Consolidated Balance Sheet
  Management   Yes   For   For
Resolution in respect of allocation of the Company’s profit in accordance with the adopted Balance Sheet and resolution on record day for dividend
  Management   Yes   For   For
Resolution regarding discharge from liability for the Board members and the President
  Management   Yes   For   For
Resolution regarding the reduction of the share capital by way of a recall of repurchased shares, and the transfer of the reduced amount to a fund for use in repurchasing the Company’s own shares; and
  Management   Yes   For   For
Resolution regarding a bonus issue
  Management   Yes   For   For
Resolution regarding the authorization of the Board of Directors to decide on the acquisition of shares in the Company
  Management   Yes   For   For
Adoption of principles for determination of remuneration payable to senior executives. In connection therewith the report regarding the work and function of the Compensation Committee
  Management   Yes   For   For
Determination of the number of Board members to be elected by the Meeting: The Board of Directors shall comprise six members elected by the Annual General Meeting and no Deputies
  Management   Yes   For   For
Determination of the remuneration to be paid to the Board of Directors
  Management   Yes   For   For
Election of members of the Board, the Chairman of the Board and the Deputy Chairman of the Board: The following Board members are proposed for re-election: Andrew Cripps, Karen Guerra, Conny Karlsson, and Meg Tiveus. The Nominating Committee proposes the election of Robert F. Sharpe and Joakim Westh as new members of the Board. Conny Karlsson is proposed to be re-elected as Chairman of the Board and Andrew Cripps is proposed be re-elected as Deputy Chairman of the Board
  Management   Yes   For   For
Resolution regarding the procedure for appointing members to the Nominating Committee and the matter of remuneration for the Nominating Committee, if any
  Management   Yes   For   For
Adoption of Instructions for Swedish Match AB’s Nominating Committee
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: OMEGA PHARMA SA
Exchange Ticker Symbol:
CUSIP #: B6385E125
Shareholder Meeting Date: 02-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Reading, deliberating and commenting of the annual report of the board of directors and the auditor’s report on the annual accounts for the financial year 2010
  Management   Yes   For   For
Communication of the consolidated annual accounts and the consolidated reports
  Management   Yes   For   For
Discussion and approval of the annual accounts closed on December 31st 2010
  Management   Yes   For   For
Approval of the allocation of the result as included in the annual accounts including a gross dividend of EUR 1.00 per share (net EUR 0.75 per share)
  Management   Yes   For   For
Granting discharge to the members of the board of directors and the auditor
  Management   Yes   For   For
Remuneration of non-executive directors
  Management   Yes   For   For
Reappointment as director of Marc Coucke
  Management   Yes   For   For
Reappointment as director of Couckinvest NV, with as permanent representative Marc Coucke
  Management   Yes   For   For
Reappointment as director of Sam Sabbe BVBA, with as permanent representative Sam Sabbe
  Management   Yes   For   For
Reappointment of auditor: PricewaterhouseCoopers Auditors BV CVBA, represented by Peter Opsomer BV BVBA
  Management   Yes   For   For
Remuneration of auditor
  Management   Yes   For   For
Deviation from article 520 ter, section 1 of the Belgian Company Code
  Management   Yes   Against   Against
Deviation from article 520 ter, section 2 of the Belgian Company Code
  Management   Yes   Against   Against
In accordance with article 556 of the Belgian Company Code, approval of the clauses of change of control as stipulated in (i) the credit agreement entered into with KBC Bank NV on August 24th 2010 and (ii) the revolving credit facility agreement entered into with Fortis Bank NV on 23rd August 2010
  Management   Yes   Against   Against
Miscellaneous
  Management   Yes   Against   Against
Authorization regarding the increase of the share capital-(authorized capital) Amendment of article 5 bis of the articles of association
  Management   Yes   Against   Against
Change of the day and hour of the annual meeting-Amendment of article 30 of the articles of association
  Management   Yes   For   For
Authorization regarding the acquisition and alienation of treasury shares-Amendment of article 53 of the articles of association
  Management   Yes   For   For
Coordination of the articles of association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: INDESIT COMPANY SPA, FABRIA
Exchange Ticker Symbol:
CUSIP #: T52684106
Shareholder Meeting Date: 02-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To amend art.2 (Head Office), 5 and 6 (Stock Capital), 9 (Shareholders meeting), 14 (Board of Directors) and 22 (Internal Auditors) of the by law. Resolutions related there to
  Management   No        
Approval of Balance Sheet as of 31-Dec-10. Board of Directors, Internal and External Auditors’ reports. Profit allocation and dividend distribution. Resolutions related there to
  Management   No        
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: To appoint Internal Auditors for the financial years 2011-2013:To appoint three effective auditors and two alternate auditors: List N. 1 presented by Fines SpA: Effective auditors: 1 — Marco Reboa; Alternate auditor: 1 — Michele Caso
  Shareholder   No        
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: To appoint Internal Auditors for the financial years 2011-2013:To appoint three effective auditors and two alternate auditors: List N. 2 presented by Fineldo Spa: Effective auditors: 1 — Andrea Amaduzzi; 2 — Luigi Biscozzi; Alternate auditor: 1- Francesco Nobili
  Shareholder   No        
To appoint Internal Auditors for the financial years 2011-2013: To appoint Internal Auditors’ chairman
  Management   No        
To appoint Internal Auditors for the financial years 2011-2013: To state Internal Auditors’ annual emolument
  Management   No        
Proposal for a new authorization the purchase and disposal of own shares Resolutions related there to
  Management   No        
Proposal to amend Shareholders meeting regulation. Resolutions related there to
  Management   No        

 

 

Issuer of Portfolio Security: SANDVIK AB, SANDVIKEN
Exchange Ticker Symbol:
CUSIP #: W74857165
Shareholder Meeting Date: 03-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution in respect of adoption of the Profit and Loss Account, Balance Sheet, Consolidated Profit and Loss Account and Consolidated Balance Sheet
  Management   Yes   For   For
Resolution in respect of discharge from liability of the Board members and the President for the period to which the accounts relate
  Management   Yes   For   For
The Board of Directors proposes a dividend of SEK 3.00 per share. Friday, 6 May 2011 is proposed as the record day. If the Meeting approves this proposal, it is estimated that the dividend payments will be distributed by Euroclear Sweden AB on Wednesday, 11 May 2011
  Management   Yes   For   For
Determination of the number of Board members, Deputy members and Auditors. In conjunction with this, the work of the Nomination Committee will be presented: Eight Board members, no Deputies and as Auditor a registered audit company
  Management   Yes   For   For
Resolution on changes of the Articles of Association
  Management   Yes   For   For
Determination of fees to the Board of Directors and Auditor:- Board member not employed by the Company SEK 500,000 — Chairman of the Board of Directors SEK 1,500,000 — Board member elected by the General Meeting who is a member of the Audit Committee SEK 150,000 — Chairman of the Audit Committee SEK 175,000 — Board member elected by the General Meeting who is a member of the Remuneration Committee SEK 100,000 — Chairman of the Remuneration Committee SEK 125,000 — Fees to the Auditor shall be paid continuously during the term of office in accordance with approved invoices
  Management   Yes   For   For
Re-election of Board members Fredrik Lundberg, Hanne de Mora, Egil Myklebust, Anders Nyren, Simon Thompson and Lars Westerberg. New election of Johan Karlstrom and Olof Faxander. Anders Nyren is proposed for re-election as Chairman of the Board of Directors
  Management   Yes   For   For
Re-election of KPMG AB as Auditor up to and including the Annual General Meeting 2015, i.e. for four years
  Management   Yes   For   For
Resolution on the Nomination Committee, etc. for the Annual General meeting 2012
  Management   Yes   For   For
Resolution on principles for the remuneration of senior executives
  Management   Yes   For   For
Resolution on the implementation of a long-term incentive programme
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: INMARSAT PLC
Exchange Ticker Symbol:
CUSIP #: G4807U103
Shareholder Meeting Date: 03-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and consider the Report of the Directors and the accounts of the Company for the year ended 31December 2010
  Management   Yes   For   For
To approve the Directors’ Remuneration Report
  Management   Yes   Against   Against
To declare the final dividend
  Management   Yes   For   For
To re-appoint Andrew Sukawaty as a Director
  Management   Yes   For   For
To re-appoint Kathleen Flaherty as a Director
  Management   Yes   For   For
To re- appoint Admiral James Ellis Jr (Rtd) as a Director
  Management   Yes   For   For
To re-appoint the Auditors
  Management   Yes   Against   Against
To give the Directors authority to determine the Auditors’ remuneration
  Management   Yes   Against   Against
To grant authority to the Board to make political donations and expenditure
  Management   Yes   For   For
To grant authority to the Board to call general meetings (other than AGMs) on 14 days’ notice
  Management   Yes   Against   Against
To grant authority to the Board to allot shares
  Management   Yes   Against   Against
To grant authority to the Board to issue shares for cash
  Management   Yes   For   For
To grant authority to the Board to make market purchases
  Management   Yes   For   For
To grant authority to the Board to offer a scrip dividend scheme
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BOLIDEN AB, STOCKHOLM
Exchange Ticker Symbol:
CUSIP #: W17218103
Shareholder Meeting Date: 03-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolutions regarding adoption of the income statement and balance sheet as well as the consolidated income statement and consolidated balance sheet
  Management   Yes   For   For
The Board of Directors proposes a dividend to the shareholders of SEK 5 per share and that Friday, May 6, 2011 shall be the record date for the right to receive dividends. Provided the Annual General Meeting resolves in accordance with the proposal, the dividend is expected to be distributed through Euroclear Sweden AB on Wednesday, May 11, 2011
  Management   Yes   For   For
Resolution regarding discharge from liability of the members of the Board of Directors and the President
  Management   Yes   For   For
That eight Board members be elected by the Annual General Meeting
  Management   Yes   For   For
That the fees to the Board of Directors shall amount to SEK 1,000,000 (900,000) to the Chairman and SEK 400,000 (350,000) to Board member not employed by the company; that unchanged fees of SEK 150,000 be paid to the Chairman of the Audit Committee and SEK 75,000 to each of the members of the Audit Committee; that unchanged fee of SEK 50,000 be paid to each of the members of the Remuneration Committee
  Management   Yes   For   For
That Marie Berglund, Staffan Bohman, Lennart Evrell, Ulla Litzen, Michael Gson Low, Leif Ronnback, Matti Sundberg and Anders Ullberg be re-elected members of the Board of Directors; and that Anders Ullberg be re-elected Chairman of the Board of Directors
  Management   Yes   For   For
That auditor fees are paid in accordance with approved invoices
  Management   Yes   For   For
Resolution regarding guidelines for compensation, etc for the Group Management
  Management   Yes   Against   Against
That the instructions of the Nomination Committee are amended so that the Nomination Committee shall comprise of a minimum of six (previously five) and a maximum of seven members. Six (previously five) of the members shall be elected by the Annual General Meeting. Four (previously three) of these shall represent shareholders that at the end of the month preceding the issue of the notice to the General Meeting are the four largest shareholders and who have consented to participate in the work of the Nomination Committee. One member should represent the minority shareholders and one shall be the Chairman of the Board of Directors; that Jan Andersson (Swedbank Robur fonder), Thomas Ehlin (Nordeas Fonder), Lars-Erik Forsgardh, Anders Oscarsson (AMF), Caroline af Ugglas (Skandia Liv) and Anders Ullberg (Chairman of the Board) be elected members of the Nomination Committee
  Management   Yes   For   For
The Board proposes that Article 9 section 1-3 (meeting notice) of the Articles of Association is amended in order to adapt the Articles to the new rules in the Swedish Companies Act which entered into force on 1 January 2011
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: APN NEWS & MEDIA LTD
Exchange Ticker Symbol:
CUSIP #: Q1076J107
Shareholder Meeting Date: 03-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To re-elect Mr J H Maasland as a Director
  Management   Yes   For   For
To re-elect Mr G K O’Reilly as a Director
  Management   Yes   For   For
To re-elect Mr E J Harvey as a Director
  Management   Yes   For   For
To re-elect Mr B D Chenoweth as a Director
  Management   Yes   For   For
To adopt the Remuneration Report for the year ended 31 December 2010
  Management   Yes   For   For
Approval of the APN News & Media Limited Long Term Incentive Plan
  Management   Yes   For   For
Approval of grant of Performance Rights under the LTI Plan to Mr B D Chenoweth
  Management   Yes   For   For
Adoption of new Constitution
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: RIGHTMOVE PLC, LONDON
Exchange Ticker Symbol:
CUSIP #: G75657109
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the accounts and the reports of the directors and auditors thereon
  Management   Yes   For   For
To approve the directors’ remuneration report
  Management   Yes   For   For
To declare a final dividend
  Management   Yes   For   For
To re-appoint KPMG Audit Plc as auditors of the Company
  Management   Yes   For   For
To authorise the directors to agree the remuneration of the auditors
  Management   Yes   For   For
To elect Peter Brooks-Johnson as a Director
  Management   Yes   For   For
To re-elect Scott Forbes as a Director
  Management   Yes   For   For
To re-elect Ed Williams as a Director
  Management   Yes   For   For
To re-elect Nick McKittrick as a Director
  Management   Yes   For   For
To re-elect Jonathan Agnew as a Director
  Management   Yes   For   For
To re-elect Colin Kemp as Director
  Management   Yes   For   For
To re-elect Ashley Martin as Director
  Management   Yes   For   For
To re-elect Judy Vezmar as Director
  Management   Yes   For   For
To authorise the directors to allot shares
  Management   Yes   For   For
To disapply statutory pre-emption rights
  Management   Yes   For   For
To authorise the repurchase of ordinary shares
  Management   Yes   For   For
To authorise political donations and expenditure
  Management   Yes   For   For
To authorise general meetings (other than an annual general meeting) to be called on not less than 14 clear days’ notice
  Management   Yes   Against   Against
To adopt the Rules of The Rightmove Performance Share Plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: LOGICA
Exchange Ticker Symbol:
CUSIP #: G55552106
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the annual report and accounts for the year ended 31 December 2010
  Management   Yes   For   For
To approve the final dividend of 2.3 pence per share
  Management   Yes   For   For
To approve the Directors’ Remuneration Report for the year ended 31 December 2010
  Management   Yes   Against   Against
To re-appoint PricewaterhouseCoopers LLP as auditors
  Management   Yes   For   For
To authorise the Directors to set the remuneration of the auditors
  Management   Yes   For   For
To re-elect Mr David Tyler as a Non-Executive Director
  Management   Yes   For   For
To re-elect Mr Andy Green as an Executive Director
  Management   Yes   For   For
To re-elect Mr Seamus Keating as an Executive Director
  Management   Yes   For   For
To re-elect Mrs Jan Babiak as a Non-Executive Director
  Management   Yes   For   For
To re-elect Mr Sergio Giacoletto as a Non-executive Director
  Management   Yes   For   For
To re-elect Mrs Noel Harwerth as a Non-Executive Director
  Management   Yes   For   For
To re-elect Dr Wolfhart Hauser as a Non-Executive Director
  Management   Yes   For   For
To re-elect Mr Frederic Rose as a Non-Executive Director
  Management   Yes   For   For
To authorise the Directors to allot relevant securities pursuant to Section 551 of the Companies Act 2006
  Management   Yes   For   For
To authorise disapplication of pre-emption rights
  Management   Yes   For   For
To authorise the Directors to make market purchases of the Company’s 10p ordinary shares pursuant to Section 693 of the Companies Act 2006
  Management   Yes   For   For
To authorise the Company to call general meetings on not less than 14 clear days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: BAE SYS PLC
Exchange Ticker Symbol:
CUSIP #: G06940103
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Report and Accounts
  Management   Yes   For   For
Remuneration Report
  Management   Yes   For   For
Final Dividend
  Management   Yes   For   For
Re-elect Paul Anderson
  Management   Yes   For   For
Re-elect Michael Hartnall
  Management   Yes   For   For
Re-elect Linda Hudson
  Management   Yes   For   For
Re-elect Ian King
  Management   Yes   For   For
Re-elect Sir Peter Mason
  Management   Yes   For   For
Re-elect Richard Olver
  Management   Yes   For   For
Re-elect Roberto Quarta
  Management   Yes   Against   Against
Re-elect Nicholas Rose
  Management   Yes   For   For
Re-elect Carl Symon
  Management   Yes   For   For
Elect Harriet Green
  Management   Yes   For   For
Elect Peter Lynas
  Management   Yes   For   For
Elect Paula Rosput Reynolds
  Management   Yes   For   For
Re-appointment of auditors
  Management   Yes   For   For
Remuneration of auditors
  Management   Yes   For   For
Political donations up to specified limits
  Management   Yes   For   For
Restricted Share Plan 2011
  Management   Yes   For   For
Authority to allot new shares
  Management   Yes   For   For
Disapplication of pre-emption rights
  Management   Yes   For   For
Purchase own shares
  Management   Yes   For   For
Notice of general meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: WEIR GROUP PLC, GLASGOW
Exchange Ticker Symbol:
CUSIP #: G95248137
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the report and financial statements
  Management   Yes   For   For
To declare a dividend
  Management   Yes   For   For
To approve the Remuneration Report
  Management   Yes   For   For
To re-elect Lord Smith as a director
  Management   Yes   For   For
To re-elect Keith Cochrane as a director
  Management   Yes   For   For
To re-elect Michael Dearden as a director
  Management   Yes   For   For
To re-elect Stephen King as a director
  Management   Yes   For   For
To re-elect Richard Menell as a director
  Management   Yes   For   For
To re-elect Alan Mitchelson as a director
  Management   Yes   For   For
To re-elect John Mogford as a director
  Management   Yes   For   For
To re-elect Lord Robertson as a director
  Management   Yes   For   For
To re-elect Jon Stanton as a director
  Management   Yes   For   For
To re-appoint Ernst and Young LLP as auditors
  Management   Yes   For   For
To authorise the directors to fix the remuneration of the auditors
  Management   Yes   Against   Against
To renew the directors’ general power to allot shares
  Management   Yes   For   For
To disapply the statutory pre-emption provisions
  Management   Yes   For   For
To renew the Company’s authority to purchase its own shares
  Management   Yes   For   For
To reduce the notice period for general meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: METROPOLE TELEVISION SA
Exchange Ticker Symbol:
CUSIP #: F6160D108
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the annual financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Allocation of the income for the year and setting the amount of the dividend
  Management   Yes   For   For
Approval of the agreements and commitments regulated by articles L.225-38 et seq. of the Code de commerce
  Management   Yes   For   For
Renewal of Mr. Gilles Samyn’s appointment as a member of the Supervisory Board
  Management   Yes   Against   Against
Renewal of Immobiliere Bayard d’Antin’s (a legal entity), appointment as a member of the Supervisory Board
  Management   Yes   Against   Against
Authorisation to be given to the Board of Directors to enable the Company to buy back its own shares under the scheme of article L.225-209 of the Code de commerce
  Management   Yes   For   For
Authorisation to be given to the Board of Directors to cancel shares bought by the Company under the scheme of article L.225-209 of the Code de commerce
  Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to increase the authorised capital, capped at 10%, in order to pay for contributions in kind of shares or transferable securities giving access to the capital
  Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to increase the authorised capital by issuing shares reserved for members of a corporate PEP pursuant to articles L. 3332-18 et seq. of the Code du travail
  Management   Yes   For   For
Authorisation to be given to the Board of Directors to award free shares to salaried employees (and/or certain corporate officers
  Management   Yes   For   For
Amendment of article 16 of the Articles of Association raising the age limit for members of the Board of Directors from 65 to 70
  Management   Yes   For   For
Amendment of article 20 of the Articles of Association to allow appointments of Board members to overlap
  Management   Yes   For   For
Harmonising of the Articles of Association — paras. 1 & 2, article 13, para. 6, article 21, paras. 1 & 2, article 28 and para. 1, article 29
  Management   Yes   For   For
Powers for the necessary legal formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MANITOBA TELECOM SVCS INC
Exchange Ticker Symbol:
CUSIP #: 563486109
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Election of Director: Pierre J. Blouin
  Management   Yes   For   For
Election of Director: Jocelyne M. Cote-O’Hara
  Management   Yes   For   For
Election of Director: N. Ashleigh Everett
  Management   Yes   For   For
Election of Director: The Honourable Gary A. Filmon
  Management   Yes   For   For
Election of Director: Gregory J. Hanson
  Management   Yes   For   For
Election of Director: Kishore Kapoor
  Management   Yes   For   For
Election of Director: David G. Leith
  Management   Yes   For   For
Election of Director: Donald H. Penny
  Management   Yes   For   For
Election of Director: H. Sanford Riley
  Management   Yes   For   For
Election of Director: D. Samuel Schellenberg
  Management   Yes   For   For
Election of Director: Carol M. Stephenson
  Management   Yes   For   For
The appointment of Deloitte & Touche LLP, Chartered Accountants, as auditors at a remuneration to be determined by the Board of Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SECURITAS AB, STOCKHOLM
Exchange Ticker Symbol:
CUSIP #: W7912C118
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the Statement of Income and the Balance Sheet and the Consolidated Statement of Income and the Consolidated Balance Sheet as per 31 December 2010
  Management   Yes   For   For
Appropriation of the company’s profit according to the adopted Balance Sheet: The Board proposes that a dividend of SEK 3 per share be declared
  Management   Yes   For   For
Record date for dividend: As record date for the dividend, the Board proposes 9 May 2011. If the AGM so resolves, the dividend is expected to be distributed by Euroclear Sweden AB starting 12 May 2011
  Management   Yes   For   For
Discharge of the Board of Directors and the President from liability for the financial year 2010
  Management   Yes   For   For
Determination of the number of Board members shall be eight, with no deputy members
  Management   Yes   For   For
Determination of fees to Board members and auditors: Fees to the Board members for the period up to and including the AGM 2012 shall amount to SEK 4,700,000 in total (including fees for committee work) to be distributed between the Board members as follows: the Chairman of the Board shall receive SEK 1,000,000, the Deputy Chairman shall receive SEK 750,000 and each of the other Board members, except the President, shall receive SEK 500,000. As consideration for the committee work, the Chairman of the Audit Committee shall receive SEK 200,000, the Chairman of the Remuneration Committee shall receive SEK 100,000, the members of the Audit Committee each SEK 100,000 and the members of the Remuneration Committee each SEK 50,000
  Management   Yes   For   For
Election of Board members: The Nomination Committee proposes re-election of the Board members Fredrik Cappelen, Carl Douglas, Marie Ehrling, Annika Falkengren, Alf Goransson, Fredrik Palmstierna, Melker Schorling and Sofia Schorling-Hogberg, for the period up to and including the AGM 2012
  Management   Yes   For   For
Election of members of the Nomination Committee: The Nomination Committee in respect of the AGM 2012 shall have five members. Gustaf Douglas (Investment AB Latour, etc) and Mikael Ekdahl (Melker Schorling AB) and Per-Erik Mohlin (SEB Fonder/SEB-TryggLiv) shall be re-elected and Jan Andersson (Swedbank Robur Fonder) and Henrik Didner (Didner & Gerge) shall be elected new members. Gustaf Douglas shall be elected Chairman of the Nomination Committee
  Management   Yes   For   For
Determination of guidelines for remuneration to executive management
  Management   Yes   Against   Against
Resolutions regarding the implementation of an incentive scheme, including hedging measures through the entering into of a share swap agreement
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MEDA AB, SOLNA
Exchange Ticker Symbol:
CUSIP #: W5612K109
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Decision regarding adoption of the income statement and balance sheet, and the consolidated income statement and consolidated balance sheet
  Management   Yes   For   For
Decision regarding appropriation of company earnings as per the adopted balance sheet
  Management   Yes   For   For
Decision regarding discharge of the board members and CEO from liability
  Management   Yes   For   For
Determination of the number of board members and deputy board members to be appointed by the AGM: The board shall consist of eight (8) members (7 last year) and that no deputy members be appointed (0 last year)
  Management   Yes   For   For
Determination of board remuneration and auditor fees
  Management   Yes   For   For
Re-election of board member Peter Claesson, Bert-Ake Eriksson, Marianne Hamilton, Tuve Johannesson, Anders Lonner, and Anders Waldenstrom; Election of board members Maria Carell and Peter von Ehrenheim
  Management   Yes   For   For
Election of Bert-Ake Eriksson as Chairman of the Board
  Management   Yes   For   For
Resolution concerning criteria for appointment of the nomination committee
  Management   Yes   For   For
Resolution concerning remuneration principles for the group management
  Management   Yes   For   For
Resolution concerning authorization of the board to decide on issuing new shares
  Management   Yes   For   For
Resolution concerning authorization of the board to decide on issuing convertible debentures
  Management   Yes   For   For
Repurchase of the company’s own shares
  Management   Yes   For   For
Amendment of the articles of association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MOBISTAR SA, BRUXELLES
Exchange Ticker Symbol:
CUSIP #: B60667100
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
The general meeting approves the company’s annual accounts for the financial year ended 31 December 2010, including the appropriation of the results as presented with distribution of a gross dividend of four euro and thirty cents (EUR 4.30) per share payable as follows: gross payment of two euro and ninety cents (EUR 2.90) per share payable in exchange for coupon No. 12 (ordinary dividend) as follows: “Ex date” on 17 May 2011; “Record date” on 19 May 2011; and “Payment date” on 20 May 2011. gross payment of one euro and forty cents (EUR 1.40) per share payable in exchange for coupon No. 13 (extraordinary dividend) as follows: “Ex date” on 16 August 2011; “Record date” on 18 August 2011; and “Payment date” on 19 August 2011. An amount equal to one per cent (1%) of the consolidated net result after taxes has been reserved for an employee participation plan pursuant to the law of 22 May 2001 on the participation of workers in the capital and profit of companies
  Management   Yes   For   For
The general meeting discharges the directors for fulfilling their mandate up to and including 31 December 2010
  Management   Yes   For   For
The general meeting discharges the statutory auditor for fulfilling his mandate up to and including 31 December 2010
  Management   Yes   For   For
The general meeting resolves to re-appoint Mr. Jan STEYAERT as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
  Management   Yes   Against   Against
The general meeting resolves to re-appoint Mrs. Brigitte BOURGOIN-CASTAGNET as director of the company for a term of three years. Her mandate will expire after the annual general meeting in 2014
  Management   Yes   Against   Against
The general meeting resolves to re-appoint Mrs. Nathalie THEVENON-CLERE as director of the company for a term of three years. Her mandate will expire after the annual general meeting in 2014
  Management   Yes   Against   Against
The general meeting resolves to re-appoint Mr. Bertrand DU BOUCHER director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
  Management   Yes   Against   Against
The general meeting resolves to re-appoint Mr. Olaf MEIJER SWANTEE as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
  Management   Yes   Against   Against
The general meeting resolves to re-appoint Mr. Benoit SCHEEN as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
  Management   Yes   Against   Against
The general meeting resolves to re-appoint WIREFREE SERVICES BELGIUM SA, represented by Mr. Aldo CARDOSO as director of the company for a term of three years. Its mandate will expire after the annual general meeting in 2014
  Management   Yes   Against   Against
The general meeting resolves to proceed to the final appointment of Mr. Gerard RIES (co-opted by the Board of Directors on 15 December 2010, in replacement of Mr Gervais PELLISSIER, resigning director) as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
  Management   Yes   Against   Against
The general meeting resolves to re-appoint Mr. Eric DEKEULENEER as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014. It appears from the elements known by the company and from the statement made by Mr. Eric DEKEULENEER that he meets the independence criteria set out in article 526ter of the Companies Code
  Management   Yes   For   For
The general meeting resolves to appoint CONSEILS GESTION orGANISATION SA represented by Mr. Philippe DELAUNOIS as director of the company for a term of three years. Its mandate will expire after the annual general meeting in 2014. It appears from the elements known by the company and from the statement made by CONSEILS GESTION ORGANISATION SA represented by Mr. Philippe DELAUNOIS that they meet the independence criteria set out in article 526ter of the Companies Code
  Management   Yes   For   For
The general meeting resolves to appoint SOGESTRA SPRL (company in the process of incorporation) represented by Mrs. Nadine ROZENCWEIG-LEMAITRE as director of the company for a term of three years. Its mandate will expire after the annual general meeting in 2014. It appears from the elements known by the company and from the statement made by SOGESTRA SPRL (company in the process of incorporation) represented by Mrs Nadine ROZENCWEIG- LEMAITRE that they meet the independence criteria set out in article 526ter of the Companies Code
  Management   Yes   For   For
The general meeting resolves to appoint Mr. Johan DESCHUYFFELEER as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014. It appears from the elements known by the company and from the statement made by Mr. Johan DESCHUYFFELEER that he meets the independence criteria set out in article 526ter of the Companies Code
  Management   Yes   For   For
On the proposal of the Board of Directors, the general meeting resolves as follows: The remuneration of each independent director is fixed at a lump sum of thirty three thousand euro (EUR 33,000) per full financial year. An additional remuneration of two thousand two hundred euro (EUR 2,200) will be granted for each meeting of a committee of the company which the director concerned has personally attended. The payment of this remuneration will be made (where applicable pro rata) after the general meeting has approved the annual accounts for the relevant financial year. The remuneration of the president of the Board of Directors is fixed at a lump sum of sixty-six thousand euro (EUR 66,000) per full financial year and for the entire duration of his mandate as president. An additional remuneration of two thousand two hundred euro (EUR 2,200) will be granted for each meeting of a committee of the company of which the president is a member and which he has personally attended. The payment of this remuneration will be made (where applicable pro rata) after the general meeting has approved the annual accounts for the relevant financial year. The mandate of the other directors is not remunerated, pursuant to article 20 of the company’s by-laws and the company’s Corporate Governance Charter
  Management   Yes   For   For
The general meeting resolves to apply the exception in article 520ter of the Companies Code (combined with article 525 of the Companies Code) with respect to the variable remuneration of the members of the executive management. It resolves, in particular, to maintain (and to the extent necessary, to ratify the application of) the same remuneration policy as that of preceding years for the members of the executive management with respect to the variable part short term (“performance bonus”), the Strategic Letter and the LTI’s as mentioned in the remuneration report published by the company
  Management   Yes   Against   Against
On the recommendation of the audit committee and on the proposal of the Board of Directors, the general meeting resolves to appoint Deloitte Bedrijfsrevisoren/Reviseurs d’Entreprises SC SCRL, represented by Mr. Rik Neckebroeck as auditor of the company for a period of three years expiring after the annual general meeting in 2014. The remuneration of the auditor for the accomplishment of its statutory mission is fixed at a lump sum of two hundred and sixteen thousand euro (EUR 216,000) per year
  Management   Yes   For   For
The general meeting resolves to remove the transitional provision in article 12 of the company’s by-laws
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 13, 3rd paragraph of the company’s by-laws with the following text: “Directors whose mandate has expired may be re-appointed, within the limits set out by the Companies Code regarding re-appointment as an independent director”
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 16, 2nd paragraph of the company’s by-laws with the following text: “Convocations must mention the place, date, time and agenda of the meeting. They must be sent out in advance within a reasonable timeframe by means of a letter, fax, e-mail or any other written means”
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 16, 4th paragraph of the company’s by-laws with the following text: “Any director may grant a proxy by letter, fax, e-mail or any other means to another director to represent him/her/it at a meeting of the Board of Directors”
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 25, 2nd paragraph of the company’s by-laws with the following text: “The conditions for the appointment of members of the management committee, their dismissal, their remuneration, the duration of their mission and the operational mode of the management committee, are determined by the Board of Directors in accordance with the applicable provisions of the Companies Code”
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 26 of the company’s by-laws with the following text: ARTICLE 26 — REMUNERATION AND NOMINATION COMMITTEE The remuneration and nomination committee assists the Board of Directors and is therefore notably entrusted with the following duties: making proposals to the Board of Directors on the remuneration policy for the directors, the members of the management committee (if applicable) and the members of other committees discussing the general management of the company as defined in article 96 Section 3 of the Companies Code and, where applicable, on the resultant proposals which must be submitted by the Board of Directors to the shareholders; making proposals to the Board of Directors on the individual remuneration of the directors, the members of the management committee (if applicable) and the members of other committees discussing the general management of the company as defined in article 96 Section 3 of the Companies Code, including the variable remuneration and long-term performance bonuses — whether or not stock-related — in the form of stock options or other financial instruments, and severance payments, and where applicable, on the resultant proposals which are submitted by the Board of Directors to the shareholders; drafting the Remuneration Report with a view to its insertion by the Board of Directors in the Corporate Governance Statement as defined in article 96 Section 2 of the Companies Code; commenting on the Remuneration Report at the annual General Meeting; providing recommendations to the Board of Directors on the nomination of directors, the members of the management committee (if applicable) and the members of other committees discussing the general management of the company as defined in article 96 Section 3 of the Companies Code; ensuring that the selection and evaluation procedures of the directors, the members of the management committee (if applicable) and the members of other committees discussing the general management of the company as defined in article 96 Section 3 of the Companies Code, are carried out in the most objective way possible. The remuneration and nomination committee regularly reports to the Board of Directors on the exercise of its duties. The remuneration and nomination committee must convene when necessary for the proper operation of the committee, and at least twice a year. The remuneration and nomination committee must at all times be composed of at least three directors. All members of the remuneration and nomination committee must be non-executive directors and a majority of them must be independent directors within the meaning of the Companies Code. Without prejudice to the foregoing, the said committee is chaired by the chairman of the Board of Directors or by another non-executive director. The members of the remuneration and nomination committee are appointed and may be dismissed at any time by the Board of Directors. The duration of the mandate of a member of the remuneration and nomination committee may not exceed the duration of his/ her/its mandate as a director
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 31 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: ARTICLE 31 — CONVOCATION The Board of Directors or the Auditor(s) convene(s) the General Meeting. These convocations must at least contain the elements set out in article 533bis of the Companies Code. The convocations are issued in the form and within the deadlines prescribed by articles 533 and following of the Companies Code. The agenda must mention the subjects which are to be treated, as well as the proposed resolutions. The proposal of the audit committee with respect to the appointment or re-appointment of the statutory auditor is listed in the agenda. Every year, at least one General Meeting is held whose agenda includes, among other things: discussion of the Management Report and Auditor(s)’(s) Report, the vote on the Remuneration Report, discussion and approval of the Annual Accounts, the appropriation of the results, the discharge to be granted to the directors and to the auditor(s) and, if the case arises, the appointment of director(s) and auditor(s) and prior approval of any agreement entered into with an executive director, a member of the management committee (if applicable) or a member of another committee discussing the general management of the company as defined in article 96 Section 3 of the Companies Code, containing a severance payment exceeding 12 months of remuneration, or, on the reasoned advice of the remuneration and nomination committee, exceeding 18 months of remuneration. Persons who must be invited to a General Meeting pursuant to the Companies Code, and who take part in a meeting or are represented there, are considered to have been validly convened. These persons may, before or after a General Meeting which they did not attend, renounce the right to invoke a lack of convocation or any irregularity in the convocation
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 32 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: ARTICLE 32 — ADMISSION The right to participate in the General Meeting and to vote is subject to the registration of the shares in the name of the shareholder on the fourteenth day preceding the General Meeting, at midnight (Belgian time), or by the registration of registered shares in the shareholders’ register, or by their registration in the accounts of an authorised custody account holder or clearing institution, regardless of the number of shares held by the shareholder on the day of the General Meeting. The day and hour set out in the first paragraph constitute the record date. The shareholder notifies the company, or the person designated by the company to this end, of his/her/its intention to participate in the General Meeting, at the latest on the sixth calendar day preceding the date of the General Meeting. In order to be admitted to the General Meeting, the shareholder must in addition also be able to prove his/her identity. The representative of a shareholder, who is a legal person, must be able to present the documents proving his/her capacity as company representative or proxy holder, at the latest before the commencement of the General Meeting. Transitional provision The owners of bearer shares must register on the record date by delivering the bearer shares to one or more financial intermediaries designated by the Board of Directors in the convocation, regardless of the number of shares held by the shareholder on the day of the General Meeting. The shareholder notifies the company, or the person designated by the company to this end, of his/her/its intention to participate in the General Meeting, at the latest on the sixth calendar day preceding the date of the General Meeting. In order to be admitted to the General Meeting, the shareholder must in addition also be able to prove his/her identity. The representative of a shareholder, who is a legal person, must be able to present the documents proving his/her capacity as company representative or proxy holder, at the latest before the commencement of the General Meeting
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 33 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies, into Belgian law. ARTICLE 33 — REPRESENTATION All shareholders having voting rights may vote personally or by proxy. A shareholder may designate, for a given General Meeting, only one person as a proxy holder, without prejudice to the exceptions set out in the Companies Code. The proxy holder must not be a shareholder. The designation of a proxy holder must take place in writing and must be signed by the shareholder. The Board of Directors may determine the form of the proxies in the convocation. The notification of the proxy to the company must be done by letter, fax or e-mail, in accordance with the modalities determined by the Board of Directors in the convocation. The proxy must be received by the company at the latest on the sixth calendar day preceding the date of the General Meeting. Any proxy received by the company before the publication of a revised agenda pursuant to article 533ter of the Companies Code remains valid for the items covered by the proxy. As an exception to the foregoing, with respect to the items on the agenda which are the subject of newly submitted proposed resolutions pursuant to article 533ter of the Companies Code, the proxy holder may, at the general meeting, deviate from potential voting instructions given by his/her/its principal if the accomplishment of these instructions would risk compromising the interests of his/her/its principal. The proxy holder must inform his/her/its principal of this fact
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 35 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: ARTICLE 35 ADJOURNMENT The Board of Directors has the right, during the meeting, to postpone the decision in relation to the approval of the annual accounts of the company by five weeks. This postponement has no effect on the other resolutions taken, except if the General Meeting resolves otherwise. The Board of Directors must re-convene the General Meeting within the five-week period in order to resolve the adjourned items on the agenda. Formalities fulfilled in order to attend the first General Meeting, including the registration of securities or the potential notification of proxies or forms used to vote by correspondence, remain valid for the second Meeting. New notifications of proxies or of forms used to vote by correspondence will be authorised, within the deadlines and under the conditions contained in the current by-laws. The General Meeting may only be postponed once. The second General Meeting makes final resolutions on the adjourned items on the agenda
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 36, 2nd paragraph of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: Holders of bonds, warrants and certificates issued with the cooperation of the company may attend the General Meeting, but only with an advisory vote. The right to attend the General Meeting is subject to the same formalities as those which are applicable in accordance with the provisions of the present by-laws, to the shareholders, depending on the nature of the securities concerned
  Management   Yes   For   For
The general meeting resolves to replace the current text of article 37 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: ARTICLE 37 — DELIBERATION Before entering the meeting, an attendance list setting out the names and the addresses of the shareholders as well as the number of shares held by them, is signed by the shareholders or by their proxy holders. An attendance list indicating the names and addresses of the holder of bonds, warrants and certificates issued with the cooperation of the company as well as the number of securities held by them, is also signed by each of them or by their proxy holders. The General Meeting cannot deliberate on points that are not contained in the agenda, unless all shareholders are present or represented at the General Meeting and unanimously resolve to deliberate on these points. The directors answer the questions addressed to them by the shareholders at the meeting or in writing with respect to their report or to other points on the agenda, to the extent that the communication of data is not likely to cause prejudice to the commercial interests of the company or to the confidentiality obligations that the company or the directors have committed to. The auditor(s) answer the questions addressed to them by the shareholders, at the meeting or in writing with respect to his (their) report, to the extent that the communication of data is not likely to cause prejudice to the commercial interests of the company or to the confidentiality obligations that the company, the directors or the auditors have committed to. The shareholders have the right to ask questions during the meeting or in writing. The written questions may be addressed to the company by electronic means to the address mentioned in the convocation to the General Meeting. The written questions must be received by the company at the latest on the sixth calendar day preceding the date of the General Meeting. Unless otherwise provided by the law and the by-laws, the resolutions must be taken by a simple majority of votes cast, regardless of the number of shares represented at the meeting. Blank and invalid votes are not added to the votes cast. The votes must be taken by a show of hands or by roll call, unless the General Meeting resolves otherwise by a simple majority of votes cast. The foregoing does not affect the right of each shareholder to vote by correspondence, by means of a form made available by the company and containing at least the elements set out in article 550 Section 2 of the Companies Code. The form used to vote by correspondence must be received by the company at the latest on the sixth calendar day preceding the General Meeting. The form used to vote by correspondence addressed to the company for a General Meeting is valid for the successive General Meetings convened with the same agenda. Any form used to vote by correspondence received by the company before the publication of a revised agenda pursuant to article 533ter of the Companies Code remains valid for the items on the agenda which are covered by it. By means of an exception to the foregoing, the vote exercised with respect to an item on the agenda which is the object of a newly proposed resolution in application of article 533ter of the Companies Code, is null and void
  Management   Yes   For   For
The general meeting resolves to add a 3rd paragraph to article 38 of the company’s by-laws by adding the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: The minutes must at least contain the elements set out in article 546 of the Companies Code and are published on the website of the company within fifteen calendar days after the General Meeting
  Management   Yes   For   For
The general meeting confers on Mr. Johan VAN DEN CRUIJCE, with the right of substitution, all powers necessary to immediately proceed with the coordination of the text of the company’s by-laws in accordance with the resolutions taken following the proposed resolutions nos. 19 to 24, to sign it and to file it with the clerk of the relevant Commercial Court, in accordance with the applicable legal provisions. The general meeting also confers on Mr. Johan VAN DEN CRUIJCE, with the right of substitution, all powers necessary to proceed with the coordination of the text of the company’s by-laws in accordance with the resolutions taken following the proposed resolutions nos. 25 to 31, to sign it and to file it with the clerk of the relevant Commercial Court, in accordance with the applicable legal provisions, as soon as the suspensive condition set out in the proposed resolutions is realised
  Management   Yes   For   For
Pursuant to article 556 of the Companies Code, the general meeting approves and, to the extent necessary, ratifies article 10.1 (i) of the “Revolving Credit Facility Agreement” entered into on 22 December 2010 between the company and Atlas Services Belgium SA
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SCANIA AKTIEBOLAG
Exchange Ticker Symbol:
CUSIP #: W76082119
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of the income statement and balance sheet and the consolidated income statement and balance sheet
  Management   Yes   For   For
Resolution concerning discharge of the members of the Board and the President and CEO from liability for the financial year
  Management   Yes   For   For
Resolution concerning distribution of the profit accorded to the adopted balance sheet and resolution concerning the record date for the dividend: The Board of Directors proposes a dividend of SEK 5.00 per share. The Board proposes Tuesday, 10 May 2011 as the record date for the dividend. Provided that the AGM approves this proposal, the dividend is expected to be sent from Euroclear Sweden AB on Friday, 13 May 2011
  Management   Yes   For   For
Resolution concerning guidelines for salary and other remuneration of the President and CEO as well as other executive officers
  Management   Yes   For   For
Resolution concerning the 2011 incentive programme
  Management   Yes   For   For
Resolution concerning amendment to the Articles of Association: the Board of Directors proposes that the AGM approve an amendment of the wording of the Articles of Association, section 8 and section 13, to read as specified
  Management   Yes   For   For
Determination of the Board of Directors shall consist of 10 members elected by the AGM without deputies
  Management   Yes   For   For
Determination of remuneration for Board members: that during the period until the end of the next AGM, the members of the Board shall receive remuneration for their work as follows: a) Remuneration to the Board of Directors is fixed at SEK 2,500,000, to be allocated among Board members in the amount of SEK 500,000 to each of the Board members who are not employed by Volkswagen AG or the company. b) For the work performed in the Audit Committee, additional remuneration is fixed at SEK 200,000 to the Chairman of the Audit Committee and SEK 100,000 to each of the other members of the Audit Committee who are not employed by Volkswagen AG or the company. For the work performed in the Remuneration Committee, remuneration is fixed at SEK 50,000 to each of the members of the Remuneration Committee CONTD
  Management   Yes   For   For
Re-election of Helmut Aurenz, Borje Ekholm, Jochem Heizmann, Gunnar Larsson, Hans Dieter Potsch, Francisco Javier Garcia Sanz, Asa Thunman, Peter Wallenberg Jr, Martin Winterkorn and Leif Ostling as Board members. Re-election of Martin Winterkorn as Chairman of the Board and re-election of Jochem Heizmann as the Vice Chairman of the Board
  Management   Yes   For   For
Remuneration to the auditors shall be paid according to approved invoices
  Management   Yes   For   For
Election of the authorised public accounting firm of Ernst & Young as the auditor of the company until the end of the AGM in 2015. Lars Traff is the auditor in charge for the company at Ernst & Young
  Management   Yes   For   For
Resolution concerning criteria for how members of the Nomination Committee shall be appointed
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MTU AERO ENGINES HOLDING AG, MUENCHEN
Exchange Ticker Symbol:
CUSIP #: D5565H104
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of net profit
  Management   Yes   For   For
Resolution to approve the actions of the members of the Management Board in the financial year 2010
  Management   Yes   For   For
Resolution to approve the actions of the members of the Supervisory Board in the financial year 2010
  Management   Yes   For   For
Appointment of the auditor for the financial year 2011
  Management   Yes   For   For
Resolution on a new Authorized Capital II; amendment of Sec. 4(6) of the Articles of Association
  Management   Yes   For   For
Resolution on a new Authorized Capital III; amendment of Sec. 4(7)-(9) of the Articles of Association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: RECKITT BENCKISER GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G74079107
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the 2010 report and financial statements
  Management   Yes   For   For
To approve the Directors’ remuneration report
  Management   Yes   Against   Against
To declare a final dividend
  Management   Yes   For   For
To re-elect Adrian Bellamy
  Management   Yes   For   For
To re-elect Peter Harf
  Management   Yes   For   For
To re-elect Bart Becht
  Management   Yes   For   For
To re-elect Graham Mackay
  Management   Yes   For   For
To elect Liz Doherty
  Management   Yes   For   For
To re-appoint PricewaterhouseCoopers LLP as auditors
  Management   Yes   For   For
To authorise the Directors to determine the auditors’ remuneration
  Management   Yes   For   For
To renew the Directors’ authority to allot shares
  Management   Yes   Against   Against
To renew the Directors’ power to disapply pre-emption rights
  Management   Yes   For   For
To renew the Company’s authority to purchase its own shares
  Management   Yes   For   For
To approve the calling of General Meetings on 14 clear days’ notice
  Management   Yes   Against   Against
To approve changes to the rules of the Company’s Share Plans
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GKN PLC
Exchange Ticker Symbol:
CUSIP #: G39004232
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the Directors report and accounts
  Management   Yes   For   For
To declare a final dividend
  Management   Yes   For   For
To re elect as a Director Mr R D Brown
  Management   Yes   For   For
To re elect as a Director Sir Kevin Smith
  Management   Yes   For   For
To re elect as a Director Mr M J S Bryson
  Management   Yes   For   For
To re elect as a Director Mr A Reynolds Smith
  Management   Yes   For   For
To re elect as a Director Mr W C Seeger
  Management   Yes   For   For
To re elect as a Director Mr N M Stein
  Management   Yes   For   For
To elect as a Director Mrs S C R Jemmett Page
  Management   Yes   For   For
To re elect as a Director Mr R Parry Jones
  Management   Yes   For   For
To re elect as a Director Mr J N Sheldrick
  Management   Yes   For   For
To re elect as a Director Mr M J Turner
  Management   Yes   For   For
To reappoint the auditors
  Management   Yes   For   For
To authorise the Directors to determine the auditors remuneration
  Management   Yes   For   For
To authorise the Directors to allot shares in the Company
  Management   Yes   For   For
To authorise the Directors to disapply pre emption rights
  Management   Yes   For   For
To approve the Directors remuneration report
  Management   Yes   For   For
To authorise the Company to make political donations
  Management   Yes   For   For
To authorise the Company to purchase its own shares
  Management   Yes   For   For
To retain a notice period of not less than 14 days in respect of general meetings other than AGMs
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: AMEC PLC
Exchange Ticker Symbol:
CUSIP #: G02604117
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Receiving the accounts and the reports of the directors and auditors for the year ended 31-Dec-10
  Management   Yes   For   For
Declaration of final dividend
  Management   Yes   For   For
To approve the directors’ remuneration report
  Management   Yes   For   For
To approve the remuneration policy set out in the directors’ remuneration report
  Management   Yes   For   For
Re-election of Mr. N A P Carson as a director
  Management   Yes   For   For
Re-election of Mr. C R Day as a director
  Management   Yes   For   For
Re-election of Mr. S Y Brikho as a director
  Management   Yes   For   For
Re-election of Mr. T W Faithfull as a director
  Management   Yes   For   For
Re-election of Mr. I P McHoul as a director
  Management   Yes   For   For
Re-election of Mr. N A Bruce as a director
  Management   Yes   For   For
Re-election of Mr. S R Thompson as a director
  Management   Yes   For   For
Re-appointment of Ernst and Young LLP as auditors
  Management   Yes   For   For
To authorise the directors to fix the remuneration of the auditors
  Management   Yes   For   For
Amendments to the rules of the AMEC Performance Share Plan 2002, as referred to in the notice of meeting
  Management   Yes   For   For
Authority of the directors to allot shares or to grant rights to subscribe for or to convert any security into shares
  Management   Yes   For   For
Disapplication of Section 561(1) of the Companies Act 2006
  Management   Yes   For   For
Authority of the company to make purchases of its own shares
  Management   Yes   For   For
Notice of general meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SOFTWARE AG, DARMSTADT
Exchange Ticker Symbol:
CUSIP #: D7045M133
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 124,559,796.45 as follows: Payment of a dividend of EUR 1.30 per no-par share EUR 87,583,113.85 shall be carried forward Ex-dividend and payable date: May 6, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs 3.1 Karl-Heinz Streibich 3.2 Arnd Zinnhardt 3.3 Wolfram Jost 3.4 David Broadbent 3.5 Mark Edwards 3.6 Ivo Tolev 3.7 Peter Kuerpick
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board 4.1 Andreas Bereczky 4.2 Willi Berchthold 4.3 Otto Geidt 4.4 Hermann Requardt 4.5 Anke Schaeferkordt 4.6 Alf Henryk Wulf 4.7 Monika Neumann 4.8 Peter Gallner 4.9 Dietlind Hartenstein 4.10 Manfred Otto 4.11 Roland Schley 4.12 Martin-Sperber-Tersunen 4.13 Rainer Burckhardt
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: BDO AG, Ham-burg
  Management   Yes   For   For
Resolution on the revocation of the contingent capital as per Section 5(3) of the articles of association and the corresponding amendment to the articles of association
  Management   Yes   For   For
Resolution on a stock split and the corresponding amendment to the articles of association The company’s share capital shall be redenominated by way of a 3-for-1 stock split into 86,148,143 bearer no-par shares with a theoretical par value of EUR 1 each
  Management   Yes   For   For
Resolution on the creation of authorized capital and the corresponding amendment to the articles of association The existing authorized capital shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 43,074,091 through the issue of new bearer no-par shares against contributions in cash and/or kind, on or before May 4, 2016. Shareholders’ subscription rights may be excluded for residual amounts, for a capital increase against payment in kind, for the granting of such rights to bondholders, and for a capital increase of up to 10 pct. of the share capital against cash payment if the shares are issued at a price not materially below the market price of identical shares
  Management   Yes   For   For
Resolution on the approval of the spin-off agreement with IDS Scheer Consulting GmbH Pursuant to Section 123(3)1 of the German Law Regulating Transformation of Companies, the company shall transfer the IDS Scheer business operations (comprising the IDS Scheer Consulting division and the ARIS distribution division) to its wholly-owned subsidiary IDS Scheer Consulting GmbH with effect as per January 1, 2016
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GALENICA AG, BERN
Exchange Ticker Symbol:
CUSIP #: H28455170
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Annual report, annual financial statement 2010 of Galenica ltd. and financial statements of the Galenica group for 2010, reports of the auditors
  Management   Yes   For   For
Compensation report
  Management   Yes   For   For
Discharge of the board of directors and the corporate executive committee
  Management   Yes   For   For
Allocation of available earnings for 2010
  Management   Yes   For   For
Re-election to the board of directors: Etienne Jornod
  Management   Yes   For   For
Re-election of the auditors Ernst and Young Ltd
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HOLCIM LTD, RAPPERSWIL-JONA
Exchange Ticker Symbol:
CUSIP #: H36940130
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the annual report, annual consolidated financial statements of the group and annual financial statements of Holcim Ltd
  Management   Yes   For   For
Advisory vote on remuneration report
  Management   Yes   Against   Against
Discharge of the members of the board of directors and the persons entrusted with management
  Management   Yes   For   For
Appropriation of retained earnings
  Management   Yes   For   For
Determination of the payout from capital contribution reserves
  Management   Yes   For   For
Re-election of a member of the Board of Directors: Mrs. Christine Binswanger
  Management   Yes   For   For
Re-election of a member of the Board of Directors: Dr. Andreas Von Planta
  Management   Yes   For   For
Re-election of a member of the Board of Directors: Dr. Erich Hunziker
  Management   Yes   For   For
Election to the board of directors: Dr. Alexander Gut
  Management   Yes   For   For
Re-election of the auditors. Motion of the Board of Directors: Conferral of the mandate for the auditors for the 2011 financial year on Ernst & Young Ltd, Zurich
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ENI S P A
Exchange Ticker Symbol:
CUSIP #: T3643A145
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Eni Financial Statements at December 31, 2010. Related deliberations. Eni consolidated Financial Statements at December 31, 2010. Reports of the Directors, of the Board of Statutory Auditors and of the Audit Firm
  Management   Yes   For   For
Allocation of net profit
  Management   Yes   For   For
Determination of the number of the Board of Directors’ members
  Management   Yes   For   For
Determination of the Directors’ term
  Management   Yes   For   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment of the Directors: List presented by Ministero dell’Economia e delle Finanze holding 3.9% of company stock capital: 1. RECCHI Giuseppe (Chairman) 2. SCARONI Paolo 3. GATTO Carlo Cesare 4. MARCHIONI Paolo 5. RESCA Mario 6. PETRI Roberto
  Shareholder   No        
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment of the Directors: List presented by some Institutional Investors holding 0.903% of company stock capital: 1. PROFUMO Alessandro 2. TARANTO Francesco 3. LORENZI Alessandro
  Shareholder   Yes   For   Against
Appointment of the Chairman of the Board of Directors
  Management   Yes   For   For
Determination of the remuneration of the Chairman of the Board of Directors and of the Directors
  Management   Yes   Abstain   Against
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment of the Statutory Auditors: List presented by Ministero dell’Economia e delle Finanze holding 3.9% of company stock capital: Effective Internal Auditor: 1. FERRANTI Roberto 2. FUMAGALLI Paolo 3. RIGHETTI Renato, Alternate Internal Auditor: 1. BILOTTI Francesco
  Shareholder   Yes   Abstain   Against
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment of the Statutory Auditors: List presented by some Institutional Investors holding 0.903% of company stock capital: Effective Internal Auditor: 1. MARINELLI Ugo 2. GIORGIO Silva, Alternate Internal Auditor: 1. LAURI Maurizio 2. SPANO’ Pierumberto
  Shareholder   Yes   For   Against
Appointment of the Chairman of the Board of Statutory Auditors
  Management   Yes   For   For
Determination of the remuneration of the Chairman of the Board of Statutory Auditors and of the effective Statutory Auditors
  Management   Yes   Abstain   Against
Compensation of the Court of Auditors’ Representative in charge of the financial monitoring of Eni
  Management   Yes   Abstain   Against

 

 

Issuer of Portfolio Security: DRAEGERWERK AG & CO. KGAA, LUEBECK
Exchange Ticker Symbol:
CUSIP #: D22938118
Shareholder Meeting Date: 06-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Presentation of the resolution of the AGM of the same day (item 9 on the agenda) regarding the revocation of the existing authorized capital, the creation of new authorized capital, and the corresponding amendment to the articles of association, as follows: The existing authorized capital shall be revoked. The general partner shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 21,132,800 through the issue of new ordinary and/or preferred shares against contributions in cash and/or kind, on or before May 5, 2016. Shareholders’ subscription rights may be excluded for residual amounts, for the issue of shares against contributions in kind, and for a capital increase of up to 10 pct. of the share capital against contributions in cash if the shares are issued at a price not materially below their market price. Holders of one class of shares may not subscribe to the other class of shares
  Management   Yes   For   For
Presentation of the resolution of the AGM of the same day (item 10 on the agenda) regarding resolution on the authorization to issue profit participating certificates, as follows: a) The general partner shall be authorized, with the consent of the Supervisory Board, to issue up to 94,680 profit participating certificates (series A1) with a nominal value of EUR 25.56 per certificate. The certificates (series A1) may only be issued for dilution protection in connection with the capital increase effected in June 2010 to holders of profit participating certificates (series A) at a ratio of 10:3 and a price of EUR 37.20 per certificate. The new certificate (series A1) entitles to an annual distribution of 10 times the amount of the dividend granted on an ordinary share as of January 1, 2011. This authorization is valid until May 5, 2016. b) The general partner shall be authorized, with the consent of the Supervisory Board, to issue up to 31,561 profit participating certificates (series K1) with a nominal value of EUR 25.56 per certificate. The certificates (series K1) may only be issued for dilution protection in connection with the capital increase effected in June 2010 to holders of profit participating certificates (series K) at a ratio of 10:3 and a price of EUR 37.53 per certificate. The new certificate (series K1) entitles to an annual distribution of 10 times the amount of the dividend granted on an ordinary share as of January 1, 2011. This authorization is valid until May 5, 2016. c) The general partner shall be authorized, with the consent of the Supervisory Board, to issue up to 297,786 profit participating certificates (series D1) with a nominal value of EUR 25.56 per certificate. The certificates (series D1) may only be issued for dilution protection in connection with the capital increase effected in June 2010 to holders of profit participating certificates (series D) at a ratio of 10:3 and a price of EUR 37.41 per certificate. The new certificate (series D1) entitles to an annual distribution of 10 times the amount of the dividend granted on an ordinary share as of January 1, 2011. This authorization is valid until May 5, 2016
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ROLLS-ROYCE GROUP PLC, LONDON
Exchange Ticker Symbol:
CUSIP #: G7630U109
Shareholder Meeting Date: 06-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Implement the Scheme of Arrangement
  Management   Yes   For   For
To receive the Director’s report and financial statements for the year ended December 31, 2010
  Management   Yes   For   For
To approve the Director’s remuneration report for the year ended December 31, 2010
  Management   Yes   For   For
To re-elect Sir Simon Robertson as a director of the Company
  Management   Yes   For   For
To re-elect John Rishton as a director of the Company
  Management   Yes   For   For
To re-elect Helen Alexander CBE a director of the Company
  Management   Yes   For   For
To re-elect Peter Byrom as a director of the Company
  Management   Yes   For   For
To re-elect Iain Conn as a director of the Company
  Management   Yes   For   For
To re-elect Peter Gregson as a director of the Company
  Management   Yes   Against   Against
To re-elect James Guyette as a director of the Company
  Management   Yes   For   For
To re-elect John McAdam as a director of the Company
  Management   Yes   For   For
To re-elect John Neill CBE as a director of the Company
  Management   Yes   For   For
To re-elect Andrew Shilston as a director of the Company
  Management   Yes   For   For
To re-elect Colin Smith as a director of the Company
  Management   Yes   For   For
To re-elect Ian Strachan as a director of the Company
  Management   Yes   For   For
To re-elect Mike Terrett as a director of the Company
  Management   Yes   For   For
To re-appoint the auditors
  Management   Yes   For   For
To authorise the directors to agree the auditor’s remuneration
  Management   Yes   For   For
To approve payment to shareholders
  Management   Yes   For   For
To authorise political donation and political expenditure
  Management   Yes   For   For
To approve the Rolls-Royce plc Share Purchase Plan
  Management   Yes   For   For
To approve the Rolls-Royce UK Share Save Plan
  Management   Yes   For   For
To approve the Rolls-Royce International Share Save Plan
  Management   Yes   For   For
To adopt amended Articles of Association
  Management   Yes   For   For
To authorise the directors to call general meetings on not less than 14 clear day’s notice
  Management   Yes   Against   Against
To authorise the directors to allot shares (s.551)
  Management   Yes   For   For
To disapply pre-emption rights (s.561)
  Management   Yes   For   For
To authorise the Company to purchase its own ordinary shares
  Management   Yes   For   For
To implement the Scheme of Arrangement
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: METRO AG, DUESSELDORF
Exchange Ticker Symbol:
CUSIP #: D53968125
Shareholder Meeting Date: 06-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Presentation of the financial statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and group annual report as well as the report by the Board of MDs pursuant to Sections 289(4), 289 (5) and 315(4) of the German Commercial Code as well as the resolution on the appropriation of the distributable profit of EUR 455,927,593.93 as follows: a) Payment of a dividend of EUR 1.35 per no-par share b) Payment of a dividend of EUR 1.485 per preferred share EUR 14,402,904.37 shall be carried forward Ex-dividend and payable date: May 9, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Approval of the remuneration system for the Board of MDs
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: KPMG AG, Berlin
  Management   Yes   For   For
Election to the Supervisory Board: Peter Kuepfer
  Management   Yes   For   For
Election to the Supervisory Board: Ann-Kristin Achleitner
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BASF SE
Exchange Ticker Symbol:
CUSIP #: D06216317
Shareholder Meeting Date: 06-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Adoption of a resolution on the appropriation of profit
  Management   Yes   For   For
Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board
  Management   Yes   For   For
Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors
  Management   Yes   For   For
Election of the auditor for the financial year 2011
  Management   Yes   For   For
By-election to the Supervisory Board: Ms. Anke Schaeferkordt
  Management   Yes   For   For
Adoption of a resolution on the change of the remuneration of the Audit Committee of the Supervisory Board and the corresponding amendment of the Statutes
  Management   Yes   For   For
Approval of a control and profit and loss transfer agreement between BASF SE and Styrolution GmbH
  Management   Yes   For   For
Approval of a control and profit and loss transfer agreement between BASF SE and BASF US Verwaltung GmbH
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: IMI PLC
Exchange Ticker Symbol:
CUSIP #: G47152106
Shareholder Meeting Date: 06-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Authority to allot equity securities for cash
  Management   Yes   For   For
Authority to purchase own shares
  Management   Yes   For   For
Notice of general meetings
  Management   Yes   Against   Against
Approve annual report and accounts
  Management   Yes   For   For
Approve remuneration report
  Management   Yes   For   For
Declaration of dividend
  Management   Yes   For   For
Re election of Martin Lamb
  Management   Yes   For   For
Re election of Douglas Hurt
  Management   Yes   For   For
Re election of Roy Twite
  Management   Yes   For   For
Re election of Norman Askew
  Management   Yes   For   For
Re election of Terry Gateley
  Management   Yes   For   For
Re election of Kevin Beeston
  Management   Yes   For   For
Re election of Anita Frew
  Management   Yes   For   For
Re election of Bob Stack
  Management   Yes   For   For
Election of Ian Whiting
  Management   Yes   For   For
Re appointment of auditors
  Management   Yes   For   For
Authority to set auditors remuneration
  Management   Yes   For   For
Authority to allot shares
  Management   Yes   For   For
Authority to make political donations
  Management   Yes   For   For
Approve IMI Share Option Plan
  Management   Yes   For   For
Approve IMI Global Employee Share Purchase Plan 2011
  Management   Yes   For   For
Approve IMI US Stock Purchase Plan 2011
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: COBHAM PLC
Exchange Ticker Symbol:
CUSIP #: G41440143
Shareholder Meeting Date: 06-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the reports of the directors and auditors and the audited financial statements
  Management   Yes   For   For
To approve the directors’ remuneration report
  Management   Yes   For   For
To declare a final ordinary dividend
  Management   Yes   For   For
To elect M Wareing a director
  Management   Yes   For   For
To re-elect M Beresford a director
  Management   Yes   For   For
To re-elect J F Devaney a director
  Management   Yes   For   For
To re-elect M W Hagee a director
  Management   Yes   For   For
To re-elect J S Patterson a director
  Management   Yes   For   For
To re-elect M H Ronald a director
  Management   Yes   For   For
To re-elect A J Stevens a director
  Management   Yes   For   For
To re-elect WG Tucker a director
  Management   Yes   For   For
To re-appoint the auditors
  Management   Yes   For   For
To authorise the directors to determine the auditors’ remuneration
  Management   Yes   For   For
To authorise the Company to purchase its own shares
  Management   Yes   For   For
To authorise the directors to allot shares and grant rights
  Management   Yes   For   For
To authorise the directors to allot equity securities for cash
  Management   Yes   For   For
To authorise the calling of general meetings (other than annual general meetings) on 14 clear days notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SMURFIT KAPPA GROUP PLC, DUBLIN
Exchange Ticker Symbol:
CUSIP #: G8248F104
Shareholder Meeting Date: 06-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Consideration of financial statements and Reports of Directors and Auditors
  Management   Yes   For   For
Consideration of the report on Directors’ Remuneration
  Management   Yes   For   For
Re-election of Director: Mr. Liam O’Mahony
  Management   Yes   For   For
Re-election of Director: Mr. Nicanor Restrepo
  Management   Yes   For   For
Re-election of Director: Mr. Paul Stecko
  Management   Yes   For   For
Re-election of Director: Ms. Rosemary Thorne
  Management   Yes   For   For
Election of Mr. Roberto Newell as a Director
  Management   Yes   For   For
Remuneration of Auditors
  Management   Yes   For   For
Disapplication of pre-emption rights
  Management   Yes   For   For
Authority to purchase own shares
  Management   Yes   For   For
Convening an Extraordinary General Meeting on 14 clear days’ notice
  Management   Yes   Against   Against
Approval of the 2011 Deferred Annual Bonus Plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: COCA-COLA HELLENIC BOTTLING CO S A
Exchange Ticker Symbol:
CUSIP #: X1435J139
Shareholder Meeting Date: 06-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Submission and recital of the management report by the bod and of the audit certificate by the company’s statutory auditor- accountant on the company’s financial statements and activities for the fiscal year which ended on 31.12.2010
  Management   Yes   For   For
Submission and approval of the company’s annual financial statements for the fiscal year which ended on 31.12.2010 and of the company’s consolidated financial statements
  Management   Yes   For   For
Discharge of the members of the board of directors and of the statutory auditors of the company from any liability for their activity during the fiscal year ended on 31.12.2010
  Management   Yes   Abstain   Against
Approval of the remuneration of the members of the bod for the their participation in the meetings of the bod and for their services to the company for the fiscal year 2010 and pre-approval of remuneration for the fiscal year 2011
  Management   Yes   For   For
Election of statutory auditors for the fiscal year 2011 (1.1.2011 to 31.12.2011)and determination of their fees
  Management   Yes   For   For
Approval of the financial results for the fiscal year 2010
  Management   Yes   For   For
Approval of election of a new member of the board of directors in replacement of a member who resigned
  Management   Yes   For   For
Election of the board of directors due to expiry of its term
  Management   Yes   For   For
Increase of the company’s share capital through capitalization of reserves and the simultaneous increase in the nominal value of its shares
  Management   Yes   For   For
Decrease of the company’s share capital through a reduction of the nominal value of its shares and return of the amount of the capital reduction to its shareholders in cash. Granting of the necessary authorisation to the company’s board of directors in connection with the return of the amount of the capital reduction to the shareholders in cash, the determination of the ex-rights date, the record date, as well as the date of commencement of payment of the capital return amount
  Management   Yes   For   For
Amendment of article 3 of the articles of association and codification of the articles of association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ZHEJIANG EXPWY CO LTD
Exchange Ticker Symbol:
CUSIP #: Y9891F102
Shareholder Meeting Date: 09-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To consider and approve the report of the directors for the year 2010
  Management   Yes   For   For
To consider and approve the report of the supervisory committee for the year 2010
  Management   Yes   For   For
To consider and approve the audited financial statements for the year 2010
  Management   Yes   For   For
To consider and approve final dividend of RMB25 cents per share in respect of the year ended December 31, 2010
  Management   Yes   For   For
To consider and approve the final accounts for the year 2010 and the financial budget for the year 2011
  Management   Yes   For   For
To consider and approve the re-appointment of Deloitte Touche Tohmatsu Certified Public Accountants Hong Kong as the Hong Kong auditors of the Company, and to authorize the board of directors of the Company to fix their remuneration; and
  Management   Yes   For   For
To consider and approve the re-appointment of Pan China Certified Public Accountants as the PRC auditors of the Company, and to authorize the board of directors of the Company to fix their remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SERCO GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G80400107
Shareholder Meeting Date: 09-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the Annual report and accounts for the year ended 31 Dec-10
  Management   Yes   For   For
To approve the Directors Remuneration Report for the year ended 31 December 2010
  Management   Yes   For   For
To declare a final dividend on the ordinary shares of the Company
  Management   Yes   For   For
To elect Paul Brooks as a Non Executive Director
  Management   Yes   For   For
To re elect Alastair Lyons as a Non Executive Director
  Management   Yes   For   For
To re elect Christopher Hyman as an Executive Director
  Management   Yes   For   For
To re elect Andrew Jenner as an Executive Director
  Management   Yes   For   For
To re elect David Richardson as a Non Executive Director
  Management   Yes   For   For
To re elect Leonard Broese van Groenou as a Non Executive Director
  Management   Yes   For   For
To reappoint Deloitte LLP as auditors of the Company
  Management   Yes   For   For
That the Directors be authorised to agree the remuneration of the auditors
  Management   Yes   For   For
To authorise the Company to make market purchases of its own shares within the meaning of Section 693 4 of the Companies Act 2006
  Management   Yes   For   For
To authorise the Directors to allot relevant securities in accordance with the Companys Articles of Association
  Management   Yes   For   For
To disapply statutory pre emption rights
  Management   Yes   For   For
To authorise the Company or any company which is or becomes its subsidiary during the period to which this resolution has effect to make political donations
  Management   Yes   For   For
That a general meeting other than an annual general meeting may be called on not less than 14 days clear notice
  Management   Yes   Against   Against
To increase the limit on Directors fees
  Management   Yes   For   For
To elect Angie Risley as a Non Executive Director
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SPIRAX-SARCO ENGINEERING PLC, CHELTENHAM GLOUCESTE
Exchange Ticker Symbol:
CUSIP #: G83561103
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the Directors’ Report and Accounts
  Management   Yes   For   For
To approve the Directors’ Remuneration Report
  Management   Yes   For   For
To declare a final dividend
  Management   Yes   For   For
To declare a special final dividend
  Management   Yes   For   For
To re-elect Mr W H Whiteley as a Director
  Management   Yes   For   For
To re-elect Mr M E Vernon as a Director
  Management   Yes   For   For
To re-elect Mr N H Daws as a Director
  Management   Yes   For   For
To re-elect Mr M E Gibbin as a Director
  Management   Yes   For   For
To re-elect Mr D J Meredith as a Director
  Management   Yes   For   For
To re-elect Mr A J Sorivin as a Director
  Management   Yes   For   For
To re-elect Mr G Bullock as a Director
  Management   Yes   For   For
To re-elect Dr K Rajagopal as a Director
  Management   Yes   For   For
To re-elect Mr C G Watson as a Director
  Management   Yes   For   For
To re-appoint KPMG Audit Plc as auditor of the Company and to authorise the Directors to determine their remuneration
  Management   Yes   For   For
To authorise the Directors to allot shares
  Management   Yes   For   For
To authorise the Directors to allot equities
  Management   Yes   For   For
To authorise the Directors to approve the issue of shares in lieu of cash dividends in respect of the period up to and including the date of the Annual General Meeting to be held in 2016 or, if earlier, 9th May 2016
  Management   Yes   For   For
To authorise the Company to purchase its own shares
  Management   Yes   For   For
To authorise the Company to call general meetings, other than Annual General Meetings, on not less than 14 clear days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: LAGARDERE SCA, PARIS
Exchange Ticker Symbol:
CUSIP #: F5485U100
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
  Management   Yes   For   For
The shareholders’ meeting approves the recommendations of the management and resolves that the income for the fiscal year be appropriated as follows: the earnings for the financial year are of EUR 373,526,611.13 the prior retained earnings of EUR 1,202,164,994.24 i.e. a distributable income of EUR 1,575,691,605.24. The shareholders’ meeting decides to withdraw from the distributable income the amount of EUR 1,632,25 0.00, equal to 1 per cent of the net consolidated income group share in favour of the active partners, said dividend will entitle to the 40 per cent deduction provided by the French General Tax Code. The shareholders will receive a net dividend of EUR 1.30 per share, and will entitle to the 40 per cent deduction provided by the French General Tax Code. This dividend will be paid starting from May 23, 2011. As required by law, it is reminded that, for the last three financial years, the dividends paid, were as follows: EUR 1.30 for fiscal year 2007, EUR 1.30 for fiscal year 2008 and EUR 1.30 for fiscal year 2009
  Management   Yes   For   For
Setting of the total directors’ attendance fees for members of the Supervisory Board
  Management   Yes   For   For
Renewal of the appointment of Ernst & Young et Autres as statutory auditors and appointment of Auditex as the new standby statutory auditor vice Mr Gilles Puissochet, tenure ended
  Management   Yes   For   For
Appointment of Mrs Susan M. Tolson as a member of the Supervisory Board vice Mr Bernard Mirat, resigned
  Management   Yes   For   For
Authorisation to be given to management to trade for eighteen months in the Company’s shares
  Management   Yes   For   For
Authorisation to be given to management for a period of eighteen months to issue transferable securities giving, or capable of giving, immediately or at some future date, only to debt securities and/or to a share in the authorised capital of companies other than Lagardere SCA, and limited to EUR 1.5 billion for the resultant loans
  Management   Yes   For   For
Authorisation to be given to management for a period of twenty-six months to issue, with a preferential right of subscription for existing shareholders, shares and transferable securities giving access to the Company’s authorised capital, capped at EUR 265 million for capital increases and EUR 1.5 billion for debt securities
  Management   Yes   For   For
Authorisation to be given to management for a period of twenty-six months to issue by means of a public offer without a preferential right of subscription for existing shareholders, shares and transferable securities giving access to the Company’s authorised capital, capped at EUR 160 million for capital increases with a priority right, EUR 120 million for capital increases without a priority right and EUR 1.5 billion for debt securities
  Management   Yes   Against   Against
Authorisation to be given to management for a period of twenty-six months to issue by private placement to qualified investors or to a restricted group of investors, with the preferential right of subscription cancelled, shares and transferable securities giving access to the Company’s authorised capital, capped at EUR 120 million for capital increases and EUR 1.5 billion for debt securities
  Management   Yes   Against   Against
Authorisation to be given to management to increase the value of issues, decided if an issue is oversubscribed
  Management   Yes   Against   Against
The shareholders’ meeting: authorizes the management to increase the share capital on one or more occasions, to a maximum nominal amount of EUR 120,000,000.00 (i.e. around 15 per cent of the actual capital), by way of issuing shares or securities giving access to the company’s share capital, in consideration for securities tendered in a public exchange offer concerning the shares of another company, authorizes the management to increase the share capital on one or more occasions, up to EUR 80,000,000.00 (i.e. per around 10 cent of the share capital), by way of issuing shares or securities giving access to the capital, in consideration for the contributions in kind granted to the company and comprised of capital securities or securities giving access to the share capital of another company. The shareholders’ preferential subscription rights concerning the securities above mentioned are cancelled. The shareholders’ meeting: decides that the nominal amount of the debt securities issue d shall not exceed EUR 1,500,000,000.00, delegates all powers to the management to take all necessary measures and accomplish all necessary formalities. The present delegation is given for a 26-month period. It supersedes the delegation granted by the shareholders’ meeting of April 28, 2009
  Management   Yes   Against   Against
Overall cap of EUR 160 million (issue premia excluded) for capital increases resulting from issues made with the preferential right of subscription for existing shareholders cancelled and capped at EUR 1.5 billion for debt securities included in issues under earlier resolutions
  Management   Yes   For   For
Authorisation to be given to management, for a period of twenty-six months, to increase the authorised capital by incorporation of reserves or issue premia and free allocations of shares to shareholders, or by increasing the face value of existing shares, capped at EUR 300 million
  Management   Yes   For   For
Amendment to article 25 of the Articles of Association in order to allow as an extraordinary distribution, a payment in kind to Shareholders
  Management   Yes   For   For
Powers to accomplish the necessary legal formalities
  Management   Yes   For   For
Approval of the corporate financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
  Management   Yes   For   For
The shareholders’ meeting approves the recommendations of the management and resolves that the income for the fiscal year be appropriated as follows: the earnings for the financial year are of EUR 373,526,611.13 the prior retained earnings of EUR 1,202,164,994.24 i.e. a distributable income of EUR 1,575,691,605.24. The shareholders’ meeting decides to withdraw from the distributable income the amount of EUR 1,632,25 0.00, equal to 1 per cent of the net consolidated income group share in favour of the active partners, said dividend will entitle to the 40 per cent deduction provided by the French General Tax Code. The shareholders will receive a net dividend of EUR 1.30 per share, and will entitle to the 40 per cent deduction provided by the French General Tax Code. This dividend will be paid starting from May 23, 2011. As required by law, it is reminded that, for the last three financial years, the dividends paid, were as follows: EUR 1.30 for fiscal year 2007, EUR 1.30 for fiscal year 2008 and EUR 1.30 for fiscal year 2009
  Management   Yes   For   For
Setting of the total directors’ attendance fees for members of the Supervisory Board
  Management   Yes   For   For
Renewal of the appointment of Ernst & Young et Autres as statutory auditors and appointment of Auditex as the new standby statutory auditor vice Mr Gilles Puissochet, tenure ended
  Management   Yes   For   For
Appointment of Mrs Susan M. Tolson as a member of the Supervisory Board vice Mr Bernard Mirat, resigned
  Management   Yes   For   For
Authorisation to be given to management to trade for eighteen months in the Company’s shares
  Management   Yes   For   For
Authorisation to be given to management for a period of eighteen months to issue transferable securities giving, or capable of giving, immediately or at some future date, only to debt securities and/or to a share in the authorised capital of companies other than Lagardere SCA, and limited to EUR 1.5 billion for the resultant loans
  Management   Yes   For   For
Authorisation to be given to management for a period of twenty-six months to issue, with a preferential right of subscription for existing shareholders, shares and transferable securities giving access to the Company’s authorised capital, capped at EUR 265 million for capital increases and EUR 1.5 billion for debt securities
  Management   Yes   For   For
Authorisation to be given to management for a period of twenty-six months to issue by means of a public offer without a preferential right of subscription for existing shareholders, shares and transferable securities giving access to the Company’s authorised capital, capped at EUR 160 million for capital increases with a priority right, EUR 120 million for capital increases without a priority right and EUR 1.5 billion for debt securities
  Management   Yes   Against   Against
Authorisation to be given to management for a period of twenty-six months to issue by private placement to qualified investors or to a restricted group of investors, with the preferential right of subscription cancelled, shares and transferable securities giving access to the Company’s authorised capital, capped at EUR 120 million for capital increases and EUR 1.5 billion for debt securities
  Management   Yes   Against   Against
Authorisation to be given to management to increase the value of issues, decided if an issue is oversubscribed
  Management   Yes   Against   Against
The shareholders’ meeting: authorizes the management to increase the share capital on one or more occasions, to a maximum nominal amount of EUR 120,000,000.00 (i.e. around 15 per cent of the actual capital), by way of issuing shares or securities giving access to the company’s share capital, in consideration for securities tendered in a public exchange offer concerning the shares of another company, authorizes the management to increase the share capital on one or more occasions, up to EUR 80,000,000.00 (i.e. per around 10 cent of the share capital), by way of issuing shares or securities giving access to the capital, in consideration for the contributions in kind granted to the company and comprised of capital securities or securities giving access to the share capital of another company. The shareholders’ preferential subscription rights concerning the securities above mentioned are cancelled. The shareholders’ meeting: decides that the nominal amount of the debt securities issue d shall not exceed EUR 1,500,000,000.00, delegates all powers to the management to take all necessary measures and accomplish all necessary formalities. The present delegation is given for a 26-month period. It supersedes the delegation granted by the shareholders’ meeting of April 28, 2009
  Management   Yes   Against   Against
Overall cap of EUR 160 million (issue premia excluded) for capital increases resulting from issues made with the preferential right of subscription for existing shareholders cancelled and capped at EUR 1.5 billion for debt securities included in issues under earlier resolutions
  Management   Yes   For   For
Authorisation to be given to management, for a period of twenty-six months, to increase the authorised capital by incorporation of reserves or issue premia and free allocations of shares to shareholders, or by increasing the face value of existing shares, capped at EUR 300 million
  Management   Yes   For   For
Amendment to article 25 of the Articles of Association in order to allow as an extraordinary distribution, a payment in kind to Shareholders
  Management   Yes   For   For
Powers to accomplish the necessary legal formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: INFORMA PLC
Exchange Ticker Symbol:
CUSIP #: G4770C106
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the Report of the Directors and the Accounts for the year ended 31 December 2010 and the Report of the Auditors on the Accounts
  Management   Yes   For   For
To re-elect Mr Derek Mapp as a Director
  Management   Yes   For   For
To re-elect Mr Peter Rigby as a Director
  Management   Yes   For   For
To re-elect Mr Adam Walker as a Director
  Management   Yes   For   For
To re-elect Dr Pamela Kirby as a Director
  Management   Yes   For   For
To re-elect Mr John Davis as a Director
  Management   Yes   For   For
To re-elect Dr Brendan O’Neill as a Director
  Management   Yes   For   For
To elect Mr Stephen A. Carler CBE, who retires under the provisions of Article 57 of the Company’s Articles of Association
  Management   Yes   For   For
To approve the Directors’ Remuneration Report for the year ended 31 December 2010
  Management   Yes   For   For
To re-appoint Deloitte LLP as auditors of the Company
  Management   Yes   For   For
To authorise the Directors to determine the remuneration of the auditors
  Management   Yes   For   For
To authorise the Directors to allot shares
  Management   Yes   For   For
To authorise the Directors to allot shares (and sell treasury shares) for cash without making a pre-emptive offer to shareholders
  Management   Yes   For   For
To authorise the Company to purchase the Company’s own shares
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MORGAN CRUCIBLE CO PLC, BERKSHIRE
Exchange Ticker Symbol:
CUSIP #: G62496131
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the audited accounts and the auditors’ and directors’ reports for the year ended 2 January 2011
  Management   Yes   For   For
To approve the directors’ remuneration report of the Remuneration Committee
  Management   Yes   For   For
To declare a Final Dividend at the rate of 5 pence per ordinary share
  Management   Yes   For   For
To re-elect Mark Robertshaw as a Director
  Management   Yes   For   For
To re-elect Simon Heale as a Director
  Management   Yes   For   For
To re-elect Martin Flower as a Director
  Management   Yes   For   For
To re-elect Andrew Given as a Director
  Management   Yes   For   For
To re-elect Kevin Dangerfield as a Director
  Management   Yes   For   For
To re-elect Tim Stevenson as a Director
  Management   Yes   For   For
To elect Andrew Hosty as a Director
  Management   Yes   For   For
To re-appoint KPMG Audit PLC as auditors of the Company
  Management   Yes   For   For
To authorise the Directors of the Company to determine the auditors’ remuneration
  Management   Yes   For   For
To authorise the Directors of the Company to make political donations
  Management   Yes   For   For
To authorise the Directors of the Company to allot shares
  Management   Yes   For   For
To authorise the Directors of the Company to disapply pre-emption rights
  Management   Yes   For   For
To enable the Company to convene a general meeting (other than AGMs) on 14 days’ notice
  Management   Yes   Against   Against
To amend the Company’s Articles of Association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HAVAS, 2 ALLEE DE LONGCHAMP SURESNES
Exchange Ticker Symbol:
CUSIP #: F47696111
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Review and approval of the annual financial statements for the financial year 2010
  Management   Yes   For   For
Review and approval of the consolidated financial statements for the financial year 2010
  Management   Yes   For   For
Allocation of income for the financial year
  Management   Yes   For   For
Setting the amount of attendance allowances for 2011
  Management   Yes   For   For
Approval of the Agreements pursuant to Article L. 225-38 of the Commercial Code (Agreements concluded between the companies Bollore and Havas)
  Management   Yes   For   For
Approval of the Agreements pursuant to Article L. 225-38 of the Commercial Code (cancellation of the Agreement concluded between the Company Havas and the company EURO RSCG, and cancellation of the Agreement between the Company Havas and the company EURO RSCG Worldwide)
  Management   Yes   For   For
Renewal of Mr. Vincent BOLLORE’s term as Board member
  Management   Yes   For   For
Appointment of Mrs. Mercedes ERRA as Board member
  Management   Yes   For   For
Renewal of Mr. Antoine VEIL’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Jacques SEGUELA’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Pierre GODE’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Yves CANNAC’s term as Board member
  Management   Yes   For   For
Renewal of term of the company BOLLORE as Board member
  Management   Yes   For   For
Renewal of term of the company LONGCHAMP PARTICIPATIONS as Board member
  Management   Yes   For   For
Renewal of term of the company FINANCIERE DE LONGCHAMP as Board member
  Management   Yes   For   For
Authorization granted to the Board of Directors to purchase shares of the Company
  Management   Yes   Against   Against
Authorization granted to the Board of Directors to reduce capital by cancellation of shares previously purchased as part of a share repurchase program
  Management   Yes   For   For
Delegation of authority to the Board of Directors to increase share capital in favor of members of a company savings plan
  Management   Yes   For   For
Delegation of authority to the Board of Directors to increase share capital in favor of given categories of beneficiaries
  Management   Yes   For   For
Amendment of Article 22 of the Statutes “Nature and convening”
  Management   Yes   For   For
Amendment of Article 23 of the Statutes ‘Agenda”
  Management   Yes   For   For
Powers to accomplish the formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SHOPPERS DRUG MART CORPORATION
Exchange Ticker Symbol:
CUSIP #: 82509W103
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To vote in respect of the election of the nominees for director: M. Shan Atkins
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: James F. Hankinson
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: Krystyna Hoeg
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: Holger Kluge
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: Gaetan Lussier
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: Hon. David Peterson, P.C., Q.C.
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: Dr. Martha Piper
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: Sarah Raiss
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: Derek Ridout
  Management   Yes   For   For
To vote in respect of the election of the nominees for director: David M. Williams
  Management   Yes   For   For
Appointment of Deloitte & Touche LLP as auditors for the ensuing year and authorization for the Directors to fix their remuneration
  Management   Yes   Against   Against
The ordinary resolution attached as Schedule “A” to the accompanying Management Proxy Circular reconfirming the Corporation’s Shareholder Rights Plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: AEGIS GROUP PLC, LONDON
Exchange Ticker Symbol:
CUSIP #: G0105D108
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the annual report and accounts for the year ended 31 December 2010
  Management   Yes   For   For
To authorise a final dividend of 1.725p per ordinary share
  Management   Yes   For   For
To elect Harold Mitchell as a Director
  Management   Yes   For   For
To re-elect Robert Philpott as a Director
  Management   Yes   For   For
To re-elect Lorraine Trainer as a Director
  Management   Yes   For   For
To re-appoint Deloitte LLP as Auditors
  Management   Yes   For   For
To authorise the Directors to fix the remuneration of the Auditors
  Management   Yes   For   For
To approve the remuneration report
  Management   Yes   For   For
To increase the maximum fee payable to Directors
  Management   Yes   For   For
To authorise the Directors to allot relevant securities
  Management   Yes   For   For
To authorise the Company to call general meetings on 14 clear days’ notice
  Management   Yes   Against   Against
To receive the annual report and accounts for the year ended 31 December 2010
  Management   Yes   For   For
To authorise a final dividend of 1.725p per ordinary share
  Management   Yes   For   For
To elect Harold Mitchell as a Director
  Management   Yes   For   For
To re-elect Robert Philpott as a Director
  Management   Yes   For   For
To re-elect Lorraine Trainer as a Director
  Management   Yes   For   For
To re-appoint Deloitte LLP as Auditors
  Management   Yes   For   For
To authorise the Directors to fix the remuneration of the Auditors
  Management   Yes   For   For
To approve the remuneration report
  Management   Yes   For   For
To increase the maximum fee payable to Directors
  Management   Yes   For   For
To authorise the Directors to allot relevant securities
  Management   Yes   For   For
To authorise the Company to call general meetings on 14 clear days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: CAPITA GROUP
Exchange Ticker Symbol:
CUSIP #: G1846J115
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive the Financial Statements and the Reports of the Directors and the Auditors
  Management   Yes   For   For
To approve the Directors’ remuneration report
  Management   Yes   For   For
To declare a final dividend of 13.4p per share
  Management   Yes   For   For
To re-elect Martin Bolland as a Director
  Management   Yes   For   For
To re-elect Paul Pindar as a Director
  Management   Yes   For   For
To re-elect Gordon Hurst as a Director
  Management   Yes   For   For
To re-elect Maggi Bell as a Director
  Management   Yes   For   For
To re-elect Paddy Doyle as a Director
  Management   Yes   For   For
To re-elect Martina King as a Director
  Management   Yes   For   For
To elect Nigel Wilson as a Director
  Management   Yes   For   For
To elect Paul Bowtell as a Director
  Management   Yes   For   For
To elect Vic Gysin as a Director
  Management   Yes   For   For
To elect Andy Parker as a Director
  Management   Yes   For   For
To appoint KPMG Auditors Plc as Auditors of the Company
  Management   Yes   For   For
To authorise the Directors to fix the Auditors’ remuneration
  Management   Yes   For   For
To authorise the Directors to allot shares pursuant to Section 551 of the Companies Act 2006
  Management   Yes   For   For
To disapply statutory pre-emption rights pursuant to Section 570 of the Companies Act 2006
  Management   Yes   For   For
To approve the notice period for any general meeting that is not an annual general meeting to not less than 14 clear days
  Management   Yes   Against   Against
To renew the Company’s authority to make market purchases of its own ordinary shares
  Management   Yes   For   For
To approve the Company’s Co-Investment Plan
  Management   Yes   For   For
To approve changes to the Company’s Deferred Annual Bonus Plan
  Management   Yes   For   For
To approve the change of the Company name to Capita plc
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: UNITED BUSINESS MEDIA LTD
Exchange Ticker Symbol:
CUSIP #: G9226Z104
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
To receive and adopt report and accounts
  Management   Yes   For   For
To approve the directors’ remuneration report
  Management   Yes   For   For
To re-appoint Ernst and Young LLP as auditors
  Management   Yes   For   For
To authorise the directors to determine the remuneration of the auditors
  Management   Yes   For   For
To re-elect David Levin as a director
  Management   Yes   For   For
To re-elect Alan Gillespie as a director
  Management   Yes   For   For
To re-elect Jonathan Newcomb as a director
  Management   Yes   For   For
To authorise the directors to allot relevant securities
  Management   Yes   For   For
to change the name of the company to Ubm Plc
  Management   Yes   For   For
To allow general meetings to be called on 14 days’ notice
  Management   Yes   Against   Against
To disapply pre-emption rights
  Management   Yes   For   For
To authorise the purchase by the company of ordinary shares in the market
  Management   Yes   For   For
To adopt new articles of association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KERRY GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G52416107
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Report and Accounts
  Management   Yes   For   For
Declaration of Dividend
  Management   Yes   For   For
Re-election of Mr. Kieran Breen (in accordance with Article 102)
  Management   Yes   For   For
Re-election of Mr. Patrick Flahive (in accordance with Article 102)
  Management   Yes   For   For
Re-election of Mr. Denis Buckley (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Gerry Behan (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Denis Carroll (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Michael Dowling (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Michael Fleming (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Noel Greene (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Flor Healy (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Kevin Kelly (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Stan McCarthy (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Brian Mehigan (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Gerard O Hanlon (in accordance with Combined Code)
  Management   Yes   For   For
Re-election of Mr. Denis Wallis (in accordance with Combined Code)
  Management   Yes   For   For
Remuneration of Auditors
  Management   Yes   Against   Against
Ordinary Resolution (Remuneration Report)
  Management   Yes   Abstain   Against
Ordinary Resolution (Section 20 Authority)
  Management   Yes   For   For
Special Resolution (Disapplication Section 23)
  Management   Yes   For   For
Special Resolution (To authorise the company to make market purchases of its own shares)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SOLVAY SA, BRUXELLES
Exchange Ticker Symbol:
CUSIP #: B82095116
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the Renumeration report It is proposed to approve the Remuneration report set out in Section 6 of the Statement of Corporate Governance
  Management   Yes   For   For
Approval of the Remuneration policy : departure from Article 520ter of the Companies Code, for the years 2011 and 2012 in favor of the Chairman of the Executive Committee and the Executive Committee members. In the framework of Article 520ter of the Companies Code, it is proposed not to amend the Remuneration policy for the Chairman of the Executive Committee and the members of the Executive Committee for the years 2011 and 2012
  Management   Yes   Against   Against
Approval of the annual accounts for the 2010 fiscal year — allocation of profits and dividend distribution. It is proposed that the shareholders approve the annual accounts, the allocation of profits and the gross dividend distribution for fully-paid shares at EUR 3.0667 or EUR 2.30 (net of Belgian withholding tax). In view of the EUR 0.90 (net of Belgian withholding tax) interim dividend paid on January 13, 2011 the balance of the dividend to be distributed amounts to EUR 1.40 net of Belgian withholding tax), payable as of May 17, 2011
  Management   Yes   For   For
It is proposed that the shareholders grant discharge to the Directors in office during the 2010 fiscal year for operations falling within that period
  Management   Yes   For   For
It is proposed that the shareholders grant discharge to the External Auditor in office during the 2010 fiscal year for operations falling within that period
  Management   Yes   For   For
It is proposed to re-elect successively Mr Charles Casimir-Lambert as Directors for a period of four years. Their term of office will expire immediately after the Annual Shareholders’ Meeting of May 2015
  Management   Yes   For   For
It is proposed to re-elect successively Mr Yves-Thibault de Silguy as Directors for a period of four years. Their term of office will expire immediately after the Annual Shareholders’ Meeting of May 2015
  Management   Yes   For   For
Board of Directors; Confirmation of the appointment of Charles Casimir-Lambert as a independent Director within the Board of Directors (on the basis of the criteria to be satisfied to be deemed an independent Director — see the Corporate Governance report 2010, chapter 4.3.4.). It is proposed to confirm: Mr Charles Casimir-Lambert as independent Directors within the Board of Directors. During its meeting of March 7, 2011, the Works Council of Solvay S.A Brussels was informed about it, according to the article 524 of the Companies Code
  Management   Yes   For   For
Board of Directors; Confirmation of the appointment of Yves-Thibault de Silguy as a independent Directors within the Board of Directors (on the basis of the criteria to be satisfied to be deemed an independent Director — see the Corporate Governance report 2010, chapter 4.3.4.). It is proposed to confirm: Mr Yves-Thibault de Silguy as independent Directors within the Board of Directors. During its meeting of March 7, 2011, the Works Council of Solvay S.A Brussels was informed about it, according to the article 524 of the Companies Code
  Management   Yes   For   For
Appointment of Mrs Evelyn du Monceau as independent Director within the Board of Director, this Director fulfilling the criterion to be considered as independent Director. It is proposed to appoint Mrs Evelyn du Monceau as independant Director within the Board of Directors. During its meeting of March 7, 2011, the Works Council of Solvay S.A. Brussels was informed about it, according to the article 524 of the Companies Code
  Management   Yes   For   For
Any other business
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: ARCELORMITTAL SA, LUXEMBOURG
Exchange Ticker Symbol:
CUSIP #: L0302D129
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Approval of the Consolidated Financial Statements for the financial year 2010
  Management   Yes   For   For
Approval of the Parent Company Annual Accounts for the financial year 2010
  Management   Yes   For   For
Allocation of results, determination of dividend, and determination of compensation for the members of the Board of Directors in relation to the financial year 2010
  Management   Yes   For   For
The General Meeting, upon the proposal of the Board of Directors, sets the amount of annual directors’ compensation to be allocated to the members of the Board of Directors in relation to the financial year 2010 at USD 1,802,034
  Management   Yes   For   For
Discharge of the directors
  Management   Yes   For   For
Election of members of the Board of Director: Mr. Lakshmi N. Mittal
  Management   Yes   For   For
Election of members of the Board of Director: Mr. Antoine Spillmann
  Management   Yes   For   For
Election of members of the Board of Director: Mr. Lewis B. Kaden
  Management   Yes   For   For
Election of members of the Board of Director: HRH Prince Guillaume de Luxembourg
  Management   Yes   For   For
Election of members of the Board of Director: Mr. Bruno Lafont
  Management   Yes   For   For
Appointment of an independent company auditor for the purposes of the Parent Company Annual Accounts and the Consolidated Financial Statements for the financial year 2011
  Management   Yes   For   For
Decision to authorise a Restricted Share Unit Plan and a Performance Share Unit Plan 2011-2020
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PANALPINA WELTTRANSPORT (HOLDING) AG, BASEL
Exchange Ticker Symbol:
CUSIP #: H60147107
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted on   Shareholder   Vote on Matter   Directors   Management
Annual report, annual financial statements and consolidated financial statements 2010 as well as acknowledgement of the report of the auditors
  Management   Yes   For   For
Discharge to the board of directors
  Management   Yes   For   For
Appropriation of balance sheet profit 2010
  Management   Yes   For   For
Re-election of Dr. Rudolf W. Hug
  Management   Yes   For   For
Re-election of Chris E. Muntwyler
  Management   Yes   For   For
Re-election of Dr. Roger Schmid
  Management   Yes   For   For
Re-election of Dr. Hans-Peter Strodel
  Management   Yes   For   For
Re-election of Dr. Beat Walti
  Management   Yes   For   For
New election of Lars Foerberg
  Management   Yes   For   For
Re-election of Knud Elmholdt Stubkjaer
  Management   Yes   For   For
Renewal of approved capital
  Management   Yes   For   For
Election of the auditor
  Management   Yes   For   For
Adhoc
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: KUEHNE & NAGEL INTL AG
Exchange Ticker Symbol:
CUSIP #: H4673L145
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Annual report, annual accounts and consolidated accounts 2010
  Management   Yes   For   For
Decision about the utilization of available earnings: application of profits and assignment at cash investment
  Management   Yes   For   For
Decision about the utilization of available earnings: filling from cash investment reserves
  Management   Yes   For   For
Approval of the activities of the board of directors and the management
  Management   Yes   For   For
Election of the board of director: Mr. Juergen Fitschen
  Management   Yes   For   For
Election of the board of director: Mr. Karl Gernandt
  Management   Yes   Against   Against
Election of the board of director: Mr. Hans-Joerg Hager
  Management   Yes   Against   Against
Election of the board of director: Mr. Klaus-Michael Kuehne
  Management   Yes   Against   Against
Election of the board of director: Mr. Hans Lerch
  Management   Yes   For   For
Election of the board of director: Mr. Dr. Wolfgang Peiner
  Management   Yes   Against   Against
Election of the board of director: Mr. Dr. Thomas Staehelin
  Management   Yes   Against   Against
Election of the board of director: Mr. Dr. Joerg Wolle
  Management   Yes   For   For
Election of the board of director: Mr. Bernd Wrede
  Management   Yes   Against   Against
Election of the board of director: Mr. Dr. Renato Fassbind
  Management   Yes   For   For
Elections of the auditors KPMG Ag, Zurich
  Management   Yes   For   For
Ad-hoc
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SOLVAY SA, BRUXELLES
Exchange Ticker Symbol:
CUSIP #: B82095116
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Modification of Article 3 of the by-laws. It is proposed to adapt the purpose of the corporation to simplify it and make it more generic and thus appropriate to cover new activities. Article 3 of the by-laws would then read as follows: “The purpose of the Corporation is: — to hold and manage, directly or indirectly, interests in companies, enterprises or entities with the purpose directly or indirectly linked to manufacture, exploitation, marketing, research and development of industrial and commercial activities or services primarily but not exclusively in the chemicals sector, its different disciplines and specialties, and activities that are connected, derived from and accessory to it as well as activities in the sector of exploitation and processing of natural resources, in Belgium and abroad. — to conduct, both in Belgium CONTD
  Management   Yes   For   For
Modification of Article 10 ter. It is proposed to renew the authorization set up at Article 10 ter for another three-year period, effective as of the date of publication of the Annexes in the Moniteur belge of the decision to be taken by the Extraordinary Shareholders’ Meeting and to put the threshold to 20% of the subscribed capital. In Article 10ter of the by-laws the date of May 13, 2008 will be replaced by the date of May 10, 2011
  Management   Yes   Against   Against
Article 10bis. It is proposed to delete this provision relating to the authorized capital which was not renewed in 2010 and of which the term of June 1, 2010 has expired
  Management   Yes   For   For
Article 11 alinea 5. It is proposed to modify paragraph 5 of Article 11 of the by-laws to bring it into conformity with current usage. It would thus read as follows : The Board of Directors shall also have the right, one month after notice has been given to the defaulting shareholder, by registered letter or a process server, to have a broker sell to an approved purchaser those shares on which payments for capital calls have not been made. This sale shall be made on the defaulter’s behalf and at his cost and risk; the price paid, less costs, shall be paid over to the Corporation up to the amount owed by the defaulting shareholder. Should the price to too low, the latter shall owe the difference, just as he shall benefit from any surplus. Certificates of such shares shall have no value
  Management   Yes   For   For
Article 13bis. Since the provision in point 2 of Article 13 bis was a transitional one, it is proposed to delete the text in point 2 of Article 13 bis and to renumber point “3” as “2”. 2 Barring legal exemptions included in the thresholds stated above, no one can vote at the General Shareholders’ Meeting of the company a number of votes greater than that corresponding to the shares he declared in compliance with the law and the present articles of association, at least twenty days before the date of the above Meeting
  Management   Yes   For   For
Article 15. It is proposed to delete the reference to the General Shareholders Meeting of June 2005 and to change the deadline of reception of any candidate for a term on the Board of Directors to bring it into compliance with the schedule of formalities for meetings under the new regime. It is proposed that the candidacies for a term as Board Member must be received in writing by the company at least forty days before the General Shareholders’ Meeting. Article 15 of the by-laws would thus read: “The Board Members are nominated by the General Shareholders’ for a term of four years maximum. They are eligible for reelection. Applications for candidacy for a term as board member must be received in writing by the company at least forty days before the General Shareholders Meeting, or they shall be deemed inadmissible”
  Management   Yes   For   For
Article 16. It is proposed to repeal Article 16 of the by-laws, since the provision is no longer current
  Management   Yes   For   For
Article 20. It is proposed to amplify paragraph 2 of Article 20 of the by-laws by inserting the possibility for Board Members, if they cannot be physically present during deliberations of the Board, to be able to participate by telephone, video conference or any other similar means of communication. Paragraph 2 of Article 20 of the by-laws would thus read as follows: “Meetings must be convened with at least five days advance notice, except in an emergency, an explanation of which must be put in the minutes. The meetings shall take place at the place indicated in the notice calling the meeting. Any Board Member who cannot be physically present for deliberations of the Board shall be able to participate by telephone, video conference or any other similar means of communication”
  Management   Yes   For   For
Article 21. It is proposed to modify Article 21 by deleting in paragraph 1 the reference to article 529 of the Companies Code, which is of no use and by simplifying paragraph 3 the proxy modes to allow any Board Member who cannot be physically in attendance to be represented by one of his colleagues. Paragraph 3 of article 21 of the by-laws would thus read as follows: “Any Board Member who cannot be physically in attendance at the meetings may give his proxy, by mail, telegram, telefax or electronic mail, to one of his colleagues on the Board to represent him at a given meeting of the Board and to vote in his place. In this case, the Member will be considered present for the purpose of quorums and votes. However, no Board member can represent more than one of his colleagues”
  Management   Yes   For   For
Article 33. It is proposed to add the reference to the law to paragraph 1, the shareholders being required to be in conformity with the law and the by-laws of the Company. The first paragraph of Article 33 of the by-laws would thus read: “Duly constituted shareholders’ meetings shall represent all shareholders. The shareholders’ meeting shall include all those shareholders who have met their obligations under the law and the present by-laws”
  Management   Yes   For   For
Article 34. It is proposed to change the time set for the Annual Shareholders’ Meeting to 10:30 a.m. instead of the current 2:30 p.m. Paragraph 1 of the by-laws would thus be worded as: “The ordinary annual shareholders’ meeting shall be held on the second Tuesday of May at 10:30 a.m”
  Management   Yes   For   For
In addition, the text of this provision must comply with the new law allowing for the possibility of one or more shareholders, who together possess at least 3% of the equity capital of the company, to request that items be put on the agenda for any General Shareholders’ Meeting. It is therefore proposed to revise paragraph 2 and to introduce a new paragraph 3 to Article 34. Paragraphs 2 and 3 of Article 34 of the by-laws would thus read as follows: “The Board of Directors and the Auditors may call extraordinary shareholders’ meetings and prepare their agendas. They shall call them on the request of shareholders representing one-fifth of the Corporation’s registered capital. In that case, the shareholders shall indicate the items to be included on the agenda in their request for a meeting. One or more shareholders together CONTD
  Management   Yes   For   For
Article 36. It is proposed to modify the Article 36 to bring it into compliance with the new law that regulates the means of calling Shareholders’ Meetings. This new provision provides that the notices of meeting should be sent from now on thirty days at least before the shareholders’ meeting and should also be published in the media from which we can reasonably expect a diffusion of information to the public throughout the European Economic Area. In addition, notices of meeting will be sent in the same timeframe to registered shareholders. Article 36 of the by-laws would thus read as follows: “Notices convening Shareholders’ Meetings shall contain the agenda and be communicated by way of an announcement, at least 30 days before the meeting, published in the “Moniteur belge” as well as a newspaper with national circulation CONTD
  Management   Yes   For   For
Article 37. It is proposed to modify Article 37 of the by-laws that deals with admission of shareholders to the Shareholders’ Meeting to bring it into conformity with the new law, which, from now on, requires registration of the shares held by the shareholders by the 14th day prior to the meeting. Article 37 of the by-laws would therefore read as follows: “In order to attend the meeting, shareholders must register their shares by midnight (Belgium time) on the fourteenth day preceding the meeting. On this registration date, the bearer shares must be deposited with a financial broker or registered in the accounts of an approved depositary or clearing house and the registered shares must be listed in the Corporation’s ledger of registered shares. The shareholders shall have to notify the Corporation or the person so designated, in CONTD
  Management   Yes   For   For
Article 38. It is proposed to modify Article 38 to bring it into compliance with the new provisions related to proxy voting indicated in the new law. Article 38 of the by-laws should then read as follows: “Shareholders shall vote in person or by proxy according to conditions set by the Companies Code. A proxy holder may represent several shareholders. Co-owners, usufructuaries and bare owners shall ensure that they are respectively represented by one and the same person. Without prejudice to the procedures laid down in Article 37, proxies, whose form is determined by the Board of Directors, shall be deposited at the place or places indicated or, if the need arises, at the electronic mail address indicated in the notice of the CONTD
  Management   Yes   For   For
Article 39. It is proposed to modify Article 39 by making reference to the legal provisions in terms of attendance quorums, voting at the meeting and specifying that electronic votes be added to a secret vote. Paragraph 1 of article 39 of the by-laws should then read as follows: “The shareholders’ meeting shall be duly convened, unless the law requires a quorum, regardless of the number of shares represented. Its decisions shall be taken by an absolute majority of those voting unless otherwise provided for in the law and the by-laws”
  Management   Yes   For   For
At the end of paragraph 4 of Article 39, a sentence as follows should be added: “Electronic votes are added to a secret ballot. The electronic voting procedures will be explained at the beginning of each shareholders’ meeting”
  Management   Yes   For   For
Article 40. It is proposed to repeal Article 40 of the by-laws-redundant with provisions of the Companies Code and also incomplete
  Management   Yes   For   For
Article 41. It is proposed to modify this Article, as a means of simplification, as follows: “Barring any legal restrictions, each share without par value entitles the holder to one vote”
  Management   Yes   For   For
Article 42. It is proposed to simplify Article 42 of the by-laws to make it conform to practice. Article 42 of the by-laws would therefore read as follows: “The annual shareholders’ meeting shall be presided over by the Chairman of the Board of Directors, or, in his absence, by a Vice-Chairman or a Director authorized to do so by his colleagues. The other members of the Board of Directors shall complete the panel. The Chairman shall appoint the secretary and designate two shareholders as tellers”
  Management   Yes   For   For
Article 43. It is proposed to modify Article 43 of the by-laws by deleting paragraphs 2 and 9 to conform with the new provisions regarding registration of shares. It is also proposed to modify paragraphs 7 and 8 to make them comply with the provisions of this new law to allow the Board to extend the decision on the approval of annual accounts to five weeks instead of three weeks. Article 43 of the by-laws would therefore read as follows: “The shareholders’ meeting shall address only those proposals appearing on the agenda. Apart from the right to extension provided by article 555 of the Companies Code, the Board of Directors shall have the right to adjourn any regular or extraordinary meeting, whatever the items on the agenda. It may make use of this right at any time, but only after the meeting has been called to order. CONTD
  Management   Yes   For   For
Article 45. It is proposed to replace the terms “Board Members” by “Board of Directors” in the second paragraph and also set the deadline of one month to forty-five days to submit to the Auditor the annual accounts and the annual report in compliance with the new law. Article 45 of the by-laws would therefore read as follows: “The Corporation’s fiscal year shall begin on January 1 and end on December 31 every year. Every year, the Directors shall draw up an inventory and close the annual accounts. They shall assess corporate assets and record the necessary depreciation and amortization. The annual accounts shall include the balance sheet and the profit and loss account as well as the annex. Forty-five days at least before the general shareholders’ meeting, the Board of Directors shall submit the above-mentioned documents, CONTD
  Management   Yes   For   For
Article 46. It is proposed to modify article 46 to bring it into compliance with the new law which provides that documents must be made available to shareholders at the same time as the notice of meeting. Additionally, reference must also be made to the consolidated accounts in the list of documents that must be made available to shareholders. Article 46 of the by-laws would therefore read as follows: “As soon as the shareholders’ meeting is convened, the shareholders can consult the following at the principal place of business: 1. the annual accounts and the consolidated annual accounts; 2. the list of public funds, shares, bonds and other company securities making up the portfolio; 3. the list of holders of partially paid shares indicating their number of shares and their place of residence; 4. the Directors’ and CONTD
  Management   Yes   For   For
Article 48. It is proposed to modify Article 48 by deleting the reference to article 619 of the Companies Code. Article 48 of the by-laws would thus read as follows: “Dividends shall be paid at the times and places designated by the Board of Directors but no later than December 31 following the general shareholders’ meeting. The Board of Directors may also, under those conditions set in article 618 of the Companies Code, decide to make payments on dividends in installments”
  Management   Yes   For   For
Suspensive condition. The Board of Directors invites you to adopt the proposed resolution referred to under 2.3 above, with effect from 1 January 2012, under the suspensive condition that the law of December 20, 2010 concerning the exercise of certain rights of shareholders in listed companies come into force by that date
  Management   Yes   For   For
Power. It is proposed that the Extraordinary General Meeting gives to two Directors of the company with the position of Chairman or a Member of the Executive Committee, with the option of sub-delegated the authority to ensure implementation of decisions taken, in finding realization of the condition and to establish the coordination of statutes. The Board invites you to adopt this proposal
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ITV PLC, LONDON
Exchange Ticker Symbol:
CUSIP #: G4984A110
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the Report and Accounts
  Management   Yes   For   For
To approve the Remuneration report
  Management   Yes   Against   Against
To elect Lucy Neville-Rolfe as a non-executive director
  Management   Yes   For   For
To re-elect John ormerod as a non-executive director
  Management   Yes   For   For
To re-appoint KPMG Audit Plc as auditors
  Management   Yes   For   For
To authorise the directors to determine the auditors’ remuneration
  Management   Yes   For   For
Authority to allot shares
  Management   Yes   For   For
Disapplication of pre-emption rights
  Management   Yes   For   For
Political donations
  Management   Yes   For   For
Purchase of own shares
  Management   Yes   For   For
Length of notice period for general meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: BIC SA
Exchange Ticker Symbol:
CUSIP #: F10080103
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for FY 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for FY 2010
  Management   Yes   For   For
Allocation of income and setting of the dividend
  Management   Yes   For   For
Directors’ attendance fees
  Management   Yes   For   For
Authorisation to be given to the Board of Directors to trade in the Company’s shares
  Management   Yes   For   For
Renewal of Mr. Francois Bich’s appointment as a director
  Management   Yes   Against   Against
Renewal of Mrs. Marie-Pauline Chandon-Moet’s appointment as a director
  Management   Yes   Against   Against
Renewal of Mr. Frederic Rostand’s appointment as a director
  Management   Yes   For   For
Renewal of Deloitte & Associe’s appointment as statutory auditor
  Management   Yes   For   For
Renewal of Beas’ appointment as standby statutory auditor
  Management   Yes   For   For
Renewal of Grant Thornton’s appointment as statutory auditor
  Management   Yes   For   For
Renewal of Igec’s appointment as standby statutory auditor
  Management   Yes   For   For
Authorisation to be given to the Board of Directors to reduce the authorised capital by cancelling shares purchased pursuant to article L.225-209 of the Code de commerce
  Management   Yes   For   For
Amendment of article 14 “Chairman, CEO and Managing Directors” of the Articles of Association
  Management   Yes   For   For
Powers for accomplishing the necessary legal formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOGNUM AG, FRIEDRICHSHAFEN
Exchange Ticker Symbol:
CUSIP #: D836B5109
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 164,904,419.52 as follows: Payment of a dividend of EUR 0.50 per share EUR 99,216,919.52 shall be carried forward Ex-dividend and payable date: May 12, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: PricewaterhouseCoopers AG, Stuttgart
  Management   Yes   For   For
Approval of the remuneration system for the members of the Board of MDs
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT
Exchange Ticker Symbol:
CUSIP #: D48164103
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of profits
  Management   Yes   For   For
Resolution about the ratification of the actions of the board of executive directors
  Management   Yes   For   For
Resolution about the ratification of the actions of the supervisory board
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Deloitte + Touche GmbH, Hanover
  Management   Yes   For   For
Resolution about the conversion of bearer shares to registered shares and corresponding amendment of the articles of association
  Management   Yes   For   For
Amendment to section 3 of the articles of association in respect of the company being authorized to transfer information to the shareholders by electronic means
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SIG PLC, SHEFFIELD
Exchange Ticker Symbol:
CUSIP #: G80797106
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the financial statements for the year ended 31 December 2010 together with the reports of the Directors and Auditors thereon
  Management   Yes   For   For
To approve the Directors Remuneration Report for the year ended 31 December 2010
  Management   Yes   Against   Against
To elect Mr. L. Van de Walle as a Director
  Management   Yes   For   For
To re-elect Mr M J Chivers as a Director
  Management   Yes   For   For
To re-elect Mr C.J. Davies as a Director
  Management   Yes   For   For
To re-elect Mr G.W. Davies as a Director
  Management   Yes   For   For
To re-elect Mr C.V. Geoghegan as a Director
  Management   Yes   For   For
To re-elect Mr J. C Nicholls as a Director
  Management   Yes   For   For
To re-appoint Deloitte LLP as Auditors to the Company
  Management   Yes   For   For
To fix the remuneration of the auditors Deloitte LLP
  Management   Yes   For   For
To authorise the Directors to allot shares in the Company or grant rights in subscribe for or convert any security into shares in the Company
  Management   Yes   For   For
To empower the Directors to allot equity securities for cash
  Management   Yes   For   For
To renew the authority for the Company to purchase its own shares
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GREEK orGANISATION OF FOOTBALL PROGNOSTICS SA
Exchange Ticker Symbol:
CUSIP #: X3232T104
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Submission and approval of the board of directors reports and auditors reports for the annual financial statements for the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010), which are included at the annual financial report for the corresponding period of January 1st, 2010 until December 31st,2010, according to article 4 of the l. 3556/2007
  Management   Yes   For   For
Submission and approval of the company’s corporate and consolidated financial statements for the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010), which are included at the annual financial report for the corresponding period of January 1st, 2010 until December 31st, 2010, according to article 4 of the l. 3556/2007
  Management   Yes   For   For
Approval of earnings distribution for the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010), which are included at the annual financial report for the corresponding period of January 1st, 2010 until December 31st, 2010, according to article 4 of the l. 3556/2007
  Management   Yes   For   For
Discharge of both the members of the board of directors and the auditors from any liability for indemnity with respect to the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010) and approval of the administrative and representation acts of the board of directors
  Management   Yes   For   For
Approval of remuneration and compensation payments to the members of the board of directors for attendance and participation at the board of directors, for the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010)
  Management   Yes   For   For
Preliminary approval of remuneration and the compensation payments to the members of the board of directors of the company extraordinary of the members for the current twelfth (12th) fiscal year (commencing on January 1st, 2011 until December 31st, 2011)
  Management   Yes   Abstain   Against
Nomination of regular and substitute certified auditors for the current twelfth (12th) fiscal year (commencing on January 1st, 2011 until December 31st, 2011) and determination of their fees
  Management   Yes   For   For
Ratification of the election of new members of the board of directors in replacement of the resigned members — appointment of independent members of the board of directors
  Management   Yes   Abstain   Against
Audit committee’s duties renewal
  Management   Yes   For   For
Granting permission, pursuant to article 23a, paragraph 1 of the C.L. 2190/1920, to members of the board of directors and officers of the company’s departments and divisions to participate in boards of directors or in the management of group’s companies and their associate companies for the purposes set out in article 42e paragraph 5, of the C.L. 2190/1920
  Management   Yes   For   For
Amendment of the articles of association in line with l.3873/2010 and l.3884/2010
  Management   Yes   Abstain   Against
Other announcements
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: FINNING INTL INC
Exchange Ticker Symbol:
CUSIP #: 318071404
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Director : Ricardo Bacarreza
  Management   Yes   For   For
Election of Director : James E.C. Carter
  Management   Yes   For   For
Election of Director : Hon. David L. Emerson P.C.
  Management   Yes   For   For
Election of Director : Kathleen M. O’Neill
  Management   Yes   For   For
Election of Director : Christopher W. Patterson
  Management   Yes   For   For
Election of Director : John M. Reid
  Management   Yes   For   For
Election of Director : Andrew H. Simon, OBE
  Management   Yes   For   For
Election of Director : Bruce L. Turner
  Management   Yes   For   For
Election of Director : Michael T. Waites
  Management   Yes   For   For
Election of Director : Douglas W.G. Whitehead
  Management   Yes   For   For
Appointment of Deloitte & Touche LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration
  Management   Yes   For   For
To consider, and if thought fit, to pass an ordinary resolution extending the Corporation’s Amended and Restated Shareholder Rights Plan for three years as described in the management proxy circular for the meeting
  Management   Yes   For   For
To consider and approve, on an advisory basis, an ordinary resolution to accept the Corporation’s approach to executive compensation, as described in the management proxy circular for the meeting
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: WILLIAM HILL PLC
Exchange Ticker Symbol:
CUSIP #: G9645P117
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive the annual report and accounts and the reports of the directors and auditors thereon
  Management   Yes   For   For
To approve the directors’ remuneration report
  Management   Yes   For   For
To declare a final dividend on the ordinary shares of 5.8 p per share
  Management   Yes   For   For
To elect Gareth Davis as a director of the company
  Management   Yes   For   For
To elect David Lowden as a director of the company
  Management   Yes   For   For
To re-elect Neil Cooper as a director of the company
  Management   Yes   For   For
To re-elect David Edmonds as a director of the company
  Management   Yes   For   For
To re-elect Ashley Highfield as a director of the company
  Management   Yes   For   For
To re-elect Ralph Toppings as a director of the company
  Management   Yes   For   For
To re-appoint Deloitte LLP as auditors of the Company
  Management   Yes   Against   Against
To authorise the directors to determine the remuneration of the auditors of the Company
  Management   Yes   Against   Against
To authorise the Company or any of its subsidiaries to make donations to political organizations and to incur political expenditure
  Management   Yes   For   For
To renew the directors’ authority to allot relevant securities
  Management   Yes   For   For
To renew the directors’ authority under Section 570 of the Companies Act 2006 to allot equity securities for cash
  Management   Yes   For   For
To renew the Company’s authority to make market purchases of ordinary shares
  Management   Yes   For   For
That a general meeting, other than an Annual General Meeting, may be called at not less than 14 clear days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: ADIDAS AG
Exchange Ticker Symbol:
CUSIP #: D0066B185
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of profits
  Management   Yes   For   For
Resolution on the approval of the executive board for the fiscal year 2010
  Management   Yes   For   For
Resolution on the approval of the supervisory board for fiscal year 2010
  Management   Yes   For   For
Resolution on the cancellation of the authorized capital in accordance with section 3 of the statute on the establishment of a new authorized capital and the authorization to exclude subscription rights and the corresponding amendment
  Management   Yes   For   For
Appointment of the auditor and group auditor for the fiscal year 2011 and the auditors for any audit review of the interim financial report
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BAYERISCHE MOTorENWERKE AG BMW, MUENCHEN
Exchange Ticker Symbol:
CUSIP #: D12096109
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 852,109,999.84 as follows: Payment of a dividend of EUR 1.30 per no-par share payment of a dividend of EUR 1.32 per preferred share ex-dividend and payable date: May 13, 2011
  Management   Yes   For   For
Ratification of the acts of the board of MDs
  Management   Yes   For   For
Ratification of the acts of the supervisory board
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: KPMG Ag, Berlin
  Management   Yes   For   For
Approval of the adjustment to the remuneration system for the board of MDs
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: UNILEVER NV, ROTTERDAM
Exchange Ticker Symbol:
CUSIP #: N8981F271
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To adopt the Annual Accounts and appropriation of the profit for the 2010 financial year
  Management   Yes   For   For
To discharge the Executive Directors in office in the 2010 financial year for the fulfillment of their task
  Management   Yes   For   For
To discharge the Non-Executive Directors in office in the 2010 financial year for the fulfillment of their task
  Management   Yes   For   For
To re-appoint Mr. P G J M Polman as an Executive Director
  Management   Yes   For   For
To re-appoint Mr. R J-M S Huet as an Executive Director
  Management   Yes   For   For
To re-appoint Professor L O Fresco as a Non-Executive Director
  Management   Yes   For   For
To re-appoint Ms. A M Fudge as a Non-Executive Director
  Management   Yes   For   For
To re-appoint Mr. C E Golden as a Non-Executive Director
  Management   Yes   For   For
To re-appoint Dr. B E Grote as a Non-Executive Director
  Management   Yes   For   For
To re-appoint Ms. H Nyasulu as a Non-Executive Director
  Management   Yes   For   For
To re-appoint The Rt. Hon Sir Malcolm Rifkind MP as a Non-Executive Director
  Management   Yes   For   For
To re-appoint Mr. K J Storm as a Non-Executive Director
  Management   Yes   For   For
To re-appoint Mr. M Treschow as a Non-Executive Director
  Management   Yes   For   For
To re-appoint Mr. P S Walsh as a Non-Executive Director
  Management   Yes   For   For
To appoint Mr. S Bharti Mittal as a Non-Executive Director
  Management   Yes   For   For
To authorise the Board of Directors to purchase ordinary shares and depositary receipts thereof in the share capital of the Company
  Management   Yes   For   For
To reduce the capital with respect to shares and depositary receipts thereof held by the Company in its own share capital
  Management   Yes   For   For
To designate the Board of Directors as the company body authorised to issue shares in the Company
  Management   Yes   For   For
To appoint PricewaterhouseCoopers Accountants N.V. as auditors for the 2011 financial year
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CHINA DONGXIANG GROUP CO LTD
Exchange Ticker Symbol:
CUSIP #: G2112Y109
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the audited financial statements and the reports of the directors and the auditors for the year ended 31 December 2010
  Management   Yes   For   For
To declare a final dividend
  Management   Yes   For   For
To declare a final special dividend
  Management   Yes   For   For
To re-elect Mr. Chen Yihong as an executive director
  Management   Yes   For   For
To re-elect Mr. Xu Yudi as an independent non-executive director
  Management   Yes   For   For
To re-elect Mr. Jin Zhi Guo as an independent non-executive director
  Management   Yes   For   For
To re-elect Ms. Sandrine Zerbib as an executive director
  Management   Yes   For   For
To authorise the board of directors of the Company to fix the remuneration of the directors
  Management   Yes   For   For
To re-appoint Messrs. PricewaterhouseCoopers as auditors of the Company and authorise the board of directors to fix their remuneration
  Management   Yes   For   For
ordinary resolution No. 5 set out in the notice of AGM (to give general mandate to issue Shares)
  Management   Yes   Against   Against
ordinary resolution No. 6 set out in the notice of AGM (to give general mandate to repurchase Shares)
  Management   Yes   For   For
ordinary resolution No. 7 set out in the notice of AGM (to give general mandate to extend the general mandate to the directors to issue Shares)
  Management   Yes   Against   Against
To authorise the board of directors of the Company to pay out of the share premium account such interim dividends as may be declared from time to time
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DEUTSCHE TELEKOM AG, BONN
Exchange Ticker Symbol:
CUSIP #: D2035M136
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of net income
  Management   Yes   For   For
Resolution on the approval of the actions of the members of the Board of Management for the 2010 financial year
  Management   Yes   For   For
Resolution on the approval of the actions of Dr. Klaus Zumwinkel, who resigned from the Supervisory Board, for the 2008 financial year
  Management   Yes   For   For
Resolution on the approval of the actions of the members of the Supervisory Board for the 2010 financial year
  Management   Yes   For   For
Resolution on the appointment of the independent auditor and the Group auditor pursuant to section 318 (1) HGB for the 2011 financial year as well as the independent auditor to review the condensed financial statements and the interim management report pursuant to section 37w (5), section 37y no. 2 WpHG (Wertpapierhandelsgesetz- German Securities Trading Act) in the 2011 financial year
  Management   Yes   For   For
Resolution on the authorization to acquire treasury shares and use them with possible exclusion of subscription rights and any rights to offer shares as well as of the option to redeem treasury shares, reducing the capital stock
  Management   Yes   For   For
Election of a Supervisory Board member: Dr. Hubertus von Grunberg
  Management   Yes   For   For
Election of a Supervisory Board member: Dr. h.c Bernhard Walter
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with T-Systems international GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with DeTeFleetServices GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreemtnt with DFMG Holding GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreemtnt with DeTeAssekuranz- Deutsche Telekom Assekuranz-Vermittlungsgesellschaft mbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with Vivento Customer Services GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with Vivento Technical Services GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with Deutsche Telekom Accounting GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with Deutsche Telekom Training GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with Norma Telekommunikationsdienste GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with DeTeAsia Holding GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with Traviata Telekommunhicationsdienste GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with Scout24 Holding GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with T-Mobile Worldwide Holding GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with Telekom Deutschland GmbH
  Management   Yes   For   For
Resolution regarding approval of the amendment to the profit and loss transfer agreement with MagyarCom Holding GmbH
  Management   Yes   For   For
Resolution on the amendment to section 2 of the Articles of Incorporation
  Management   Yes   For   For
Resolution regarding approval of the settlement agreement with the former member of the Board of Management Kai Uwe Ricke
  Management   Yes   For   For
Resolution regarding approval of the settlement agreement with the former member of the Supervisory Board Dr. Klaus Zumwinkel
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MELROSE PLC, LONDON
Exchange Ticker Symbol:
CUSIP #: G5973B126
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive the annual report and financial statements for the year ended 31 December 2010
  Management   Yes   For   For
To approve the 2010 Directors Remuneration report
  Management   Yes   For   For
To declare a final dividend of 7.0p per ordinary share
  Management   Yes   For   For
To re elect Mr. Simon Peckham as a Director
  Management   Yes   For   For
To re elect Mr. Perry Crosthwaite as a Director
  Management   Yes   Against   Against
To re elect Mr. Geoffrey Martin as a Director
  Management   Yes   For   For
To re appoint Deloitte LLP as auditor and to authorise the Directors to set the auditors remuneration
  Management   Yes   Against   Against
To renew the authority given to Directors to allot shares
  Management   Yes   Against   Against
To give the Directors authority to allot equity securities without application of pre emption rights
  Management   Yes   For   For
To authorise market purchases of shares
  Management   Yes   For   For
To approve the calling of a general meeting other than an Annual General Meeting on not less than 14 clear days notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: STANTEC INC
Exchange Ticker Symbol:
CUSIP #: 85472N109
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Director: Robert J. Bradshaw
  Management   Yes   For   For
Election of Director: Paul Cellucci
  Management   Yes   For   For
Election of Director: David L. Emerson, PC
  Management   Yes   For   For
Election of Director: Anthony P. Franceschini
  Management   Yes   For   For
Election of Director: Robert J. Gomes
  Management   Yes   For   For
Election of Director: Susan E. Hartman
  Management   Yes   For   For
Election of Director: Aram H. Keith
  Management   Yes   For   For
Election of Director: Ivor M. Ruste
  Management   Yes   For   For
The reappointment of Ernst & Young, Chartered Accountants, as Stantec’s auditor and authorizing the directors to fix the auditor’s remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: INCHCAPE PLC
Exchange Ticker Symbol:
CUSIP #: G47320208
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive the accounts for the financial year ended 31 December 2010 and the directors’ and auditors’ reports thereon
  Management   Yes   For   For
To approve the directors’ report on remuneration as set out in the annual report
  Management   Yes   For   For
To declare a final dividend of 6.6 pence per ordinary Share of 10 pence
  Management   Yes   For   For
To elect Simon Borrows as a director of the Company
  Management   Yes   For   For
To re-elect Andre Lacroix as a director of the Company
  Management   Yes   For   For
To re-elect Will Samuel as a director of the Company
  Management   Yes   For   For
To re-appoint PricewaterhouseCoopers LLP as auditors of the Company
  Management   Yes   For   For
To authorise the directors of the Company to determine the auditors’ remuneration
  Management   Yes   For   For
To approve the establishment of the Inchcape Performance Share Plan described in the Explanatory Notes of the Notice of Meeting
  Management   Yes   For   For
To approve the amendment to The Inchcape Co-investment Plan described in the Explanatory Notes Notice of Meeting
  Management   Yes   For   For
To authorise the directors generally and unconditionally to exercise all powers of the Company to allot relevant securities
  Management   Yes   For   For
To empower the directors to allot equity securities for cash pursuant to the authority conferred by resolution 11
  Management   Yes   For   For
To authorise the Company generally and unconditionally to make market purchases of its own ordinary shares
  Management   Yes   For   For
To approve that a General Meeting other than an Annual General Meeting may be called on not less than 14 clear days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: FRESENIUS MED CARE AKTIENGESELLSCHAFT
Exchange Ticker Symbol:
CUSIP #: D2734Z107
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Presentation of the annual financial statements and consolidated group financial statements each approved by the Supervisory Board, the management reports for Fresenius Medical Care AG & Co. KGaA and the consolidated group, the report by the General Partner with regard to the information pursuant to sections 289 (4), 315 (4) of the German Commercial Code (Handelsgesetzbuch — HGB) and the report of the Supervisory Board of Fresenius Medical Care AG & Co. KGaA for fiscal year 2010; resolution on the approval of the annual financial statements of Fresenius Medical Care AG & Co. KGaA for fiscal year 2010
  Management   Yes   For   For
Resolution on the allocation of distributable profit
  Management   Yes   For   For
Resolution on the approval of the actions of the General Partner
  Management   Yes   For   For
Resolution on the approval of the actions of the members of the Supervisory Board
  Management   Yes   For   For
Resolution on the approval of the revised system of compensation of the Management Board members of the General Partner
  Management   Yes   For   For
Election of the auditors and consolidated group auditors for fiscal year 2011
  Management   Yes   For   For
Elections to the Supervisory Board and to the Joint Committee. All candidates will be elected individually: Election of Dr Gerd Krick to the Supervisory Board
  Management   Yes   For   For
Elections to the Supervisory Board and to the Joint Committee. All candidates will be elected individually: Election of Dr Dieter Schenk to the Supervisory Board
  Management   Yes   Against   Against
Elections to the Supervisory Board and to the Joint Committee. All candidates will be elected individually: Election of Prof Dr Bernd Fahrholz to the Supervisory Board
  Management   Yes   For   For
Elections to the Supervisory Board and to the Joint Committee. All candidates will be elected individually: Election of Dr Walter L. Weisman to the Supervisory Board (additionally nominated for election into the Joint Committee)
  Management   Yes   For   For
Elections to the Supervisory Board and to the Joint Committee. All candidates will be elected individually: Election of William P. Johnston to the Supervisory Board (additionally nominated for election into the Joint Committee)
  Management   Yes   For   For
Elections to the Supervisory Board and to the Joint Committee. All candidates will be elected individually: Election of Rolf A. Classon to the Supervisory Board
  Management   Yes   For   For
Resolution on modifications of the remuneration of the Supervisory Board and its committees and on the corresponding amendments to Articles 13 and 13e of the Articles of Association
  Management   Yes   Against   Against
Resolutions on the cancellation of conditional capitals and a corresponding amendment to the Articles of Association as well as on authorizing the granting of options to managerial staff members (F hrungskr fte) and members of the management of Fresenius Medical Care AG & Co. KGaA or an affiliate (Stock Option Program 2011) and the creation of conditional capital to provide for the Stock Option Program 2011 and a corresponding amendment to the Articles of Association
  Management   Yes   For   For
Resolution on the authorization to purchase and use treasury shares pursuant to section 71 (1) No. 8 AktG and on the exclusion of subscription rights
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: EVEN CONSTRUTORA INCORPORADORA SA, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P3904U107
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To amend the wording of line XXII of article 20 of the corporate bylaws of the company to adapt the wording of the rules for the authority of the board of directors regarding giving guarantees and contracting for loans, financing and guarantees by the company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: LADBROKES PLC
Exchange Ticker Symbol:
CUSIP #: G5337D107
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the reports and accounts for 2010
  Management   Yes   For   For
To declare a final dividend
  Management   Yes   For   For
To appoint R I Glynn as a director
  Management   Yes   For   For
To appoint J M Kelly as a director
  Management   Yes   For   For
To re-appoint P Erskine as a director
  Management   Yes   For   For
To re-appoint R J Ames as a director
  Management   Yes   For   For
To re-appoint B G Wallace as a director
  Management   Yes   For   For
To re-appoint S Bailey as a director
  Management   Yes   For   For
To re-appoint J F Jarvis as a director
  Management   Yes   For   For
To re-appoint C J Rodrigues as a director
  Management   Yes   For   For
To re-appoint D M Shapland as a director
  Management   Yes   For   For
To re-appoint C P Wicks as a director
  Management   Yes   For   For
To re-appoint Ernst & Young LLP as auditor and to authorise the directors to agree the auditor’s remuneration
  Management   Yes   For   For
To approve the remuneration report
  Management   Yes   Against   Against
To authorise political donations and expenditure
  Management   Yes   For   For
To authorise the Company to purchase its own shares
  Management   Yes   For   For
To authorise the directors to allot shares
  Management   Yes   For   For
To disapply Section 561(1) of the Companies Act 2006
  Management   Yes   For   For
To authorise the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days
  Management   Yes   Against   Against
To amend the share Incentive plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SPECTRIS PLC, EGHAM SURREY
Exchange Ticker Symbol:
CUSIP #: G8338K104
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive the annual report and accounts of the company for the year ended 31 December 2010
  Management   Yes   For   For
To approve the directors remuneration report for the year ended 31 December 2010
  Management   Yes   For   For
To declare a final dividend of 20.9p
  Management   Yes   For   For
To elect Mr. R J King as a director
  Management   Yes   For   For
To re-elect Mr. P A Chambre as a director
  Management   Yes   For   For
To re-elect Mr. J L M Hughes as a director
  Management   Yes   For   For
To re-elect Mr. J E O Higgins as a director
  Management   Yes   For   For
To re elect Mr. J A Warren as a director
  Management   Yes   For   For
To re-elect Mr. C G Watson as a director
  Management   Yes   For   For
To re-elect Mr. J C Webster as a director
  Management   Yes   For   For
To re-appoint KPMG Audit Plc as auditors
  Management   Yes   For   For
To authorise the directors to agree the auditors remuneration
  Management   Yes   For   For
To authorise the directors to allot shares as shown in the notice of meeting
  Management   Yes   For   For
To empower the directors to allot equity securities for cash as shown in the notice of meeting
  Management   Yes   For   For
To authorise the company to make market purchases of shares as shown in the notice of meeting
  Management   Yes   For   For
To allow the period of notice for general meetings of the company other than annual general meetings to be not less than 14 clear days notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM
Exchange Ticker Symbol:
CUSIP #: F61824144
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the Company financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Appropriation of income for the year ended December 31, 2010 and approval of the recommended dividend with a dividend reinvestment option
  Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Approval of a related-party agreement authorized in advance by the Supervisory Board
  Management   Yes   For   For
Authorization for the Managing Partners to carry out a share buyback program, based on a maximum purchase price per share of EUR 100
  Management   Yes   Against   Against
Election, term and re-election of Managing General Partners and Non-General Managing Partners
  Management   Yes   For   For
Managing General Partners’ qualifying shares
  Management   Yes   For   For
Process for ending the Managing Partners’ functions and the effects thereof
  Management   Yes   For   For
Organization of the Managing Partners’ powers and related restrictions
  Management   Yes   For   For
Supervisory Board powers
  Management   Yes   For   For
Elect Jean Dominique Senard as General Partner and amend article 1 of bylaws accordingly
  Management   Yes   For   For
Alignment of the bylaws with the regulatory provisions arising from the incorporation of Decree 67-236 of March 23, 1967 into the French Commercial Code
  Management   Yes   For   For
Alignment of the bylaws with the new rules governing the exercise of certain rights by shareholders of listed Companies
  Management   Yes   For   For
Authorization for the Managing Partners to reduce the Company’s capital by canceling shares
  Management   Yes   For   For
38-month authorization for the Managing Partners to grant performance shares to employees of the Company and other Group entities
  Management   Yes   For   For
Powers to carry out formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PETROFAC LTD
Exchange Ticker Symbol:
CUSIP #: G7052T101
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive the Report and Accounts
  Management   Yes   For   For
To approve the final dividend
  Management   Yes   For   For
To approve the directors’ remuneration report
  Management   Yes   Against   Against
To appoint Roxanne Decyk as a non-executive director
  Management   Yes   For   For
To appoint Norman Murray as a non-executive director
  Management   Yes   For   For
To appoint Andy Inglis as an executive director
  Management   Yes   For   For
To re-appoint Thomas Thune Andersen as a non-executive director
  Management   Yes   For   For
To re-appoint Stefano Cao as a non-executive director
  Management   Yes   For   For
To re-appoint Rijnhard Van Tets as a non-executive director
  Management   Yes   For   For
To re-appoint Ayman Asfari as an executive director
  Management   Yes   For   For
To re-appoint Maroun Semaan as an executive director
  Management   Yes   For   For
To re-appoint Keith Roberts as an executive director
  Management   Yes   For   For
To re-appoint Ernst and Young LLP as auditors of the Company
  Management   Yes   For   For
To authorise the directors to fix the remuneration of the auditors
  Management   Yes   For   For
To authorise the directors to allot shares
  Management   Yes   For   For
To renew the authority to allot shares without rights of pre-emption
  Management   Yes   For   For
To authorise the Company to purchase and hold its own shares
  Management   Yes   For   For
To authorise 14-day notice period for general meetings
  Management   Yes   Against   Against
To amend the Articles of Association
  Management   Yes   For   For
To amend the rules of the Deferred Bonus Share Plan
  Management   Yes   For   For
To receive the Report and Accounts
  Management   Yes   For   For
To approve the final dividend
  Management   Yes   For   For
To approve the directors’ remuneration report
  Management   Yes   Against   Against
To appoint Roxanne Decyk as a non-executive director
  Management   Yes   For   For
To appoint Norman Murray as a non-executive director
  Management   Yes   For   For
To appoint Andy Inglis as an executive director
  Management   Yes   For   For
To re-appoint Thomas Thune Andersen as a non-executive director
  Management   Yes   For   For
To re-appoint Stefano Cao as a non-executive director
  Management   Yes   For   For
To re-appoint Rijnhard Van Tets as a non-executive director
  Management   Yes   For   For
To re-appoint Ayman Asfari as an executive director
  Management   Yes   For   For
To re-appoint Maroun Semaan as an executive director
  Management   Yes   For   For
To re-appoint Keith Roberts as an executive director
  Management   Yes   For   For
To re-appoint Ernst and Young LLP as auditors of the Company
  Management   Yes   For   For
To authorise the directors to fix the remuneration of the auditors
  Management   Yes   For   For
To authorise the directors to allot shares
  Management   Yes   For   For
To renew the authority to allot shares without rights of pre-emption
  Management   Yes   For   For
To authorise the Company to purchase and hold its own shares
  Management   Yes   For   For
To authorise 14-day notice period for general meetings
  Management   Yes   Against   Against
To amend the Articles of Association
  Management   Yes   For   For
To amend the rules of the Deferred Bonus Share Plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: FRESENIUS SE & CO. KGAA
Exchange Ticker Symbol:
CUSIP #: D27348123
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution of the Approval of the Annual Financial Statements of Fresenius SE & Co. KGaA (previously Fresenius SE) for the Financial Year 2010.
  Management   Yes   For   For
Resolution on the Allocation of the Distributable Profit
  Management   Yes   For   For
Resolution on the Approval of the Actions of the Then Management Board for the Financial Year 2010
  Management   Yes   For   For
Resolution on the Approval of the Actions of the Then Supervisory Board for the Financial Year 2010
  Management   Yes   For   For
Election of the Auditor and Group Auditor for the Financial Year 2011
  Management   Yes   For   For
Resolution on the Cancellation of the Existing Authorized Captials I to V and the Creation of New Authorized Capital I as well as a Corresponding Amendment to the Articles of Association
  Management   Yes   For   For
Resolution on the Amendment to the Articles of Association
  Management   Yes   For   For
Election to the Joint Committee: Dr. Gerd Krick
  Management   Yes   For   For
Election to the Joint Committee: Dr. Gerhard Rupprecht
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SCHIBSTED ASA
Exchange Ticker Symbol:
CUSIP #: R75677105
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of a person to chair the meeting
  Management   Yes   For   For
Approval of the notice of the annual general meeting and agenda
  Management   Yes   For   For
Election of two representatives to sign the minutes of the annual general meeting together with the chair of the meeting
  Management   Yes   For   For
Approval of the annual financial statements for 2010 for Schibsted ASA and the Schibsted Group, including the board of directors report for 2010
  Management   Yes   For   For
Approval of the board of directors proposal regarding share dividend for 2010
  Management   Yes   For   For
Approval of the auditors fee for 2010
  Management   Yes   For   For
An extension of the authorisation to the board of directors to buy back company shares until the annual general meeting in 2012
  Management   Yes   Against   Against
The nomination committees report on its work during the 2010-2011 period
  Management   Yes   For   For
The board of directors declaration regarding the determination of salary and other remuneration to the management of Schibsted ASA (management remuneration declaration) pursuant to Section 6.16 A of the Norwegian Public Limited companies act
  Management   Yes   For   For
Election of shareholder-elected directors
  Management   Yes   For   For
The nomination committees proposal regarding directors fees, etc
  Management   Yes   Against   Against
The nomination committee — fees
  Management   Yes   For   For
Authorisation to the board to administer some of the protection which is inherent in article 7 of the articles of association
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOTAL S A
Exchange Ticker Symbol:
CUSIP #: F92124100
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the financial statements of the Company
  Management   Yes   For   For
Approval of the consolidated financial statements
  Management   Yes   For   For
Allocation of income and setting the dividend
  Management   Yes   For   For
Agreements pursuant to Article L. 225-38 of the Commercial Code
  Management   Yes   For   For
Authorization to the Board of Directors to trade the Company’s shares
  Management   Yes   For   For
Renewal of Mrs. Patricia Barbizet’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Paul Desmarais Jr.’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Claude Mandil’s term as Board member
  Management   Yes   For   For
Appointment of Mrs. Marie-Christine Coisne as Board member
  Management   Yes   For   For
Appointment of Mrs. Barbara Kux as Board member
  Management   Yes   For   For
Authorization to award free shares of the Company to employees of the Group as well as to executive directors of the Company or group companies
  Management   Yes   For   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: To approve amendment of article 9 of the articles of association to include a provision concerning the publication, on the company website, of the crossing of statutory thresholds received by the company under this article 9 of the company’s articles of association
  Shareholder   Yes   Against   For

 

 

Issuer of Portfolio Security: SHIMAMURA CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J72208101
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TELE2 AB
Exchange Ticker Symbol:
CUSIP #: W95878117
Shareholder Meeting Date: 16-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the adoption of the income statement and Balance Sheet and of the consolidated income statement and the consolidated Balance Sheet
  Management   Yes   For   For
Resolution on the proposed treatment of the Company’s unappropriated earnings or accumulated loss as stated in the adopted Balance Sheet
  Management   Yes   For   For
Resolution on the discharge of liability of the directors of the Board and the Chief Executive officer
  Management   Yes   For   For
Determination of the number of directors of the Board
  Management   Yes   For   For
Determination of the remuneration to the directors of the Board and the auditor
  Management   Yes   For   For
The Nomination Committee proposes, for the period until the close of the next Annual General Meeting, the re-election of Mia Brunell Livfors, John Hepburn, Mike Parton, John Shakeshaft, Cristina Stenbeck, Lars Berg, Erik Mitteregger and Jere Calmes as directors of the Board. The Nomination Committee proposes that the Annual General Meeting shall re-elect Mike Parton as Chairman of the Board of Directors. Furthermore, it is proposed that the Board of Directors at the Constituent Board Meeting appoints an Audit Committee and a Remuneration Committee within the Board of Directors. The Nomination Committee’s motivated opinion regarding proposal of the Board of Directors is available at the Company’s website, www.tele2.com
  Management   Yes   For   For
Approval of the procedure of the Nomination Committee
  Management   Yes   For   For
Resolution regarding Guidelines for remuneration to the senior executives
  Management   Yes   For   For
Resolution regarding incentive programme comprising the following resolution: adoption of an incentive programme
  Management   Yes   For   For
Resolution regarding incentive programme comprising the following resolution: authorisation to resolve to issue Class C shares
  Management   Yes   For   For
Resolution regarding incentive programme comprising the following resolution: authorisation to resolve to repurchase own Class C shares
  Management   Yes   For   For
Resolution regarding incentive programme comprising the following resolution: transfer of own Class B shares
  Management   Yes   For   For
Resolution to authorise the Board of Directors to resolve on repurchase of own shares
  Management   Yes   For   For
Resolution on amendment of the Articles of Association
  Management   Yes   For   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder’s proposal to resolve up on appointing an independent examiner to investigate the Company’s customer policy in accordance with Chapter 10, Section 21 of the Companies Act
  Shareholder   Yes   Against   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder’s proposal to resolve up on appointing an independent examiner to investigate the Company’s investor relations policy in accordance with Chapter 10, Section 21 of the Companies Act
  Shareholder   Yes   Against   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder’s proposal to establish a customer ombudsman function
  Shareholder   Yes   Against   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder’s proposal regarding an annual evaluation of the Company’s “work with gender equality and ethnicity”
  Shareholder   Yes   Against   For
PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder’s proposal regarding “separate General Meetings”
  Shareholder   Yes   Against   For

 

 

Issuer of Portfolio Security: SEB SA, ECULLY
Exchange Ticker Symbol:
CUSIP #: F82059100
Shareholder Meeting Date: 17-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements
  Management   Yes   For   For
Allocation of income
  Management   Yes   For   For
Approval of the consolidated financial statements
  Management   Yes   For   For
Regulated Agreements
  Management   Yes   For   For
Renewal for four years of Mr. Hubert Fevre’s term as Board member
  Management   Yes   Against   Against
Renewal for four years of Mr. Jacques Gairard’s term as Board member
  Management   Yes   Against   Against
Renewal for four years of Mr. Cedric Lescure’s term as Board member
  Management   Yes   Against   Against
Setting the amount of attendance allowances
  Management   Yes   For   For
Authorization for the Company to trade its own shares
  Management   Yes   Against   Against
Authorization for the Company to cancel its own shares
  Management   Yes   For   For
Authorization for the Company to grant options to purchase shares
  Management   Yes   For   For
Authorization for the Company to allocate free shares under performance conditions
  Management   Yes   For   For
Delegation of authority to the Board of Directors to issue securities giving access to the capital with preferential subscription rights
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to issue mixed securities giving access in the future to the capital with cancellation of preferential subscription rights
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase capital by incorporation of reserves, profits, premiums or other amounts which capitalization is authorized
  Management   Yes   For   For
Overall limitation of authorizations
  Management   Yes   For   For
Capital increase reserved for employees
  Management   Yes   For   For
Powers for the formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CELESIO AG
Exchange Ticker Symbol:
CUSIP #: D1497R112
Shareholder Meeting Date: 17-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 85,050,000 as follows: Payment of a dividend of EUR 0.50 per share Ex-dividend and payable date: May 18, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   Against   Against
Appointment of auditors for the 2011 financial year: Ernst + Young GmbH, Stuttgart
  Management   Yes   For   For
Resolution on the revision of the authorized capital, and the corresponding amendments to the articles of association. The 2009 authorized capital shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 65,318,400 through the issue of new registered shares against payment in cash and/or kind, on or before May 16, 2016 (2011 authorized capital). Shareholders shall be granted subscription rights, except for residual amounts, for the granting of such rights to bondholders, for the issue of shares at a price not materially below their market price, and for the issue of shares against payment in kind
  Management   Yes   Against   Against
Amendment to the articles of association Section 7 shall be amended to allow absentee voting by shareholders
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CSR PLC
Exchange Ticker Symbol:
CUSIP #: G1790J103
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive the Company’s Annual Report and Accounts for the 52 week period ended 31 December 2010
  Management   Yes   For   For
To approve the Directors’ Remuneration Report for the 52 week period ended 31 December 2010
  Management   Yes   Against   Against
To re-elect Mr Joep Van Beurden as a director
  Management   Yes   For   For
To re-elect Mr Kanwar Chadha as a director
  Management   Yes   For   For
To re-elect Mr Will Gardiner as a director
  Management   Yes   For   For
To re-elect Mr Chris Ladas as a director
  Management   Yes   For   For
To re-elect Mr Andrew Allner as a director
  Management   Yes   For   For
To re-elect Mr Anthony Carlisle as a director
  Management   Yes   For   For
To re-elect Mr James Collier as a director
  Management   Yes   For   For
To re-elect Mr Sergio Giacoletto-Roggio as a director
  Management   Yes   For   For
To re-elect Mr Ron Mackintosh as a director
  Management   Yes   For   For
To elect Ms Teresa Vega as a director
  Management   Yes   For   For
To re-appoint Deloitte LLP as auditors
  Management   Yes   For   For
To authorise the directors to determine the remuneration of the auditors
  Management   Yes   For   For
To authorise the payment of a final dividend on the Company’s ordinary shares of 4p per share
  Management   Yes   For   For
To authorise the Company and its subsidiaries to make political donations
  Management   Yes   For   For
To authorise the Company to allot shares pursuant to section 551 of the Companies Act 2006
  Management   Yes   For   For
Pursuant to section 570 of the Companies Act 2006, to renew the disapplication of statutory pre-emption rights
  Management   Yes   For   For
To grant to the Company authority to purchase its own shares under section 701 of the Companies Act 2006
  Management   Yes   For   For
To authorise a general meeting (other than an annual general meeting) to be called on not less than 14 clear day’s notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: VALE S A
Exchange Ticker Symbol:
CUSIP #: P9661Q148
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Proposal for the increase of the share capital, through the capitalization of reserves, without the issuance of shares, and the consequent amendment of the main part of article 5 of the corporate bylaws
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: WEICHAI PWR CO LTD
Exchange Ticker Symbol:
CUSIP #: Y9531A109
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To consider and approve the Annual Report of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the Report of the Board of Directors of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the Report of the Supervisory Committee of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and receive the audited financial statements of the Company and the Auditors’ Report for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the final financial report of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the distribution of profit to the shareholders of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the appointment of Ernst & Young Hua Ming Certified Public Accountants as the Auditors of the Company and to authorise the Directors to determine their remuneration, and the non re-appointments of Shandong Zheng Yuan Hexin Accountants Limited and Messrs. Ernst & Young as the PRC Auditors and non-PRC Auditors, respectively, of the Company
  Management   Yes   For   For
To consider and approve the granting of a mandate to the Board of Directors for payment of interim dividend (if any) to the shareholders of the Company for the year ending 31 December 2011
  Management   Yes   For   For
To consider and approve the connected transaction between the Company and it subsidiaries and Beiqi Futian Motor Company Limited
  Management   Yes   Abstain   Against
To consider and approve the connected transaction between the Company and Shantui Engineering Machinery Co. Ltd
  Management   Yes   Abstain   Against
To consider and approve the connected transaction between Shaanxi Heavy Duty Motor Company Limited and Chutian Engineering Machinery Company Limited
  Management   Yes   Abstain   Against
To consider and approve the amendments to the Articles of Association of the Company as set out in the notice convening the 2010 annual general meeting
  Management   Yes   For   For
To consider and approve the granting of a general mandate to the Board of Directors to issue, amongst other things, new shares
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: OZ MINERALS LTD, MELBOURNE VIC
Exchange Ticker Symbol:
CUSIP #: Q7161P106
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Re-election of Mr Dean Pritchard as a Director
  Management   Yes   For   For
Election of Ms Rebecca McGrath as a Director
  Management   Yes   For   For
Adoption of Remuneration Report(advisory only)
  Management   Yes   For   For
Return of Capital to Shareholders
  Management   Yes   For   For
Consolidation of Shares
  Management   Yes   For   For
Approval of Adjustment of Performance Rights
  Management   Yes   For   For
Adoption of New Constitution
  Management   Yes   For   For
Approval of Proportional Takeover Provisions
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TELEFONICA SA, MADRID
Exchange Ticker Symbol:
CUSIP #: 879382109
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Review and approval of the individual and consolidated annual accounts and the management report, as well as of the proposed allocation of losses profits and the management of its board room
  Management   Yes   For   For
Compensation of shareholders, distribution to be charged to unrestricted reserves
  Management   Yes   For   For
Amendment of the art. of the bylaws, art 1,6.2,7,14,16.1,17.4, 18.4,31bis and 36
  Management   Yes   For   For
Addition of a new paragraph 5 to art 16 of the bylaws
  Management   Yes   For   For
Addition of a new art.26bis to the bylaws
  Management   Yes   For   For
Amendment of the art 5,8.1,11, 13.1 of the G. meeting regulations
  Management   Yes   For   For
Amendment of the art 14.1 of the G. meeting regulations
  Management   Yes   For   For
Re-election of Mr.Isidro Faine
  Management   Yes   For   For
Re-election of Mr.Vitalino Manuel Nafria Azanar
  Management   Yes   For   For
Re-election of Mr.Julio Linares
  Management   Yes   For   For
Re-election of Mr.David Arcolus
  Management   Yes   For   For
Re-election of Mr.Carlos Colomer
  Management   Yes   For   For
Re-election of Mr.Peter Erskine
  Management   Yes   For   For
Re-election of Mr.Alfonso Ferrari
  Management   Yes   For   For
Re-election of Mr.A.Massanell
  Management   Yes   For   For
Appointment of Chang Xiaobing
  Management   Yes   For   For
Authorization to increase the share capital pursuant up to 5 year
  Management   Yes   For   For
Re-election of auditor
  Management   Yes   For   For
Long term incentive Plan based on Telefonica shares to executives team and executives directors
  Management   Yes   For   For
Restricted Share Plan of Telefonica, S.A. Approval of a long-term incentive restricted Plan consisting of the delivery of shares of Telefonica, S.A. aimed at Employees and Executive Personnel and linked to their continued employment in the Telefonica Group
  Management   Yes   For   For
Global incentive share purchase Plan of Telefonica, S.A. Approval of an incentive share purchase Global Plan for the Employees of the Telefonica Group
  Management   Yes   For   For
Delegation of powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ADELAIDE BRIGHTON LTD
Exchange Ticker Symbol:
CUSIP #: Q0109N101
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Mr K B Scott-Mackenzie as a Director
  Management   Yes   For   For
Election of Ms A M Tansey as a Director
  Management   Yes   For   For
Re-election of Mr L V Hosking as a Director
  Management   Yes   For   For
Adoption of Remuneration Report for the financial year ended 31 December 2010
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CINEPLEX INC
Exchange Ticker Symbol:
CUSIP #: 172454100
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Director: Robert Bruce
  Management   Yes   For   For
Election of Director: Ian Greenberg
  Management   Yes   For   For
Election of Director: Sarabjit Marwah
  Management   Yes   For   For
Election of Director: Edward Sonshine
  Management   Yes   For   For
Election of Director: Phyllis Yaffe
  Management   Yes   For   For
Election of Director: Joan Dea
  Management   Yes   For   For
Election of Director: Ellis Jacob
  Management   Yes   For   For
Election of Director: Anthony Munk
  Management   Yes   For   For
Election of Director: Robert Steacy
  Management   Yes   For   For
The appointment of PricewaterhouseCoopers LLP as auditors of the Corporation and the authorization of the directors to fix their remuneration
  Management   Yes   For   For
In his/her discretion with respect to the amendments to or variations of matters identified above or upon such other matters as may properly come before the annual and special meeting in accordance with applicable law, hereby revoking any proxy previously given
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: AIXTRON SE, AACHEN
Exchange Ticker Symbol:
CUSIP #: D0198L143
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 124,910,037.47 as follows: Payment of a dividend of EUR 0.60 per no-par share EUR 64,202,117.87 shall be carried forward Ex-dividend and payable date: May 20, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Elections to the Supervisory Board: Wolfgang Blaettchen
  Management   Yes   For   For
Elections to the Supervisory Board: Petra Denk
  Management   Yes   For   For
Elections to the Supervisory Board: Holger Juergensen
  Management   Yes   For   For
Elections to the Supervisory Board: Karl-Hermann Kuklies
  Management   Yes   For   For
Elections to the Supervisory Board: Ruediger von Rosen
  Management   Yes   For   For
Elections to the Supervisory Board: Kim Schindelhauer
  Management   Yes   For   For
Resolution on the remuneration for the first Supervisory Board The members of the first Supervisory Board shall receive a remuneration of EUR 18,000, the chairman shall receive three times the amount and his deputy one and a half times the amount for the period of December 22 & December 31, 2010. The members of the first Supervisory Board shall receive a remuneration of EUR 25,000, the chairman shall receive three times the amount and his deputy one and a half times the amount for the period of January 1 & May 19, 2011
  Management   Yes   For   For
Resolution on the adjustment of the remuneration for the new elected Supervisory Board, and the corresponding amendments to the articles of association Section 17(3) shall be amended in respect of the members of the Supervisory Board receiving an annual remuneration of EUR 25,000, the chairman three times the amount and his deputy one and a half times the amount. Section 17(4) shall be amended in respect of each ordinary member of the Supervisory Board receiving an attendance fee of EUR 2,000 per attended committee meeting, the chairman receiving three times the amount
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Deloitte Touche GmbH, Dusseldorf
  Management   Yes   For   For
Resolution on the creation of new authorized capital and the corresponding amendment to the articles of association a) The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 40,471,946 through the issue of new registered no-par shares against payment in cash and/or kind, on or before May 18, 2016 (authorized capital 2011). Shareholders shall be granted subscription rights except for the compensation of residual amounts, to satisfy conversion and/ or option rights for the protection against dilution, and for the increase of share capital for the issue of shares for acquisition purposes
  Management   Yes   For   For
Amendment of paragraph 11 and 17 of the statute of Aixtron se: repeal and amendment of 11 paragraph 2 of the statute
  Management   Yes   For   For
Amendment of paragraph 11 and 17 of the statute of Aixtron se: repeal of paragraph 11 paragraph 3 and.17 paragraph 6 of the statute
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PPR SA
Exchange Ticker Symbol:
CUSIP #: F7440G127
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year 2010
  Management   Yes   For   For
Allocation of income and distribution of the dividend
  Management   Yes   For   For
Commitment pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code benefiting Mr. Jean-Francois Palus
  Management   Yes   Against   Against
Authorization to trade Company’s shares
  Management   Yes   Against   Against
Authorization to reduce share capital by cancellation of shares
  Management   Yes   For   For
Delegation of authority to be granted to issue with preferential subscription rights, shares and/or any securities providing immediate and/or future access to equity securities and/or securities entitling to the allotment of debt securities
  Management   Yes   For   For
Delegation of authority to be granted to increase share capital of the Company by incorporation of reserves, profits or issuance premiums
  Management   Yes   For   For
Delegation of authority to be granted to issue without preferential subscription rights and as part of a public offer, shares and/or any securities providing immediate and/or future access to equity securities and/or securities entitling to the allotment of debt securities
  Management   Yes   For   For
Delegation of authority to be granted to decide to increase share capital by issuing without preferential subscription rights and as part of an offer pursuant to Article L.411-2, II of the Monetary and Financial Code, including to qualified investors or a limited circle of investors, shares and/or securities providing access to capital of the Company and/or issuing securities entitling to the allotment of debt securities
  Management   Yes   For   For
Authorization to set the price of issuance of shares and/or securities providing access to capital in compliance with specific terms, within the limit of 10% of capital per year, as part of a share capital increase by issuing shares without preferential subscription rights
  Management   Yes   For   For
Authorization to increase the number or shares or securities to be issued in case of capital increase with or without preferential subscription rights
  Management   Yes   For   For
Authorization to increase share capital, in consideration for in-kind contributions composed of equity securities or securities providing access to capital within the limit of 10% of capital
  Management   Yes   For   For
Authorization to increase share capital by issuing without preferential subscription rights shares or other securities providing access to capital reserved for employees and senior employees participating in a savings plan
  Management   Yes   For   For
Delegation of authority to be granted to the Board of Directors to issue redeemable share subscription and/or purchase warrants (BSAAR) in favor of employees and corporate officers of the group, without shareholders’ preferential subscription rights
  Management   Yes   For   For
Powers to accomplish all formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NEXT
Exchange Ticker Symbol:
CUSIP #: G6500M106
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the accounts and reports
  Management   Yes   For   For
To approve the remuneration report
  Management   Yes   For   For
To declare a final dividend of 53p per share
  Management   Yes   For   For
To re-elect Christos Angelides as a director
  Management   Yes   For   For
To re-elect Steve Barber as a director
  Management   Yes   For   For
To re-elect John Barton as a director
  Management   Yes   For   For
To re-elect Christine Cross as a director
  Management   Yes   For   For
To re-elect Jonathan Dawson as a director
  Management   Yes   For   For
To re-elect David Keens as a director
  Management   Yes   For   For
To elect Francis Salway as a director
  Management   Yes   For   For
To re-elect Andrew Varley as a director
  Management   Yes   For   For
To re-elect Simon Wolfson as a director
  Management   Yes   For   For
To re-appoint Ernst and Young LLP as auditors and authorise the directors to set their remuneration
  Management   Yes   For   For
Director’s authority to allot shares
  Management   Yes   For   For
Authority to disapply pre-emption rights
  Management   Yes   For   For
Authority for on-market purchase of own shares
  Management   Yes   For   For
Authority for off-market purchase of own shares
  Management   Yes   For   For
Notice period for general meetings
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: STATOIL ASA
Exchange Ticker Symbol:
CUSIP #: R8413J103
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The board of directors proposes that the general meeting elects the chair of the corporate assembly, Olaug Svarva, as chair of the meeting
  Management   Yes   For   For
Approval of the notice and the agenda
  Management   Yes   For   For
Election of two persons to co-sign the minutes together with the chair of the meeting
  Management   Yes   For   For
Approval of the annual report and accounts for Statoil ASA and the Statoil group for 2010 including the board of directors’ proposal for distribution of dividend: The board of directors proposes a total dividend of NOK 6.25 per share for 2010. The dividend accrues to the shareholders as of 19 May 2011. Expected payment of dividends is 1 June 2011
  Management   Yes   For   For
Declaration on stipulation of salary and other remuneration for executive management: In accordance with section 6-16a of the Public Limited Companies Act, the board of directors will prepare a statement regarding the settlement of salary and other remuneration for executive management. The content of the statement is included in note 6 to Statoil’s annual report and accounts for 2010 which have been prepared in accordance with accounting principles generally accepted in Norway (NGAAP). The general meeting will consider the statement by an advisory vote
  Management   Yes   For   For
Determination of remuneration for the company’s auditor
  Management   Yes   For   For
The nomination committee proposes the following changes to the remuneration to the corporate assembly: Chair from NOK 100,000/yearly to NOK 103,500/yearly, Deputy Chair from NOK 52,500/yearly to NOK 54,500/yearly, Members from NOK 37,000/yearly to NOK 38,250/yearly and Deputy Members from NOK 5,250/meeting to NOK 5,500/meeting
  Management   Yes   For   For
Election of member to the nomination committee: Bjorn Stale Haavik has informed that he wishes to withdraw from the nomination committee. The nomination committee nominates Ingrid Rasmussen, Director General, Department for Economic and Administrative Affairs, Ministry of Petroleum and Energy, as a new member of the nomination committee until the annual general meeting in 2012. For further information, see the nomination committee’s nomination on www.statoil.com. The other members of the nomination committee, Olaug Svarva (chair), Tom Rathke and Live Haukvik Aker, are elected until the annual general meeting in 2012
  Management   Yes   For   For
Determination of remuneration for the nomination committee: The nomination committee proposes the following changes to the remuneration to the nomination committee: Chair from NOK 10,000/meeting to NOK 10,400/meeting and Members from NOK 7,400/meeting to NOK 7,700/meeting
  Management   Yes   For   For
The board of directors is authorised on behalf of the company to acquire Statoil shares in the market. The authorisation may be used to acquire own shares at a total nominal value of up to NOK 20,000,000. Shares acquired pursuant to this authorisation may only be used for sale and transfer to employees of the Statoil group as part of the group’s share saving plan, as approved by the board of directors. The minimum and maximum amount that may be paid per share will be NOK 50 and 500 respectively. The authorisation is valid until the next annual general meeting, but not beyond 30 June 2012. This authorisation replaces the previous authorisation to acquire own shares for implementation of the share saving plan for employees granted by the annual general meeting on 19 May 2010
  Management   Yes   For   For
The board of directors of Statoil ASA is hereby authorised to acquire Statoil shares in the market on behalf of the company with a nominal value of up to NOK 187,500,000. The minimum and maximum amount that can be paid per share will be NOK 50 and NOK 500 respectively. Within these limits, the board of directors shall itself decide at what price and at what time such acquisition shall take place. Own shares acquired pursuant to this authorisation may only be used for annulment through a reduction of the company’s share capital, pursuant to the Public Limited Companies Act section 12-1. The authorisation is valid until the next annual general meeting, but not beyond 30 June 2012
  Management   Yes   For   For
The general meeting approves that adjustments in the Marketing Instructions for Statoil ASA, adopted by the general meeting on 25 May 2001, be made to the provisions concerning reference price for crude oil and NGL, thereby ensuring Statoil the necessary incentives to obtain the highest possible value for the state and Statoil’s oil and gas under the market conditions prevailing at any time. The adjustments to the Marketing Instructions as such are made by the state, represented by the Ministry of Petroleum and Energy
  Management   Yes   For   For
Changes to the articles of association: articles 4, 9 and 11
  Management   Yes   For   For
Adopt instruction for the nomination committee: In accordance with the proposed change to the articles of association article 11, and as recommended by The Norwegian Code of Practice for Corporate Governance, the board recommends that the general meeting adopts the “Instruction for the nomination committee in Statoil ASA” (to be found on www.statoil.com)
  Management   Yes   For   For
PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Statoil’s extraction of tar sands is a strategic path that: a) has substantial negative climate, environmental — and social impact, b) is not in line with Statoil’s sustainable development and environmental goals and values and c) damages the company’s credibility and reputation, and exposes the shareholders to economic risks. Extraction of tar sands is not compatible with the international ambition to limit global temperature rise below 2 degrees Celsius. It is not in the shareholders’ long term interest that Statoil continues its extraction of oil from tar sands. Statoil shall divest from tar sands extraction in Canada
  Shareholder   Yes   Against   For

 

 

Issuer of Portfolio Security: REXEL SA, PARIS
Exchange Ticker Symbol:
CUSIP #: F7782J366
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Allocation of income for the year ended December 31, 2010
  Management   Yes   For   For
Option for payment of the dividend in new shares
  Management   Yes   For   For
Approval of charges and expenses regulated by article 39-4 of the Code General des Impots
  Management   Yes   For   For
Approval of an agreement (the “Purchase Agreement”) regulated by articles L.225-86 et seq. of the Code de commerce
  Management   Yes   For   For
Approval of an agreement (the “Amended and Restated Agency Agreement”) regulated by articles L.225-86 et seq. of the Code de commerce
  Management   Yes   For   For
Approval of an agreement (the “First Supplemental Trust Deed”) regulated by articles L.225-86 et seq. of the Code de commerce
  Management   Yes   For   For
Approval of an agreement (an amendment to the pension plan) regulated by articles L.225-86 et seq. of the Code de commerce
  Management   Yes   For   For
Approval of an agreement (a loan agreement between Rexel, Rexel Distribution and the Bayerische Landesbank) regulated by articles L.225-86 et seq. of the Code de commerce
  Management   Yes   For   For
Approval of an agreement (a loan agreement between various Rexel Group companies) regulated by articles L.225-86 et seq. of the Code de commerce
  Management   Yes   For   For
Renewal of Mr David Novak’s appointment as a member of the Supervisory Board
  Management   Yes   Against   Against
Renewal of Mr Luis Marini-Portugal’s appointment as a member of the Supervisory Board
  Management   Yes   Against   Against
Renewal of Mr Matthew Turner’s appointment as a member of the Supervisory Board
  Management   Yes   Against   Against
Authorisation to be given to the Board of Directors to trade in the Company’s shares
  Management   Yes   Against   Against
Powers for the necessary legal formalities
  Management   Yes   For   For
Authorisation to be granted to the Board of Directors to reduce the authorised capital by cancelling shares
  Management   Yes   For   For
Authorisation to be granted to the Board of Directors to award free shares to salaried employees and corporate officers of the Company and of its subsidiaries
  Management   Yes   For   For
Authorisation to be granted to the Board of Directors to award options giving an entitlement to subscribe to new shares or to purchase existing shares in the Company
  Management   Yes   For   For
Authorisation to be granted to the Board of Directors to increase the authorised capital by issuing equity securities and/or transferable securities giving access to the Company’s capital, with the preferential right of subscription for existing shareholders cancelled in favour of members of a corporate PEP
  Management   Yes   For   For
Amendment of article 14 of the Company’s Articles of Association relating to the Board of Directors
  Management   Yes   For   For
Amendment of article 30 of the Company’s Articles of Association relating to entrance to General Meetings of the Shareholders
  Management   Yes   For   For
Powers for the necessary legal formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TELENOR ASA, FORNEBU
Exchange Ticker Symbol:
CUSIP #: R21882106
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the notice of the Annual General Meeting
  Management   Yes   For   For
Election of a representative to sign the minutes together with the Chairman of the meeting
  Management   Yes   For   For
Approval of the financial statements and report from the Board, including distribution of dividends
  Management   Yes   For   For
Approval of the remuneration to the company’s auditor
  Management   Yes   For   For
The Board’s declaration regarding the determination of salary and other remuneration to senior management
  Management   Yes   For   For
Reduction of share capital by cancelling of own shares as well as redemption of shares owned by the Kingdom of Norway through the Ministry of Trade and Industry and reduction of other equity
  Management   Yes   For   For
Authorisation to acquire own shares for the purpose of cancellation
  Management   Yes   For   For
Authorisation to acquire own shares for the purposes of fulfilling Telenor’s obligations pursuant to option and LTI programmes for senior employees and general share programmes for employees
  Management   Yes   For   For
Election of shareholder representatives and deputy shareholder representatives to the Corporate Assembly
  Management   Yes   For   For
Election of members to the Nomination Committee
  Management   Yes   For   For
Determination of remuneration to the members of the Corporate Assembly
  Management   Yes   Abstain   Against

 

 

Issuer of Portfolio Security: ZARDOYA OTIS SA, MADRID
Exchange Ticker Symbol:
CUSIP #: E9853W160
Shareholder Meeting Date: 20-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Examination and approval of the annual financial statements and the management report of the Zardoya, and the consolidated group
  Management   Yes   For   For
Application of the results
  Management   Yes   For   For
Approval of the management of the Board members and ratification of the distribution of dividends to be charge to the results
  Management   Yes   For   For
Re-election Mr. Mario Abajo Garcia
  Management   Yes   Against   Against
Re-election Mr. Jose Maria Loizaga Viguri
  Management   Yes   Against   Against
Re-election Mr. Pedro Sainz de Baranda Riva
  Management   Yes   Against   Against
Re-election Euro Syns SA
  Management   Yes   Against   Against
Re-election Mr. Javier Zardoya Arana
  Management   Yes   Against   Against
Re-election Mr. Angelo Mesina
  Management   Yes   Against   Against
Re-election Otis Elevator Company
  Management   Yes   Against   Against
Re-election Mr. Bruno Grob
  Management   Yes   Against   Against
Re-election Mr. Lindsay Harvey
  Management   Yes   Against   Against
Approval a distribution of a dividend of 0.135 Euros per share, to be charge to the results
  Management   Yes   For   For
Appointment of auditors
  Management   Yes   For   For
Capital increase, 1 new share per 20 former share, with charged to voluntary reserves
  Management   Yes   For   For
Authorization to purchase treasury share
  Management   Yes   For   For
The report of the amendment of the regulation of the board members
  Management   Yes   For   For
Any other business
  Management   Yes   For   Against
Delegation of powers
  Management   Yes   For   For
Approval of the minutes
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: EMBOTELLADORAS ARCA SAB DE CV, MEXICO
Exchange Ticker Symbol:
CUSIP #: P3699M104
Shareholder Meeting Date: 20-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Ratification of the approval of the audited consolidated balance sheet of the Company to December 31, 2010
  Management   Yes   For   For
Proposal and, if deemed appropriate, approval of the merger of Grupo Continental, S.A.B., as the merged Company, into the company, as the company conducting the merger
  Management   Yes   For   For
Proposal and, if deemed appropriate, approval of the capital increase of the company, as a consequence of the merger being considered
  Management   Yes   For   For
Proposal and, if deemed appropriate, approval of the complete amendment of the corporate bylaws of the company
  Management   Yes   Abstain   Against
Proposal and designation of special delegates of the meeting to formalize and carry out, if deemed appropriate, the resolutions passed by this meeting
  Management   Yes   For   For
Preparation, reading and, if deemed appropriate, approval of the meeting minutes
  Management   Yes   For   For
Designation and or ratification of the members of t he Board of Directors of the Company, classification of their independence in accordance with the terms of article 26 of the securities market law, determination and or ratification of their remuneration and related resolutions
  Management   Yes   Abstain   Against
Designation and or ratification of the chairperson of the audit and corporate practices committee of the Company
  Management   Yes   Abstain   Against
Proposal and designation of special delegates from the meeting to formalize and carry out, if deemed appropriate, the resolutions passed by this meeting
  Management   Yes   For   For
Preparation, reading and, if deemed appropriate approval of the meeting minutes
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ARKEMA, COLOMBES
Exchange Ticker Symbol:
CUSIP #: F0392W125
Shareholder Meeting Date: 24-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
  Management   Yes   For   For
The shareholders’ meeting approves the recommendations of the board of directors and resolves that the income for the fiscal year be appropriated as follows: net income for the financial year: EUR 41,852,664.62 appropriation to the legal reserve: EUR 214,397.00 balance: EUR 41,638,267.62 prior retained earnings: EUR 134,565,206.39 total: EUR 176,203,474.01 dividends: EUR 61,493,794 .00 balance allocated to retained earnings: EUR 114,709,680.01 the shareholders will receive a net dividend of EUR 1.00 per share, and will entitle to the 40 per cent deduction provided by the French general tax code. This dividend will be paid in cash on June 1st 2011. In the event that the company holds some of its own shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account. As required by law, it is reminded that, for the last three financial years, the dividends paid, were as follows EUR 0.75 for fiscal year 2007, EUR 0.60 for fiscal year 2008, EUR 0.60 for fiscal year 2009. The shareholders’ meeting acknowledges the absence of expenses and charges that were not tax deductible
  Management   Yes   For   For
Agreements regulated by articles L. 225-38 et seq. of the Code de commerce
  Management   Yes   For   For
Renewal of Mrs Isabelle Kocher’s appointment as a director
  Management   Yes   For   For
Renewal of Mr Francois Enaud’s appointment as a director
  Management   Yes   For   For
Renewal of Mr Laurent Mignon’s appointment as a director
  Management   Yes   For   For
Authorisation given to the Board of Directors to trade in the Company’s shares
  Management   Yes   For   For
Authorisation given to the Board of Directors to reduce the authorised capital by cancelling shares
  Management   Yes   For   For
Amendment to article 10.1.3 of the Articles of Association
  Management   Yes   For   For
Amendment to article 8.2 of the Articles of Association
  Management   Yes   For   For
Amendment to article 16.5 of the Articles of Association
  Management   Yes   For   For
Powers for the necessary legal formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ILIAD, PARIS
Exchange Ticker Symbol:
CUSIP #: F4958P102
Shareholder Meeting Date: 24-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year ended December 31, 2010
  Management   Yes   For   For
Allocation of income for the financial year ended December 31, 2010 (as reflected in the financial statements) and setting the dividend
  Management   Yes   For   For
Approval of the Agreements pursuant to Articles L. 225-38 et seq. of the Commercial Code
  Management   Yes   For   For
Approval of the Commitments regarding the payment of remuneration to Mr. Maxime Lombardini
  Management   Yes   Against   Against
Renewal of Mr. Maxime Lombardini’s term as Board member
  Management   Yes   Against   Against
Setting the amount of attendance allowances allocated to the Board of Directors
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to allow the Company to repurchase its own shares
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to issue, while maintaining preferential subscription rights, shares or securities providing access to the capital of the Company, of a company controlled by the Company or of a company which controls the Company
  Management   Yes   For   For
Delegation of authority to the Board of Directors to issue, with cancellation of preferential subscription rights and by a public offer, shares or securities providing access to capital of the Company, of a company controlled by the Company or of a company which controls the Company or entitling to the allotment of debt securities
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to issue, with cancellation of preferential subscription rights through private investment, shares or securities providing access to capital of the Company, of a company controlled by the Company or of a company which controls the Company or entitling to the allotment of debt securities
  Management   Yes   Against   Against
Authorization granted to the Board of Directors in case of issuance with cancellation of preferential subscription rights by a public offer or through private investment, of shares or securities providing access to capital of the Company, to set freely the issue price within the limit of 10% of the share capital of the Company
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to increase the number of issuable securities in case of capital increase with or without preferential subscription rights
  Management   Yes   Against   Against
Delegation of powers to the Board of Directors to issue shares of the Company and securities providing access to the capital of the Company, in consideration for in-kind contributions granted to the Company and composed of equity securities or securities providing access to capital
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to issue shares of the Company and securities providing access to the capital of the Company in case of public exchange offer initiated by the Company
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to increase share capital by incorporation of reserves, profits, premiums or otherwise
  Management   Yes   For   For
Delegation of authority to the Board of Directors to decide to issue shares of the Company reserved for members of a company savings plan
  Management   Yes   For   For
Authorization granted to the Board of Directors to grant options to subscribe for or purchase shares of the Company to members of the employed staff and corporate officers of the group or to some of them
  Management   Yes   For   For
Authorization granted to the Board of Directors to carry out free allocations of shares existing or to be issued to members of the employed staff and corporate officers of the group or to some of them
  Management   Yes   For   For
Authorization to the Board of Directors to reduce share capital by cancellation of treasury shares
  Management   Yes   For   For
Amendment of Article 23.1 of the Statutes
  Management   Yes   For   For
Powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: FRED OLSEN ENERGY ASA
Exchange Ticker Symbol:
CUSIP #: R25663106
Shareholder Meeting Date: 24-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Opening of the Annual General Meeting by the Chairman of the Board
  Management   Yes   For   For
Election of Chairman for the meeting and one shareholder to sign the minutes together with the Chairman and approval of the Notice of the Meeting and the Agenda
  Management   Yes   For   For
Directors’ Report and the annual accounts for 2010 for Fred. Olsen Energy ASA parent company and consolidated, hereunder the Board’s proposal on dividend
  Management   Yes   For   For
Authorization for the Board of Directors to increase the share capital of the Company
  Management   Yes   For   For
Authorization for the Board of Directors to purchase the Company’s own shares (“Treasury shares”)
  Management   Yes   For   For
Statement by the Board of Directors on the remuneration of the senior management
  Management   Yes   For   For
Stipulation of Board of Directors’ fees
  Management   Yes   Abstain   Against
Stipulation of Auditor’s fee
  Management   Yes   For   For
Election of Board of Directors: Anette S. Olsen, Cecilie B. Heuch,Agnar Gravdal and Jan Peter Valheim
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DEUTSCHE POST AG, BONN
Exchange Ticker Symbol:
CUSIP #: D19225107
Shareholder Meeting Date: 25-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 1,502,413,540.85 as follows: Payment of a dividend of EUR 0.65 per no-par share EUR 716,553,222.75 shall be carried forward Ex-dividend and payable date: May 26, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Pricewater-houseCoopers AG, Dusseldorf
  Management   Yes   For   For
Resolution on the authorization to issue convertible bonds, warrant bonds, profit-sharing rights and/or participating bonds (together: ‘bonds’), the creation of contingent capital, and the corresponding amendment to the articles of association — The Board of MDs shall be authorized, with the consent of the Supervisory Board, to issue bearer and/or registered bonds of up to EUR 1,000,000,000, conferring conversion and/or option rights for shares of the company, on or before May 24, 2016. Shareholders shall be granted subscription rights except for residual amounts, for the granting of such rights to holders of conversion or option rights, for the issue of bonds conferring conversion and/or option rights for shares of the company of up to 10 pct. of the share capital if such bonds are issued at a price not materially below their theoretical market value, and for the issue of bonds against contributions in kind. Shareholders’ subscription rights shall also be excluded for the issue of profit-sharing rights and/or participating bonds not conferring conversion or option rights if these have debenture like features. The company’s share capital shall be increased accordingly by up to EUR 75,000,000 through the issue of up to 75,000,000 new registered no-par shares, insofar as conversion and/or option rights are exercised (contingent capital 2011). — The existing authorization given by the shareholders’ meeting of May 8, 2007, to issue bonds and create a contingent capital III shall be re-voked
  Management   Yes   For   For
Election to the Supervisory Board: Werner Gatzer
  Management   Yes   For   For
Election to the Supervisory Board: Thomas Kunz
  Management   Yes   For   For
Election to the Supervisory Board: Elmar Toime
  Management   Yes   For   For
Election to the Supervisory Board: Katja Windt
  Management   Yes   For   For
Election to the Supervisory Board: Hero Brahms
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: RYOHIN KEIKAKU CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J6571N105
Shareholder Meeting Date: 25-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DASSAULT SYS S A
Exchange Ticker Symbol:
CUSIP #: F2457H100
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the annual corporate financial statements for the financial year
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year
  Management   Yes   For   For
Allocation of income
  Management   Yes   For   For
Regulated Agreements
  Management   Yes   For   For
Regulated Agreement concluded between the Company and Mr. Bernard Charles
  Management   Yes   Against   Against
Renewal of Mr. Arnoud De Meyer’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Jean-Pierre Chahid-Nourai’s term as Board member
  Management   Yes   For   For
Appointment of Mrs. Nicole Dassault as Board member
  Management   Yes   For   For
Appointment of Mrs. Toshiko Mori as Board member
  Management   Yes   For   For
Renewal of term of the company PricewaterhouseCoopers Audit as principal Statutory Auditor
  Management   Yes   For   For
Appointment of Mr. Yves Nicolas as deputy Statutory Auditor
  Management   Yes   For   For
Authorization to purchase shares of the Company
  Management   Yes   Against   Against
Authorization granted to the Board of Directors to reduce share capital by cancellation of previously repurchased shares as part of the share repurchase program
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase capital by issuing shares or securities providing access to the capital of the Company and to issue securities entitling to the allotment of debt securities while maintaining shareholders’ preferential subscription rights
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase capital by issuing shares or securities providing access to the capital of the Company and to issue securities entitling to the allotment of debt securities without shareholders’ preferential subscription rights by way of a public offer
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase capital by issuing shares or securities providing access to the capital of the Company and to issue securities entitling to the allotment of debt securities with cancellation of shareholders’ preferential subscription rights as part of an offer through private investment pursuant to Article L.411-2, II of the Monetary and Financial Code
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase the number of issuable securities in case of capital increase with or without preferential subscription rights
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to increase capital by incorporation of reserves, profits or premiums
  Management   Yes   For   For
Delegation of powers granted to the Board of Directors to increase capital within the limit of 10%, in consideration for in-kind contributions
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to increase share capital in favor of members of a company savings plan
  Management   Yes   For   For
Amendment of Article 14 of the Statutes
  Management   Yes   For   For
Amendment of Article 26 of the Statutes
  Management   Yes   For   For
Amendment of Article 27 of the Statutes
  Management   Yes   For   For
Powers to accomplish all formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CAP GEMINI SA, PARIS
Exchange Ticker Symbol:
CUSIP #: F13587120
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year 2010
  Management   Yes   For   For
Regulated Agreements
  Management   Yes   For   For
Allocation of income and dividend
  Management   Yes   For   For
Attendance allowances allocated to the Board members
  Management   Yes   For   For
Authorization for a share repurchase program — within the limit of a maximum number of shares equal to 10% of its share capital
  Management   Yes   For   For
Authorization granted to the Board of Directors to cancel shares repurchased by the Company under the share repurchase program
  Management   Yes   For   For
Delegation of powers granted to the Board of Directors to carry out a capital increase reserved for members of company savings plans of the Capgemini Group
  Management   Yes   For   For
Delegation of powers granted to the Board of Directors to carry out a capital increase reserved for employees of some foreign subsidiaries under similar conditions than those offered under the previous resolution
  Management   Yes   For   For
Delegation of powers granted to the Board of Directors to issue redeemable share subscription and/or purchase warrants (BSAAR) in favor of employees and corporate officers of the Company and of its subsidiaries without shareholders’ preferential subscription rights
  Management   Yes   For   For
Authorization granted to the Board of Directors to carry out an allocation of shares under performance condition to employees and corporate officers of the Company and its French and foreign subsidiaries
  Management   Yes   For   For
Amendment of Article 11 of the Statutes to allow the appointment of a shareholder employee as Board member
  Management   Yes   For   For
Powers to accomplish all formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: UNITED INTERNET AG, MONTABAUR
Exchange Ticker Symbol:
CUSIP #: D8542B125
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 418,578,113.32 as follows: Payment of a dividend of EUR 0.20 per share EUR 376,161,647.32 shall be carried forward Ex-dividend and payable date: May 27, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Ernst + Young GmbH, Frankfurt
  Management   Yes   For   For
Authorization to acquire own shares The company shall be authorized to acquire own shares of up to 10 percent of its share capital, at prices not deviating more than 10 percent from the market price of the shares, on or before November 26, 2012. The Board of MDs shall be authorized to use the shares for all legally permissible purposes, especially to dispose of the shares in a manner other than the stock exchange or a rights offering if they are sold at a price not materially below their market price, to use the shares within the scope of employee participation programs or for satisfying option or conversion rights, and to retire the shares
  Management   Yes   For   For
Authorization to use derivatives within the scope of the acquisition of own shares The company shall be authorized to use put or call options for the purpose of acquiring own shares as per item 6
  Management   Yes   For   For
Resolution on the revision of the authorized capital, and the corresponding amendments to the articles of association The 2006 authorized capital shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 112,500,000 through the issue new shares against payment in cash and/or kind, on or before May 25, 2016. Shareholders shall be granted subscription rights, except for residual amounts, for the issue of shares at a price not materially below their market price, for the granting of such rights to holders of option or conversion rights, and for the issue of shares against payment in kind
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: GROUPE AEROPLAN INC
Exchange Ticker Symbol:
CUSIP #: 399453109
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of director of the corporation: Robert E. Brown
  Management   Yes   For   For
Election of director of the corporation: Roman Doroniuk
  Management   Yes   For   For
Election of director of the corporation: Rupert Duchesne
  Management   Yes   For   For
Election of director of the corporation: Joanne Ferstman
  Management   Yes   For   For
Election of director of the corporation: Michael M. Fortier
  Management   Yes   For   For
Election of director of the corporation: John M. Forzani
  Management   Yes   For   For
Election of director of the corporation: David H. Laidley
  Management   Yes   For   For
Election of director of the corporation: Douglas D. Port
  Management   Yes   For   For
Election of director of the corporation: Alan P. Rossy
  Management   Yes   For   For
Appointment of Pricewaterhousecoopers LLP as auditors of the corporation
  Management   Yes   For   For
To adopt, with or without variation, a non-binding advisory resolution of the shareholders, in the form set forth in Appendix B to the Management Information Circular of the Corporation dated March 18, 2011, accepting the approach to executive compensation all as disclosed in more detail in the Management Information Circular
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: LEGRAND SA, LIGUEIL
Exchange Ticker Symbol:
CUSIP #: F56196185
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year ended December 31, 2010
  Management   Yes   For   For
Allocation of income
  Management   Yes   For   For
Agreements pursuant to Article L. 225-38 of the Commercial Code
  Management   Yes   For   For
Renewal of term of the company Deloitte & Associes as principal Statutory Auditor
  Management   Yes   For   For
Renewal of term of the company BEAS as deputy Statutory Auditor
  Management   Yes   For   For
Authorization granted to the Board of Directors to allow the Company to trade its own shares
  Management   Yes   For   For
Setting the amount of attendance allowances allocated to the Board members
  Management   Yes   For   For
Appointment of Mrs. Eliane Chevalier as Board member
  Management   Yes   For   For
Authorization to cancel shares repurchased under the share repurchase program
  Management   Yes   For   For
Authorization granted to the Board of Directors to decide on one or several allocations of options to subscribe for or purchase shares
  Management   Yes   For   For
Authorization granted to the Board of Directors to carry out free allocation of shares
  Management   Yes   For   For
Delegation of authority granted to the Board of Directors to decide to issue shares or securities providing access to capital in favor of members of a Company or Group savings plan
  Management   Yes   For   For
Amendment of the Statutes regarding the time for reporting statutory thresholds crossing
  Management   Yes   For   For
Amendment of the Statutes regarding the power of the Board of Directors to appoint censors
  Management   Yes   For   For
Powers to accomplish all formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SMA SOLAR TECHNOLOGY AG, NIESTETAL
Exchange Ticker Symbol:
CUSIP #: D7008K108
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 540,156,574.15 as follows: Payment of a dividend of EUR 3 per no-par share EUR 436,056,574.15 shall be carried forward Ex-dividend and payable date: May 27, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs: Guenther Cramer
  Management   Yes   For   For
Ratification of the acts of the Board of MDs: Peter Drews
  Management   Yes   For   For
Ratification of the acts of the Board of MDs: Roland Grebe
  Management   Yes   For   For
Ratification of the acts of the Board of MDs: Pierre-Pascal Urbon
  Management   Yes   For   For
Ratification of the acts of the Board of MDs: Marko Werner
  Management   Yes   For   For
Ratification of the acts of the Board of MDs: Juergen Dolle
  Management   Yes   For   For
Ratification of the acts of the Board of MDs: Uwe Hertel
  Management   Yes   For   For
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Deloitte and Touche GmbH, Hanover
  Management   Yes   For   For
Elections to the Supervisory Board: Guenther Cramer
  Management   Yes   For   For
Elections to the Supervisory Board: Peter Drews
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DELHAIZE GROUP SA
Exchange Ticker Symbol:
CUSIP #: B33432129
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Amendment to the article 9 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 19 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 29 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 30 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 31 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 32 of the articles of association of the Company
  Management   Yes   For   For
Amendment to article 33 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 34 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 36 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 38 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the article 39 of the articles of association of the Company
  Management   Yes   For   For
Removal of the article 47 of the articles of association of the Company
  Management   Yes   For   For
Amendment to the provisional measure of the articles of association of the Company
  Management   Yes   For   For
Powers to implement the shareholders resolutions
  Management   Yes   For   For
Approve the non-consolidated annual accounts as of December 31, 2010, including the allocation of profits, and approve the distribution of a gross dividend of EUR 1.72 per share
  Management   Yes   For   For
Approve the discharge of liability of persons who served as directors of the Company during the financial year ended December 31, 2010
  Management   Yes   For   For
Approve the discharge of liability of the statutory auditor of the Company for the financial year ended December 31, 2010
  Management   Yes   For   For
Renew the mandate of Mr. Hugh G. Farrington as director for a period of three years that will expire at the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2013
  Management   Yes   For   For
Renew the mandate of Baron Luc Vansteenkiste as director for a period of four years that will expire at the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2014
  Management   Yes   For   For
Renew the mandate of Mr. Jacques de Vaucleroy as director for a period of four years that will expire at the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2014
  Management   Yes   For   For
Appoint Mr. Jean-Pierre Hansen as director for a period of three years that will expire at the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2013
  Management   Yes   For   For
Appoint Mr. William G. McEwan as director for a period of three years that will expire at the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2013
  Management   Yes   For   For
Appoint Mr. Mats Jansson as director for a period of three years that will expire at the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2013
  Management   Yes   For   For
Upon proposal of the Board of Directors, acknowledge that Baron Luc Vansteenkiste, whose mandate is proposed to be renewed until the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2014, satisfies the requirements of independence set forth by the Belgian Company Code for the assessment of independence of directors, and renew his mandate as independent director pursuant to the criteria of the Belgian Company Code
  Management   Yes   For   For
Upon proposal of the Board of Directors, acknowledge that Mr. Jacques de Vaucleroy, whose mandate is proposed to be renewed until the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2014, satisfies the requirements of independence set forth by the Belgian Company Code for the assessment of independence of directors, and renew his mandate as independent director pursuant to the criteria of the Belgian Company Code
  Management   Yes   For   For
Upon proposal of the Board of Directors, acknowledge that Mr. Jean-Pierre Hansen, whose appointment as director is proposed until the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2013, satisfies the requirements of independence set forth by the Belgian Company Code for the assessment of independence of directors, and appoint him as independent director pursuant to the criteria of the Belgian Company Code
  Management   Yes   For   For
Upon proposal of the Board of Directors, acknowledge that Mr. William G. McEwan, whose appointment as director is proposed until the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2013, satisfies the requirements of independence set forth by the Belgian Company Code for the assessment of independence of directors, and appoint him as independent director pursuant to the criteria of the Belgian Company Code
  Management   Yes   For   For
Upon proposal of the Board of Directors, acknowledge that Mr. Mats Jansson, whose appointment as director is proposed until the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2013, satisfies the requirements of independence set forth by the Belgian Company Code for the assessment of independence of directors, and appoint him as independent director pursuant to the criteria of the Belgian Company Code
  Management   Yes   For   For
Renew the mandate of Deloitte Bedrijfsrevisoren / Reviseurs d’Entreprises S.C. s.f.d. S.C.R.L., avenue Louise 240, 1050 Brussels, Belgium, as statutory auditor, represented by Mr. Michel Denayer, auditor, or in the event of inability of Mr. Denayer, by any other partner of the statutory auditor agreed upon by the Company, for a period of three years that will expire at the end of the ordinary general meeting that will be requested to approve the annual accounts relating to the financial year 2013, and approve the yearly audit fees of the statutory auditor amounting to EUR 726,398
  Management   Yes   For   For
Pursuant to article 556 of the Belgian Company Code, approve the provision granting to the holders of the bonds, convertible bonds or medium-term notes that the Company may issue within the 12 months following the ordinary shareholders meeting of May 2011, in one or several offerings and tranches, with a maturity or maturities not exceeding 30 years, for a maximum equivalent aggregate amount of EUR 1.5 billion, the right to obtain the redemption, or the right to require the repurchase, of such bonds or notes for an amount not in excess of 101% of the outstanding principal amount plus accrued and unpaid interest of such bonds or notes, in the event of a change of control of the Company, as would be provided in the terms and conditions relating to such bonds and/or notes. Any such bond or note CONTD
  Management   Yes   Against   Against
Pursuant to article 556 of the Belgian Company Code, approve the “Change in Control” clause (and any other clause falling within the scope of Article 556 of the Belgian Company Code) as set out in the EUR 600 million five-year revolving credit facility dated 15 April 2011 entered into among inter alios the Company, Delhaize America, LLC, Delhaize Griffin SA, Delhaize The Lion Coordination Center SA, as Borrowers and Guarantors, the subsidiary guarantors party thereto, the lenders party thereto, and Fortis Bank SA/NV, Banc of America Securities Limited, JP Morgan PLC and Deutsche Bank AG, London Branch, as Bookrunning Mandated Lead Arrangers. The “Change in Control” clause provides that, in case any person (or persons acting in concert) gains control over the Company or becomes the owner of more than 50 per cent CONTD
  Management   Yes   Against   Against
Approve the continuation by Delhaize America of grants of Restricted Stock Unit Awards that are delivered to certain members of the Executive Committee of the Company in equal installments of one fourth starting at the end of the second year over a five-year period following their grant date under the Delhaize America Restricted Stock Unit Plan
  Management   Yes   Against   Against
Approve the continuation by the Company of grants of options to certain members of the Executive Committee of the Company vesting in equal installments of one third over a three-year period following their grant date under the U.S. Delhaize Group 2002 Stock Incentive Plan
  Management   Yes   Against   Against
Provide, as from the year 2011, (i) to the directors in compensation for their positions as directors, an amount of up to EUR 80,000 per year per director and (ii) to the Chairman of the Board, an amount up to EUR 160,000 per year. The above-mentioned amounts will be increased by an amount of up to EUR 10,000 per year for each member of any standing committee of the Board of Directors (other than the chair of the committee), and increased by an amount of up to EUR 15,000 per year for the Chairman of any standing committee of the Board of Directors. The amount to be distributed to each director shall be decided by the Board of Directors, within the limits set forth in the preceding sentence
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SUGI HOLDINGS CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J7687M106
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: POINT INC.
Exchange Ticker Symbol:
CUSIP #: J63944102
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: IPSEN, PARIS
Exchange Ticker Symbol:
CUSIP #: F5362H107
Shareholder Meeting Date: 27-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for FY 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for FY 2010
  Management   Yes   For   For
Allocation of income for the FY and setting of the dividend
  Management   Yes   For   For
Ratification of the co-opting of Mr Marc de Garidel as a director
  Management   Yes   Against   Against
Approval of the agreement regulated by article L.225-38 of the Code de Commerce relating to the conclusion of an amendment to the liquidity agreement with Mayroy SA
  Management   Yes   For   For
Approval of the agreements and liabilities regulated by article L.225-38 of the Code de Commerce covering compensation paid to Mr Jean-Luc Belingard
  Management   Yes   Against   Against
Approval of the agreements and liabilities regulated by article L.225-38 of the Code de Commerce covering compensation paid to Mr Marc de Garidel
  Management   Yes   For   For
Approval of a liability accepted in favour of Mr Marc de Garidel, Chairman & CEO, covering compensation payable should be resign
  Management   Yes   For   For
Renewal of the appointment of KPMG SA as statutory auditor
  Management   Yes   For   For
Appointment of KPMG Audit IS as standby statutory auditor vice Mr Jean-Paul Vellutini, term of office ended
  Management   Yes   For   For
Authorisation to be given to the Board of Directors in order for the Company to purchase its own shares
  Management   Yes   For   For
Amendment of article 15, sub-paragraph 1 of the Articles of Association, relating to the term of office for directors
  Management   Yes   For   For
Appointment of Mr Christophe Verot as a director for a term of 4 years
  Management   Yes   For   For
Renewal of Mr Marc de Garidel’s appointment as a director for a term of 4 years
  Management   Yes   Against   Against
Renewal of Mr Henri Beaufour’s appointment as a director for a term of 4 years
  Management   Yes   Against   Against
Renewal of Mrs Anne Beaufour’s appointment as a director for a term of 3 years
  Management   Yes   Against   Against
Renewal of Mr Herve Couffin’s appointment as a director for a term of 3 years
  Management   Yes   For   For
Renewal of Mr Pierre Martinet’s appointment as a director for a term of 3 years
  Management   Yes   For   For
Renewal of Mr Antoine Flochel’s appointment as a director for a term of 2 years
  Management   Yes   Against   Against
Renewal of Mr Gerard Hauser’s appointment as a director for a term of 2 years
  Management   Yes   For   For
Renewal of Mr Klaus-Peter Schwabe’s appointment as a director for a term of 2 years
  Management   Yes   Against   Against
Renewal of Mr Rene Merkt’s appointment as a director for a term of 1 year
  Management   Yes   Against   Against
Renewal of Mr Yves Rambaud’s appointment as a director for a term of 1 year
  Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to increase the authorised capital by incorporation of reserves, profits and/or issue premia
  Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to issue ordinary shares and/or transferable securities giving access to the capital and/or giving an entitlement to the allocation of debt securities, with the preferential right of subscription for shareholders upheld
  Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to issue ordinary shares and/or transferable securities giving access to the capital and/or giving an entitlement to the allocation of debt securities, with the preferential right of subscription for shareholders cancelled , by way of a public offer
  Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to issue ordinary shares and/or transferable securities giving access to the capital and/or giving an entitlement to the allocation of debt securities, with the preferential right of subscription for shareholders cancelled , by way of a private placement
  Management   Yes   For   For
Authorisation to increase the amount of issues if they are oversubscribed
  Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to increase the authorised capital, but capped at 10% of the value of same, in order to pay for contributions in kind of equity securities or transferable securities giving access to the capital
  Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to increase the authorised capital by issuing shares reserved for members of a corporate PEP, pursuant to the provisions of articles L. 3332-18 et seq. of the Code du travail
  Management   Yes   For   For
Authorisation to be given to the Board of Directors to grant share subscription and/or purchase options to salaried employees of the Company and/or certain corporate officers
  Management   Yes   For   For
Authorisation to be given to the Board of Directors to award free shares to salaried employees of the Company and/or certain corporate officers
  Management   Yes   For   For
Harmonising of the Articles of Association
  Management   Yes   For   For
Powers for the necessary legal formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: COMPANHIA SIDERURGICA NACIONAL
Exchange Ticker Symbol:
CUSIP #: P8661X103
Shareholder Meeting Date: 30-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To examine, discuss and approve the protocol and justification of merger into Companhia Siderurgica Nacional, from here onwards CSN, of its subsidiary Inal Nordeste S.A., a company with corporate taxpayer id number, Cnpj.Mf, 00.904.638.0001.57, from here onwards Inal Nordeste
  Management   Yes   For   For
To approve and ratify the hiring of KPMG auditores independentes, the specialized company responsible for the preparation of the book valuation report of the equity of Inal Nordeste, to be transferred to CSN
  Management   Yes   For   For
To examine and approve the mentioned valuation report of the book equity of Inal Nordeste, with a basis date of April 30, 2011
  Management   Yes   For   For
To discuss and approve the merger of Inal Nordeste into CSN, in accordance with the terms and conditions established in the protocol and justification of merger referred to above
  Management   Yes   For   For
To grant authority to the management of CSN to do all the acts necessary for the implementation of the merger transaction to be resolved on at the general meeting that this call notice refers to
  Management   Yes   For   For
To ratify the newspapers in which the company will publish its legal notices
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TELEPERFORMANCE, PARIS
Exchange Ticker Symbol:
CUSIP #: F9120F106
Shareholder Meeting Date: 31-May-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of corporate financial statements
  Management   Yes   For   For
Approval of consolidated financial statements
  Management   Yes   For   For
Agreement and commitments regulated by articles L. 225-86 et seq. of the Commercial Code; approval of the accumulation of advantages of Mr. Michel Peschard’s employment contract
  Management   Yes   Against   Against
Agreement and commitments regulated by articles L. 225-86 et seq. of the Commercial Code; approval of the accumulation of advantages of Mrs. Brigitte Daubry’s employment contract
  Management   Yes   For   For
Agreement and commitments regulated by articles L. 225-86 et seq. of the Commercial Code, approval of the accumulation of advantages of Mr. Olivier Rigaudy’s employment contract with his functions of Managing Director, member of the board of directors
  Management   Yes   For   For
Agreement and commitments regulated by articles L. 225-86 et seq. of the Commercial Code; approval of the subscription and responsibility assumed by the Company of an Individual Accident Insurance Policy for the benefit of the members of the Board of Directors
  Management   Yes   For   For
Allocation of income
  Management   Yes   For   For
Attendance allowance
  Management   Yes   For   For
Appointment of the company KPMG Audit IS SAS as principal statutory auditor
  Management   Yes   For   For
Appointment of the company Deloitte & Associes as principal statutory auditor
  Management   Yes   For   For
Appointment of the company KPMG Audit ID SAS as deputy statutory auditor
  Management   Yes   For   For
Appointment of the firm BEAS as deputy statutory auditor
  Management   Yes   For   For
Changing method of management of the company
  Management   Yes   Against   Against
Adoption of the Company’s new Statutes
  Management   Yes   Against   Against
Acknowledgement of change in the method of management
  Management   Yes   Against   Against
Appointment of Mr. Daniel Julien as Board member
  Management   Yes   For   For
Appointment of Mr. Daniel G. Bergstein as Board member
  Management   Yes   For   For
Appointment of Mr. Philippe Dominati as Board member
  Management   Yes   For   For
Appointment of Mrs. Martine Dassault as Board member
  Management   Yes   For   For
Appointment of Mr. Bernard Canetti as Board member
  Management   Yes   For   For
Appointment of Mr. Mario Sciacca as Board member
  Management   Yes   For   For
Appointment of Mr. Philippe Ginestie as Board member
  Management   Yes   For   For
Appointment of Mr. Robert Paszczak as Board member
  Management   Yes   For   For
Appointment of Mr. Stephen Winningham as Board member
  Management   Yes   For   For
Appointment of Mr. Jean Guez as Board member
  Management   Yes   For   For
Appointment of Mr. Alain Boulet as Board member
  Management   Yes   For   For
Nomination of Mr. Jacques Berrebi as censor
  Management   Yes   For   For
Renewal of Mr. Daniel Bergstein’s term as Supervisory Board member
  Management   Yes   For   For
Renewal of Mr. Bernard Canetti’s term as Supervisory Board member
  Management   Yes   For   For
Renewal of Mr. Jean Guez’s term as Supervisory Board member
  Management   Yes   For   For
Authorisation in order to operate on Company shares
  Management   Yes   For   For
Authorisation given to the Board of Directors to cancel treasury shares of the Company within the limit of 10% per 24-month period
  Management   Yes   For   For
Delegation of authority to the Board of Directors to carry out the share capital increase by incorporating premiums, reserves, profits or other amounts
  Management   Yes   For   For
Delegation of authority to the Board of Directors to carry out the issuance of shares or securities giving access to the capital, while maintaining shareholder’s preferential subscription rights
  Management   Yes   For   For
Delegation of authority to the Board of Directors to carry out the issuance of securities giving access to the capital with cancellation of the shareholders’ preferential subscription rights but with a priority period for shareholders
  Management   Yes   Against   Against
Delegation of authority to the Board of Directors to carry out the issuance of shares or securities giving access to the capital within the limit of 10% of the capital, in consideration for contributions in kind
  Management   Yes   Against   Against
Authorisation to the Board of Directors to carry out free allocation of performance shares for the benefit of the Company’s and the Group’s employees and managers
  Management   Yes   For   For
Delegation of authority to the Board of Directors to carry out capital increases to members of a company or group savings plan
  Management   Yes   For   For
Devolution of delegations and authorisations to the Executive Board in the event of non-approval of the change in management method
  Management   Yes   For   For
Powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ATOS ORIGIN, PARIS-LA DEFENSE
Exchange Ticker Symbol:
CUSIP #: F06116101
Shareholder Meeting Date: 01-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year ended December 31, 2010
  Management   Yes   For   For
Allocation of income
  Management   Yes   For   For
Authorization granted to the Board of Directors to purchase, hold or transfer shares of the Company
  Management   Yes   For   For
Setting the annual overall amount of attendance allowances
  Management   Yes   For   For
Renewal of Mrs. Colette Neuville’s term as Censor
  Management   Yes   For   For
Ratification of transfer of the registered office
  Management   Yes   For   For
Authorization granted to the Board of Directors to reduce share capital by cancellation of treasury shares
  Management   Yes   For   For
Powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TABCORP HOLDINGS LIMITED TAH
Exchange Ticker Symbol:
CUSIP #: Q8815D101
Shareholder Meeting Date: 01-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
That, pursuant to section 256C(1) of the Corporations Act 2001 (Cth), subject to and conditional on: (a) the scheme of arrangement proposed to be made between the Company and the holders of its fully paid ordinary shares, and to be considered at a meeting of holders of its fully paid ordinary shares this day (the “Scheme”), being approved by the Supreme Court of Victoria (with or without modification); and (b) an office copy of the order of the Supreme Court of Victoria approving the Scheme being lodged with the Australian Securities and Investments Commission, the following reduction of the share capital of the Company is approved, namely, the reduction on the Demerger Date (as defined in the Scheme) by an amount of AUD2,219,808,249, with the reduction being effected and satisfied by applying such amount equally CONTD
  Management   Yes   For   For
That, pursuant to section 136(2) of the Corporations Act 2001 (Cth), the Company’s Constitution is amended by: (a) in Rule 4(c)(i), deleting the words “out of the profits of the Company available for dividend”; and (b) deleting Rule 112and the heading to it and substituting: “No interest on dividends 112. No dividend or other moneys payable on or in respect of a share carries interest as against the Company”
  Management   Yes   For   For
That, pursuant to section 411 of the Corporation Act 2001 (Cth), the scheme of arrangement proposed to be made between the Company and the holders of its fully paid ordinary shares, as more particularly described in the Scheme of Arrangement which is contained in the booklet of which the Notice convening this meeting forms part, is approved (with or without modification as approved by the Supreme Court of Victoria)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TRINIDAD DRILLING LTD
Exchange Ticker Symbol:
CUSIP #: 896356102
Shareholder Meeting Date: 01-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Fixing the number of directors of Trinidad at seven
  Management   Yes   For   For
Election of Director: Michael E. Heier
  Management   Yes   For   For
Election of Director: Brian Bentz
  Management   Yes   For   For
Election of Director: Jim Brown
  Management   Yes   For   For
Election of Director: Brock W. Gibson
  Management   Yes   For   For
Election of Director: Lewis W. Powers
  Management   Yes   For   For
Election of Director: Kenneth Stickland
  Management   Yes   For   For
Election of Director: Lyle C. Whitmarsh
  Management   Yes   For   For
The nomination of PricewaterhouseCoopers LLP, Chartered Accountants, as auditors of Trinidad and to authorize the directors of Trinidad to fix their remuneration
  Management   Yes   For   For
The ordinary resolution to approve all unallocated incentive stock options (“Incentive Options”) under Trinidad’s incentive option plan (the “Incentive Option Plan”)
  Management   Yes   For   For
The ordinary resolution approving the Incentive Option Plan of Trinidad together with certain amendments thereto, all of which is more particularly described in the information circular of Trinidad dated April 29, 2011 (the “Information Circular”)
  Management   Yes   For   For
The ordinary resolution ratifying the grant of 180,000 Incentive Options pursuant to the Incentive Option Plan, as more particularly described in the Information Circular
  Management   Yes   For   For
The ordinary resolution reconfirming the shareholder rights plan of Trinidad together with certain amendments thereto and approving the execution of an Amended and Restated Shareholder Rights Plan Agreement, all of which is more particularly described in the Information Circular; and
  Management   Yes   For   For
To vote in the proxyholder’s discretion upon amendments or variations to the matters identified in the Notice of Annual General and Special Meeting of the Shareholders and any other business which may properly come before the Meeting or any adjournment thereof
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: WPP PLC
Exchange Ticker Symbol:
CUSIP #: G9787K108
Shareholder Meeting Date: 02-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Report & Accounts
  Management   Yes   For   For
Directors’ remuneration report
  Management   Yes   Against   Against
Corporate responsibility report
  Management   Yes   For   For
Amendment to Article 69(1)
  Management   Yes   For   For
To elect Ruigang Li as a director
  Management   Yes   For   For
To elect Solomon Trujillo as a director
  Management   Yes   For   For
To re-elect Colin Day as a director
  Management   Yes   For   For
To re-elect Esther Dyson as a director
  Management   Yes   For   For
To re-elect orit Gadiesh as a Director
  Management   Yes   For   For
To re-elect Philip Lader as a Director
  Management   Yes   For   For
To re-elect Stanley (Bud) Morten as a director
  Management   Yes   For   For
To re-elect Koichiro Naganuma as a director
  Management   Yes   Against   Against
To re-elect Lubna Olayan as a director
  Management   Yes   For   For
To re-elect John Quelch as a director
  Management   Yes   For   For
To re-elect Mark Read as a director
  Management   Yes   For   For
To re-elect Paul Richardson as a director
  Management   Yes   For   For
To re-elect Jeffrey Rosen as a director
  Management   Yes   For   For
To re-elect Timothy Shriver as a director
  Management   Yes   For   For
To re-elect Sir Martin Sorrell as a director
  Management   Yes   For   For
To re-elect Paul Spencer as a director
  Management   Yes   For   For
To re-appoint Deloitte LLP as auditors of the Company to hold office from the conclusion of the Annual General Meeting to the conclusion of the next Annual General Meeting of the Company and to authorise the directors to determine their remuneration
  Management   Yes   For   For
Authority to allot shares
  Management   Yes   For   For
Increase of non-executive directors fees
  Management   Yes   For   For
Authority to offer scrip dividends
  Management   Yes   For   For
Authority to purchase own shares
  Management   Yes   For   For
Disapplication of pre-emption rights
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: GUANGDONG INVT LTD
Exchange Ticker Symbol:
CUSIP #: Y2929L100
Shareholder Meeting Date: 03-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and consider the audited Consolidated Financial Statements and the Reports of the Directors and the Auditors for the year ended 31 December 2010
  Management   Yes   For   For
To declare a Final Dividend for the year ended 31 December 2010
  Management   Yes   For   For
To re-elect Mr. Zhang Hui as a Director
  Management   Yes   Against   Against
To re-elect Mr. Tsang Hon Nam as a Director
  Management   Yes   Against   Against
To re-elect Mr. Fung Daniel Richard as a Director
  Management   Yes   Against   Against
To re-elect Mr. Wu Jianguo as a Director
  Management   Yes   Against   Against
To authorize the Board to fix the remuneration of Directors
  Management   Yes   For   For
To re-appoint auditors and authorize the Board to fix their remuneration
  Management   Yes   For   For
To grant a general mandate to the Directors to issue shares in the Company
  Management   Yes   Against   Against
To grant a general mandate to the Directors to repurchase shares in the Company
  Management   Yes   For   For
To extend the general mandate granted to the Directors to issue shares by adding the number of shares repurchased
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: JBS S A
Exchange Ticker Symbol:
CUSIP #: P59695109
Shareholder Meeting Date: 03-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The release of the shareholder Bndes Participacoes S.A. Bndespar, from the obligation to make a public tender offer for the acquisition of all of the shares issued by the company, as is allowed by article 53, paragraph 8, of the corporate bylaws of the company
  Management   Yes   For   For
The approval of the terms and conditions of the private instrument for the first addendum to the private indenture instrument for the first issuance of debentures convertible into shares and with an exchange clause, issued by JBS S.A. a copy of which is available on the website of the company and filed with the BM and Fbovespa and the Brazilian securities commission
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CONSTRUCCIONES Y AUXILIAR DE FERROCARRILES SA CAF,
Exchange Ticker Symbol:
CUSIP #: E31774115
Shareholder Meeting Date: 04-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To approve the annual financial statements (balance sheet, income statement, statement of changes in equity, cash flow statement and the notes thereto) of the company and its consolidated group for 2010, and to approve the conduct of the company’s affairs
  Management   Yes   For   For
To resolve on the distribution of earnings of Construcciones Y Auxiliar De Ferrocarriles, S.A. for 2010 as follows: Voluntary reserves: EUR 76,655 thousand, Dividends: EUR 35,995 thousand and Total: EUR 112,650 thousand; Accordingly, it is proposed to distribute a gross dividend of EUR 10.5 per share, payable on 7 July 2011 and subject to the tax withholdings established by law, resulting in a net dividend of EUR 8.5 per share
  Management   Yes   For   For
To amend the Bylaws of Construcciones Y Auxiliar De Ferrocarriles, S.A. in order to bring the same into line with the new Spanish Limited Liability Companies Act and other legislative changes; The proposed amendment of the Bylaws and the report thereon issued by the Board of Directors are available at the corporate web www.caf.es
  Management   Yes   For   For
To amend the Regulations of the General Meeting of the Shareholders of Construcciones Y Auxiliar De Ferrocarriles, S.A. in order to bring the same into line with the new Spanish Limited Liability Companies Act and other legislative changes, and with the Bylaws; The proposed amendment of the Bylaws and the report thereon issued by the Board of Directors are available at the corporate web www.caf.es
  Management   Yes   For   For
To re-elect Mr. Jose Miguel de la Rica Basagoiti to the Board of Directors for the statutory term of five years under the category of “other external directors”
  Management   Yes   For   For
To re-elect Mr. Fermin Arrese Arratibel to the Board of Directors for the statutory term of five years under the category of “shareholder representatives”
  Management   Yes   For   For
To reappoint, for one year, Deloitte, S.L., being an entity with registered address at Plaza Pablo Ruiz Picasso, 1, Torre Picasso, Madrid and Tax Code B-79104469, registered under No. S0692 in the Official Register of Auditors, as the auditor of the individual financial statements of Construcciones y Auxiliar de Ferrocarriles, S.A. and the consolidated financial statements of Construcciones y Auxiliar de Ferrocarriles, S.A. and Dependent Companies, which is to say the individual and consolidated financial statements for the year ended 31 December 2011
  Management   Yes   For   For
To confer the widest powers necessary in law upon the company’s Board of Directors to execute the above resolutions, and to clarify, rectify or supplement the said resolutions in conformity with the verbal or written indications of the Companies Registrar, and to authorise Messrs. Jose Maria Baztarrica Garijo and Alfredo Bayano Sarrate, respectively Chairman and Secretary to the Board, to appear jointly or severally before a Notary Public in order to formalise the pertinent public instruments, carrying out all actions necessary to procure entry in the Companies Registry of those resolutions adopted at the Annual General Meeting that may require registration
  Management   Yes   For   For
To approve the minutes to the meeting
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PUBLICIS GROUPE SA, PARIS
Exchange Ticker Symbol:
CUSIP #: F7607Z165
Shareholder Meeting Date: 07-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year 2010
  Management   Yes   For   For
Allocation of income for the financial year and setting the dividend
  Management   Yes   For   For
Discharge of duties to the Executive Board
  Management   Yes   For   For
Discharge of duties to the Supervisory Board members
  Management   Yes   For   For
Setting the amount of attendance allowances allocated to Supervisory Board members
  Management   Yes   For   For
Regulated Agreement between the Company and one of its shareholders holding more than 10% of the voting rights
  Management   Yes   For   For
Renewal of Mr. Simon Badinter’s term as Supervisory Board member
  Management   Yes   For   For
Renewal of term of the company Mazars as principal Statutory Auditor
  Management   Yes   For   For
Authorization to be granted to the Executive Board to allow the Company to trade its own shares
  Management   Yes   Against   Against
Authorization to be granted to the Executive Board to reduce capital by cancellation of treasury shares
  Management   Yes   For   For
Delegation of authority to be granted to the Executive Board to decide to issue shares or securities, while maintaining preferential subscription rights
  Management   Yes   Against   Against
Delegation of authority to be granted to the Executive Board to decide to issue shares or securities with cancellation of preferential subscription rights, by way of a public offer
  Management   Yes   Against   Against
Delegation of authority to be granted to the Executive Board to decide to issue shares or securities with cancellation of preferential subscription rights, through private investment
  Management   Yes   Against   Against
Authorization to be granted to the Executive Board to issue shares, equity securities within the limit of 10% and with the right to set the issue price
  Management   Yes   Against   Against
Delegation of authority to be granted to the Executive Board to decide to increase share capital by incorporation of reserves, profits, premiums or other amounts
  Management   Yes   For   For
Delegation of authority to be granted to the Executive Board to decide to issue shares or securities providing access to the capital of the Company in case of public offer initiated by the Company
  Management   Yes   Against   Against
Delegation of authority to be granted to the Executive Board to carry out the issuance of shares or securities, in consideration for in-kind contributions granted to the Company within the limit of 10% of share capital
  Management   Yes   Against   Against
Authorization to be granted to the Executive Board to increase the number of issuable securities in case of capital increase with or without preferential subscription rights within the limit of 15% of the issuance — on granting
  Management   Yes   Against   Against
Authorization to be granted to the Executive Board to increase share capital by issuing equity securities or securities providing access to the capital of the Company with cancellation of preferential subscription rights in favor of members of a company savings plan
  Management   Yes   For   For
Delegation of authority to be granted to the Executive Board to decide to increase share capital with cancellation of shareholders’ preferential subscription rights in favor of specific categories of beneficiaries
  Management   Yes   For   For
Authorization to be granted to the Executive Board to carry out free allocation of shares to employees and corporate officers
  Management   Yes   For   For
Overall limitation of capital increase authorizations
  Management   Yes   For   For
Right to use authorizations granted by the General Meeting in case of public offer involving the Company
  Management   Yes   Against   Against
Amendment of Article 10 II of the Statutes: age limit of Executive Board members
  Management   Yes   For   For
Amendment of Article 20 of the Statutes: shareholder’s representation at the General Meeting
  Management   Yes   For   For
Powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PAGESJAUNES, SEVRES
Exchange Ticker Symbol:
CUSIP #: F6954U126
Shareholder Meeting Date: 07-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the annual financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
  Management   Yes   For   For
Allocation of income for the year ended December 31, 2010, as shown in the annual financial statements, and its distribution
  Management   Yes   For   For
Agreements regulated by article l. 225-38 of the code de commerce
  Management   Yes   For   For
Authorisation to be granted to the Board of Directors to trade in PagesJaunes Groupe shares
  Management   Yes   For   For
Renewal of Mr Jean-Christophe Germani’s appointment as a director
  Management   Yes   Against   Against
Renewal of Mr Hugues Lepic’s appointment as a director
  Management   Yes   Against   Against
Renewal of Mediannuaire’s appointment as a director
  Management   Yes   Against   Against
Attendance fees allocated to the Board of Directors
  Management   Yes   For   For
Institution of a dual voting right and corresponding amendment of article 10 of the articles of association
  Management   Yes   Against   Against
Authorisation to the Board of Directors to reduce the capital by cancelling shares
  Management   Yes   For   For
Authorisation to the Board of Directors to allocate free shares in the company
  Management   Yes   For   For
Delegation of powers to the board of directors to make capital increases reserved for members of a PagesJaunes Group PEP
  Management   Yes   For   For
Powers for the necessary legal formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TGS NOPEC GEOPHYSICAL CO
Exchange Ticker Symbol:
CUSIP #: R9138B102
Shareholder Meeting Date: 07-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of a chairman for the meeting and a person to sign the minutes together with the chairman
  Management   Yes   For   For
Approval of the notice and the agenda for the general meeting
  Management   Yes   For   For
Approval of the annual accounts and annual report 2010 and the board’s proposal on dividend
  Management   Yes   For   For
Approval of auditor’s fee
  Management   Yes   For   For
Election of Hank Hamilton as chairman of the board of directors
  Management   Yes   For   For
Election of Dr. Colette Lewiner as director
  Management   Yes   For   For
Election of Elisabeth Harstad as director
  Management   Yes   For   For
Election of Mark Leonard as director
  Management   Yes   For   For
Election of Bengt Lie Hansen as director
  Management   Yes   For   For
Election of Vicki Messer
  Management   Yes   For   For
Approval of directors’ fee
  Management   Yes   For   For
Approval of compensation to the members of the nomination committee
  Management   Yes   For   For
Election of members to the nomination committee
  Management   Yes   For   For
Guidelines for the nomination committee
  Management   Yes   For   For
Renewal of authority to acquire the company’s own shares
  Management   Yes   For   For
Approval of resolutions to reduce the capital by cancellation of treasury shares
  Management   Yes   For   For
Advisory vote on the board’s guidelines on compensation to the executive managers
  Management   Yes   Against   Against
Approval of stock-option plan 2011
  Management   Yes   For   For
Renewal of authority to increase the share capital
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: FOXCONN TECHNOLOGY CO LTD
Exchange Ticker Symbol:
CUSIP #: Y3002R105
Shareholder Meeting Date: 08-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD1 per share
  Management   Yes   For   For
The issuance of new shares from retained earnings proposed stock dividend: 50 for 1,000 SHS held
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   For   For
Other issues and extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SINOPEC YIZHENG CHEMICAL FIBRE COMPANY LIMITED
Exchange Ticker Symbol:
CUSIP #: Y9841W106
Shareholder Meeting Date: 08-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive, consider and approve the Report of the Board of the Directors of the Company for the year 2010
  Management   Yes   For   For
To receive, consider and approve the Report of the Supervisory Committee of the Company for the year 2010
  Management   Yes   For   For
To receive, consider and approve the audited Financial Statements and the Report of the Auditors of the Company for the year 2010
  Management   Yes   For   For
To receive, consider and approve the scheme of profit distribution of the Company for the year 2010
  Management   Yes   Abstain   Against
To re-appoint KPMG Huazhen and KPMG as the domestic and international auditors of the Company for the year 2011, and authorize the Board of Directors to fix their remuneration
  Management   Yes   For   For
To elect Mr. Sun Yu-guo as a director of the Six Session of the Board of Directors of the Company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: COMPAGNIE DE ST GOBAIN
Exchange Ticker Symbol:
CUSIP #: F80343100
Shareholder Meeting Date: 09-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the corporate financial statements for the financial year 2010
  Management   Yes   For   For
Approval of the consolidated financial statements for the financial year 2010
  Management   Yes   For   For
Allocation of income and setting the dividend
  Management   Yes   For   For
Appointment of Mrs. Anne-Marie Idrac as Board member, in substitution of Mr. Robert Chevrier
  Management   Yes   For   For
Appointment of Mr. Jacques Pestre as Board member, in substitution of Mr. Bernard Cusenier
  Management   Yes   For   For
Appointment of Mrs. Olivia Qiu as Board member, in substitution of Mrs. Yuko Harayama
  Management   Yes   For   For
Renewal of Mr. Gerard Mestrallet’s term as Board member
  Management   Yes   For   For
Renewal of Mr. Denis Ranque’s term as Board member
  Management   Yes   For   For
Authorization to be granted to the Board of Directors to purchase Company’s shares
  Management   Yes   For   For
Delegation of authority to the Board of Directors to carry out share capital increase by issuing with preferential subscription rights, shares of the Company for a maximum nominal amount of four hundred twenty-five million Euros, or 20% of share capital, deducting from this amount those set in the eleventh and fourteenth resolutions
  Management   Yes   For   For
Delegation of authority to the Board of Directors to carry out the issuance of securities representing debts, with cancellation of preferential subscription rights, but with a mandatory priority period for shareholders, providing access to the capital of the Company or its subsidiaries, or to shares of the Company entitling to securities to be issued if appropriate by subsidiaries, for a maximum nominal amount of two hundred twelve million Euros (shares), or 10% of share capital, and one and a half billion Euros (securities representing debts), the amount of deferred capital increase being deducted from the amount set at the tenth resolution
  Management   Yes   For   For
Renewal of the authorization to the Board of Directors to increase the number of issuable securities in case of surplus demands when issuing securities representing debts without preferential subscription rights, within the legal limit of 15% of initial issuances and within the overall limit set at the eleventh resolution
  Management   Yes   For   For
Renewal of the authorization to the Board of Directors to carry out capital increase within the limit of 10%, in consideration for in-kind contributions composed of equity securities or securities providing access to capital, the amounts of capital increase and securities to be issued being deducted from the overall limits set at the eleventh resolution
  Management   Yes   For   For
Renewal of the authorization to the Board of Directors to carry out share capital increase by incorporation of premiums, reserves, profits or other amounts, for a maximum nominal amount of hundred six million Euros, or 5% of share capital, this amount being deducted from the amount set at the tenth resolution
  Management   Yes   For   For
Renewal of the authorization to the Board of Directors to carry out issuances of equity securities reserved for members of the Group Savings Plan for a maximum nominal amount of fifty-three million eighty thousand Euros, or 2.5% of share capital
  Management   Yes   Against   Against
Renewal of the delegation to the Board of Directors to cancel if appropriate up to 10% shares of the Company
  Management   Yes   For   For
Renewal of the delegation of authority to the Board of Directors to issue share subscription warrants during public offer involving Company’s securities within the limit of a capital increase of a maximum nominal amount of five hundred thirty million eight hundred thousand Euros, or about 25% of share capital
  Management   Yes   Against   Against
Powers to execute the decisions of the General Meeting and to accomplish all formalities
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DOLLARAMA INC
Exchange Ticker Symbol:
CUSIP #: 25675T107
Shareholder Meeting Date: 09-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Director: Larry Rossy
  Management   Yes   For   For
Election of Director: Joshua Bekenstein
  Management   Yes   For   For
Election of Director: Gregory David
  Management   Yes   For   For
Election of Director: Stephen Gunn
  Management   Yes   For   For
Election of Director: Matthew Levin
  Management   Yes   Against   Against
Election of Director: Nicholas Nomicos
  Management   Yes   For   For
Election of Director: Huw Thomas
  Management   Yes   For   For
Election of Director: Neil Rossy
  Management   Yes   For   For
Election of Director: John J. Swidler, FCA
  Management   Yes   For   For
Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SIMPLO TECHNOLOGY CO LTD
Exchange Ticker Symbol:
CUSIP #: Y7987E104
Shareholder Meeting Date: 09-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To accept 2010 Business Report and Financial Statements
  Management   Yes   For   For
To approve the proposal for distribution of 2010 profits in amount of NTD 1,656,072,130
  Management   Yes   For   For
To approve the capitalization of 2010 dividends, and capital surplus in amount of NTD 254,780,320
  Management   Yes   For   For
To approve revisions on the Articles of Incorporation to increase Capital amount as NTD 3,200,000,000
  Management   Yes   For   For
To approve revisions on the Procedures for Acquisition or Disposal of Assets
  Management   Yes   For   For
Election of director: Sung, Fu-Hsiang (#J100119745) (renew)
  Management   Yes   For   For
Election of director: Chen, Tai-Ming (#A121552368) (independent/renew)
  Management   Yes   For   For
Election of director: Hsueh, Pin-Pin (#A221369374) (independent/renew)
  Management   Yes   For   For
Election of director: Wang, Chen-Hua (#L101796425) (independent)
  Management   Yes   For   For
Election of director: Hung, Yu-Te (#B100585242) (independent)
  Management   Yes   For   For
Election of director: Bao Shin International Investment Co., Ltd. (#16636534) (renew/Foxconn Group)
  Management   Yes   For   For
Election of director: Wang, Sheng-Yu (#T121833613) (renew)
  Management   Yes   For   For
Election of superintendent: TLC Capital Co., Ltd. (#27927067) (renew/UMC Group)
  Management   Yes   For   For
Election of superintendent: Kang, Jung-Pao (#E100042950) (renew)
  Management   Yes   For   For
Election of superintendent: Hsu, Li-Yu (# J200604625) (renew)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NOVATEK MICROELECTRONICS CORP
Exchange Ticker Symbol:
CUSIP #: Y64153102
Shareholder Meeting Date: 10-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 5.8 per share
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   Against   Against
The revision to the procedures of endorsement and guarantee
  Management   Yes   For   For
The revision to the procedures of monetary loans
  Management   Yes   For   For
The revision to the rule of the election of the directors and supervisors
  Management   Yes   For   For
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: TSRC CORPORATION
Exchange Ticker Symbol:
CUSIP #: Y84690109
Shareholder Meeting Date: 10-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 3.5 per share
  Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   For   For
The issuance of new shares from retained earnings. Proposed stock dividend:100 for 1,000 SHS held
  Management   Yes   For   For
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: GINTECH ENERGY CORP
Exchange Ticker Symbol:
CUSIP #: Y270A0100
Shareholder Meeting Date: 10-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. proposed cash dividend: TWD 6 per share. (new)
  Management   Yes   For   For
The issuance of new shares from retained earnings. proposed stock dividend: 50 for 1,000 shs held. (new)
  Management   Yes   For   For
The proposal of capital injection by issuing new shares via private placement
  Management   Yes   Against   Against
The revision to the articles of incorporation
  Management   Yes   For   For
The revision to the procedures of asset acquisition or disposal
  Management   Yes   For   For
The election of one director (new)
  Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   Against   Against
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: RICHTEK TECHNOLOGY CORP
Exchange Ticker Symbol:
CUSIP #: Y7286Y108
Shareholder Meeting Date: 10-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. proposed cash dividend: TWD 10 per share
  Management   Yes   For   For
The election of the director: Tai, Chung-Hou shareholder no.: 8
  Management   Yes   For   For
The election of the director: Hsieh, Shwu-Liang shareholder no.: 2
  Management   Yes   For   For
The election of the director: Liu Jing-Meng shareholder no.: 4
  Management   Yes   For   For
The election of the director: Tai, Liang-Pin shareholder no.: 3
  Management   Yes   For   For
The election of the director: Lia, Shih-Fung shareholder no.: 14
  Management   Yes   For   For
The election of the independent director: Wu, Jung-Sheng id no.: P102060007
  Management   Yes   For   For
The election of the independent director: Ma, Chia-Ying id no.: Q102972343
  Management   Yes   For   For
The election of the supervisor: Li Chung Investment Corp. shareholder no.: 104
  Management   Yes   For   For
The election of the supervisor: Tsay, Chean-Lung id no.: B120025489
  Management   Yes   For   For
The election of the supervisor: Shen, Yang-Pin id no.: R121151258
  Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   Against   Against
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SECURITAS AB, STOCKHOLM
Exchange Ticker Symbol:
CUSIP #: W7912C118
Shareholder Meeting Date: 13-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The board’s proposal for resolution to approve of the takeover offer resolved upon by the Board of Directors to the shareholders of Niscayah, and approve of authorization of the Board of Directors to resolve to issue new shares to use as consideration in the transaction
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NEO MATERIAL TECHNOLOGIES INC
Exchange Ticker Symbol:
CUSIP #: 64045Y108
Shareholder Meeting Date: 13-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Director: Gary E. German
  Management   Yes   For   For
Election of Director: Ho Soo Ching
  Management   Yes   For   For
Election of Director: James J. Jackson
  Management   Yes   For   For
Election of Director: Constantine E. Karayannopoulos
  Management   Yes   For   For
Election of Director: Claire M.C. Kennedy
  Management   Yes   For   For
Election of Director: William E. Macfarlane
  Management   Yes   For   For
Election of Director: Peter E. O’Connor
  Management   Yes   For   For
Election of Director: John E. Pearson
  Management   Yes   For   For
Reappointment of KPMG LLP, Chartered Accountants as auditors of NEM and authorizing the directors to fix their remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PREMIER FARNELL PLC
Exchange Ticker Symbol:
CUSIP #: G33292106
Shareholder Meeting Date: 14-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive the Directors’ Report, audited accounts and Auditors’ Report
  Management   Yes   For   For
To approve the Directors’ Remuneration Report
  Management   Yes   For   For
To declare a final dividend on the ordinary shares
  Management   Yes   For   For
To elect Thomas Reddin as a Director
  Management   Yes   For   For
To re-elect Harriet Green as a Director
  Management   Yes   For   For
To re-elect Laurence Bain as a Director
  Management   Yes   For   For
To re-elect Andrew Dougal as a Director
  Management   Yes   For   For
To re-elect Dennis Millard as a Director
  Management   Yes   For   For
To re-elect Paul Wither as a Director
  Management   Yes   For   For
To re-appoint PricewaterhouseCoopers LLP as Auditors
  Management   Yes   For   For
To authorise the Directors to fix the remuneration of PricewaterhouseCoopers LLP as Auditors
  Management   Yes   For   For
To authorise the Directors to allot shares
  Management   Yes   For   For
To authorise the Company to make political donations
  Management   Yes   For   For
To authorise the Directors to allot shares for cash
  Management   Yes   For   For
To authorise the Company to purchase its own ordinary shares
  Management   Yes   For   For
To authorise the Company to purchase its own preference shares
  Management   Yes   For   For
That a general meeting other than an annual general meeting may be called on not less than 14 clear days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: NORTH WEST CO INC
Exchange Ticker Symbol:
CUSIP #: 663278109
Shareholder Meeting Date: 14-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Director: H. Sanford Riley
  Management   Yes   For   For
Election of Director: Gary J. Lukassen
  Management   Yes   For   For
Election of Director: Edward S. Kennedy
  Management   Yes   For   For
Election of Director: David G. Broadhurst
  Management   Yes   For   For
Election of Director: Frank J. Coleman
  Management   Yes   For   For
Election of Director: Robert J. Kennedy
  Management   Yes   For   For
Election of Director: James G. Oborne
  Management   Yes   For   For
Election of Director: Wendy F. Evans
  Management   Yes   For   For
Election of Director: Gary Merasty
  Management   Yes   For   For
In respect of the appointment of PricewaterhouseCoopers LLP as auditors of North West for the coming fiscal year and authorizing the audit committee of the Board of Directors of North West to fix their remuneration
  Management   Yes   For   For
The approach to executive compensation described in the accompanying information circular
  Management   Yes   For   For
Passing, with or without alteration or modification, an ordinary resolution, the full text of which is set forth in Appendix “A” to the accompanying information circular, approving, a First Amended and Restated Share Option Plan for North West, the full text of which is set forth in Appendix “B” to the accompanying information circular
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BELL ALIANT INC
Exchange Ticker Symbol:
CUSIP #: 07786R204
Shareholder Meeting Date: 14-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of the director: George Cope
  Management   Yes   Against   Against
Election of the director: Catherine Bennett
  Management   Yes   For   For
Election of the director: Robert Dexter
  Management   Yes   For   For
Election of the director: Edward Reevey
  Management   Yes   For   For
Election of the director: Karen Sheriff
  Management   Yes   Against   Against
Election of the director: Andrew Smith
  Management   Yes   Against   Against
Election of the director: Louis Tanguay
  Management   Yes   For   For
Election of the director: Martine Turcotte
  Management   Yes   Against   Against
Election of the director: Siim Vanaselja
  Management   Yes   Against   Against
Election of the director: David Wells
  Management   Yes   Against   Against
Re-appointment of Deloitte & Touche LLP as Bell Aliant’s auditors
  Management   Yes   For   For
Approval of a non-binding advisory resolution on executive compensation (the full text of which is set out in the section entitled “Business of the Meeting — What the Meeting Will Cover - 4. Non-Binding Advisory Resolution on Executive Compensation” of Bell Aliant’s information circular)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CORETRONIC CORPORATION
Exchange Ticker Symbol:
CUSIP #: Y1756P119
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution, proposed cash dividend: TWD 3.5 per share
  Management   Yes   For   For
The proposal of capital injection by issuing new shares or global depositary receipt
  Management   Yes   Against   Against
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   Against   Against
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: LITE-ON IT CORP
Exchange Ticker Symbol:
CUSIP #: Y5319C101
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD2.35 per share
  Management   Yes   For   For
The issuance of new shares from retained earnings and staff bonus. proposed stock dividend:5 for 1,000 shs held
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   For   For
The revision to the procedures of asset acquisition or disposal
  Management   Yes   For   For
Other issues and extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: TAIWAN MOBILE CO LTD
Exchange Ticker Symbol:
CUSIP #: Y84153215
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports
  Management   Yes   For   For
The 2010 profit Distribution: proposed cash dividend: TWD 4.16 per share
  Management   Yes   For   For
The proposal of capital reduction by cash return
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   For   For
The election of the Director: Fu-Chi Venture Corp. (company ID: 86927654) Representative: Richard Tsai
  Management   Yes   For   For
The election of the Director: Fu-Chi Venture Corp. (company ID: 86927654) Representative: Daniel Tsai
  Management   Yes   For   For
The election of the Director: Fu-Chi Venture Corp. (company ID: 86927654) Representative: Victor Kung
  Management   Yes   For   For
The election of the Director: TCC Investment Co., Ltd. (company ID: 24454017) Representative: Cliff Lai
  Management   Yes   For   For
The election of the Director: TCC Investment Co., Ltd.(company ID: 24454017) Representative: Vivien Hsu
  Management   Yes   For   For
The election of the Independent Director: Jack J.T. Huang (ROC ID# A100320106)
  Management   Yes   For   For
The election of the Independent Director: Tsung-Ming Chung (ROC ID# J102535596)
  Management   Yes   For   For
The election of the Independent Director: Wen-Li Yeh (ROC ID# A103942588)
  Management   Yes   For   For
The election of the Independent Director: J. Carl Hsu (ROC ID# A130599888)
  Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   Against   Against
Other issues and extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: MEDIATEK INCORPORATION
Exchange Ticker Symbol:
CUSIP #: Y5945U103
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution.-proposed cash dividend: TWD20 per share
  Management   Yes   For   For
To merge Ralink Technology Corp / TW0003534004 company via shares swap by new shares issuance
  Management   Yes   For   For
The revision to the procedures of monetary loans and endorsement and guarantee
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   For   For
The revision to the procedures of the election of the directors and supervisors
  Management   Yes   For   For
Other issues and extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: TOKAI RIKA CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J85968105
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Amend Articles to: Reduce Board Size to 16, Adopt Reduction of Liability System for Outside Directors
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Payment of Bonuses to Directors and Corporate Auditors
  Management   Yes   Against   Against
Authorize Use of Stock Options, and Allow Board to Authorize Use of Stock Option Plan
  Management   Yes   For   For
Approve Changes on the Stock Option Plans Authorized in the Previous Meetings Due to Adopting an Executive officer System
  Management   Yes   For   For
Approve Provision of Retirement Allowance for Directors and Corporate Auditors
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: YOUNG FAST OPTOELECTRONICS CO LTD
Exchange Ticker Symbol:
CUSIP #: Y98498101
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 5.5 per share
  Management   Yes   For   For
The issuance of new shares from retained earnings and capital reserves. Proposed stock dividend: 10 for 1,000 SHS held. Proposed bonus issue: 40 for 1,000 SHS held
  Management   Yes   For   For
The revision to the procedures of asset acquisition or disposal
  Management   Yes   For   For
The revision to the procedures of monetary loans
  Management   Yes   For   For
The revision to the procedures of endorsement and guarantee
  Management   Yes   For   For
The revision to the rules of the election of the directors and supervisors
  Management   Yes   For   For
The revision to the rules of shareholder meeting
  Management   Yes   For   For
The establishment for the rules of supervisors authority
  Management   Yes   For   For
The proposal of tax-free of cash injection in 2010
  Management   Yes   For   For
The election of the director: Tejen Lin, Shareholder no. (id. No.): 3032
  Management   Yes   For   For
The election of the director: Sol Young Enterprises Co., Ltd., Shareholder no. (id. No.): 2395
  Management   Yes   For   For
The election of the director: Sheng-Hui Chen, Shareholder no. (id. No.): 2375
  Management   Yes   For   For
The election of the director: Chih-Chiang Pai, Shareholder no. (id. No.): 11
  Management   Yes   For   For
The election of the director: Yi-Chuan Hsu, Shareholder no. (id. No.): 3051
  Management   Yes   For   For
The election of the independent director: Cheng-Kun Kuo, Shareholder no. (id. No.): 3551
  Management   Yes   For   For
The election of the independent director: Wei-Lin Wang, Shareholder no. (id. No.): 3549
  Management   Yes   For   For
The election of the supervisor: Hold-Key Electric Wire & Cable Co., Ltd., Shareholder no. (id. No.): 560
  Management   Yes   Against   Against
The election of the supervisor: Wen-Cheng Wu, Shareholder no. (id. No.): 3543
  Management   Yes   For   For
The election of the supervisor: Chia-Yen Lin, Shareholder no. (id. No.): 55903
  Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   Against   Against
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: KINGFISHER PLC, LONDON
Exchange Ticker Symbol:
CUSIP #: G5256E441
Shareholder Meeting Date: 16-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the annual report and accounts for 2010/11
  Management   Yes   For   For
To approve the Directors’ remuneration report for 2010/11
  Management   Yes   For   For
To authorise the payment of a final dividend
  Management   Yes   For   For
To re-appoint Mr P Cagni as a Director
  Management   Yes   For   For
To re-appoint Ms C Chapman as a Director
  Management   Yes   For   For
To re-appoint Mr D Bernard as a Director
  Management   Yes   For   For
To re-appoint Mr A Bonfield as a Director
  Management   Yes   For   For
To re-appoint Mr I Cheshire as a Director
  Management   Yes   For   For
To re-appoint Mr A Dahlvig as a Director
  Management   Yes   For   For
To re-appoint Ms J Kong as a Director
  Management   Yes   For   For
To re-appoint Mr J Nelson as a Director
  Management   Yes   For   For
To re-appoint Mr K O’Byrne as a Director
  Management   Yes   For   For
To re-appoint the Auditors
  Management   Yes   For   For
To authorise the Audit Committee to agree the auditors’ remuneration
  Management   Yes   For   For
To authorise the Company to make political donations
  Management   Yes   For   For
To authorise the Directors to allot new shares
  Management   Yes   For   For
To disapply pre-emption rights
  Management   Yes   For   For
To authorise the Company to purchase its own shares
  Management   Yes   For   For
To authorise the calling of a general meeting, other than an AGM on 14 days’ notice
  Management   Yes   Against   Against
To approve the amendment to the Rules of the Kingfisher 2006 Performance Share Plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: STADA-ARZNEIMITTEL AG, BAD VILBEL
Exchange Ticker Symbol:
CUSIP #: D76226113
Shareholder Meeting Date: 16-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the annual balance sheet profits
  Management   Yes   For   For
Resolution formally granting discharge (Entlastung) to the members of the Executive Board for financial year 2010.
  Management   Yes   For   For
Resolution formally granting discharge (Entlastung) to the members of the Supervisory Board for financial year 2010.
  Management   Yes   For   For
Resolution on the approbation of the remuneration system for the Executive Board members.
  Management   Yes   Against   Against
Resolution on the appointment of the external auditors for the annual and consolidated financial statements of financial year 2011.
  Management   Yes   For   For
Resolution on the authorization to acquire and dispose of own shares as well as on the exclusion of subscription rights.
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HUDBAY MINERALS INC
Exchange Ticker Symbol:
CUSIP #: 443628102
Shareholder Meeting Date: 16-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The election of J. Bruce Barraclough as Director of the Company
  Management   Yes   For   For
The election of David Garofalo as Director of the Company
  Management   Yes   For   For
The election of Alan R. Hibben as Director of the Company
  Management   Yes   For   For
The election of W. Warren Holmes as Director of the Company
  Management   Yes   For   For
The election of John L. Knowles as Director of the Company
  Management   Yes   For   For
The election of Alan J. Lenczner as Director of the Company
  Management   Yes   For   For
The election of Kenneth G. Stowe as Director of the Company
  Management   Yes   For   For
The election of G. Wesley Voorheis as Director of the Company
  Management   Yes   For   For
The appointment of Deloitte & Touche LLP as the auditor of the Company for the ensuing year and the authorization to the Board of Directors, upon the recommendation of the Audit Committee, to fix the auditor’s remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KDDI CORPORATION
Exchange Ticker Symbol:
CUSIP #: J31843105
Shareholder Meeting Date: 16-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Approve Payment of Bonuses to Directors
  Management   Yes   Against   Against
Introduction of Performance-Linked Payment of Board Member Premiums to Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOYOTA BOSHOKU CORPORATION
Exchange Ticker Symbol:
CUSIP #: J91214106
Shareholder Meeting Date: 16-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Approve Payment of Bonuses to Directors and Corporate Auditors
  Management   Yes   Against   Against
Approve Provision of Retirement Allowance for Directors and Corporate Auditors
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: TRIPOD TECHNOLOGY CO LTD
Exchange Ticker Symbol:
CUSIP #: Y8974X105
Shareholder Meeting Date: 17-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 4.3 per share
  Management   Yes   For   For
The issuance of new shares from retained earnings and capital reserves. Proposed stock dividend: 10 for 1,000 shs held. Proposed bonus issue: 100 for 1,000 shs held
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   For   For
Other issues and extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: CHINA STEEL CHEMICAL CORP
Exchange Ticker Symbol:
CUSIP #: Y15044103
Shareholder Meeting Date: 17-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. proposed cash dividend: TWD7.2 per share
  Management   Yes   For   For
The revision to the procedures of endorsement and guarantee
  Management   Yes   For   For
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: OMEGA PHARMA SA
Exchange Ticker Symbol:
CUSIP #: B6385E125
Shareholder Meeting Date: 17-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the resolution on renewal of the authorization of the board of directors to raise the share capital, within the limits of the existing authorization included in article 5 bis of the articles of association, in one or several instalment(s) by a maximum amount of EUR 16,467,228.26 within a period of five years counting from the date of the announcement of the resolution in the annexes to the Belgian Official Gazette and consequently amendment of article 5 bis of the articles of association, as specified
  Management   Yes   Against   Against
Approval of the resolution to change the day and the hour of the annual meeting and consequently to amend section 1 of article 30 of the articles of association as specified
  Management   Yes   For   For
Approval of the resolution to authorize the board of directors and subsequently delete and replace in article 53 of the articles of association “9 June 2009” by “17 June 2011”
  Management   Yes   For   For
Approval of the proposed assignment
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: JSR CORPORATION
Exchange Ticker Symbol:
CUSIP #: J2856K106
Shareholder Meeting Date: 17-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Amend Articles to: Adopt Reduction of Liability System for Outside Directors, Adopt Reduction of Liability System for Outside Auditors and other
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Substitute Corporate Auditor
  Management   Yes   For   For
Approve Payment of Bonuses to Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NITTO DENKO CORPORATION
Exchange Ticker Symbol:
CUSIP #: J58472119
Shareholder Meeting Date: 17-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Approve Payment of Bonuses to Directors
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Determination of the amount of compensation provided as stock options to Directors and related details
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NISSIN KOGYO CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J58074105
Shareholder Meeting Date: 17-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Approve Payment of Bonuses to Directors and Corporate Auditors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DONGFENG MTR GROUP CO LTD
Exchange Ticker Symbol:
CUSIP #: Y21042109
Shareholder Meeting Date: 21-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To consider and approve the report of the board of directors (the “Board”) of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the report of the supervisory committee of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the report of the international auditors and audited financial statements of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the profit distribution proposal of the Company for the year ended 31 December 2010 and authorise the Board to deal with all issues in relation to the Company’s distribution of final dividend for the year 2010
  Management   Yes   For   For
To consider and approve the authorization to the Board to deal with all issues in relation to the Company’s distribution of interim dividend for the year 2011. (including, but not limited to, determining whether to distribute interim dividend for the year 2010)
  Management   Yes   For   For
To consider and approve the re-appointment of Ernst & Young as the international auditors of the Company, and Ernst & Young Hua Ming as the PRC auditors of the Company for the year 2011 to hold office until the conclusion of the next annual general meeting, and to authorize the Board to fix their remuneration
  Management   Yes   For   For
To consider and approve the authorization of the Board to determine the remuneration of the directors and the supervisors of the Company for the year 2011
  Management   Yes   For   For
To consider and approve the authorization to the Board to deal with all issues in relation to guarantees provided to third parties by the Company, provided that the maximum amount of guarantees provided to third parties from 2011 to 2013 will not exceed RMB1 billion
  Management   Yes   For   For
To consider and approve the provision of a guarantee in respect of a bank unified credit of USD 80 million per year obtained by China Dongfeng Motor Industry Import and Export Co., Ltd., a subsidiary of the Company, from 2011 to 2013
  Management   Yes   For   For
To give grant a general mandate to the Board to issue, allot and deal with additional shares in the Company not exceeding 20 per cent. of each of the existing Domestic Shares and H Shares in issue
  Management   Yes   Against   Against
To consider and approve the amendments to the Articles of Association of the Company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: WHITBREAD
Exchange Ticker Symbol:
CUSIP #: G9606P197
Shareholder Meeting Date: 21-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive the Annual Report and Accounts for the year ended 3 March 2011
  Management   Yes   For   For
To approve the Remuneration Report
  Management   Yes   For   For
To declare a final dividend of 33.25p per ordinary share excluding those shares owned by shareholders who elect, or have elected, to participate in the Scrip
  Management   Yes   For   For
To elect Ian Cheshire as a director
  Management   Yes   For   For
To elect Andy Harrison as a director
  Management   Yes   For   For
To re-elect Richard Baker as a director
  Management   Yes   For   For
To re-elect Wendy Becker as a director
  Management   Yes   For   For
To re-elect Patrick Dempsey as a director
  Management   Yes   For   For
To re-elect Anthony Habgood as a director
  Management   Yes   For   For
To re-elect Simon Melliss as a director
  Management   Yes   For   For
To re-elect Christopher Rogers as a director
  Management   Yes   For   For
To re-elect Stephen Williams as a director
  Management   Yes   For   For
To re-appoint the auditor
  Management   Yes   For   For
To authorise the Board to set the auditor’s remuneration
  Management   Yes   For   For
To renew the authority given to the Board to allot shares
  Management   Yes   For   For
To approve the Whitbread Sharesave scheme (2011) and to authorise the Board to do all acts and things necessary to establish and carry it into effect
  Management   Yes   For   For
To authorise the Board to establish a further employee share scheme (or schemes) for the benefit of Whitbread Group employees based outside the UK
  Management   Yes   For   For
To renew the authority given to the Board to allot equity securities for cash other than on a pro rata basis including authority to sell treasury shares
  Management   Yes   For   For
To give the Company authority to purchase its ordinary shares
  Management   Yes   For   For
To authorise the Company to call general meetings other than an Annual General Meeting on reduced notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: EISAI CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J12852117
Shareholder Meeting Date: 21-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Approve Issuance of Share Acquisition Rights as Stock Options to Employees of the Company
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HOYA CORPORATION
Exchange Ticker Symbol:
CUSIP #: J22848105
Shareholder Meeting Date: 21-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Approve Issuance of Share Acquisition Rights as Stock Options
  Management   Yes   For   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Review of the size of the Board of Directors)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Individual disclosure of remunerations to Directors and the Executive Officers)
  Shareholder   Yes   For   Against
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Prior notice and disclosure of sales of shares by Directors, Executive Officers and their families)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Prohibition against hedging by stock option holders)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Increase in the number of Executive Officers)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Separation of roles of Chairman of the Board and CEO)
  Shareholder   Yes   For   Against
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Prohibition to treat a blank vote as approval if it is the Company’s proposal and disapproval if it is a shareholder’s proposal)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Disclosure obligations concerning exercise of shareholders’ right to make proposals, etc.)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Establishment of a contact point within the Audit Committee for whistle-blowing)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Preparation of a succession plan for the CEO)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Disclosure of academic background of the Directors and the Executive Officers)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Criteria for selection of candidates for Directors by the Nomination Committee)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Disclosure of time pledged by Directors)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Preparation of Code of Ethics by the Board of Directors)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Provision for fiduciary responsibility and indemnity liability)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Provision for the Board of Directors’ contact with senior management)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Allocation of committee budget that may be used without approval of the Executive Officers)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation (Employment of legal advisor to the Board of Directors)
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation
  Shareholder   Yes   Against   For
Shareholders’ Proposals: Partial amendment to the Articles of Incorporation
  Shareholder   Yes   Against   For

 

 

Issuer of Portfolio Security: AISIN SEIKI CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J00714105
Shareholder Meeting Date: 21-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Approve Payment of Bonuses to Corporate officers
  Management   Yes   For   For
Approve Issuance of Share Acquisition Rights as Stock Options
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CULTURE CONVENIENCE CLUB CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J0845S107
Shareholder Meeting Date: 21-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Amend Articles to: Establish Articles Related to Class A Shares and Class Shareholders Meetings
  Management   Yes   For   For
Amend Articles to: Change Common Shares into Conditional Ones Allowing the Company to Purchase the Whole Own Shares by Resolution, etc.
  Management   Yes   For   For
Approve Repurchase of the Whole Own Conditional Shares by Issuing Class Shares
  Management   Yes   For   For
Amend Articles to: Allow Company to Issue Any Type of Shares
  Management   Yes   For   For
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Amend Articles to: Change Common Shares into Conditional Ones Allowing the Company to Purchase the Whole Own Shares by Resolution, etc. (PLEASE NOTE THAT THIS IS THE AGENDA ITEM For THE CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF orDINARY SHARES.)
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: LITE-ON TECHNOLOGY CORP
Exchange Ticker Symbol:
CUSIP #: Y5313K109
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Ratify Y 2010 audited financial statement
  Management   Yes   For   For
The 2010 Profit Distribution: proposed cash dividend: TWD2.87 per share
  Management   Yes   For   For
The issuance of new shares from retained earnings and staff bonus: proposed stock dividend: 5 for 1,000 shs held
  Management   Yes   For   For
Question and motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ
Exchange Ticker Symbol:
CUSIP #: P91536204
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
As a result of the listing of the company on the special listing segment called the Novo Mercado of the BM and Fbovespa, Bolsa De Valores, Mercadorias e Futuros S.A., from here onwards the BM and Fbovespa, to ratify the resolution that approves the conversion of all of the preferred shares into common shares of the company in the proportion of 0.8406 common shares newly issued by the company for each preferred share
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TECNICAS REUNIDAS SA
Exchange Ticker Symbol:
CUSIP #: E9055J108
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Examination and approval of annual accounts, balance sheet, profit and loss account, statement of revenue and expenses, statement of changes in equity, cash flow statement and notes to the annual and management report of the company for the year ended December 31, 2010
  Management   Yes   For   For
Examination and approval of annual accounts, consolidated balance sheet, profit and loss account consolidated, consolidated statement of income and expenses, statement of changes in equity, consolidated statement of cash flows and memory consolidated financial statements, management report and consolidated group of the company for the year ended December 31, 2010
  Management   Yes   For   For
Proposed appropriation of earnings for the year ended December 31, 2010
  Management   Yes   For   For
Examination and approval of management developed by the board of directors during the year 2010
  Management   Yes   For   For
With the favorable report of the audit committee, the reappointment of auditors of the company and its consolidated group for the year 2011
  Management   Yes   For   For
Re-election, dismissal and appointment of directors, where appropriate
  Management   Yes   Abstain   Against
Prior to the mandatory report of the board of directors, amendment of articles 6, 10, 13, 14, 15, 16, 19, 20, 21, 22, 29, 30 and 35 (now 37) of the bylaws to adapt to the changes made by the capital company act
  Management   Yes   For   For
Modification of the rules of the general meeting of shareholders
  Management   Yes   For   For
Information on the amendment of the regulations of the board of directors
  Management   Yes   For   For
Authorization to that under the provisions of articles 146 and related provisions of the companies act capital, the company may proceed with the acquisition of treasury stock, directly or through subsidiaries, in effect leaving the not used the previous authorization granted by the general board meeting held on June 23, 2010, so as to allocate all or part of, the shares acquired in the implementation of programs aimed remuneration or involving the delivery of shares or rights stock option, as provided in article 146 of the companies act capital
  Management   Yes   For   For
Authorization to the board of directors, with express powers of substitution, to create and fund associations and foundations, in accordance with current regulations
  Management   Yes   For   For
With a favorable report from the appointments and remuneration fixation of annual remuneration received by all the directors
  Management   Yes   Abstain   Against
Annual report of the directors remuneration applied in the year 2010 and planned for the current year. This point will have advisory character
  Management   Yes   Against   Against
Delegation of powers to formalize, correct, application, interpretation, development and execution of the resolutions adopted by the board, and empowerment to formalize the deposit of the annual accounts referred to in article 279 of the companies act capital
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KURARAY CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J37006137
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SANTEN PHARMACEUTICAL CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J68467109
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Provision of Retirement Allowance for Retiring Directors
  Management   Yes   For   For
Issuance of Rights to Subscribe for New Shares as Stock Options in favor of the Directors
  Management   Yes   For   For
Issuance of Rights to Subscribe for New Shares as Stock Options in favor of the Corporate officers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SQUARE ENIX HOLDINGS CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J7659R109
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MITSUBISHI TANABE PHARMA CORPORATION
Exchange Ticker Symbol:
CUSIP #: J4448H104
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Amend Articles to: Adopt Reduction of Liability System for All Directors and All Auditors
  Management   Yes   For   For
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Substitute Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DENSO CORPORATION
Exchange Ticker Symbol:
CUSIP #: J12075107
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Payment of Bonuses to Corporate officers
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: PROMOTORA DE INFORMACIONES SA
Exchange Ticker Symbol:
CUSIP #: E82880118
Shareholder Meeting Date: 23-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Examination and approval, if any, of the annual accounts (balance sheet, income statement, statement of revenue and expenses, statement of changes in equity, cash flow statement and notes) and Report management of both the Company and its consolidated group for the year 2010 and proposed application of results
  Management   Yes   For   For
Discharge of the Board of Directors during the year 2,010
  Management   Yes   For   For
Adoption of appropriate agreements in relation to the Auditors of the Company and its consolidated group for the year 2,011, under the provisions of Articles 42 of the Commercial Code and 264 of the Companies Act Capital
  Management   Yes   For   For
Fixing the number of Directors
  Management   Yes   Against   Against
Dismissal and Appointment of Directors and / or, where appropriate, ratifying the appointment of directors nominated by co-option after the conclusion of the last Annual General Meeting
  Management   Yes   Against   Against
Amendment of article 21ter to regulate the Corporate Governance Committee
  Management   Yes   For   For
Inclusion of a new Article 21 c to regulate the Nomination and Remuneration Committee
  Management   Yes   For   For
Amendment of article 29bis to adapt to the changes above
  Management   Yes   For   For
Delegation of powers
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SEGA SAMMY HOLDINGS INC.
Exchange Ticker Symbol:
CUSIP #: J7028D104
Shareholder Meeting Date: 23-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Amend Articles to: Expand Business Lines
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: BROTHER INDUSTRIES,LTD.
Exchange Ticker Symbol:
CUSIP #: 114813108
Shareholder Meeting Date: 23-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Payment of performance-based remuneration to 4 Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: YAHOO JAPAN CORPORATION
Exchange Ticker Symbol:
CUSIP #: J95402103
Shareholder Meeting Date: 23-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TOYODA GOSEI CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J91128108
Shareholder Meeting Date: 23-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Approve Payment of Bonuses to Directors and Corporate Auditors
  Management   Yes   Against   Against
Approve Provision of Retirement Allowance for Directors and Corporate Auditors
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: EVERGREEN MARINE CORP TAIWAN LTD
Exchange Ticker Symbol:
CUSIP #: Y23632105
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 1 per share
  Management   Yes   For   For
The issuance of new shares from retained earnings. Proposed stock dividend: 100 for 1,000 shs held
  Management   Yes   For   For
The revision to the procedures of monetary loans, endorsement and guarantee
  Management   Yes   For   For
The election of the directors and supervisors
  Management   Yes   Abstain   Against
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   Against   Against
The revision to the articles of incorporation
  Management   Yes   For   For
The revision to the rules of the election of the directors and supervisors
  Management   Yes   For   For
Other issues
  Management   Yes   Against   Against
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: CHINA AIRLINES
Exchange Ticker Symbol:
CUSIP #: Y1374F105
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 0.4 per share
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   For   For
The revision to the rules of the election of the directors and supervisors
  Management   Yes   For   For
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: TAKEDA PHARMACEUTICAL COMPANY LIMITED
Exchange Ticker Symbol:
CUSIP #: J8129E108
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Approve Payment of Bonuses to Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DAINIPPON SUMITOMO PHARMA CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J10542116
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SHIONOGI & CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J74229105
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Payment of Bonuses to Directors
  Management   Yes   For   For
Issuance of Stock Acquisition Rights (Stock Options) as Director Compensation
  Management   Yes   For   For
Amend the Compensation to be received by Corporate Auditors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: FUJI HEAVY INDUSTRIES LTD.
Exchange Ticker Symbol:
CUSIP #: J14406136
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Substitute Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: POWERTECH TECHNOLOGY INC
Exchange Ticker Symbol:
CUSIP #: Y7083Y103
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 4 per share
  Management   Yes   For   For
The issuance of new shares from retained earnings. Proposed stock dividend:100 for 1,000 shs held
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   Against   Against
The revision to the procedures of monetary loans, endorsement and guarantee
  Management   Yes   For   For
The revision to the procedures of asset acquisition or disposal
  Management   Yes   For   For
Issuance of new shares to participate the global depositary receipt (GDR) issuance or the local rights issue
  Management   Yes   For   For
The election of the director: Mr. D.K. Tsai, No. 641
  Management   Yes   For   For
The election of the director: KTC-TU Corporation, Representative: Mr. David Sun, No. 33709
  Management   Yes   For   For
The election of the director: KTC-TU Corporation, Representative: Mr. C.C. Liao, No. 33709
  Management   Yes   For   For
The election of the director: KTC-TU Corporation, Representative: Mr. Akira Tsujimoto, No. 33709
  Management   Yes   For   For
The election of the director: Shi Ren Investment Stock Ltd., Representative: Mr. Brian Shieh, No. 2329
  Management   Yes   For   For
The election of the director: Toshiba Memory Semiconductor Taiwan Corp., Representative: Mr. Yoshida Tohru, No. 2509
  Management   Yes   For   For
The election of the independent director: Mr. Shigeo Koguchi, No. MS 2987174
  Management   Yes   For   For
The election of the independent director: Mr. Quincy Lin, No. D100511842
  Management   Yes   For   For
The election of the independent director: Mr. Wan-Lai Cheng, No. 195
  Management   Yes   For   For
The election of the supervisor: KTC-SUN Corporation, Representative: Mr. Mike Chen, No. 33710
  Management   Yes   Against   Against
The election of the supervisor: KTC-SUN Corporation, Representative: Mr. Tim Yeh, No. 33710
  Management   Yes   For   For
The election of the supervisor: KTC-SUN Corporation, Representative: Mr. Jason Liang, No. 33710
  Management   Yes   Against   Against
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   Against   Against
Extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: LUNDIN MNG CORP
Exchange Ticker Symbol:
CUSIP #: 550372106
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Director : Colin K. Benner
  Management   Yes   For   For
Election of Director : Donald K. Charter
  Management   Yes   For   For
Election of Director : John H. Craig
  Management   Yes   For   For
Election of Director : Brian D. Edgar
  Management   Yes   For   For
Election of Director : Lukas H. Lundin
  Management   Yes   For   For
Election of Director : Dale C. Peniuk
  Management   Yes   For   For
Election of Director : William A. Rand
  Management   Yes   For   For
Election of Director : Philip J. Wright
  Management   Yes   For   For
Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: EBARA CORPORATION
Exchange Ticker Symbol:
CUSIP #: J12600128
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Reduction of Legal Reserve
  Management   Yes   For   For
Approve Appropriation of Retained Earnings
  Management   Yes   Abstain   Against
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Payment of Bonuses to Corporate officers
  Management   Yes   For   For
Provision of Remuneration to Directors for Stock Option Scheme as Stock-Linked Compensation Plan
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: COMPAL ELECTRONICS INC
Exchange Ticker Symbol:
CUSIP #: Y16907100
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
The 2010 business reports and financial statements
  Management   Yes   For   For
The 2010 profit distribution. proposed cash dividend: TWD 2.7 per share
  Management   Yes   For   For
The revision to the articles of incorporation
  Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
  Management   Yes   Against   Against
The revision to the procedures of the election of the directors and supervisors
  Management   Yes   For   For
Other issues and extraordinary motions
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: JAPAN TOBACCO INC.
Exchange Ticker Symbol:
CUSIP #: J27869106
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Amend Articles to: Adopt Reduction of Liability System for All Directors and All Auditors
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SOFTBANK CORP.
Exchange Ticker Symbol:
CUSIP #: J75963108
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   Abstain   Against
Amend Articles to: Expand Business Lines
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KEIHIN CORPORATION
Exchange Ticker Symbol:
CUSIP #: J32083107
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Approve Payment of Bonuses to Directors and Corporate Auditors
  Management   Yes   For   For
Approve Provision of Retirement Allowance for Directors and Corporate Auditors
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: DENA CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J1257N107
Shareholder Meeting Date: 25-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Amend Articles to: Adopt Restriction to the Rights for Odd-Lot Shares
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: SUNDRUG CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J78089109
Shareholder Meeting Date: 25-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: MAN SE, MUENCHEN
Exchange Ticker Symbol:
CUSIP #: D51716104
Shareholder Meeting Date: 27-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appropriation of MAN SE’s net retained profits
  Management   Yes   For   For
Approval of the actions of part of the Executive Board
  Management   Yes   Abstain   Against
Approval of the Supervisory Board’s actions
  Management   Yes   Abstain   Against
Remuneration system for Executive Board members
  Management   Yes   Against   Against
Elections to the Supervisory Board: Michael Behrendt
  Management   Yes   For   For
Elections to the Supervisory Board: Jochem Heizmann
  Management   Yes   For   For
Elections to the Supervisory Board: Ferdinand K. Piech
  Management   Yes   Against   Against
Elections to the Supervisory Board: Dieter Poetsch
  Management   Yes   For   For
Elections to the Supervisory Board: Angelika Pohlenz
  Management   Yes   For   For
Elections to the Supervisory Board: Ekkehard D. Schulz
  Management   Yes   For   For
Elections to the Supervisory Board: Rupert Stadler
  Management   Yes   For   For
Elections to the Supervisory Board: Martin Winterkorn
  Management   Yes   Against   Against
Elections to the Supervisory Board: Dr. jur. Thomas Kremer (alternate member)
  Management   Yes   For   For
Remuneration of the first Supervisory Board of MAN SE
  Management   Yes   For   For
Appointment of auditors for the 2011 fiscal year
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: PROSEGUR COMPANIA DE SEGURIDAD SA
Exchange Ticker Symbol:
CUSIP #: E83453162
Shareholder Meeting Date: 27-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Examination and approval of the annual account and the management report of Prosegur and their consolidated group. Such as the proposal of application of results and the management of the board members
  Management   Yes   For   For
Distribution a dividend
  Management   Yes   For   For
Re-election of Mr Pedro Guerrero Guerrero as director
  Management   Yes   For   For
Re-election of Mr Eugenio Ruiz Galvez Priego. The social bylaws
  Management   Yes   For   For
Amendment of the art.2
  Management   Yes   For   For
Amendment of the art.6
  Management   Yes   For   For
Amendment of the art.9, 10, 12
  Management   Yes   For   For
Amendment of the art.14, 15, 17, 18
  Management   Yes   For   For
Amendment of the art.21, 27, 28
  Management   Yes   For   For
Amendment of the art.29, 36
  Management   Yes   For   For
Amendment of the art.2, 4, 6, 7, 10, 11, 12, 15, 17, 21, 24 and 25
  Management   Yes   For   For
Approval of the merger of Prosegur Transportes De Valores Sa, Prosegur Servicio Tecnico Sl, Prosegur Tecnologia Sl and Prosegur Activa Espana Sl
  Management   Yes   For   For
Authorization for purchasing treasury shares
  Management   Yes   For   For
Authorization to increase the share capital
  Management   Yes   For   For
Authorisation to the board of directors to issue securities
  Management   Yes   For   For
Authorisation to the board of directors to issue fixed-income securities
  Management   Yes   For   For
Delegation of powers
  Management   Yes   For   For
Voting of the report of the policy of the remuneration of board members
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DAIICHI SANKYO COMPANY,LIMITED
Exchange Ticker Symbol:
CUSIP #: J11257102
Shareholder Meeting Date: 27-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Payment of Bonuses to Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: INMET MNG CORP
Exchange Ticker Symbol:
CUSIP #: 457983104
Shareholder Meeting Date: 27-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Yilmaz Arguden as Director
  Management   Yes   For   For
Election of David R. Beatty as Director
  Management   Yes   For   For
Election of John C. Eby as Director
  Management   Yes   For   For
Election of John H. Clappison as Director
  Management   Yes   For   For
Election of Paul E. Gagne as Director
  Management   Yes   For   For
Election of Oyvind Hushovd as Director
  Management   Yes   For   For
Election of Thomas E. Mara as Director
  Management   Yes   For   For
Election of Jochen E. Tilk as Director
  Management   Yes   For   For
Election of Douglas W.G. Whitehead as Director
  Management   Yes   For   For
Appointing the auditors — KPMG LLP
  Management   Yes   For   For
Approving a Share Option Plan including a reserve for issuance under the plan of 2,846,000 common shares and an initial grant of 380,000 options
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI
Exchange Ticker Symbol:
CUSIP #: Y1436A102
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
That the consolidated financial statements of the Company, the report of the Directors, the report of the Supervisory Committee and the report of the international auditors for the year ended 31 December 2010 be considered and approved, and the board of directors of the Company (the “Board”) be authorized to prepare the budget of the Company for the year 2011
  Management   Yes   For   For
That the profit distribution proposal and the declaration and payment of a final dividend for the year ended 31 December 2010 be considered and approved
  Management   Yes   For   For
That the reappointment of KPMG and KPMG Huazhen as the international auditors and domestic auditors of the Company, respectively, for the year ended 31 December 2011 be considered and approved, and the Board be authorized to fix the remuneration of the auditors
  Management   Yes   For   For
That the grant of a general mandate to the Board to issue, allot and deal with the additional shares in the Company not exceeding 20% of each of the existing domestic Shares and H shares (as the case may be) in issue be considered and approved
  Management   Yes   Against   Against
That the authorization to the Board to increase the registered capital of the Company and to amend the articles of association of the Company to reflect such increase in the registered capital of the Company under the general mandate be considered and approved
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: CHINA SHIPPING CONTAINER LINES CO LTD
Exchange Ticker Symbol:
CUSIP #: Y1513C104
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To consider and approve the audited financial statements and the auditor’s report of the Company and its subsidiaries for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the proposed profit distribution plan of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the report of the Board for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the report of the supervisory committee of the Company for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the annual report of the Company prepared in accordance with requirements of the jurisdiction where its shares are listed for the year ended 31 December 2010
  Management   Yes   For   For
To consider and approve the appointment of PricewaterhouseCoopers, Hong Kong, Certified Public Accountants as the Company’s international auditor for the year of 2011, and to authorise the audit committee of the Board to determine its remuneration
  Management   Yes   For   For
To consider and approve the appointment of Vocation International Certified Public Accountants Co., Ltd. as the Companys PRC auditor for the year of 2011, and to authorise the audit committee of the Board to determine its remuneration
  Management   Yes   For   For
To consider and determine the remuneration of the Directors and the Supervisors for the year ending 31 December 2011
  Management   Yes   For   For
To consider and approve the adjustment to the remuneration of the executive Directors who are entitled to receive remuneration and the staff representative Supervisors for the year 2010
  Management   Yes   Abstain   Against
To consider and approve the resignation of Mr. Yan Zhichong from his position as a non-executive Director
  Management   Yes   For   For
To consider and approve the appointment of Mr. Zhang Rongbiao as a non-executive Director with effect from the conclusion of the AGM until the conclusion of the annual general meeting of the Company for the year 2012, i.e. on or around June 2013
  Management   Yes   For   For
To consider and approve the purchase of liability insurance policy for the Directors, the Supervisors and the senior management of the Company
  Management   Yes   Abstain   Against

 

 

Issuer of Portfolio Security: ULTRAPAR PARTICIPACOES S A
Exchange Ticker Symbol:
CUSIP #: P94396101
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Conversion of all of the preferred shares of the company into common shares, in the proportion of one preferred share for one common share
  Management   Yes   For   For
Equivalency of rights assured to all of the shareholders in the event of disposition of control of the company in accordance with the terms of the draft of the corporate bylaws proposed and of the Novo Mercado regulations, to that provided for in the controlling shareholders agreement of the company of March 22, 2000
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DAITO TRUST CONSTRUCTION CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J11151107
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Amend Articles to:Expand Business Lines
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Granting of Retirement Benefits to Retiring Directors and Payment of Retirement Benefits for Termination Resulting from the Abolition of Retirement Benefits System
  Management   Yes   For   For
Issuance of Subscription Rights to Shares in the form of Stock Options for Stock-linked Compensation to Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: DAINIPPON SCREEN MFG.CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J10626109
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   Abstain   Against
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Approval of Policy toward a Large-Scale Purchase (Anti-takeover Defenses)
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: USS CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J9446Z105
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: YAMATAKE CORPORATION
Exchange Ticker Symbol:
CUSIP #: J96348107
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Amend Articles to: Change official Company Name to Azbil Corporation
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: ELPIDA MEMORY,INC.
Exchange Ticker Symbol:
CUSIP #: J1354L103
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Substitute Corporate Auditor
  Management   Yes   For   For
Approve Reduction of Legal Reserve
  Management   Yes   For   For
Approve Provision of Retirement Allowance for Retiring Directors and Retiring Corporate Auditors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KYOCERA CORPORATION
Exchange Ticker Symbol:
CUSIP #: J37479110
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: STANLEY ELECTRIC CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J76637115
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: F.C.C.CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J1346G105
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Supplementary Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: EXEDY CORPORATION
Exchange Ticker Symbol:
CUSIP #: J1326T101
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: TAKATA CORPORATION
Exchange Ticker Symbol:
CUSIP #: J8124G108
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   Against   Against
Appoint a Director
  Management   Yes   For   For
Appoint a Supplementary Auditor
  Management   Yes   For   For
Approve Provision of Retirement Allowance for Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: YAMADA DENKI CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J95534103
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KAO CORPORATION
Exchange Ticker Symbol:
CUSIP #: J30642169
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Substitute Corporate Auditor
  Management   Yes   For   For
Delegation to the Board of Directors of the Company of Determination of Matters for offering of Stock Acquisition Rights to be Issued as Stock Options
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: C&C GROUP PLC, DUBLIN
Exchange Ticker Symbol:
CUSIP #: G1826G107
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To consider the financial statements for the year ended 28th February 2011 and the reports of the directors and auditors thereon
  Management   Yes   For   For
To confirm and declare dividends
  Management   Yes   For   For
To re-elect Sir Brian Stewart
  Management   Yes   For   For
To re-elect John Dunsmore
  Management   Yes   For   For
To re-elect Stephen Glancey
  Management   Yes   For   For
To re-elect Kenny Neison
  Management   Yes   For   For
To re-elect John Burgess
  Management   Yes   For   For
To re-elect Liam Fitzgerald
  Management   Yes   For   For
To re-elect John Hogan
  Management   Yes   For   For
To re-elect Richard Holroyd
  Management   Yes   For   For
To re-elect Philip Lynch
  Management   Yes   For   For
To re-elect Breege O’Donoghue
  Management   Yes   For   For
To authorise the directors to fix the auditors’ remuneration
  Management   Yes   Against   Against
To receive and consider the report of the remuneration committee on directors’ remuneration for the year ended 28th February 2011
  Management   Yes   Against   Against
To authorise the allotment of shares
  Management   Yes   For   For
To authorise the limited disapplication of pre-emption rights
  Management   Yes   For   For
To authorise the purchase by the company of its own shares
  Management   Yes   For   For
To authorise the re-issue by the company of its shares off-market
  Management   Yes   For   For
That a general meeting of the company may be called on 14 days’ notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: PACIFIC METALS CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J63481105
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: NIPPON ELECTRIC GLASS CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J53247110
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   Abstain   Against
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Substitute Corporate Auditor
  Management   Yes   For   For
Approve Payment of Bonuses to Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KOITO MANUFACTURING CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J34899104
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Approve Provision of Retirement Allowance for Directors and Corporate Auditors
  Management   Yes   Against   Against
Approve Payment of Bonuses to Directors and Corporate Auditors
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SANKYO CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J67844100
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Provision of Retirement Allowance for Retiring Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: RINNAI CORPORATION
Exchange Ticker Symbol:
CUSIP #: J65199101
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Amend Articles to: Approve Minor Revisions
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Substitute Corporate Auditor
  Management   Yes   For   For
Approve Extension of Anti-Takeover Defense Measures
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: ONO PHARMACEUTICAL CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J61546115
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Payment of Bonuses to Directors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: NHK SPRING CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J49162126
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Supplementary Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: K’S HOLDINGS CORPORATION
Exchange Ticker Symbol:
CUSIP #: J36615102
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Provision of Retirement Allowance for Directors
  Management   Yes   For   For
Authorize Use of Stock Options for Directors
  Management   Yes   For   For
Allow Board to Authorize Use of Stock Options
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: JUST ENERGY GROUP INC
Exchange Ticker Symbol:
CUSIP #: 48213W101
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Election of Director: John A. Brussa
  Management   Yes   For   For
Election of Director: Kenneth M. Hartwick
  Management   Yes   For   For
Election of Director: Bruce Gibson
  Management   Yes   For   For
Election of Director: Gordon Giffin
  Management   Yes   For   For
Election of Director: Michael J.L.Kirby
  Management   Yes   For   For
Election of Director: Rebecca MacDonald
  Management   Yes   For   For
Election of Director: R. Roy McMurtry
  Management   Yes   For   For
Election of Director: Hugh D. Segal
  Management   Yes   For   For
Election of Director: Brian R.D. Smith
  Management   Yes   For   For
Appointment of Ernst & Young L.L.P. as auditors of just energy, and to authorize the directors to fix their remuneration
  Management   Yes   For   For
Approve, in an advisory, non binding capacity, the approach to executive compensation as described in the information circular accompanying this voting instruction form
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: KOSE CORPORATION
Exchange Ticker Symbol:
CUSIP #: J3622S100
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Approve Provision of Retirement Allowance for Retiring Corporate Auditors
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HIROSE ELECTRIC CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J19782101
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approve Appropriation of Profits
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: KOBAYASHI PHARMACEUTICAL CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J3430E103
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   For   For
Appoint a Corporate Auditor
  Management   Yes   Against   Against
Appoint a Supplementary Auditor
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: OBIC CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J5946V107
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Approval of the Financial Statements for the 44th Fiscal Year
  Management   Yes   Abstain   Against
Approve Appropriation of Retained Earnings
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Appoint a Director
  Management   Yes   For   For
Approve Payment of Bonuses to Corporate Officers
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: FREENET AG, BUEDELSDORF
Exchange Ticker Symbol:
CUSIP #: D3689Q134
Shareholder Meeting Date: 30-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 262,259,767.48 as follows: Payment of a dividend of EUR 0.80 per no-par share EUR 179,850,954.68 shall be carried forward Ex-dividend and payable date: July 1, 2011
  Management   Yes   For   For
Ratification of the acts of the Board of MDs
  Management   Yes   Against   Against
Ratification of the acts of the Supervisory Board
  Management   Yes   For   For
Appointment of auditors for the a) 2011 financial year: PricewaterhouseCoopers AG, Frankfurt b) interim accounts: PricewaterhouseCoopers AG, Frankfurt
  Management   Yes   For   For
Approval of the remuneration system for the Board of MDs
  Management   Yes   For   For
Elections to the Supervisory Board: a) Niclas Rauscher b) Hartmut Schenk
  Management   Yes   For   For
Resolution on the adjustment to Section 2 of the articles of association in respect of the company subject
  Management   Yes   For   For
Resolution on the creation of new authorized capital and the amendment to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 19,000,000 through the issue of new bearer no-par shares against contributions in cash and/or kind, for a period of five years, on or before March 24, 2015 (authorized capital 2011). Shareholders’ subscription rights may be excluded for a capital increase against cash payment of up to 10 percent of the share capital if the shares are issued at a price not materially below the market price of identical shares, for the issue of shares against payment in kind, and for residual amounts
  Management   Yes   For   For

 

 

Issuer of Portfolio Security: HOME RETAIL GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G4581D103
Shareholder Meeting Date: 30-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the Directors’ report, auditor’s report and the financial statements for the financial period ended 26 February 2011
  Management   Yes   For   For
To approve the Directors’ Remuneration report for the financial period ended 26 February 2011
  Management   Yes   Against   Against
To declare a final dividend of 10.0 pence per ordinary share
  Management   Yes   For   For
To re-elect Oliver Stocken as a Director of the Company
  Management   Yes   For   For
To re-elect Richard Ashton as a Director of the Company
  Management   Yes   For   For
To re-elect John Coombe as a Director of the Company
  Management   Yes   For   For
To re-elect Mike Darcey as a Director of the Company
  Management   Yes   For   For
To re-elect Terry Duddy as a Director of the Company
  Management   Yes   For   For
To re-appoint PricewaterhouseCoopers LLP as auditors of the Company
  Management   Yes   For   For
To authorise the Directors to determine the auditors’ remuneration
  Management   Yes   For   For
To authorise the Company and its subsidiaries to make political donations to EU political organisations/incur EU political expenditure
  Management   Yes   For   For
To authorise the Directors to allot unissued shares
  Management   Yes   For   For
Subject to the passing of Resolution 12 above, authorise the Directors to disapply pre-emption rights
  Management   Yes   For   For
To authorise the Company to purchase its own shares
  Management   Yes   For   For
To approve general meetings (other than AGMs) being called on not less than 14 days clear notice
  Management   Yes   Against   Against

 

 

Issuer of Portfolio Security: SINGAPORE POST LTD
Exchange Ticker Symbol:
CUSIP #: Y8120Z103
Shareholder Meeting Date: 30-Jun-2011
                 
            Fund’s Vote For or    
            Against Proposal, or    
            Abstain; For or   Whether Vote
    Who Proposed       Withhold Regarding   Was For or
    Matter: Issuer /   Whether Fund Cast   Election of   Against
Summary of Matter Voted On   Shareholder   Vote on Matter   Directors   Management
To receive and adopt the Audited Accounts for the financial year ended 31 March 2011, and the Directors’ Report and Independent Auditor’s Report thereon
  Management   Yes   For   For
To declare a final tax exempt 1-tier dividend of 2.5 cents per ordinary share in respect of the financial year ended 31 March 2011
  Management   Yes   For   For
To re-elect Mr Keith Tay Ah Kee who retires by rotation in accordance with Article 91 of the Company’s Articles of Association and who, being eligible, offers himself for re-election. Mr Keith Tay will, upon his re-election as director of the Company, remain as a member of the Audit Committee and will be considered independent for the purposes of Rule 704(8) of the Listing Manual of the Singapore Exchange Securities Trading Limited (the “SGX-ST”)
  Management   Yes   For   For
To re-elect the following director who retires in accordance with Article 97 of the Company’s Articles of Association and who, being eligible, offer themselves for re-election: Professor Low Teck Seng
  Management   Yes   Against   Against
To re-elect the following director who retires in accordance with Article 97 of the Company’s Articles of Association and who, being eligible, offer themselves for re-election: Mr Bill Chang York Chye
  Management   Yes   Against   Against
To re-appoint Mr Tan Yam Pin as a director of the Company, pursuant to Section 153(6) of the Companies Act, Chapter 50 of Singapore, to hold such office from the date of this Annual General Meeting until the next Annual General Meeting of the Company. Mr Tan Yam Pin will, upon re-appointment as a director of the Company, remain as a member of the Audit Committee and will be considered independent for the purposes of Rule 704(8) of the Listing Manual of the SGX-ST
  Management   Yes   For   For
To approve directors’ fees payable by the Company of SGD 1,342,375 for the financial year ended 31 March 2011 (2010: SGD 900,690)
  Management   Yes   For   For
To re-appoint Messrs PricewaterhouseCoopers LLP as Auditors of the Company and to authorise the directors to fix their remuneration
  Management   Yes   For   For
To consider and, if thought fit, to pass with or without any amendments the following resolutions as ordinary resolutions: a) That authority be and is hereby given to the directors to: (i) (1) issue shares in the capital of the Company (“shares”) whether by way of rights, bonus or otherwise; and/or (2) make or grant offers, agreements or options (collectively, “Instruments”) that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the directors may in their absolute discretion deem fit; and (ii) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue CONTD
  Management   Yes   For   For
That approval be and is hereby given to the directors to offer and grant options (“Options”) in accordance with the provisions of the Singapore Post Share Option Scheme (“Share Option Scheme”) and to allot and issue from time to time such number of shares as may be required to be issued pursuant to the exercise of the Options under the Share Option Scheme, provided that the aggregate number of shares to be issued pursuant to the Share Option Scheme shall not exceed 5 per cent of the total number of issued shares (excluding treasury shares) in the capital of the Company from time to time
  Management   Yes   For   For
The Proposed Renewal of the Shareholders Mandate for Interested Person Transactions
  Management   Yes   For   For
The Proposed Renewal of the Share Purchase Mandate
  Management   Yes   For   For

 

 

     
Formula Investing International Value Select Fund
REGISTRANT NAME: FUNDVANTAGE TRUST
INVESTMENT COMPANY ACT FILE NUMBER: 811-22027
REPORTING PERIOD: 07/01/2010 — 06/30/2011
Issuer of Portfolio Security: IMPERIAL TOB GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G4721W102
Shareholder Meeting Date: 02-Feb-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Report and Accounts
   Management   Yes   For   For
Directors Remuneration Report
   Management   Yes   For   For
To declare a final dividend
   Management   Yes   For   For
To re-elect Dr. K.M. Burnett
   Management   Yes   For   For
To re-elect Mrs. A.J. Cooper
   Management   Yes   For   For
To re-elect Mr. R. Dyrbus
   Management   Yes   For   For
To re-elect Mr. M.H.C. Herlihy
   Management   Yes   For   For
To re-elect Dr. P.H. Jungels
   Management   Yes   For   For
To re-elect Ms. S.E. Murray
   Management   Yes   For   For
To re-elect Mr. I.J.G Napier
   Management   Yes   For   For
To re-elect Mr. B. Setrakian
   Management   Yes   Against   Against
To re-elect Mr. M.D. Williamson
   Management   Yes   For   For
Reappointment of Auditors
   Management   Yes   For   For
Remuneration of Auditors
   Management   Yes   For   For
Donations to political organisations
   Management   Yes   For   For
Sharesave plan renewal
   Management   Yes   For   For
Authority to allot securities
   Management   Yes   For   For
Disapplication of pre-emption rights
   Management   Yes   For   For
Purchase of own shares
   Management   Yes   For   For
Notice period for general meetings
   Management   Yes   Against   Against
Articles of Association
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI
Exchange Ticker Symbol:
CUSIP #: Y1436A102
Shareholder Meeting Date: 23-Feb-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To consider and approve the appointment of Ms. Hou Rui as an Executive Director of the Company. (Ordinary resolution as set out in the notice of the extraordinary general meeting dated 6 January 2011)
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: SAGE GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G7771K134
Shareholder Meeting Date: 02-Mar-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive and consider the audited accounts for the year ended 30 September 2010 together with the reports of the directors and the auditors
   Management   Yes   For   For
To declare a final dividend recommended by the directors of 5.22p per ordinary share for the year ended 30 September 2010 to be paid on 11 March 2011 to members whose names appear on the register at the close of business on 11 February 2011
   Management   Yes   For   For
To re-elect Mr G S Berruyer as a director
   Management   Yes   For   For
To re-elect Mr D H Clayton as a director
   Management   Yes   For   For
To re-elect Mr P S Harrison as a director
   Management   Yes   For   For
To re-elect Mr A J Hobson as a director
   Management   Yes   For   For
To re-elect Ms T Ingram as a director
   Management   Yes   For   For
To re-elect Ms R Markland as a director
   Management   Yes   For   For
To re-elect Mr I Mason as a director
   Management   Yes   For   For
To re-elect Mr M E Rolfe as a director
   Management   Yes   For   For
To re-elect Mr P L Stobart as a director
   Management   Yes   For   For
To re-appoint Messrs PricewaterhouseCoopers LLP as auditors to the Company and to authorise the directors to determine their remuneration
   Management   Yes   For   For
To approve the Remuneration report for the year ended 30 September 2010
   Management   Yes   For   For
That: (a) the directors be generally and unconditionally authorised, in accordance with section 551 of the Companies Act 2006, to exercise all powers of the Company to allot shares in the Company or grant rights to subscribe for, or convert any security into, shares in the Company: (i) up to a maximum nominal amount of GBP4,397,488 (such amount to be reduced by the nominal amount of any equity securities (as defined in section 560 of the Companies Act 2006) allotted under paragraph (ii) below in excess of GBP4,397,488); and (ii) comprising equity securities (as defined in section 560 of the Companies Act 2006) up to a maximum nominal amount of GBP8,794,977 (such amount to be reduced by any shares allotted or rights granted under paragraph (i) above) in connection with an offer by way of a rights issue: (A) to holders CONTD
   Management   Yes   For   For
That: (a) the directors be given power: (i) (subject to the passing of resolution 14) to allot equity securities (as defined in section 560 of the Companies Act 2006) for cash pursuant to the authority conferred on them by that resolution under section 551 of that Act; and (ii) to allot equity securities (as defined in section 560(3) of that Act (sale of treasury shares for cash)); in either case as if section 561 of that Act did not apply to the allotment but this power shall be limited: (A) to the allotment of equity securities in connection with an offer or issue of equity securities (but in the case of the authority granted under resolution 14(a)(ii), by way of rights issue only) to or in favour of: I. holders of ordinary shares in proportion (as nearly as may be practicable) to their existing holdings; and II. holders CONTD
   Management   Yes   For   For
That in accordance with the Companies Act 2006 the Company be and is hereby granted general and unconditional authority to make one or more market purchases (within the meaning of section 693 of the Companies Act 2006) of ordinary shares in the capital of the Company on such terms and in such manner as the directors shall determine PROVIDED THAT: The maximum number of ordinary shares which may be acquired pursuant to this authority is 131,736,058 ordinary shares in the capital of the Company; The minimum price which may be paid for each such ordinary share is its nominal value and the maximum price is the higher of 105% of the average of the middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List for the five business days immediately before the purchase is made CONTD
   Management   Yes   For   For
That with effect from the conclusion of the Annual General Meeting the articles of association produced to the meeting and initialled by the Chairman of the meeting for the purpose of identification be adopted as the articles of association of the Company in substitution for, and to the exclusion of, the existing articles of association
   Management   Yes   For   For
That a general meeting (other than an annual general meeting) may be called on not less than 14 clear days’ notice
   Management   Yes   Against   Against
That the directors or a duly authorised committee of the directors be and are hereby authorised to continue to grant awards over ordinary shares in the Company under the French appendix (Appendix 3) to the Sage Group Performance Share Plan (the “Plan”) until the expiry date of the Plan, which is 2 March 2015
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: ANTENA 3 DE TELEVISION SA
Exchange Ticker Symbol:
CUSIP #: E05009159
Shareholder Meeting Date: 30-Mar-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Review and approval of the annual financial statements, management report and proposal to apply to earnings
   Management   Yes   For   For
Re-election or, where appropriate, appointment of auditors, both of Antena 3 de Television, SA, and its consolidated group of companies
   Management   Yes   For   For
Report on corporate responsibility of 2010
   Management   Yes   Abstain   Against
Delegation of powers
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: H. LUNDBECK A/S, VALBY
Exchange Ticker Symbol:
CUSIP #: K4406L129
Shareholder Meeting Date: 30-Mar-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
The Supervisory Board recommends that the report should be adopted
   Management   Yes   For   For
It is proposed that the annual report including remuneration for the Supervisory Board for 2010 should be adopted. For information on remuneration for the Supervisory Board, please see the annual report p. 42-45 and 77
   Management   Yes   For   For
It is proposed that the remuneration for the Supervisory Board for the current financial year should be the same as in 2010
   Management   Yes   For   For
It is proposed that a dividend of 30% of the net profit for the year, corresponding to DKK 3,77 per share, or a total dividend of DKK 739m, should be distributed for the financial year 2010
   Management   Yes   For   For
Re-election of supervisory board: Thorleif Krarup
   Management   Yes   For   For
Re-election of supervisory board: Peter Kurstein
   Management   Yes   For   For
Re-election of supervisory board: Mats Pettersson
   Management   Yes   For   For
Re-election of supervisory board: Jes Ostergaard
   Management   Yes   For   For
New election of supervisory board: Christian Dyvig
   Management   Yes   For   For
New election of supervisory board: Hakan Bjorklund
   Management   Yes   For   For
The Supervisory Board proposes that Deloitte Statsautoriseret Revisionsaktieselskab should be re-elected
   Management   Yes   For   For
In accordance with the Recommendations on Corporate Governance, the Supervisory Board proposes that the Company’s Remuneration Guidelines for the Executive Management should be supplemented with guidelines for repayment of incentive pay in extraordinary circumstances and with guidelines for a remuneration policy for the Supervisory Board
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: ORION CORPORATION (NEW)
Exchange Ticker Symbol:
CUSIP #: X6002Y112
Shareholder Meeting Date: 31-Mar-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Adoption of the financial statements
   Management   Yes   For   For
Decision on the use of the profits shown on the balance sheet and the payment of the dividend. the board proposes that a dividend of EUR 1,20 per share be paid
   Management   Yes   For   For
Proposal by the board of directors concerning the distribution of distributable equity. the board proposes that EUR 0,06 per share be paid as a repayment of capital
   Management   Yes   For   For
Decision on the discharge of the members of the board of directors and the president and CEO from liability
   Management   Yes   For   For
Decision on the remuneration of the members of the board of directors
   Management   Yes   For   For
Decision on the number of members of the board of directors. the board proposes the number of members be six
   Management   Yes   For   For
Election of the members and the chairman of the board of directors. the board proposes that S. Jalkanen, E. Karvonen, M. Kavetvuo, H. Syrjanen, H. Westerlund and J. Ylppo be re-elected and H. Syrjanen be re-elected as chairman
   Management   Yes   For   For
Decision on the remuneration of the auditor
   Management   Yes   For   For
Election of the auditor. the board proposes that PricewaterhouseCoopers Oy be elected as company’s auditor
   Management   Yes   For   For
Proposal by the board of directors to reduce the share premium fund in the balance sheet
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: PHILIPS ELECTRS N V
Exchange Ticker Symbol:
CUSIP #: N6817P109
Shareholder Meeting Date: 31-Mar-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Proposal to adopt the 2010 financial statements
   Management   Yes   For   For
Proposal to adopt a dividend of EUR 0.75 per common share in cash or shares, at the option of the shareholder, against the net income for 2010 of the Company
   Management   Yes   For   For
Proposal to discharge the members of the Board of Management for their responsibilities
   Management   Yes   For   For
Proposal to discharge the members of the Supervisory Board for their responsibilities
   Management   Yes   For   For
Proposal to appoint Mr F.A. van Houten as President/CEO and member of the Board of Management of the Company with effect from April 1, 2011
   Management   Yes   For   For
Proposal to appoint Mr R.H. Wirahadiraksa as member of the Board of Management of the Company with effect from April 1, 2011
   Management   Yes   For   For
Proposal to appoint Mr P.A.J. Nota as member of the Board of Management of the Company with effect from April 1, 2011
   Management   Yes   For   For
Proposal to re-appoint Mr C.J.A. van Lede as a member of the Supervisory Board of the Company with effect from March 31, 2011
   Management   Yes   Against   Against
Proposal to re-appoint Mr J.M. Thompson as a member of the Supervisory Board of the Company with effect from March 31, 2011
   Management   Yes   For   For
Proposal to re-appoint Mr H. von Prondzynski as a member of the Supervisory Board of the Company with effect from March 31, 2011
   Management   Yes   Against   Against
Proposal to appoint Mr J.P. Tai as a member of the Supervisory Board of the Company with effect from March 31, 2011
   Management   Yes   For   For
Proposal to re-appoint KPMG Accountants N.V. as external auditor of the Company
   Management   Yes   For   For
Proposal to authorize the Board of Management for a period of 18 months, per March 31, 2011, as the body which is authorized, with the approval of the Supervisory Board, to issue shares or grant rights to acquire shares within the limits laid down in the Articles of Association of the Company. The authorization referred to will be limited to a maximum of 10% of the number of issued shares per March 31, 2011, plus 10% of the issued capital per that same date in connection with or on the occasion of mergers and acquisitions
   Management   Yes   For   For
Proposal to authorize the Board of Management for a period of 18 months, per March 31, 2011, as the body which is authorized, with the approval of the Supervisory Board, to restrict or exclude the pre-emption rights accruing to Shareholders
   Management   Yes   For   For
Proposal to authorize the Board of Management for a period of 18 months, per March 31, 2011, within the limits of the law and the Articles of Association, to acquire, with the approval of the Supervisory Board, for valuable consideration, on the stock exchange or otherwise, shares in the Company at a price between, on the one hand, an amount equal to the par value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on the Official Segment of Euronext Amsterdam; the market price being the average of the highest price on each of the five days of trading prior to the date of acquisition, as shown in the Official Price List of Euronext Amsterdam. The maximum number of shares the Company may hold, will not exceed 10% of the issued share capital per March 31, 2011, which number may be increased by 10% of the issued capital as of that same date in connection with the execution of share repurchase programs for capital reduction purposes
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: ANSALDO STS SPA
Exchange Ticker Symbol:
CUSIP #: T0421V119
Shareholder Meeting Date: 04-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the financial statements for the financial year ended December 31, 2010 reports from the board of directors, the board of statutory auditors and the independent auditor. Allocation of the net income for the year and distribution of the dividend. Related resolutions
   Management   No        
Decision on the number of members of the board of directors
   Management   No        
Decision on the term of office
   Management   No        
Appointment of Board of Directors: List presented by Finmeccanica, representing 40.066% of company stock capital: Directors: 1. Girdinio Paola 2. Pansa Alessandro — President 3. De Luca Sergio 4. Grasso Giancarlo 5. Milone Filippo Giuseppe Maria 6. Salvetti Attilio
   Shareholder   No        
Appointment of Board of Directors: List presented by Mediobanca jointly with Banca Imi, representing 2.67% of company stock capital: Directors:
                
1. Cereda Maurizio 2. Gitti Gregorio 3. Pinto Eugenio
   Shareholder   No        
Appointment of Board of Directors: List presented by Allianz Global Investors Italia SGR (Allian Azioni Italia) jointly with Anima Sgr (Europa, Visconteo, Iniziativa Europa and Italia), Arca Sgr (Arca Azioni Italia and Arca BB), Fidelity Investment Funds (European Fund), Fideuram Investimenti Sgr (Fideuram Italia), Fideuram Gestions SA (Fonditalia Equity Italy and Fideuram Fund Equity Italy), Interfund Sicav (Interfund Equity Italy), Mediolanum Gestione Fondi Sgr (Mediolanum Flessibile Italia), Mediolanum International Funds (Challenge Funds), Pioneer Asset Management SA, Pioneer Investment Management Sgr (Pioneer Azionario Crescita), Prima Sgr (Prima Geo Italia) representing 2.176% of company stock capital: Directors: 1. Cavallini Giovanni 2. Rizzante Tatiana 3. Cuomo Andrea
   Shareholder   No        
Appointment of the chairman of the board of directors
   Management   No        
Determination of the annual remuneration due to the members of the board
   Management   No        
Appointment of Internal Auditors: List presented by Finmeccanica representing 40.066% of company stock capital: Effective Internal Auditor: 1. Scotton Massimo 2. Righetti Renato Alternate Internal Auditor: 1. Cerasoli Pietro
   Shareholder   No        
Appointment of Internal Auditors: List presented by Allianz Global Investors Italia SGR (Allian Azioni Italia) jointly with Anima Sgr (Europa, Visconteo, Iniziativa Europa and Italia), Arca Sgr (Arca Azioni Italia and Arca BB), Fidelity Investment Funds (European Fund), Fideuram Investimenti Sgr (Fideuram Italia), Fideuram Gestions SA (Fonditalia Equity Italy and Fideuram Fund Equity Italy), Interfund Sicav (Interfund Equity Italy), Mediolanum Gestione Fondi Sgr (Mediolanum Flessibile Italia), Mediolanum International Funds (Challenge Funds), Pioneer Asset Management SA, Pioneer Investment Management Sgr (Pioneer Azionario Crescita), Prima Sgr (Prima Geo Italia) representing 2.176% of company stock capital: Effective Internal Auditor: 1. Sarubbi Giacinto Alternate Internal Auditor: 1. Borgia Bruno
   Shareholder   No        
Appointment of the chairman of the board of statutory auditors
   Management   No        
Determination of the annual remuneration due to the members of the board of statutory auditors
   Management   No        
Approval of the Ansaldo Sts stock grant plan for employees. Related resolutions
   Management   No        
Authorisation to the purchase and disposal of own shares. Related resolutions
   Management   No        
Adjustment of the fees to be paid to the independent auditor PricewaterhouseCoopers S.P.A. for the 2010-2011 financial years. Related resolutions
   Management   No        
Amendments to articles 2, 4, 5, 9, 10, 11 and 16 of the regulations for shareholder’s meetings. Related resolutions
   Management   No        
Amendments to articles 11, 15 and 23 of the company’s by-laws. Related resolutions
   Management   No        

 

 

     
Issuer of Portfolio Security: RECORDATI INDUSTRIA CHIMICA E FARMACEUTICA SPA, MI
Exchange Ticker Symbol:
CUSIP #: T78458139
Shareholder Meeting Date: 13-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Board of directors and statutory auditors’ report. Financial statements 31.12.2010. Following and relative deliberations
   Management   Yes   For   For
Appointment of the board of directors. Determination number and payment
   Management   Yes   For   For
Appointment auditing charge of the financial statements, consolidated and semester financial statements per every asset(2011-2019)and determination of its payment following and relative deliberations
   Management   Yes   For   For
Appointment of the board of statutory auditors and its president determination relative payments
   Management   Yes   For   For
Proposal to buy-back plan following and relative deliberations
   Management   Yes   For   For
Proposal to amend stock option plan 2006-2009: following and relative deliberations in accordance with art 114bis d.lgs 24th February 1998,n.98
   Management   Yes   For   For
Amendment art.9,10,12 of the company’s by-laws in accordance with d.lgs 27th January 2010,n.27
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: PUMA AG RUDOLF DASSLER SPORT, HERZOGENAURACH
Exchange Ticker Symbol:
CUSIP #: D62318148
Shareholder Meeting Date: 14-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 75,000,000 as follows: a) payment of a dividend of EUR 1.80 per no-par share b) EUR 48,034,432.20 shall be carried forward ex-dividend and payable date: April 15, 2011
   Management   Yes   For   For
Resolution on the approval of the executive board for fiscal year 2010
   Management   Yes   For   For
Resolution on the approval of the supervisory board for fiscal year 2010
   Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Pricewater-houseCoopers AG, Frankfurt
   Management   Yes   Against   Against
Approval of the transformation of the company into a European company (Societas Euro-pea) by the name of Puma SE
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: VALE S A
Exchange Ticker Symbol:
CUSIP #: P9661Q148
Shareholder Meeting Date: 19-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To examine, discuss and vote upon the board of directors annual report, the financial statements, relating to fiscal year ended December 31, 2010
   Management   No        
Distribution of the fiscal years net profits and to approval of the budget of capital of the company
   Management   No        
To elect the members of the board of directors
   Management   No        
To elect the members of the finance committee
   Management   No        
To set the directors and finance committees remuneration
   Management   No        

 

 

     
Issuer of Portfolio Security: ASML HOLDING NV, VELDHOVEN
Exchange Ticker Symbol:
CUSIP #: N07059178
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Discussion of the Annual Report 2010, including ASML’s corporate governance chapter, and the Remuneration Report 2010, and adoption of the financial statements for the financial year 2010, as prepared in accordance with Dutch law
   Management   Yes   For   For
Discharge of the members of the Board of Management from liability for their responsibilities in the financial year 2010
   Management   Yes   For   For
Discharge of the members of the Supervisory Board from liability for their responsibilities in the financial year 2010
   Management   Yes   For   For
Proposal to adopt a dividend of EUR 0.40 per ordinary share of EUR 0.09
   Management   Yes   For   For
Proposal to amend the Articles of Association of the Company
   Management   Yes   For   For
Approval of the number of stock options, respectively shares, for employees
   Management   Yes   For   For
Composition of the Supervisory Board: Nomination by the Supervisory Board of Messrs. W.T. Siegle for re-appointment as member of the Supervisory Board, effective April 20, 2011
   Management   Yes   For   For
Composition of the Supervisory Board: Nomination by the Supervisory Board of J.W.B. Westerburgen for re-appointment as member of the Supervisory Board, effective April 20, 2011
   Management   Yes   For   For
Remuneration of the Supervisory Board
   Management   Yes   For   For
Proposal to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company within the limits set forth in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption rights accruing to shareholders: Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011, to issue shares or rights to subscribe for shares in the capital of the Company, subject to approval of the Supervisory Board, limited to 5% of the issued share capital at the time of the authorization
   Management   Yes   For   For
Proposal to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company within the limits set forth in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption rights accruing to shareholders: Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011 to restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under a., subject to approval of the Supervisory Board
   Management   Yes   For   For
Proposal to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company within the limits set forth in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption rights accruing to shareholders: Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011, to issue shares or rights to subscribe for shares in the capital of the Company, subject to approval of the Supervisory Board, for an additional 5% of the issued share capital at the time of the authorization, which 5% can only be used in connection with or on the occasion of mergers and/or acquisitions
   Management   Yes   For   For
Proposal to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company within the limits set forth in the Articles of Association of the Company, as well as to restrict or exclude the pre-emption rights accruing to shareholders: Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011, to restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under c., subject to approval of the Supervisory Board
   Management   Yes   For   For
Proposal to authorize the Board of Management for a period of 18 months from April 20, 2011 to acquire — subject to the approval of the Supervisory Board — such a number of ordinary shares in the Company’s share capital as permitted within the limits of the law and the current Articles of Association of the Company, taking into account the possibility to cancel the re-purchased shares, for valuable consideration, on Euronext Amsterdam by NYSE Euronext (“Euronext Amsterdam”) or the Nasdaq Stock Market LLC (“Nasdaq”), or otherwise, at a price between, on the one hand, an amount equal to the nominal value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on CONTD
   Management   Yes   For   For
Proposal to cancel ordinary shares in the share capital of the Company repurchased or to be repurchased by the Company. The number of ordinary shares that will be cancelled shall be determined by the Board of Management, but shall not exceed 10% of the issued share capital of the Company as of April 20, 2011
   Management   Yes   For   For
Proposal to cancel additional ordinary shares in the share capital of the Company repurchased by the Company following the cancellation of the ordinary shares under item 15. The number of ordinary shares that will be cancelled shall be determined by the Board of Management, but shall not exceed 10% of the issued share capital of the Company as of April 20, 2011, reduced with the number of ordinary shares cancelled pursuant to item 15
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: GRUPPO EDITORIALE L ESPRESSO SPA
Exchange Ticker Symbol:
CUSIP #: T52452124
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Proposal to amend the Company Bylaws in compliance with D.Lgs. 27/2010; in particular amendment to articles 10, 11, 12 and 21; related resolutions
   Management   Yes   For   For
Award of new proxies to the Board of Directors to increase capital and to issue bonds, under articles 2443 and 2420-ter, of the Italian Civil Code
   Management   Yes   Against   Against
Financial statements for the year ended 31 December 2010, reports of the Board of Statutory Auditors and of the Independent Auditors; related resolutions
   Management   Yes   For   For
Revocation, for the part not used, and contextual new authorization to the Board of Directors to purchase and dispose of own shares
   Management   Yes   For   For
Approval of the remuneration and incentive plans; related resolutions
   Management   Yes   For   For
Proposal to amend the Rules for Shareholders’ Meetings
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: SEMBCORP MARINE LTD
Exchange Ticker Symbol:
CUSIP #: Y8231K102
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive and adopt the Directors’ Report and Audited Accounts for the year ended December 31, 2010 and the Auditors’ Report thereon
   Management   Yes   For   For
To declare a final one-tier tax exempt ordinary dividend of 6 cents per ordinary share and a final one-tier tax exempt special dividend of 25 cents per ordinary share for the year ended December 31, 2010
   Management   Yes   For   For
To re-elect the following director, who will retire by rotation pursuant to Article 91 of the Company’s Articles of Association and who, being eligible, will offer themselves for re-election: Mr Ajaib Haridass
   Management   Yes   Against   Against
To re-elect the following director, who will retire by rotation pursuant to Article 91 of the Company’s Articles of Association and who, being eligible, will offer himself for re-election: Mr Tang Kin Fei
   Management   Yes   Against   Against
To re-appoint Mr Richard Hale, OBE (member of the Audit Committee), a Director retiring under Section 153(6) of the Companies Act, Cap. 50, to hold office from the date of this Annual General Meeting until the next Annual General Meeting
   Management   Yes   Against   Against
To approve the sum of SGD 1,170,625 as Directors’ Fees for the year ended December 31, 2010. (2009: SGD 1,157,833)
   Management   Yes   For   For
To re-appoint KPMG LLP as Auditors of the Company and authorise the Directors to fix their remuneration
   Management   Yes   For   For
That authority be and is hereby given to the Directors of the Company to: (a) (i) issue shares in the capital of the Company (“shares”) whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, “Instruments”) that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may, in their absolute discretion deem fit; and (b) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the Directors while this Resolution CONTD
   Management   Yes   For   For
That approval be and is hereby given to the Directors to: (a) grant awards in accordance with the provisions of the Sembcorp Marine Performance Share Plan 2010 (the “Performance Share Plan”) and/or the Sembcorp Marine Restricted Share Plan 2010 (the “Restricted Share Plan”) (the Performance Share Plan and the Restricted Share Plan, together the “Share Plans”); and (b) allot and issue from time to time such number of ordinary shares in the capital of the Company as may be required to be delivered pursuant to the vesting of awards under the Share Plans, provided that: (i) the aggregate number of (i) new ordinary shares allotted and issued and/or to be allotted and issued, CONTD
   Management   Yes   For   For
That: (1) approval be and is hereby given, for the purposes of Chapter 9 of the Listing Manual (“Chapter 9”) of the Singapore Exchange Securities Trading Limited (the “SGX-ST”), for the Company, its subsidiaries and associated companies that are entities at risk (as that term is used in Chapter 9), or any of them, to enter into any of the transactions falling within the types of interested person transactions described in the Appendix to the Company’s Circular to Shareholders dated 31 March 2011 (the “Circular”) with any party who is of the class of interested persons described in the CONTD
   Management   Yes   For   For
That: (1) for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore (the “Companies Act”), the exercise by the Directors of the Company of all the powers of the Company to purchase or otherwise acquire issued ordinary shares in the capital of the Company (the “Shares”) not exceeding in aggregate the Maximum Limit (as hereafter defined), at such price or prices as may be determined by the Directors from time to time up to the Maximum Price (as hereafter defined), whether by way of: (a) market purchase(s) on the SGX-ST and/or any other securities exchange on which the Shares may for the time being be listed and quoted (“Other Exchange”); and/or (b) off-market purchase(s) (if effected otherwise than on the SGX-ST or, as the case may be, the Other Exchange) CONTD
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: REDECARD SA, SAO PAULO
Exchange Ticker Symbol:
CUSIP #: P79941103
Shareholder Meeting Date: 20-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To decide regarding the amendment of the Redecard Stock Option plan
   Management   Yes   For   For
To examine, discuss and vote upon the board of directors annual report, the financial statements and independent auditors and finance committee report relating to fiscal year ending December 31,2010
   Management   Yes   For   For
To decide regarding the proposal for the allocation of the net profit from the fiscal
   Management   Yes   For   For
To set the global remuneration of the board of directors, the independent auditors and directors
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: VIVENDI SA
Exchange Ticker Symbol:
CUSIP #: F97982106
Shareholder Meeting Date: 21-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the reports and annual financial statements for the financial year 2010
   Management   Yes   For   For
Approval of the reports and consolidated financial statements for the financial year 2010
   Management   Yes   For   For
Approval of the Statutory Auditors’ special report on new regulated Agreements and Undertakings concluded during the financial year 2010
   Management   Yes   For   For
Allocation of income for the financial year 2010, setting the dividend and the date of payment
   Management   Yes   For   For
Renewal of Mr. Jean-Yves Charlier’s term as Supervisory Board member
   Management   Yes   For   For
Renewal of Mr. Henri Lachmann’s term as Supervisory Board member
   Management   Yes   Against   Against
Renewal of Mr. Pierre Rodocanachi’s term as Supervisory Board member
   Management   Yes   For   For
Appointment of the company KPMG SA as principal statutory auditor
   Management   Yes   For   For
Appointment of the company KPMG Audit Is SAS as deputy statutory auditor
   Management   Yes   For   For
Authorization to be granted to the Executive Board to allow the Company to purchase its own shares
   Management   Yes   For   For
Authorization to be granted to the Executive Board to reduce the share capital by cancellation of shares
   Management   Yes   For   For
Authorization to be granted to the Executive Board to grant options to subscribe for shares of the Company
   Management   Yes   For   For
Authorization to be granted to the Executive Board to carry out the allocation of performance shares existing or to be issued
   Management   Yes   For   For
Delegation granted to the Executive Board to increase capital by issuing ordinary shares or any securities giving access to the capital with preferential subscription rights of shareholders
   Management   Yes   For   For
Delegation granted to the Executive Board to increase capital by issuing ordinary shares or any securities giving access to the capital without preferential subscription rights of shareholders
   Management   Yes   For   For
Authorization to be granted to the Executive Board to increase the number of issuable securities in the event of surplus demand with a capital increase with or without preferential subscription rights, within the limit of 15% of the original issuance and within the limits set under the fourteenth and fifteenth resolutions
   Management   Yes   For   For
Delegation granted to the Executive Board to increase the share capital, within the limit of 10% of the capital and within the limits set under the fourteenth and fifteenth resolutions, in consideration for in-kind contributions of equity securities or securities giving access to the capital of third party companies outside of a public exchange offer
   Management   Yes   For   For
Delegation granted to the Executive Board to increase the share capital in favor of employees and retired employees participating in the Group Savings Plan
   Management   Yes   For   For
Delegation granted to the Executive Board to decide to increase the share capital in favor of employees of Vivendi foreign subsidiaries participating in the Group Savings Plan and to implement any similar plan
   Management   Yes   For   For
Delegation granted to the Executive Board to increase the capital by incorporation of premiums, reserves, profits or other amounts
   Management   Yes   For   For
Amendment of Article 10 of the Statutes “Organizing the Supervisory Board”, by adding a new 6th paragraph: Censors
   Management   Yes   For   For
Powers to accomplish the formalities
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: MAIRE TECNIMONT S P A
Exchange Ticker Symbol:
CUSIP #: T6388T104
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Annual balance sheet as of 31 December 2010, consolidated balance sheet as of 31 December 2010. Directors, board of auditors and auditing company’s reports
   Management   Yes   For   For
Profit allocation. Related and consequential resolutions
   Management   Yes   For   For
Amendments to arts 2, 3, 4, 5, 17, 19 and 27 of the meeting regulation and subsequent to the introduction of law decree 27 2010 and 39 2010. Related and consequential resolutions
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: BRASIL TELECOM S A
Exchange Ticker Symbol:
CUSIP #: P18445158
Shareholder Meeting Date: 27-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Election of the members of the board of directors, and their respective substitutes
   Management   Yes   Against   Against
Election of the members of the finance committee, and their respective substitutes
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: TOMTOM NV
Exchange Ticker Symbol:
CUSIP #: N87695107
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Adoption of the Annual Accounts 2010
   Management   Yes   For   For
Release from liability of the members of the Management Board
   Management   Yes   For   For
Release from liability of the members of the Supervisory Board
   Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to issue ordinary shares or to grant rights to subscribe for ordinary shares up to ten per cent (10%) of the number of issued ordinary shares at the time of issue, which 10% can be used for general purposes, including but not limited to the financing of mergers and acquisitions
   Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to issue ordinary shares or to grant rights to subscribe for ordinary shares for an additional ten per cent (10%) of the number of issued ordinary shares at the time of issue, which additional 10% can only be used in connection with or on the occasion of mergers and acquisitions
   Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to issue preference shares or to grant rights to subscribe for preference shares equal to fifty per cent (50%) of the aggregate nominal value of the outstanding ordinary shares at the time of issue
   Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to resolve to exclude or restrict the pre-emptive rights in relation to the issuance of ordinary shares which can be granted or issued pursuant to the authority as mentioned under 8a (i) and 8a (ii) above
   Management   Yes   For   For
Extension of the authority of the Management Board until 29 October 2012, as the body authorised, subject to the prior approval of the Supervisory Board, to resolve to exclude or restrict the pre-emptive rights in relation to the issuance of preference shares which can be granted or issued pursuant to the authority as mentioned under 8a (iii) above
   Management   Yes   For   For
Extension of the authority of the Management Board to have the Company acquire its own shares
   Management   Yes   For   For
Amendment of the Remuneration Policy for members of the Management Board
   Management   Yes   For   For
Extension of the authority of the Management Board to grant rights to subscribe for ordinary shares under the TomTom NV Employee Stock Option Plan 2009 and TomTom NV Management Board Stock Option Plan 2009 and-to the extent required-to exclude pre-emptive rights
   Management   Yes   For   For
Re-appointment of Mr D.J. Dunn as a member of the Supervisory Board
   Management   Yes   Against   Against
Re-appointment of Mr. B.E. Damstra as a member of the Supervisory Board
   Management   Yes   Against   Against
Re-appointment of Mr R.F. van den Bergh as a member of the Supervisory Board
   Management   Yes   For   For
Re-appointment of Mr. E.E.U. Vroom as a member of the Supervisory Board
   Management   Yes   For   For
Adjustment of the remuneration of the Supervisory Board
   Management   Yes   For   For
Re-appointment of Deloitte Accountants BV as auditor of the Company
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: GRUPO MEXICO SAB DE CV
Exchange Ticker Symbol:
CUSIP #: P49538112
Shareholder Meeting Date: 29-Apr-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Report from the executive chairperson of the company for the fiscal year that ran from January 1 to December 31, 2010. Discussion and approval, if deemed appropriate, of the consolidated financial statements of the company and its subsidiaries to December 31, 2010. Presentation of the opinions and reports that are referred to in article 28, Part IV, lines A, C, D and E of the securities market law, regarding the fiscal year that ran from January 1 to December 31, 2010. Resolutions in this regard
   Management   Yes   Abstain   Against
Reading of the report regarding the fulfillment of the tax obligations that is referred to in Part XX of article 86 of the income tax law during the 2010 fiscal year
   Management   Yes   Abstain   Against
Resolution regarding the allocation of profit from the fiscal year that ended on December 31, 2010
   Management   Yes   Abstain   Against
Report that is referred to in Part III of article 60 of the provisions of a general nature applicable to the issuers of securities and other securities market participants, including the report regarding the allocation of the funds allocated to the acquisition of shares of the company during the fiscal year that ended on December 31, 2010. Determination of the maximum amount of funds to be allocated to the acquisition of the shares of the company during the 2011 fiscal year. Resolutions in this regard
   Management   Yes   Abstain   Against
Resolution regarding the ratification of the acts done by the board of directors, the executive chairperson and its committees during the fiscal year that ran from January 1 to December 31, 2010. Appointment or reelection, if deemed appropriate, of the members of the board of directors of the company and classification of their independence in accordance with article 26 of the securities market law. Appointment or reelection, if deemed appropriate, of the members of the committees of the board of directors itself and of the chairpersons
   Management   Yes   Abstain   Against
Proposal regarding the remuneration for the members of the board of directors and the members of the committees of the board of directors. Resolutions in this regard
   Management   Yes   Abstain   Against
Designation of the delegates who will carry out and formalize the resolutions passed by this meeting. Resolutions in this regard
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: METROPOLE TELEVISION SA
Exchange Ticker Symbol:
CUSIP #: F6160D108
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the annual financial statements for the year ended December 31, 2010
   Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
   Management   Yes   For   For
Allocation of the income for the year and setting the amount of the dividend
   Management   Yes   For   For
Approval of the agreements and commitments regulated by articles L.225-38 et seq. of the Code de commerce
   Management   Yes   For   For
Renewal of Mr. Gilles Samyn’s appointment as a member of the Supervisory Board
   Management   Yes   Against   Against
Renewal of Immobiliere Bayard d’Antin’s (a legal entity), appointment as a member of the Supervisory Board
   Management   Yes   Against   Against
Authorisation to be given to the Board of Directors to enable the Company to buy back its own shares under the scheme of article L.225-209 of the Code de commerce
   Management   Yes   For   For
Authorisation to be given to the Board of Directors to cancel shares bought by the Company under the scheme of article L.225-209 of the Code de commerce
   Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to increase the authorised capital, capped at 10%, in order to pay for contributions in kind of shares or transferable securities giving access to the capital
   Management   Yes   For   For
Delegation of powers to be given to the Board of Directors to increase the authorised capital by issuing shares reserved for members of a corporate PEP pursuant to articles L. 3332-18 et seq. of the Code du travail
   Management   Yes   For   For
Authorisation to be given to the Board of Directors to award free shares to salaried employees (and/or certain corporate officers
   Management   Yes   For   For
Amendment of article 16 of the Articles of Association raising the age limit for members of the Board of Directors from 65 to 70
   Management   Yes   For   For
Amendment of article 20 of the Articles of Association to allow appointments of Board members to overlap
   Management   Yes   For   For
Harmonising of the Articles of Association — paras. 1 & 2, article 13, para. 6, article 21, paras. 1 & 2, article 28 and para. 1, article 29
   Management   Yes   For   For
Powers for the necessary legal formalities
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: SECURITAS AB, STOCKHOLM
Exchange Ticker Symbol:
CUSIP #: W7912C118
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Adoption of the Statement of Income and the Balance Sheet and the Consolidated Statement of Income and the Consolidated Balance Sheet as per 31 December 2010
   Management   Yes   For   For
Appropriation of the company’s profit according to the adopted Balance Sheet: The Board proposes that a dividend of SEK 3 per share be declared
   Management   Yes   For   For
Record date for dividend: As record date for the dividend, the Board proposes 9 May 2011. If the AGM so resolves, the dividend is expected to be distributed by Euroclear Sweden AB starting 12 May 2011
   Management   Yes   For   For
Discharge of the Board of Directors and the President from liability for the financial year 2010
   Management   Yes   For   For
Determination of the number of Board members shall be eight, with no deputy members
   Management   Yes   For   For
Determination of fees to Board members and auditors: Fees to the Board members for the period up to and including the AGM 2012 shall amount to SEK 4,700,000 in total (including fees for committee work) to be distributed between the Board members as follows: the Chairman of the Board shall receive SEK 1,000,000, the Deputy Chairman shall receive SEK 750,000 and each of the other Board members, except the President, shall receive SEK 500,000. As consideration for the committee work, the Chairman of the Audit Committee shall receive SEK 200,000, the Chairman of the Remuneration Committee shall receive SEK 100,000, the members of the Audit Committee each SEK 100,000 and the members of the Remuneration Committee each SEK 50,000
   Management   Yes   For   For
Election of Board members: The Nomination Committee proposes re-election of the Board members Fredrik Cappelen, Carl Douglas, Marie Ehrling, Annika Falkengren, Alf Goransson, Fredrik Palmstierna, Melker Schorling and Sofia Schorling-Hogberg, for the period up to and including the AGM 2012
   Management   Yes   For   For
Election of members of the Nomination Committee: The Nomination Committee in respect of the AGM 2012 shall have five members. Gustaf Douglas (Investment AB Latour, etc) and Mikael Ekdahl (Melker Schorling AB) and Per-Erik Mohlin (SEB Fonder/SEB-TryggLiv) shall be re-elected and Jan Andersson (Swedbank Robur Fonder) and Henrik Didner (Didner & Gerge) shall be elected new members. Gustaf Douglas shall be elected Chairman of the Nomination Committee
   Management   Yes   For   For
Determination of guidelines for remuneration to executive management
   Management   Yes   Against   Against
Resolutions regarding the implementation of an incentive scheme, including hedging measures through the entering into of a share swap agreement
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: MOBISTAR SA, BRUXELLES
Exchange Ticker Symbol:
CUSIP #: B60667100
Shareholder Meeting Date: 04-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
The general meeting approves the company’s annual accounts for the financial year ended 31 December 2010, including the appropriation of the results as presented with distribution of a gross dividend of four euro and thirty cents (EUR 4.30) per share payable as follows: gross payment of two euro and ninety cents (EUR 2.90) per share payable in exchange for coupon No. 12 (ordinary dividend) as follows: “Ex date” on 17 May 2011; “Record date” on 19 May 2011; and “Payment date” on 20 May 2011. gross payment of one euro and forty cents (EUR 1.40) per share payable in exchange for coupon No. 13 (extraordinary dividend) as follows: “Ex date” on 16 August 2011; “Record date” on 18 August 2011; and “Payment date” on 19 August 2011. An amount equal to one per cent (1%) of the consolidated net result after taxes has been reserved for an employee participation plan pursuant to the law of 22 May 2001 on the participation of workers in the capital and profit of companies
   Management   Yes   For   For
The general meeting discharges the directors for fulfilling their mandate up to and including 31 December 2010
   Management   Yes   For   For
The general meeting discharges the statutory auditor for fulfilling his mandate up to and including 31 December 2010
   Management   Yes   For   For
The general meeting resolves to re-appoint Mr. Jan STEYAERT as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
   Management   Yes   Against   Against
The general meeting resolves to re-appoint Mrs. Brigitte BOURGOIN-CASTAGNET as director of the company for a term of three years. Her mandate will expire after the annual general meeting in 2014
   Management   Yes   Against   Against
The general meeting resolves to re-appoint Mrs. Nathalie THEVENON-CLERE as director of the company for a term of three years. Her mandate will expire after the annual general meeting in 2014
   Management   Yes   Against   Against
The general meeting resolves to re-appoint Mr. Bertrand DU BOUCHER director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
   Management   Yes   Against   Against
The general meeting resolves to re-appoint Mr. Olaf MEIJER SWANTEE as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
   Management   Yes   Against   Against
The general meeting resolves to re-appoint Mr. Benoit SCHEEN as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
   Management   Yes   Against   Against
The general meeting resolves to re-appoint WIREFREE SERVICES BELGIUM SA, represented by Mr. Aldo CARDOSO as director of the company for a term of three years. Its mandate will expire after the annual general meeting in 2014
   Management   Yes   Against   Against
The general meeting resolves to proceed to the final appointment of Mr. Gerard RIES (co-opted by the Board of Directors on 15 December 2010, in replacement of Mr Gervais PELLISSIER, resigning director) as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014
   Management   Yes   Against   Against
The general meeting resolves to re-appoint Mr. Eric DEKEULENEER as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014. It appears from the elements known by the company and from the statement made by Mr. Eric DEKEULENEER that he meets the independence criteria set out in article 526ter of the Companies Code
   Management   Yes   For   For
The general meeting resolves to appoint CONSEILS GESTION ORGANISATION SA represented by Mr. Philippe DELAUNOIS as director of the company for a term of three years. Its mandate will expire after the annual general meeting in 2014. It appears from the elements known by the company and from the statement made by CONSEILS GESTION ORGANISATION SA represented by Mr. Philippe DELAUNOIS that they meet the independence criteria set out in article 526ter of the Companies Code
   Management   Yes   For   For
The general meeting resolves to appoint SOGESTRA SPRL (company in the process of incorporation) represented by Mrs. Nadine ROZENCWEIG-LEMAITRE as director of the company for a term of three years. Its mandate will expire after the annual general meeting in 2014. It appears from the elements known by the company and from the statement made by SOGESTRA SPRL (company in the process of incorporation) represented by Mrs Nadine ROZENCWEIG- LEMAITRE that they meet the independence criteria set out in article 526ter of the Companies Code
   Management   Yes   For   For
The general meeting resolves to appoint Mr. Johan DESCHUYFFELEER as director of the company for a term of three years. His mandate will expire after the annual general meeting in 2014. It appears from the elements known by the company and from the statement made by Mr. Johan DESCHUYFFELEER that he meets the independence criteria set out in article 526ter of the Companies Code
   Management   Yes   For   For
On the proposal of the Board of Directors, the general meeting resolves as follows: The remuneration of each independent director is fixed at a lump sum of thirty three thousand euro (EUR 33,000) per full financial year. An additional remuneration of two thousand two hundred euro (EUR 2,200) will be granted for each meeting of a committee of the company which the director concerned has personally attended. The payment of this remuneration will be made (where applicable pro rata) after the general meeting has approved the annual accounts for the relevant financial year. The remuneration of the president of the Board of Directors is fixed at a lump sum of sixty-six thousand euro (EUR 66,000) per full financial year and for the entire duration of his mandate as president. An additional remuneration of two thousand two hundred euro (EUR 2,200) will be granted for each meeting of a committee of the company of which the president is a member and which he has personally attended. The payment of this remuneration will be made (where applicable pro rata) after the general meeting has approved the annual accounts for the relevant financial year. The mandate of the other directors is not remunerated, pursuant to article 20 of the company’s by-laws and the company’s Corporate Governance Charter
   Management   Yes   For   For
The general meeting resolves to apply the exception in article 520ter of the Companies Code (combined with article 525 of the Companies Code) with respect to the variable remuneration of the members of the executive management. It resolves, in particular, to maintain (and to the extent necessary, to ratify the application of) the same remuneration policy as that of preceding years for the members of the executive management with respect to the variable part short term (“performance bonus”), the Strategic Letter and the LTI’s as mentioned in the remuneration report published by the company
   Management   Yes   Against   Against
On the recommendation of the audit committee and on the proposal of the Board of Directors, the general meeting resolves to appoint Deloitte Bedrijfsrevisoren/Reviseurs d’Entreprises SC SCRL, represented by Mr. Rik Neckebroeck as auditor of the company for a period of three years expiring after the annual general meeting in 2014. The remuneration of the auditor for the accomplishment of its statutory mission is fixed at a lump sum of two hundred and sixteen thousand euro (EUR 216,000) per year
   Management   Yes   For   For
The general meeting resolves to remove the transitional provision in article 12 of the company’s by-laws
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 13, 3rd paragraph of the company’s by-laws with the following text: “Directors whose mandate has expired may be re-appointed, within the limits set out by the Companies Code regarding re-appointment as an independent director”
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 16, 2nd paragraph of the company’s by-laws with the following text: “Convocations must mention the place, date, time and agenda of the meeting. They must be sent out in advance within a reasonable timeframe by means of a letter, fax, e-mail or any other written means”
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 16, 4th paragraph of the company’s by-laws with the following text: “Any director may grant a proxy by letter, fax, e-mail or any other means to another director to represent him/her/it at a meeting of the Board of Directors”
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 25, 2nd paragraph of the company’s by-laws with the following text: “The conditions for the appointment of members of the management committee, their dismissal, their remuneration, the duration of their mission and the operational mode of the management committee, are determined by the Board of Directors in accordance with the applicable provisions of the Companies Code”
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 26 of the company’s by-laws with the following text: ARTICLE 26 - REMUNERATION AND NOMINATION COMMITTEE The remuneration and nomination committee assists the Board of Directors and is therefore notably entrusted with the following duties: making proposals to the Board of Directors on the remuneration policy for the directors, the members of the management committee (if applicable) and the members of other committees discussing the general management of the company as defined in article 96 Section 3 of the Companies Code and, where applicable, on the resultant proposals which must be submitted by the Board of Directors to the shareholders; making proposals to the Board of Directors on the individual remuneration of the directors, the members of the management committee (if applicable) and the members of other committees discussing the general management of the company as defined in article 96 Section 3 of the Companies Code, including the variable remuneration and long-term performance bonuses — whether or not stock-related — in the form of stock options or other financial instruments, and severance payments, and where applicable, on the resultant proposals which are submitted by the Board of Directors to the shareholders; drafting the Remuneration Report with a view to its insertion by the Board of Directors in the Corporate Governance Statement as defined in article 96 Section 2 of the Companies Code; commenting on the Remuneration Report at the annual General Meeting; providing recommendations to the Board of Directors on the nomination of directors, the members of the management committee (if applicable) and the members of other committees discussing the general management of the company as defined in article 96 Section 3 of the Companies Code; ensuring that the selection and evaluation procedures of the directors, the members of the management committee (if applicable) and the members of other committees discussing the general management of the company as defined in article 96 Section 3 of the Companies Code, are carried out in the most objective way possible. The remuneration and nomination committee regularly reports to the Board of Directors on the exercise of its duties. The remuneration and nomination committee must convene when necessary for the proper operation of the committee, and at least twice a year. The remuneration and nomination committee must at all times be composed of at least three directors. All members of the remuneration and nomination committee must be non-executive directors and a majority of them must be independent directors within the meaning of the Companies Code. Without prejudice to the foregoing, the said committee is chaired by the chairman of the Board of Directors or by another non-executive director. The members of the remuneration and nomination committee are appointed and may be dismissed at any time by the Board of Directors. The duration of the mandate of a member of the remuneration and nomination committee may not exceed the duration of his/ her/its mandate as a director
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 31 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: ARTICLE 31 - CONVOCATION The Board of Directors or the Auditor(s) convene(s) the General Meeting. These convocations must at least contain the elements set out in article 533bis of the Companies Code. The convocations are issued in the form and within the deadlines prescribed by articles 533 and following of the Companies Code. The agenda must mention the subjects which are to be treated, as well as the proposed resolutions. The proposal of the audit committee with respect to the appointment or re-appointment of the statutory auditor is listed in the agenda. Every year, at least one General Meeting is held whose agenda includes, among other things: discussion of the Management Report and Auditor(s)’(s) Report, the vote on the Remuneration Report, discussion and approval of the Annual Accounts, the appropriation of the results, the discharge to be granted to the directors and to the auditor(s) and, if the case arises, the appointment of director(s) and auditor(s) and prior approval of any agreement entered into with an executive director, a member of the management committee (if applicable) or a member of another committee discussing the general management of the company as defined in article 96 Section 3 of the Companies Code, containing a severance payment exceeding 12 months of remuneration, or, on the reasoned advice of the remuneration and nomination committee, exceeding 18 months of remuneration. Persons who must be invited to a General Meeting pursuant to the Companies Code, and who take part in a meeting or are represented there, are considered to have been validly convened. These persons may, before or after a General Meeting which they did not attend, renounce the right to invoke a lack of convocation or any irregularity in the convocation
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 32 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: ARTICLE 32 - ADMISSION The right to participate in the General Meeting and to vote is subject to the registration of the shares in the name of the shareholder on the fourteenth day preceding the General Meeting, at midnight (Belgian time), or by the registration of registered shares in the shareholders’ register, or by their registration in the accounts of an authorised custody account holder or clearing institution, regardless of the number of shares held by the shareholder on the day of the General Meeting. The day and hour set out in the first paragraph constitute the record date. The shareholder notifies the company, or the person designated by the company to this end, of his/her/its intention to participate in the General Meeting, at the latest on the sixth calendar day preceding the date of the General Meeting. In order to be admitted to the General Meeting, the shareholder must in addition also be able to prove his/her identity. The representative of a shareholder, who is a legal person, must be able to present the documents proving his/her capacity as company representative or proxy holder, at the latest before the commencement of the General Meeting. Transitional provision The owners of bearer shares must register on the record date by delivering the bearer shares to one or more financial intermediaries designated by the Board of Directors in the convocation, regardless of the number of shares held by the shareholder on the day of the General Meeting. The shareholder notifies the company, or the person designated by the company to this end, of his/her/its intention to participate in the General Meeting, at the latest on the sixth calendar day preceding the date of the General Meeting. In order to be admitted to the General Meeting, the shareholder must in addition also be able to prove his/her identity. The representative of a shareholder, who is a legal person, must be able to present the documents proving his/her capacity as company representative or proxy holder, at the latest before the commencement of the General Meeting
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 33 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies, into Belgian law. ARTICLE 33 - REPRESENTATION All shareholders having voting rights may vote personally or by proxy. A shareholder may designate, for a given General Meeting, only one person as a proxy holder, without prejudice to the exceptions set out in the Companies Code. The proxy holder must not be a shareholder. The designation of a proxy holder must take place in writing and must be signed by the shareholder. The Board of Directors may determine the form of the proxies in the convocation. The notification of the proxy to the company must be done by letter, fax or e-mail, in accordance with the modalities determined by the Board of Directors in the convocation. The proxy must be received by the company at the latest on the sixth calendar day preceding the date of the General Meeting. Any proxy received by the company before the publication of a revised agenda pursuant to article 533ter of the Companies Code remains valid for the items covered by the proxy. As an exception to the foregoing, with respect to the items on the agenda which are the subject of newly submitted proposed resolutions pursuant to article 533ter of the Companies Code, the proxy holder may, at the general meeting, deviate from potential voting instructions given by his/her/its principal if the accomplishment of these instructions would risk compromising the interests of his/her/its principal. The proxy holder must inform his/her/its principal of this fact
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 35 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: ARTICLE 35 ADJOURNMENT The Board of Directors has the right, during the meeting, to postpone the decision in relation to the approval of the annual accounts of the company by five weeks. This postponement has no effect on the other resolutions taken, except if the General Meeting resolves otherwise. The Board of Directors must re-convene the General Meeting within the five-week period in order to resolve the adjourned items on the agenda. Formalities fulfilled in order to attend the first General Meeting, including the registration of securities or the potential notification of proxies or forms used to vote by correspondence, remain valid for the second Meeting. New notifications of proxies or of forms used to vote by correspondence will be authorised, within the deadlines and under the conditions contained in the current by-laws. The General Meeting may only be postponed once. The second General Meeting makes final resolutions on the adjourned items on the agenda
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 36, 2nd paragraph of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: Holders of bonds, warrants and certificates issued with the cooperation of the company may attend the General Meeting, but only with an advisory vote. The right to attend the General Meeting is subject to the same formalities as those which are applicable in accordance with the provisions of the present by-laws, to the shareholders, depending on the nature of the securities concerned
   Management   Yes   For   For
The general meeting resolves to replace the current text of article 37 of the company’s by-laws with the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: ARTICLE 37 - DELIBERATION Before entering the meeting, an attendance list setting out the names and the addresses of the shareholders as well as the number of shares held by them, is signed by the shareholders or by their proxy holders. An attendance list indicating the names and addresses of the holder of bonds, warrants and certificates issued with the cooperation of the company as well as the number of securities held by them, is also signed by each of them or by their proxy holders. The General Meeting cannot deliberate on points that are not contained in the agenda, unless all shareholders are present or represented at the General Meeting and unanimously resolve to deliberate on these points. The directors answer the questions addressed to them by the shareholders at the meeting or in writing with respect to their report or to other points on the agenda, to the extent that the communication of data is not likely to cause prejudice to the commercial interests of the company or to the confidentiality obligations that the company or the directors have committed to. The auditor(s) answer the questions addressed to them by the shareholders, at the meeting or in writing with respect to his (their) report, to the extent that the communication of data is not likely to cause prejudice to the commercial interests of the company or to the confidentiality obligations that the company, the directors or the auditors have committed to. The shareholders have the right to ask questions during the meeting or in writing. The written questions may be addressed to the company by electronic means to the address mentioned in the convocation to the General Meeting. The written questions must be received by the company at the latest on the sixth calendar day preceding the date of the General Meeting. Unless otherwise provided by the law and the by-laws, the resolutions must be taken by a simple majority of votes cast, regardless of the number of shares represented at the meeting. Blank and invalid votes are not added to the votes cast. The votes must be taken by a show of hands or by roll call, unless the General Meeting resolves otherwise by a simple majority of votes cast. The foregoing does not affect the right of each shareholder to vote by correspondence, by means of a form made available by the company and containing at least the elements set out in article 550 Section 2 of the Companies Code. The form used to vote by correspondence must be received by the company at the latest on the sixth calendar day preceding the General Meeting. The form used to vote by correspondence addressed to the company for a General Meeting is valid for the successive General Meetings convened with the same agenda. Any form used to vote by correspondence received by the company before the publication of a revised agenda pursuant to article 533ter of the Companies Code remains valid for the items on the agenda which are covered by it. By means of an exception to the foregoing, the vote exercised with respect to an item on the agenda which is the object of a newly proposed resolution in application of article 533ter of the Companies Code, is null and void
   Management   Yes   For   For
The general meeting resolves to add a 3rd paragraph to article 38 of the company’s by-laws by adding the following text, under the suspensive condition of the adoption, the publication in the Belgian Official Gazette and the entry into force of any legislation transposing directive 2007/36/EC of 11 July 2007 on the exercise of certain rights of shareholders in listed companies into Belgian law: The minutes must at least contain the elements set out in article 546 of the Companies Code and are published on the website of the company within fifteen calendar days after the General Meeting
   Management   Yes   For   For
The general meeting confers on Mr. Johan VAN DEN CRUIJCE, with the right of substitution, all powers necessary to immediately proceed with the coordination of the text of the company’s by-laws in accordance with the resolutions taken following the proposed resolutions nos. 19 to 24, to sign it and to file it with the clerk of the relevant Commercial Court, in accordance with the applicable legal provisions. The general meeting also confers on Mr. Johan VAN DEN CRUIJCE, with the right of substitution, all powers necessary to proceed with the coordination of the text of the company’s by-laws in accordance with the resolutions taken following the proposed resolutions nos. 25 to 31, to sign it and to file it with the clerk of the relevant Commercial Court, in accordance with the applicable legal provisions, as soon as the suspensive condition set out in the proposed resolutions is realised
   Management   Yes   For   For
Pursuant to article 556 of the Companies Code, the general meeting approves and, to the extent necessary, ratifies article 10.1 (i) of the “Revolving Credit Facility Agreement” entered into on 22 December 2010 between the company and Atlas Services Belgium SA
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: RECKITT BENCKISER GROUP PLC
Exchange Ticker Symbol:
CUSIP #: G74079107
Shareholder Meeting Date: 05-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive the 2010 report and financial statements
   Management   Yes   For   For
To approve the Directors’ remuneration report
   Management   Yes   Against   Against
To declare a final dividend
   Management   Yes   For   For
To re-elect Adrian Bellamy
   Management   Yes   For   For
To re-elect Peter Harf
   Management   Yes   For   For
To re-elect Bart Becht
   Management   Yes   For   For
To re-elect Graham Mackay
   Management   Yes   For   For
To elect Liz Doherty
   Management   Yes   For   For
To re-appoint PricewaterhouseCoopers LLP as auditors
   Management   Yes   For   For
To authorise the Directors to determine the auditors’ remuneration
   Management   Yes   For   For
To renew the Directors’ authority to allot shares
   Management   Yes   Against   Against
To renew the Directors’ power to disapply pre-emption rights
   Management   Yes   For   For
To renew the Company’s authority to purchase its own shares
   Management   Yes   For   For
To approve the calling of General Meetings on 14 clear days’ notice
   Management   Yes   Against   Against
To approve changes to the rules of the Company’s Share Plans
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: HAVAS, 2 ALLEE DE LONGCHAMP SURESNES
Exchange Ticker Symbol:
CUSIP #: F47696111
Shareholder Meeting Date: 10-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Review and approval of the annual financial statements for the financial year 2010
   Management   Yes   For   For
Review and approval of the consolidated financial statements for the financial year 2010
   Management   Yes   For   For
Allocation of income for the financial year
   Management   Yes   For   For
Setting the amount of attendance allowances for 2011
   Management   Yes   For   For
Approval of the Agreements pursuant to Article L. 225-38 of the Commercial Code (Agreements concluded between the companies Bollore and Havas)
   Management   Yes   For   For
Approval of the Agreements pursuant to Article L. 225-38 of the Commercial Code (cancellation of the Agreement concluded between the Company Havas and the company EURO RSCG, and cancellation of the Agreement between the Company Havas and the company EURO RSCG Worldwide)
   Management   Yes   For   For
Renewal of Mr. Vincent BOLLORE’s term as Board member
   Management   Yes   For   For
Appointment of Mrs. Mercedes ERRA as Board member
   Management   Yes   For   For
Renewal of Mr. Antoine VEIL’s term as Board member
   Management   Yes   For   For
Renewal of Mr. Jacques SEGUELA’s term as Board member
   Management   Yes   For   For
Renewal of Mr. Pierre GODE’s term as Board member
   Management   Yes   For   For
Renewal of Mr. Yves CANNAC’s term as Board member
   Management   Yes   For   For
Renewal of term of the company BOLLORE as Board member
   Management   Yes   For   For
Renewal of term of the company LONGCHAMP PARTICIPATIONS as Board member
   Management   Yes   For   For
Renewal of term of the company FINANCIERE DE LONGCHAMP as Board member
   Management   Yes   For   For
Authorization granted to the Board of Directors to purchase shares of the Company
   Management   Yes   Against   Against
Authorization granted to the Board of Directors to reduce capital by cancellation of shares previously purchased as part of a share repurchase program
   Management   Yes   For   For
Delegation of authority to the Board of Directors to increase share capital in favor of members of a company savings plan
   Management   Yes   For   For
Delegation of authority to the Board of Directors to increase share capital in favor of given categories of beneficiaries
   Management   Yes   For   For
Amendment of Article 22 of the Statutes “Nature and convening”
   Management   Yes   For   For
Amendment of Article 23 of the Statutes ‘Agenda”
   Management   Yes   For   For
Powers to accomplish the formalities
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: ITV PLC, LONDON
Exchange Ticker Symbol:
CUSIP #: G4984A110
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive and adopt the Report and Accounts
   Management   Yes   For   For
To approve the Remuneration report
   Management   Yes   Against   Against
To elect Lucy Neville-Rolfe as a non-executive director
   Management   Yes   For   For
To re-elect John Ormerod as a non-executive director
   Management   Yes   For   For
To re-appoint KPMG Audit Plc as auditors
   Management   Yes   For   For
To authorise the directors to determine the auditors’ remuneration
   Management   Yes   For   For
Authority to allot shares
   Management   Yes   For   For
Disapplication of pre-emption rights
   Management   Yes   For   For
Political donations
   Management   Yes   For   For
Purchase of own shares
   Management   Yes   For   For
Length of notice period for general meetings
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: BIC SA
Exchange Ticker Symbol:
CUSIP #: F10080103
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the corporate financial statements for FY 2010
   Management   Yes   For   For
Approval of the consolidated financial statements for FY 2010
   Management   Yes   For   For
Allocation of income and setting of the dividend
   Management   Yes   For   For
Directors’ attendance fees
   Management   Yes   For   For
Authorisation to be given to the Board of Directors to trade in the Company’s shares
   Management   Yes   For   For
Renewal of Mr. Francois Bich’s appointment as a director
   Management   Yes   Against   Against
Renewal of Mrs. Marie-Pauline Chandon-Moet’s appointment as a director
   Management   Yes   Against   Against
Renewal of Mr. Frederic Rostand’s appointment as a director
   Management   Yes   For   For
Renewal of Deloitte & Associe’s appointment as statutory auditor
   Management   Yes   For   For
Renewal of Beas’ appointment as standby statutory auditor
   Management   Yes   For   For
Renewal of Grant Thornton’s appointment as statutory auditor
   Management   Yes   For   For
Renewal of Igec’s appointment as standby statutory auditor
   Management   Yes   For   For
Authorisation to be given to the Board of Directors to reduce the authorised capital by cancelling shares purchased pursuant to article L.225-209 of the Code de commerce
   Management   Yes   For   For
Amendment of article 14 “Chairman, CEO and Managing Directors” of the Articles of Association
   Management   Yes   For   For
Powers for accomplishing the necessary legal formalities
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA
Exchange Ticker Symbol:
CUSIP #: X3232T104
Shareholder Meeting Date: 11-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Submission and approval of the board of directors reports and auditors reports for the annual financial statements for the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010), which are included at the annual financial report for the corresponding period of January 1st, 2010 until December 31st,2010, according to article 4 of the l. 3556/2007
   Management   Yes   For   For
Submission and approval of the company’s corporate and consolidated financial statements for the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010), which are included at the annual financial report for the corresponding period of January 1st, 2010 until December 31st, 2010, according to article 4 of the l. 3556/2007
   Management   Yes   For   For
Approval of earnings distribution for the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010), which are included at the annual financial report for the corresponding period of January 1st, 2010 until December 31st, 2010, according to article 4 of the l. 3556/2007
   Management   Yes   For   For
Discharge of both the members of the board of directors and the auditors from any liability for indemnity with respect to the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010) and approval of the administrative and representation acts of the board of directors
   Management   Yes   For   For
Approval of remuneration and compensation payments to the members of the board of directors for attendance and participation at the board of directors, for the eleventh (11th) fiscal year (commencing on January 1st, 2010 until December 31st, 2010)
   Management   Yes   For   For
Preliminary approval of remuneration and the compensation payments to the members of the board of directors of the company extraordinary of the members for the current twelfth (12th) fiscal year (commencing on January 1st, 2011 until December 31st, 2011)
   Management   Yes   Abstain   Against
Nomination of regular and substitute certified auditors for the current twelfth (12th) fiscal year (commencing on January 1st, 2011 until December 31st, 2011) and determination of their fees
   Management   Yes   For   For
Ratification of the election of new members of the board of directors in replacement of the resigned members — appointment of independent members of the board of directors
   Management   Yes   Abstain   Against
Audit committee’s duties renewal
   Management   Yes   For   For
Granting permission, pursuant to article 23a, paragraph 1 of the C.L. 2190/1920, to members of the board of directors and officers of the company’s departments and divisions to participate in boards of directors or in the management of group’s companies and their associate companies for the purposes set out in article 42e paragraph 5, of the C.L. 2190/1920
   Management   Yes   For   For
Amendment of the articles of association in line with l.3873/2010 and l.3884/2010
   Management   Yes   Abstain   Against
Other announcements
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: WILLIAM HILL PLC
Exchange Ticker Symbol:
CUSIP #: G9645P117
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive the annual report and accounts and the reports of the directors and auditors thereon
   Management   Yes   For   For
To approve the directors’ remuneration report
   Management   Yes   For   For
To declare a final dividend on the ordinary shares of 5.8 p per share
   Management   Yes   For   For
To elect Gareth Davis as a director of the company
   Management   Yes   For   For
To elect David Lowden as a director of the company
   Management   Yes   For   For
To re-elect Neil Cooper as a director of the company
   Management   Yes   For   For
To re-elect David Edmonds as a director of the company
   Management   Yes   For   For
To re-elect Ashley Highfield as a director of the company
   Management   Yes   For   For
To re-elect Ralph Toppings as a director of the company
   Management   Yes   For   For
To re-appoint Deloitte LLP as auditors of the Company
   Management   Yes   Against   Against
To authorise the directors to determine the remuneration of the auditors of the Company
   Management   Yes   Against   Against
To authorise the Company or any of its subsidiaries to make donations to political organizations and to incur political expenditure
   Management   Yes   For   For
To renew the directors’ authority to allot relevant securities
   Management   Yes   For   For
To renew the directors’ authority under Section 570 of the Companies Act 2006 to allot equity securities for cash
   Management   Yes   For   For
To renew the Company’s authority to make market purchases of ordinary shares
   Management   Yes   For   For
That a general meeting, other than an Annual General Meeting, may be called at not less than 14 clear days’ notice
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: CHINA DONGXIANG GROUP CO LTD
Exchange Ticker Symbol:
CUSIP #: G2112Y109
Shareholder Meeting Date: 12-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive and adopt the audited financial statements and the reports of the directors and the auditors for the year ended 31 December 2010
   Management   Yes   For   For
To declare a final dividend
   Management   Yes   For   For
To declare a final special dividend
   Management   Yes   For   For
To re-elect Mr. Chen Yihong as an executive director
   Management   Yes   For   For
To re-elect Mr. Xu Yudi as an independent non-executive director
   Management   Yes   For   For
To re-elect Mr. Jin Zhi Guo as an independent non-executive director
   Management   Yes   For   For
To re-elect Ms. Sandrine Zerbib as an executive director
   Management   Yes   For   For
To authorise the board of directors of the Company to fix the remuneration of the directors
   Management   Yes   For   For
To re-appoint Messrs. PricewaterhouseCoopers as auditors of the Company and authorise the board of directors to fix their remuneration
   Management   Yes   For   For
Ordinary resolution No. 5 set out in the notice of AGM (to give general mandate to issue Shares)
   Management   Yes   Against   Against
Ordinary resolution No. 6 set out in the notice of AGM (to give general mandate to repurchase Shares)
   Management   Yes   For   For
Ordinary resolution No. 7 set out in the notice of AGM (to give general mandate to extend the general mandate to the directors to issue Shares)
   Management   Yes   Against   Against
To authorise the board of directors of the Company to pay out of the share premium account such interim dividends as may be declared from time to time
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: LADBROKES PLC
Exchange Ticker Symbol:
CUSIP #: G5337D107
Shareholder Meeting Date: 13-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive and adopt the reports and accounts for 2010
   Management   Yes   For   For
To declare a final dividend
   Management   Yes   For   For
To appoint R I Glynn as a director
   Management   Yes   For   For
To appoint J M Kelly as a director
   Management   Yes   For   For
To re-appoint P Erskine as a director
   Management   Yes   For   For
To re-appoint R J Ames as a director
   Management   Yes   For   For
To re-appoint B G Wallace as a director
   Management   Yes   For   For
To re-appoint S Bailey as a director
   Management   Yes   For   For
To re-appoint J F Jarvis as a director
   Management   Yes   For   For
To re-appoint C J Rodrigues as a director
   Management   Yes   For   For
To re-appoint D M Shapland as a director
   Management   Yes   For   For
To re-appoint C P Wicks as a director
   Management   Yes   For   For
To re-appoint Ernst & Young LLP as auditor and to authorise the directors to agree the auditor’s remuneration
   Management   Yes   For   For
To approve the remuneration report
   Management   Yes   Against   Against
To authorise political donations and expenditure
   Management   Yes   For   For
To authorise the Company to purchase its own shares
   Management   Yes   For   For
To authorise the directors to allot shares
   Management   Yes   For   For
To disapply Section 561(1) of the Companies Act 2006
   Management   Yes   For   For
To authorise the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days
   Management   Yes   Against   Against
To amend the share Incentive plan
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: VALE S A
Exchange Ticker Symbol:
CUSIP #: P9661Q148
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Proposal for the increase of the share capital, through the capitalization of reserves, without the issuance of shares, and the consequent amendment of the main part of article 5 of the corporate bylaws
   Management   Yes   For   For
Proposal for the increase of the share capital, through the capitalization of reserves, without the issuance of shares, and the consequent amendment of the main part of article 5 of the corporate bylaws
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: OZ MINERALS LTD, MELBOURNE VIC
Exchange Ticker Symbol:
CUSIP #: Q7161P106
Shareholder Meeting Date: 18-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Re-election of Mr Dean Pritchard as a Director
   Management   Yes   For   For
Election of Ms Rebecca McGrath as a Director
   Management   Yes   For   For
Adoption of Remuneration Report(advisory only)
   Management   Yes   For   For
Return of Capital to Shareholders
   Management   Yes   For   For
Consolidation of Shares
   Management   Yes   For   For
Approval of Adjustment of Performance Rights
   Management   Yes   For   For
Adoption of New Constitution
   Management   Yes   For   For
Approval of Proportional Takeover Provisions
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: AIXTRON SE, AACHEN
Exchange Ticker Symbol:
CUSIP #: D0198L143
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 124,910,037.47 as follows: Payment of a dividend of EUR 0.60 per no-par share EUR 64,202,117.87 shall be carried forward Ex-dividend and payable date: May 20, 2011
   Management   Yes   For   For
Ratification of the acts of the Board of MDs
   Management   Yes   For   For
Ratification of the acts of the Supervisory Board
   Management   Yes   For   For
Elections to the Supervisory Board: Wolfgang Blaettchen
   Management   Yes   For   For
Elections to the Supervisory Board: Petra Denk
   Management   Yes   For   For
Elections to the Supervisory Board: Holger Juergensen
   Management   Yes   For   For
Elections to the Supervisory Board: Karl-Hermann Kuklies
   Management   Yes   For   For
Elections to the Supervisory Board: Ruediger von Rosen
   Management   Yes   For   For
Elections to the Supervisory Board: Kim Schindelhauer
   Management   Yes   For   For
Resolution on the remuneration for the first Supervisory Board The members of the first Supervisory Board shall receive a remuneration of EUR 18,000, the chairman shall receive three times the amount and his deputy one and a half times the amount for the period of December 22 & December 31, 2010. The members of the first Supervisory Board shall receive a remuneration of EUR 25,000, the chairman shall receive three times the amount and his deputy one and a half times the amount for the period of January 1 & May 19, 2011
   Management   Yes   For   For
Resolution on the adjustment of the remuneration for the new elected Supervisory Board, and the corresponding amendments to the articles of association Section 17(3) shall be amended in respect of the members of the Supervisory Board receiving an annual remuneration of EUR 25,000, the chairman three times the amount and his deputy one and a half times the amount. Section 17(4) shall be amended in respect of each ordinary member of the Supervisory Board receiving an attendance fee of EUR 2,000 per attended committee meeting, the chairman receiving three times the amount
   Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Deloitte Touche GmbH, Dusseldorf
   Management   Yes   For   For
Resolution on the creation of new authorized capital and the corresponding amendment to the articles of association a) The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 40,471,946 through the issue of new registered no-par shares against payment in cash and/or kind, on or before May 18, 2016 (authorized capital 2011). Shareholders shall be granted subscription rights except for the compensation of residual amounts, to satisfy conversion and/ or option rights for the protection against dilution, and for the increase of share capital for the issue of shares for acquisition purposes
   Management   Yes   For   For
Amendment of paragraph 11 and 17 of the statute of Aixtron se: repeal and amendment of 11 paragraph 2 of the statute
   Management   Yes   For   For
Amendment of paragraph 11 and 17 of the statute of Aixtron se: repeal of paragraph 11 paragraph 3 and.17 paragraph 6 of the statute
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: NEXT
Exchange Ticker Symbol:
CUSIP #: G6500M106
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive and adopt the accounts and reports
   Management   Yes   For   For
To approve the remuneration report
   Management   Yes   For   For
To declare a final dividend of 53p per share
   Management   Yes   For   For
To re-elect Christos Angelides as a director
   Management   Yes   For   For
To re-elect Steve Barber as a director
   Management   Yes   For   For
To re-elect John Barton as a director
   Management   Yes   For   For
To re-elect Christine Cross as a director
   Management   Yes   For   For
To re-elect Jonathan Dawson as a director
   Management   Yes   For   For
To re-elect David Keens as a director
   Management   Yes   For   For
To elect Francis Salway as a director
   Management   Yes   For   For
To re-elect Andrew Varley as a director
   Management   Yes   For   For
To re-elect Simon Wolfson as a director
   Management   Yes   For   For
To re-appoint Ernst and Young LLP as auditors and authorise the directors to set their remuneration
   Management   Yes   For   For
Director’s authority to allot shares
   Management   Yes   For   For
Authority to disapply pre-emption rights
   Management   Yes   For   For
Authority for on-market purchase of own shares
   Management   Yes   For   For
Authority for off-market purchase of own shares
   Management   Yes   For   For
Notice period for general meetings
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: STATOIL ASA
Exchange Ticker Symbol:
CUSIP #: R8413J103
Shareholder Meeting Date: 19-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
The board of directors proposes that the general meeting elects the chair of the corporate assembly, Olaug Svarva, as chair of the meeting
   Management   Yes   For   For
Approval of the notice and the agenda
   Management   Yes   For   For
Election of two persons to co-sign the minutes together with the chair of the meeting
   Management   Yes   For   For
Approval of the annual report and accounts for Statoil ASA and the Statoil group for 2010 including the board of directors’ proposal for distribution of dividend: The board of directors proposes a total dividend of NOK 6.25 per share for 2010. The dividend accrues to the shareholders as of 19 May 2011. Expected payment of dividends is 1 June 2011
   Management   Yes   For   For
Declaration on stipulation of salary and other remuneration for executive management: In accordance with section 6-16a of the Public Limited Companies Act, the board of directors will prepare a statement regarding the settlement of salary and other remuneration for executive management. The content of the statement is included in note 6 to Statoil’s annual report and accounts for 2010 which have been prepared in accordance with accounting principles generally accepted in Norway (NGAAP). The general meeting will consider the statement by an advisory vote
   Management   Yes   For   For
Determination of remuneration for the company’s auditor
   Management   Yes   For   For
The nomination committee proposes the following changes to the remuneration to the corporate assembly: Chair from NOK 100,000/yearly to NOK 103,500/yearly, Deputy Chair from NOK 52,500/yearly to NOK 54,500/yearly, Members from NOK 37,000/yearly to NOK 38,250/yearly and Deputy Members from NOK 5,250/meeting to NOK 5,500/meeting
   Management   Yes   For   For
Election of member to the nomination committee: Bjorn Stale Haavik has informed that he wishes to withdraw from the nomination committee. The nomination committee nominates Ingrid Rasmussen, Director General, Department for Economic and Administrative Affairs, Ministry of Petroleum and Energy, as a new member of the nomination committee until the annual general meeting in 2012. For further information, see the nomination committee’s nomination on www.statoil.com. The other members of the nomination committee, Olaug Svarva (chair), Tom Rathke and Live Haukvik Aker, are elected until the annual general meeting in 2012
   Management   Yes   For   For
Determination of remuneration for the nomination committee: The nomination committee proposes the following changes to the remuneration to the nomination committee: Chair from NOK 10,000/meeting to NOK 10,400/meeting and Members from NOK 7,400/meeting to NOK 7,700/meeting
   Management   Yes   For   For
The board of directors is authorised on behalf of the company to acquire Statoil shares in the market. The authorisation may be used to acquire own shares at a total nominal value of up to NOK 20,000,000. Shares acquired pursuant to this authorisation may only be used for sale and transfer to employees of the Statoil group as part of the group’s share saving plan, as approved by the board of directors. The minimum and maximum amount that may be paid per share will be NOK 50 and 500 respectively. The authorisation is valid until the next annual general meeting, but not beyond 30 June 2012. This authorisation replaces the previous authorisation to acquire own shares for implementation of the share saving plan for employees granted by the annual general meeting on 19 May 2010
   Management   Yes   For   For
The board of directors of Statoil ASA is hereby authorised to acquire Statoil shares in the market on behalf of the company with a nominal value of up to NOK 187,500,000. The minimum and maximum amount that can be paid per share will be NOK 50 and NOK 500 respectively. Within these limits, the board of directors shall itself decide at what price and at what time such acquisition shall take place. Own shares acquired pursuant to this authorisation may only be used for annulment through a reduction of the company’s share capital, pursuant to the Public Limited Companies Act section 12-1. The authorisation is valid until the next annual general meeting, but not beyond 30 June 2012
   Management   Yes   For   For
The general meeting approves that adjustments in the Marketing Instructions for Statoil ASA, adopted by the general meeting on 25 May 2001, be made to the provisions concerning reference price for crude oil and NGL, thereby ensuring Statoil the necessary incentives to obtain the highest possible value for the state and Statoil’s oil and gas under the market conditions prevailing at any time. The adjustments to the Marketing Instructions as such are made by the state, represented by the Ministry of Petroleum and Energy
   Management   Yes   For   For
Changes to the articles of association: articles 4, 9 and 11
   Management   Yes   For   For
Adopt instruction for the nomination committee: In accordance with the proposed change to the articles of association article 11, and as recommended by The Norwegian Code of Practice for Corporate Governance, the board recommends that the general meeting adopts the “Instruction for the nomination committee in Statoil ASA” (to be found on www.statoil.com)
   Management   Yes   For   For
PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Statoil’s extraction of tar sands is a strategic path that: a) has substantial negative climate, environmental — and social impact, b) is not in line with Statoil’s sustainable development and environmental goals and values and c) damages the company’s credibility and reputation, and exposes the shareholders to economic risks. Extraction of tar sands is not compatible with the international ambition to limit global temperature rise below 2 degrees Celsius. It is not in the shareholders’ long term interest that Statoil continues its extraction of oil from tar sands. Statoil shall divest from tar sands extraction in Canada
   Shareholder   Yes   Against   For

 

 

     
Issuer of Portfolio Security: LEGRAND SA, LIGUEIL
Exchange Ticker Symbol:
CUSIP #: F56196185
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the corporate financial statements for the financial year ended December 31, 2010
   Management   Yes   For   For
Approval of the consolidated financial statements for the financial year ended December 31, 2010
   Management   Yes   For   For
Allocation of income
   Management   Yes   For   For
Agreements pursuant to Article L. 225-38 of the Commercial Code
   Management   Yes   For   For
Renewal of term of the company Deloitte & Associes as principal Statutory Auditor
   Management   Yes   For   For
Renewal of term of the company BEAS as deputy Statutory Auditor
   Management   Yes   For   For
Authorization granted to the Board of Directors to allow the Company to trade its own shares
   Management   Yes   For   For
Setting the amount of attendance allowances allocated to the Board members
   Management   Yes   For   For
Appointment of Mrs. Eliane Chevalier as Board member
   Management   Yes   For   For
Authorization to cancel shares repurchased under the share repurchase program
   Management   Yes   For   For
Authorization granted to the Board of Directors to decide on one or several allocations of options to subscribe for or purchase shares
   Management   Yes   For   For
Authorization granted to the Board of Directors to carry out free allocation of shares
   Management   Yes   For   For
Delegation of authority granted to the Board of Directors to decide to issue shares or securities providing access to capital in favor of members of a Company or Group savings plan
   Management   Yes   For   For
Amendment of the Statutes regarding the time for reporting statutory thresholds crossing
   Management   Yes   For   For
Amendment of the Statutes regarding the power of the Board of Directors to appoint censors
   Management   Yes   For   For
Powers to accomplish all formalities
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: SMA SOLAR TECHNOLOGY AG, NIESTETAL
Exchange Ticker Symbol:
CUSIP #: D7008K108
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 540,156,574.15 as follows: Payment of a dividend of EUR 3 per no-par share EUR 436,056,574.15 shall be carried forward Ex-dividend and payable date: May 27, 2011
   Management   Yes   For   For
Ratification of the acts of the Board of MDs: Guenther Cramer
   Management   Yes   For   For
Ratification of the acts of the Board of MDs: Peter Drews
   Management   Yes   For   For
Ratification of the acts of the Board of MDs: Roland Grebe
   Management   Yes   For   For
Ratification of the acts of the Board of MDs: Pierre-Pascal Urbon
   Management   Yes   For   For
Ratification of the acts of the Board of MDs: Marko Werner
   Management   Yes   For   For
Ratification of the acts of the Board of MDs: Juergen Dolle
   Management   Yes   For   For
Ratification of the acts of the Board of MDs: Uwe Hertel
   Management   Yes   For   For
Ratification of the acts of the Supervisory Board
   Management   Yes   For   For
Appointment of auditors for the 2011 financial year: Deloitte and Touche GmbH, Hanover
   Management   Yes   For   For
Elections to the Supervisory Board: Guenther Cramer
   Management   Yes   For   For
Elections to the Supervisory Board: Peter Drews
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: POINT INC.
Exchange Ticker Symbol:
CUSIP #: J63944102
Shareholder Meeting Date: 26-May-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: TABCORP HOLDINGS LIMITED TAH
Exchange Ticker Symbol:
CUSIP #: Q8815D101
Shareholder Meeting Date: 01-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
That, pursuant to section 256C(1) of the Corporations Act 2001 (Cth), subject to and conditional on: (a) the scheme of arrangement proposed to be made between the Company and the holders of its fully paid ordinary shares, and to be considered at a meeting of holders of its fully paid ordinary shares this day (the “Scheme”), being approved by the Supreme Court of Victoria (with or without modification); and (b) an office copy of the Order of the Supreme Court of Victoria approving the Scheme being lodged with the Australian Securities and Investments Commission, the following reduction of the share capital of the Company is approved, namely, the reduction on the Demerger Date (as defined in the Scheme) by an amount of AUD2,219,808,249, with the reduction being effected and satisfied by applying such amount equally CONTD
   Management   Yes   For   For
That, pursuant to section 136(2) of the Corporations Act 2001 (Cth), the Company’s Constitution is amended by: (a) in Rule 4(c)(i), deleting the words “out of the profits of the Company available for dividend”; and (b) deleting Rule 112 and the heading to it and substituting: “No interest on dividends 112. No dividend or other moneys payable on or in respect of a share carries interest as against the Company”
  Management   Yes   For   For
That, pursuant to section 411 of the Corporation Act 2001 (Cth), the scheme of arrangement proposed to be made between the Company and the holders of its fully paid ordinary shares, as more particularly described in the Scheme of Arrangement which is contained in the booklet of which the Notice convening this meeting forms part, is approved (with or without modification as approved by the Supreme Court of Victoria)
  Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: CONSTRUCCIONES Y AUXILIAR DE FERROCARRILES SA CAF,
Exchange Ticker Symbol:
CUSIP #: E31774115
Shareholder Meeting Date: 04-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To approve the annual financial statements (balance sheet, income statement, statement of changes in equity, cash flow statement and the notes thereto) of the company and its consolidated group for 2010, and to approve the conduct of the company’s affairs
   Management   Yes   For   For
To resolve on the distribution of earnings of Construcciones Y Auxiliar De Ferrocarriles, S.A. for 2010 as follows: Voluntary reserves:
                
EUR 76,655 thousand, Dividends: EUR 35,995 thousand and Total: EUR 112,650 thousand; Accordingly, it is proposed to distribute a gross dividend of EUR 10.5 per share, payable on 7 July 2011 and subject to the tax withholdings established by law, resulting in a net dividend of EUR 8.5 per share
   Management   Yes   For   For
To amend the Bylaws of Construcciones Y Auxiliar De Ferrocarriles, S.A. in order to bring the same into line with the new Spanish Limited Liability Companies Act and other legislative changes; The proposed amendment of the Bylaws and the report thereon issued by the Board of Directors are available at the corporate web www.caf.es
   Management   Yes   For   For
To amend the Regulations of the General Meeting of the Shareholders of Construcciones Y Auxiliar De Ferrocarriles, S.A. in order to bring the same into line with the new Spanish Limited Liability Companies Act and other legislative changes, and with the Bylaws; The proposed amendment of the Bylaws and the report thereon issued by the Board of Directors are available at the corporate web www.caf.es
   Management   Yes   For   For
To re-elect Mr. Jose Miguel de la Rica Basagoiti to the Board of Directors for the statutory term of five years under the category of “other external directors”
   Management   Yes   For   For
To re-elect Mr. Fermin Arrese Arratibel to the Board of Directors for the statutory term of five years under the category of “shareholder representatives”
   Management   Yes   For   For
To reappoint, for one year, Deloitte, S.L., being an entity with registered address at Plaza Pablo Ruiz Picasso, 1, Torre Picasso, Madrid and Tax Code B-79104469, registered under No. S0692 in the Official Register of Auditors, as the auditor of the individual financial statements of Construcciones y Auxiliar de Ferrocarriles, S.A. and the consolidated financial statements of Construcciones y Auxiliar de Ferrocarriles, S.A. and Dependent Companies, which is to say the individual and consolidated financial statements for the year ended 31 December 2011
   Management   Yes   For   For
To confer the widest powers necessary in law upon the company’s Board of Directors to execute the above resolutions, and to clarify, rectify or supplement the said resolutions in conformity with the verbal or written indications of the Companies Registrar, and to authorise Messrs. Jose Maria Baztarrica Garijo and Alfredo Bayano Sarrate, respectively Chairman and Secretary to the Board, to appear jointly or severally before a Notary Public in order to formalise the pertinent public instruments, carrying out all actions necessary to procure entry in the Companies Registry of those resolutions adopted at the Annual General Meeting that may require registration
   Management   Yes   For   For
To approve the minutes to the meeting
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: PUBLICIS GROUPE SA, PARIS
Exchange Ticker Symbol:
CUSIP #: F7607Z165
Shareholder Meeting Date: 07-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the corporate financial statements for the financial year 2010
   Management   Yes   For   For
Approval of the consolidated financial statements for the financial year 2010
   Management   Yes   For   For
Allocation of income for the financial year and setting the dividend
   Management   Yes   For   For
Discharge of duties to the Executive Board
   Management   Yes   For   For
Discharge of duties to the Supervisory Board members
   Management   Yes   For   For
Setting the amount of attendance allowances allocated to Supervisory Board members
   Management   Yes   For   For
Regulated Agreement between the Company and one of its shareholders holding more than 10% of the voting rights
   Management   Yes   For   For
Renewal of Mr. Simon Badinter’s term as Supervisory Board member
   Management   Yes   For   For
Renewal of term of the company Mazars as principal Statutory Auditor
   Management   Yes   For   For
Authorization to be granted to the Executive Board to allow the Company to trade its own shares
   Management   Yes   Against   Against
Authorization to be granted to the Executive Board to reduce capital by cancellation of treasury shares
   Management   Yes   For   For
Delegation of authority to be granted to the Executive Board to decide to issue shares or securities, while maintaining preferential subscription rights
   Management   Yes   Against   Against
Delegation of authority to be granted to the Executive Board to decide to issue shares or securities with cancellation of preferential subscription rights, by way of a public offer
   Management   Yes   Against   Against
Delegation of authority to be granted to the Executive Board to decide to issue shares or securities with cancellation of preferential subscription rights, through private investment
   Management   Yes   Against   Against
Authorization to be granted to the Executive Board to issue shares, equity securities within the limit of 10% and with the right to set the issue price
   Management   Yes   Against   Against
Delegation of authority to be granted to the Executive Board to decide to increase share capital by incorporation of reserves, profits, premiums or other amounts
   Management   Yes   For   For
Delegation of authority to be granted to the Executive Board to decide to issue shares or securities providing access to the capital of the Company in case of public offer initiated by the Company
   Management   Yes   Against   Against
Delegation of authority to be granted to the Executive Board to carry out the issuance of shares or securities, in consideration for in-kind contributions granted to the Company within the limit of 10% of share capital
   Management   Yes   Against   Against
Authorization to be granted to the Executive Board to increase the number of issuable securities in case of capital increase with or without preferential subscription rights within the limit of 15% of the issuance — on granting
   Management   Yes   Against   Against
Authorization to be granted to the Executive Board to increase share capital by issuing equity securities or securities providing access to the capital of the Company with cancellation of preferential subscription rights in favor of members of a company savings plan
   Management   Yes   For   For
Delegation of authority to be granted to the Executive Board to decide to increase share capital with cancellation of shareholders’ preferential subscription rights in favor of specific categories of beneficiaries
   Management   Yes   For   For
Authorization to be granted to the Executive Board to carry out free allocation of shares to employees and corporate officers
   Management   Yes   For   For
Overall limitation of capital increase authorizations
   Management   Yes   For   For
Right to use authorizations granted by the General Meeting in case of public offer involving the Company
   Management   Yes   Against   Against
Amendment of Article 10 II of the Statutes: age limit of Executive Board members
   Management   Yes   For   For
Amendment of Article 20 of the Statutes: shareholder’s representation at the General Meeting
   Management   Yes   For   For
Powers
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: PAGESJAUNES, SEVRES
Exchange Ticker Symbol:
CUSIP #: F6954U126
Shareholder Meeting Date: 07-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the annual financial statements for the year ended December 31, 2010
   Management   Yes   For   For
Approval of the consolidated financial statements for the year ended December 31, 2010
   Management   Yes   For   For
Allocation of income for the year ended December 31, 2010, as shown in the annual financial statements, and its distribution
   Management   Yes   For   For
Agreements regulated by article l. 225-38 of the code de commerce
   Management   Yes   For   For
Authorisation to be granted to the Board of Directors to trade in PagesJaunes Groupe shares
   Management   Yes   For   For
Renewal of Mr Jean-Christophe Germani’s appointment as a director
   Management   Yes   Against   Against
Renewal of Mr Hugues Lepic’s appointment as a director
   Management   Yes   Against   Against
Renewal of Mediannuaire’s appointment as a director
   Management   Yes   Against   Against
Attendance fees allocated to the Board of Directors
   Management   Yes   For   For
Institution of a dual voting right and corresponding amendment of article 10 of the articles of association
   Management   Yes   Against   Against
Authorisation to the Board of Directors to reduce the capital by cancelling shares
   Management   Yes   For   For
Authorisation to the Board of Directors to allocate free shares in the company
   Management   Yes   For   For
Delegation of powers to the board of directors to make capital increases reserved for members of a PagesJaunes Group PEP
   Management   Yes   For   For
Powers for the necessary legal formalities
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: SINOPEC YIZHENG CHEMICAL FIBRE COMPANY LIMITED
Exchange Ticker Symbol:
CUSIP #: Y9841W106
Shareholder Meeting Date: 08-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To receive, consider and approve the Report of the Board of the Directors of the Company for the year 2010
   Management   Yes   For   For
To receive, consider and approve the Report of the Supervisory Committee of the Company for the year 2010
   Management   Yes   For   For
To receive, consider and approve the audited Financial Statements and the Report of the Auditors of the Company for the year 2010
   Management   Yes   For   For
To receive, consider and approve the scheme of profit distribution of the Company for the year 2010
   Management   Yes   Abstain   Against
To re-appoint KPMG Huazhen and KPMG as the domestic and international auditors of the Company for the year 2011, and authorize the Board of Directors to fix their remuneration
   Management   Yes   For   For
To elect Mr. Sun Yu-guo as a director of the Six Session of the Board of Directors of the Company
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: MACRONIX INTL CO LTD
Exchange Ticker Symbol:
CUSIP #: Y5369A104
Shareholder Meeting Date: 10-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
The 2010 business reports and financial statements
   Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 1.7 per share
   Management   Yes   For   For
The revision to the articles of incorporation
   Management   Yes   For   For
The issuance of securities via public underlying or private placement
   Management   Yes   Against   Against
The election of the independent directors: John C.F. Chen ID No. N100056255
   Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
   Management   Yes   Against   Against
Other issues and extraordinary motions
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: LITE-ON IT CORP
Exchange Ticker Symbol:
CUSIP #: Y5319C101
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
The 2010 financial statements
   Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD2.35 per share
   Management   Yes   For   For
The issuance of new shares from retained earnings and staff bonus. proposed stock dividend:5 for 1,000 shs held
   Management   Yes   For   For
The revision to the articles of incorporation
   Management   Yes   For   For
The revision to the procedures of asset acquisition or disposal
   Management   Yes   For   For
Other issues and extraordinary motions
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: MEDIATEK INCORPORATION
Exchange Ticker Symbol:
CUSIP #: Y5945U103
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
The 2010 business reports and financial statements
   Management   Yes   For   For
The 2010 profit distribution.-proposed cash dividend: TWD20 per share
   Management   Yes   For   For
To merge Ralink Technology Corp / TW0003534004 company via shares swap by new shares issuance
   Management   Yes   For   For
The revision to the procedures of monetary loans and endorsement and guarantee
   Management   Yes   For   For
The revision to the articles of incorporation
   Management   Yes   For   For
The revision to the procedures of the election of the directors and supervisors
   Management   Yes   For   For
Other issues and extraordinary motions
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: TOKAI RIKA CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J85968105
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Profits
   Management   Yes   For   For
Amend Articles to: Reduce Board Size to 16, Adopt Reduction of Liability System for Outside Directors
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   Against   Against
Appoint a Corporate Auditor
   Management   Yes   Against   Against
Appoint a Corporate Auditor
   Management   Yes   For   For
Approve Payment of Bonuses to Directors and Corporate Auditors
   Management   Yes   Against   Against
Authorize Use of Stock Options, and Allow Board to Authorize Use of Stock Option Plan
   Management   Yes   For   For
Approve Changes on the Stock Option Plans Authorized in the Previous Meetings Due to Adopting an Executive Officer System
   Management   Yes   For   For
Approve Provision of Retirement Allowance for Directors and Corporate Auditors
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: YOUNG FAST OPTOELECTRONICS CO LTD
Exchange Ticker Symbol:
CUSIP #: Y98498101
Shareholder Meeting Date: 15-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
The 2010 business reports and financial statements
   Management   Yes   For   For
The 2010 profit distribution. Proposed cash dividend: TWD 5.5 per share
   Management   Yes   For   For
The issuance of new shares from retained earnings and capital reserves. Proposed stock dividend: 10 for 1,000 SHS held. Proposed bonus issue: 40 for 1,000 SHS held
   Management   Yes   For   For
The revision to the procedures of asset acquisition or disposal
   Management   Yes   For   For
The revision to the procedures of monetary loans
   Management   Yes   For   For
The revision to the procedures of endorsement and guarantee
   Management   Yes   For   For
The revision to the rules of the election of the directors and supervisors
   Management   Yes   For   For
The revision to the rules of shareholder meeting
   Management   Yes   For   For
The establishment for the rules of supervisors authority
   Management   Yes   For   For
The proposal of tax-free of cash injection in 2010
   Management   Yes   For   For
The election of the director: Tejen Lin, Shareholder no. (id. No.): 3032
   Management   Yes   For   For
The election of the director: Sol Young Enterprises Co., Ltd., Shareholder no. (id. No.): 2395
   Management   Yes   For   For
The election of the director: Sheng-Hui Chen, Shareholder no. (id. No.): 2375
   Management   Yes   For   For
The election of the director: Chih-Chiang Pai, Shareholder no. (id. No.): 11
   Management   Yes   For   For
The election of the director: Yi-Chuan Hsu, Shareholder no. (id. No.): 3051
   Management   Yes   For   For
The election of the independent director: Cheng-Kun Kuo, Shareholder no. (id. No.): 3551
   Management   Yes   For   For
The election of the independent director: Wei-Lin Wang, Shareholder no. (id. No.): 3549
   Management   Yes   For   For
The election of the supervisor: Hold-Key Electric Wire & Cable Co., Ltd., Shareholder no. (id. No.): 560
   Management   Yes   Against   Against
The election of the supervisor: Wen-Cheng Wu, Shareholder no. (id. No.): 3543
   Management   Yes   For   For
The election of the supervisor: Chia-Yen Lin, Shareholder no. (id. No.): 55903
   Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
   Management   Yes   Against   Against
Extraordinary motions
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: OMEGA PHARMA SA
Exchange Ticker Symbol:
CUSIP #: B6385E125
Shareholder Meeting Date: 17-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the resolution on renewal of the authorization of the board of directors to raise the share capital, within the limits of the existing authorization included in article 5 bis of the articles of association, in one or several instalment(s) by a maximum amount of EUR 16,467,228.26 within a period of five years counting from the date of the announcement of the resolution in the annexes to the Belgian Official Gazette and consequently amendment of article 5 bis of the articles of association, as specified
   Management   Yes   Against   Against
Approval of the resolution to change the day and the hour of the annual meeting and consequently to amend section 1 of article 30 of the articles of association as specified
   Management   Yes   For   For
Approval of the resolution to authorize the board of directors and subsequently delete and replace in article 53 of the articles of association “9 June 2009” by “17 June 2011”
   Management   Yes   For   For
Approval of the proposed assignment
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: CAPCOM CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J05187109
Shareholder Meeting Date: 17-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Retained Earnings
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Amend the Compensation to be received by Directors
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: DONGFENG MTR GROUP CO LTD
Exchange Ticker Symbol:
CUSIP #: Y21042109
Shareholder Meeting Date: 21-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
To consider and approve the report of the board of directors (the “Board”) of the Company for the year ended 31 December 2010
   Management   Yes   For   For
To consider and approve the report of the supervisory committee of the Company for the year ended 31 December 2010
   Management   Yes   For   For
To consider and approve the report of the international auditors and audited financial statements of the Company for the year ended 31 December 2010
   Management   Yes   For   For
To consider and approve the profit distribution proposal of the Company for the year ended 31 December 2010 and authorise the Board to deal with all issues in relation to the Company’s distribution of final dividend for the year 2010
   Management   Yes   For   For
To consider and approve the authorization to the Board to deal with all issues in relation to the Company’s distribution of interim dividend for the year 2011. (including, but not limited to, determining whether to distribute interim dividend for the year 2010)
   Management   Yes   For   For
To consider and approve the re-appointment of Ernst & Young as the international auditors of the Company, and Ernst & Young Hua Ming as the PRC auditors of the Company for the year 2011 to hold office until the conclusion of the next annual general meeting, and to authorize the Board to fix their remuneration
   Management   Yes   For   For
To consider and approve the authorization of the Board to determine the remuneration of the directors and the supervisors of the Company for the year 2011
   Management   Yes   For   For
To consider and approve the authorization to the Board to deal with all issues in relation to guarantees provided to third parties by the Company, provided that the maximum amount of guarantees provided to third parties from 2011 to 2013 will not exceed RMB1 billion
   Management   Yes   For   For
To consider and approve the provision of a guarantee in respect of a bank unified credit of USD 80 million per year obtained by China Dongfeng Motor Industry Import and Export Co., Ltd., a subsidiary of the Company, from 2011 to 2013
   Management   Yes   For   For
To give grant a general mandate to the Board to issue, allot and deal with additional shares in the Company not exceeding 20 per cent. of each of the existing Domestic Shares and H Shares in issue
   Management   Yes   Against   Against
To consider and approve the amendments to the Articles of Association of the Company
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: EISAI CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J12852117
Shareholder Meeting Date: 21-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Approve Issuance of Share Acquisition Rights as Stock Options to Employees of the Company
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: SQUARE ENIX HOLDINGS CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J7659R109
Shareholder Meeting Date: 22-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: SEGA SAMMY HOLDINGS INC.
Exchange Ticker Symbol:
CUSIP #: J7028D104
Shareholder Meeting Date: 23-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Amend Articles to: Expand Business Lines
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: TAKEDA PHARMACEUTICAL COMPANY LIMITED
Exchange Ticker Symbol:
CUSIP #: J8129E108
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Retained Earnings
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   Against   Against
Approve Payment of Bonuses to Directors
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: COMPAL ELECTRONICS INC
Exchange Ticker Symbol:
CUSIP #: Y16907100
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
The 2010 business reports and financial statements
   Management   Yes   For   For
The 2010 profit distribution. proposed cash dividend: TWD 2.7 per share
   Management   Yes   For   For
The revision to the articles of incorporation
   Management   Yes   For   For
The proposal to release the prohibition on directors from participation in competitive business
   Management   Yes   Against   Against
The revision to the procedures of the election of the directors and supervisors
   Management   Yes   For   For
Other issues and extraordinary motions
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: JAPAN TOBACCO INC.
Exchange Ticker Symbol:
CUSIP #: J27869106
Shareholder Meeting Date: 24-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Retained Earnings
   Management   Yes   For   For
Amend Articles to: Adopt Reduction of Liability System for All Directors and All Auditors
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: DENA CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J1257N107
Shareholder Meeting Date: 25-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Retained Earnings
   Management   Yes   For   For
Amend Articles to: Adopt Restriction to the Rights for Odd-Lot Shares
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: DAITO TRUST CONSTRUCTION CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J11151107
Shareholder Meeting Date: 28-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Retained Earnings
   Management   Yes   For   For
Amend Articles to:Expand Business Lines
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Granting of Retirement Benefits to Retiring Directors and Payment of Retirement Benefits for Termination Resulting from the Abolition of Retirement Benefits System
   Management   Yes   For   For
Issuance of Subscription Rights to Shares in the form of Stock Options for Stock-linked Compensation to Directors
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: JGC CORPORATION
Exchange Ticker Symbol:
CUSIP #: J26945105
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Retained Earnings
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: NIPPON ELECTRIC GLASS CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J53247110
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Retained Earnings
   Management   Yes   Abstain   Against
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Substitute Corporate Auditor
   Management   Yes   For   For
Approve Payment of Bonuses to Directors
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: KOITO MANUFACTURING CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J34899104
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Profits
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   Against   Against
Appoint a Corporate Auditor
   Management   Yes   Against   Against
Approve Provision of Retirement Allowance for Directors and Corporate Auditors
   Management   Yes   Against   Against
Approve Payment of Bonuses to Directors and Corporate Auditors
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: SANKYO CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J67844100
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approve Appropriation of Retained Earnings
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Approve Provision of Retirement Allowance for Retiring Directors
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: KOBAYASHI PHARMACEUTICAL CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J3430E103
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   For   For
Appoint a Corporate Auditor
   Management   Yes   Against   Against
Appoint a Supplementary Auditor
   Management   Yes   For   For

 

 

     
Issuer of Portfolio Security: OBIC CO.,LTD.
Exchange Ticker Symbol:
CUSIP #: J5946V107
Shareholder Meeting Date: 29-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Approval of the Financial Statements for the 44th Fiscal Year
   Management   Yes   Abstain   Against
Approve Appropriation of Retained Earnings
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Appoint a Director
   Management   Yes   For   For
Approve Payment of Bonuses to Corporate Officers
   Management   Yes   Against   Against

 

 

     
Issuer of Portfolio Security: FREENET AG, BUEDELSDORF
Exchange Ticker Symbol:
CUSIP #: D3689Q134
Shareholder Meeting Date: 30-Jun-2011
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
    Who   Whether   Withhold   Whether Vote
    Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
Resolution on the appropriation of the distributable profit of EUR 262,259,767.48 as follows: Payment of a dividend of EUR 0.80 per no-par share EUR 179,850,954.68 shall be carried forward Ex-dividend and payable date: July 1, 2011
   Management   Yes   For   For
Ratification of the acts of the Board of MDs
   Management   Yes   Against   Against
Ratification of the acts of the Supervisory Board
   Management   Yes   For   For
Appointment of auditors for the a) 2011 financial year: PricewaterhouseCoopers AG, Frankfurt b) interim accounts: PricewaterhouseCoopers AG, Frankfurt
   Management   Yes   For   For
Approval of the remuneration system for the Board of MDs
   Management   Yes   For   For
Elections to the Supervisory Board: a) Niclas Rauscher b) Hartmut Schenk
   Management   Yes   For   For
Resolution on the adjustment to Section 2 of the articles of association in respect of the company subject
   Management   Yes   For   For
Resolution on the creation of new authorized capital and the amendment to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 19,000,000 through the issue of new bearer no-par shares against contributions in cash and/or kind, for a period of five years, on or before March 24, 2015 (authorized capital 2011). Shareholders’ subscription rights may be excluded for a capital increase against cash payment of up to 10 percent of the share capital if the shares are issued at a price not materially below the market price of identical shares, for the issue of shares against payment in kind, and for residual amounts
   Management   Yes   For   For

 

 

Lateef Fund
     
MASTERCARD INCORPORATED
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: MA
  Primary Security ID: 57636Q104
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US57636Q1040
CUSIP: 57636Q104
  SEDOL: B121557
Country: USA
  Meeting Date: 21-Sep-10
Record Date: 26-Jul-10
  Cutoff Date: 20-Sep-10
Meeting Type: Annual
  Shares Available to Vote: 36816
Shares on Loan: 0
  Shares Voted: 36816
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1      
Declassify the Board of Directors
  Yes   For   For   For   For   No   Yes   Management
2      
Reduce Supermajority Vote Requirement
  Yes   For   For   For   For   No   Yes   Management
3      
Amend Board Qualifications
  Yes   For   For   For   For   No   Yes   Management
4      
Amend Stock Ownership Limitations
  Yes   For   For   For   For   No   Yes   Management
5      
Adjourn Meeting
  Yes   For   For   For   For   No   Yes   Management
6.1      
Elect Director Nancy J. Karch
  Yes   For   For   For   For   No   Yes   Management
6.2      
Elect Director Jose Octavio Reyes Lagunes
  Yes   For   For   For   For   No   Yes   Management
6.3      
Elect Director Edward Suning Tian
  Yes   For   For   For   For   No   Yes   Management
6.4      
Elect Director Silvio Barzi
  Yes   For   For   For   For   No   Yes   Management
7      
Approve Executive Incentive Bonus Plan
  Yes   For   For   For   For   No   Yes   Management
8      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management

 

 

     
ACCENTURE PLC
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: CSA
  Primary Security ID: G1151C101
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: IE00B4BNMY34
CUSIP: G1151C101
  SEDOL: B412KX5
Country: Ireland
  Meeting Date: 3-Feb-11
Record Date: 13-Dec-10
  Cutoff Date: 2-Feb-11
Meeting Type: Annual
  Shares Available to Vote: 255240
Shares on Loan: 0
  Shares Voted: 255240
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1      
Accept Financial Statements and Statutory Reports
  Yes   For   For   For   For   No   Yes   Management
2      
Reelect Charles H. Giancarlo as a Director
  Yes   For   For   For   For   No   Yes   Management
3      
Reelect Dennis F. Hightower as a Director
  Yes   For   For   For   For   No   Yes   Management
4      
Reelect Blythe J. McGarvie as a Director
  Yes   For   For   For   For   No   Yes   Management
5      
Reelect Mark Moody-Stuart as a Director
  Yes   For   For   For   For   No   Yes   Management
6      
Reelect Pierre Nanterme as a Director
  Yes   For   For   For   For   No   Yes   Management
7      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management
8      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
9      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   One Year   Three Years   No   Yes   Management
10      
Authorize the Holding of the 2012 AGM at a Location Outside Ireland
  Yes   For   For   For   For   No   Yes   Management
11      
Authorize Open-Market Purchases of Class A Ordinary Shares
  Yes   For   For   For   For   No   Yes   Management
12      
Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
  Yes   For   For   For   For   No   Yes   Management

 

 

     
ROCKWELL COLLINS, INC.
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: COL
  Primary Security ID: 774341101
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US7743411016
CUSIP: 774341101
  SEDOL: 2767228
Country: USA
  Meeting Date: 4-Feb-11
Record Date: 6-Dec-10
  Cutoff Date: 3-Feb-11
Meeting Type: Annual
  Shares Available to Vote: 137496
Shares on Loan: 0
  Shares Voted: 137496
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1.1      
Elect Director C.A. Davis
  Yes   For   For   For   For   No   Yes   Management
1.2      
Elect Director R.E. Eberhart
  Yes   For   For   For   For   No   Yes   Management
1.3      
Elect Director D. Lilley
  Yes   For   For   For   For   No   Yes   Management
2      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
3      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   One Year   Three Years   No   Yes   Management
4      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management

 

 

     
QUALCOMM INCORPORATED
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: QCOM
  Primary Security ID: 747525103
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US7475251036
CUSIP: 747525103
  SEDOL: 2714923
Country: USA
  Meeting Date: 8-Mar-11
Record Date: 10-Jan-11
  Cutoff Date: 7-Mar-11
Meeting Type: Annual
  Shares Available to Vote: 276383
Shares on Loan: 0
  Shares Voted: 276383
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1.1      
Elect Director Barbara T. Alexander
  Yes   For   For   For   For   No   Yes   Management
1.2      
Elect Director Stephen M. Bennett
  Yes   For   For   For   For   No   Yes   Management
1.3      
Elect Director Donald G. Cruickshank
  Yes   For   For   For   For   No   Yes   Management
1.4      
Elect Director Raymond V. Dittamore
  Yes   For   For   For   For   No   Yes   Management
1.5      
Elect Director Thomas W. Horton
  Yes   For   For   For   For   No   Yes   Management
1.6      
Elect Director Irwin Mark Jacobs
  Yes   For   For   For   For   No   Yes   Management
1.7      
Elect Director Paul E. Jacobs
  Yes   For   For   For   For   No   Yes   Management
1.8      
Elect Director Robert E. Kahn
  Yes   For   For   For   For   No   Yes   Management
1.9      
Elect Director Sherry Lansing
  Yes   For   For   For   For   No   Yes   Management
1.10      
Elect Director Duane A. Nelles
  Yes   For   For   For   For   No   Yes   Management
1.11      
Elect Director Francisco Ros
  Yes   For   For   For   For   No   Yes   Management
1.12      
Elect Director Brent Scowcroft
  Yes   For   For   For   For   No   Yes   Management
1.13      
Elect Director Marc I. Stern
  Yes   For   For   For   For   No   Yes   Management
2      
Amend Omnibus Stock Plan
  Yes   For   For   For   For   No   Yes   Management
3      
Amend Qualified Employee Stock Purchase Plan
  Yes   For   For   For   For   No   Yes   Management
4      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management
5      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
6      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   One Year   Three Years   No   Yes   Management
7      
Require a Majority Vote for the Election of Directors
  Yes   Against   For   For   For   Yes   Yes   Share Holder

 

 

     
TERADATA CORPORATION
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: TDC
  Primary Security ID: 88076W103
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US88076W1036
CUSIP: 88076W103
  SEDOL: B247H10
Country: USA
  Meeting Date: 26-Apr-11
Record Date: 1-Mar-11
  Cutoff Date: 25-Apr-11
Meeting Type: Annual
  Shares Available to Vote: 343232
Shares on Loan: 0
  Shares Voted: 343232
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1      
Elect Director Nancy E. Cooper
  Yes   For   For   For   For   No   Yes   Management
2      
Elect Director David E. Kepler
  Yes   For   For   For   For   No   Yes   Management
3      
Elect Director William S. Stavropoulos
  Yes   For   For   For   For   No   Yes   Management
4      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
5      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   One Year   One Year   No   Yes   Management
6      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management

 

 

     
BERKSHIRE HATHAWAY INC.
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: BRK.B
  Primary Security ID: 084670702
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US0846707026
CUSIP: 084670108
  SEDOL: 2073390
Country: USA
  Meeting Date: 30-Apr-11
Record Date: 2-Mar-11
  Cutoff Date: 29-Apr-11
Meeting Type: Annual
  Shares Available to Vote: 126662
Shares on Loan: 0
  Shares Voted: 126662
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1.1      
Elect Director Warren E. Buffett
  Yes   For   For   For   For   No   Yes   Management
1.2      
Elect Director Charles T. Munger
  Yes   For   For   For   For   No   Yes   Management
1.3      
Elect Director Howard G. Buffett
  Yes   For   For   For   For   No   Yes   Management
1.4      
Elect Director Stephen B. Burke
  Yes   For   For   For   For   No   Yes   Management
1.5      
Elect Director Susan L. Decker
  Yes   For   For   For   For   No   Yes   Management
1.6      
Elect Director William H. Gates III
  Yes   For   For   For   For   No   Yes   Management
1.7      
Elect Director David S. Gottesman
  Yes   For   For   For   For   No   Yes   Management
1.8      
Elect Director Charlotte Guyman
  Yes   For   For   For   For   No   Yes   Management
1.9      
Elect Director Donald R. Keough
  Yes   For   For   For   For   No   Yes   Management
1.10      
Elect Director Thomas S. Murphy
  Yes   For   For   For   For   No   Yes   Management
1.11      
Elect Director Ronald L. Olson
  Yes   For   For   For   For   No   Yes   Management
1.12      
Elect Director Walter Scott, Jr.
  Yes   For   For   For   For   No   Yes   Management
2      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
3      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   One Year   Three Years   No   Yes   Management
4      
Adopt Quantitative GHG Goals for Products and Operations
  Yes   Against   For   For   For   Yes   Yes   Share Holder

 

 

     
AFLAC INCORPORATED
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: AFL
  Primary Security ID: 001055102
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US0010551028
CUSIP: 001055102
  SEDOL: 2026361
Country: USA
  Meeting Date: 2-May-11
Record Date: 23-Feb-11
  Cutoff Date: 29-Apr-11
Meeting Type: Annual
  Shares Available to Vote: 278229
Shares on Loan: 0
  Shares Voted: 278229
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1      
Elect Director Daniel P. Amos
  Yes   For   For   For   For   No   Yes   Management
2      
Elect Director John Shelby Amos II
  Yes   For   For   For   For   No   Yes   Management
3      
Elect Director Paul S. Amos II
  Yes   For   For   For   For   No   Yes   Management
4      
Elect Director Michael H. Armacost
  Yes   For   For   For   For   No   Yes   Management
5      
Elect Director Kriss Cloninger III
  Yes   For   For   For   For   No   Yes   Management
6      
Elect Director Elizabeth J. Hudson
  Yes   For   For   For   For   No   Yes   Management
7      
Elect Director Douglas W. Johnson
  Yes   For   For   For   For   No   Yes   Management
8      
Elect Director Robert B. Johnson
  Yes   For   For   For   For   No   Yes   Management
9      
Elect Director Charles B. Knapp
  Yes   For   For   For   For   No   Yes   Management
10      
Elect Director E. Stephen Purdom
  Yes   For   For   For   For   No   Yes   Management
11      
Elect Director Barbara K. Rimer
  Yes   For   For   For   For   No   Yes   Management
12      
Elect Director Marvin R. Schuster
  Yes   For   For   For   For   No   Yes   Management
13      
Elect Director David Gary Thompson
  Yes   For   For   For   For   No   Yes   Management
14      
Elect Director Robert L. Wright
  Yes   For   For   For   For   No   Yes   Management
15      
Elect Director Takuro Yoshida
  Yes   For   For   For   For   No   Yes   Management
16      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
17      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   One Year   One Year   No   Yes   Management
18      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management

 

 

     
SUNCOR ENERGY INC
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: SU
  Primary Security ID: 867224107
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: CA8672241079
CUSIP: 867224107
  SEDOL: B3NB1P2
Country: Canada
  Meeting Date: 3-May-11
Record Date: 4-Mar-11
  Cutoff Date: 28-Apr-11
Meeting Type: Annual
  Shares Available to Vote: 380788
Shares on Loan: 0
  Shares Voted: 380788
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1.1      
Elect Director Mel E. Benson
  Yes   For   For   For   For   No   Yes   Management
1.2      
Elect Director Dominic D’Alessandro
  Yes   For   For   For   For   No   Yes   Management
1.3      
Elect Director John T. Ferguson
  Yes   For   For   For   For   No   Yes   Management
1.4      
Elect Director W. Douglas Ford
  Yes   For   For   For   For   No   Yes   Management
1.5      
Elect Director Richard L. George
  Yes   For   For   For   For   No   Yes   Management
1.6      
Elect Director Paul Haseldonckx
  Yes   For   For   For   For   No   Yes   Management
1.7      
Elect Director John R. Huff
  Yes   For   For   For   For   No   Yes   Management
1.8      
Elect Director Jacques Lamarre
  Yes   For   For   For   For   No   Yes   Management
1.9      
Elect Director Brian F. MacNeill
  Yes   For   For   For   For   No   Yes   Management
1.10      
Elect Director Maureen McCaw
  Yes   For   For   For   For   No   Yes   Management
1.11      
Elect Director Michael W. O’Brien
  Yes   For   For   For   For   No   Yes   Management
1.12      
Elect Director James W. Simpson
  Yes   For   For   For   For   No   Yes   Management
1.13      
Elect Director Eira Thomas
  Yes   For   For   For   For   No   Yes   Management
2      
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
  Yes   For   For   For   For   No   Yes   Management
3      
Advisory Vote on Executive Compensation Approach
  Yes   For   For   For   For   No   Yes   Management

 

 

     
EMC CORPORATION
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: EMC
  Primary Security ID: 268648102
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US2686481027
CUSIP: 268648102
  SEDOL: 2295172
Country: USA
  Meeting Date: 4-May-11
Record Date: 7-Mar-11
  Cutoff Date: 3-May-11
Meeting Type: Annual
  Shares Available to Vote: 414176
Shares on Loan: 0
  Shares Voted: 414176
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1      
Elect Director Michael W. Brown
  Yes   For   For   For   For   No   Yes   Management
2      
Elect Director Randolph L. Cowen
  Yes   For   For   For   For   No   Yes   Management
3      
Elect Director Michael J. Cronin
  Yes   For   For   For   For   No   Yes   Management
4      
Elect Director Gail Deegan
  Yes   For   For   For   For   No   Yes   Management
5      
Elect Director James S. DiStasio
  Yes   For   For   For   For   No   Yes   Management
6      
Elect Director John R. Egan
  Yes   For   For   For   For   No   Yes   Management
7      
Elect Director Edmund F. Kelly
  Yes   For   For   For   For   No   Yes   Management
8      
Elect Director Windle B. Priem
  Yes   For   For   For   For   No   Yes   Management
9      
Elect Director Paul Sagan
  Yes   For   For   For   For   No   Yes   Management
10      
Elect Director David N. Strohm
  Yes   For   For   For   For   No   Yes   Management
11      
Elect Director Joseph M. Tucci
  Yes   For   For   For   For   No   Yes   Management
12      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management
13      
Amend Omnibus Stock Plan
  Yes   For   For   For   For   No   Yes   Management
14      
Provide Right to Call Special Meeting
  Yes   For   For   For   For   No   Yes   Management
15      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
16      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   One Year   One Year   No   Yes   Management

 

 

     
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: EXPD
  Primary Security ID: 302130109
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US3021301094
CUSIP: 302130109
  SEDOL: 2325507
Country: USA
  Meeting Date: 4-May-11
Record Date: 7-Mar-11
  Cutoff Date: 3-May-11
Meeting Type: Annual
  Shares Available to Vote: 90123
Shares on Loan: 0
  Shares Voted: 90123
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1      
Elect Director Mark A. Emmert
  Yes   For   For   For   For   No   Yes   Management
2      
Elect Director R. Jordan Gates
  Yes   For   For   For   For   No   Yes   Management
3      
Elect Director Dan P. Kourkoumelis
  Yes   For   For   For   For   No   Yes   Management
4      
Elect Director Michael J. Malone
  Yes   For   For   For   For   No   Yes   Management
5      
Elect Director John W. Meisenbach
  Yes   For   For   For   For   No   Yes   Management
6      
Elect Director Peter J. Rose
  Yes   For   For   For   For   No   Yes   Management
7      
Elect Director James L.k. Wang
  Yes   For   For   For   For   No   Yes   Management
8      
Elect Director Robert R. Wright
  Yes   For   For   For   For   No   Yes   Management
9      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
10      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   One Year   One Year   No   Yes   Management
11      
Approve Stock Option Plan
  Yes   For   For   For   For   No   Yes   Management
12      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management

 

 

     
EXPRESS SCRIPTS, INC.
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: ESRX
  Primary Security ID: 302182100
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US3021821000
CUSIP: 302182100
  SEDOL: 2326469
Country: USA
  Meeting Date: 4-May-11
Record Date: 7-Mar-11
  Cutoff Date: 3-May-11
Meeting Type: Annual
  Shares Available to Vote: 200386
Shares on Loan: 0
  Shares Voted: 200386
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1.1      
Elect Director Gary G. Benanav
  Yes   For   For   For   For   No   Yes   Management
1.2      
Elect Director Maura C. Breen
  Yes   For   For   For   For   No   Yes   Management
1.3      
Elect Director Nicholas J. LaHowchic
  Yes   For   For   For   For   No   Yes   Management
1.4      
Elect Director Thomas P. Mac Mahon
  Yes   For   For   For   For   No   Yes   Management
1.5      
Elect Director Frank Mergenthaler
  Yes   For   For   For   For   No   Yes   Management
1.6      
Elect Director Woodrow A. Myers Jr.
  Yes   For   For   For   For   No   Yes   Management
1.7      
Elect Director John O. Parker, Jr.
  Yes   For   For   For   For   No   Yes   Management
1.8      
Elect Director George Paz
  Yes   For   For   For   For   No   Yes   Management
1.9      
Elect Director Samuel K. Skinner
  Yes   For   For   For   For   No   Yes   Management
1.10      
Elect Director Seymour Sternberg
  Yes   For   For   For   For   No   Yes   Management
2      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management
3      
Provide Right to Call Special Meeting
  Yes   For   For   For   For   No   Yes   Management
4      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
5      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   One Year   Three Years   No   Yes   Management
6      
Approve Omnibus Stock Plan
  Yes   For   For   For   For   No   Yes   Management
7      
Report on Political Contributions
  Yes   Against   For   For   For   Yes   Yes   Share Holder

 

 

     
ROBERT HALF INTERNATIONAL INC.
    
 
    
Institutional Account Name: Lateef Fund / FundVantage Trust
 
    
Institutional Account Number: 2066
    
Ticker: RHI
  Primary Security ID: 770323103
Voting Policy: ISS
  Custodian: PNC Bank Corp.
Custodian Account Number: 0034340120342107
  ISIN: US7703231032
CUSIP: 770323103
  SEDOL: 2110703
Country: USA
  Meeting Date: 4-May-11
Record Date: 9-Mar-11
  Cutoff Date: 3-May-11
Meeting Type: Annual
  Shares Available to Vote: 490214
Shares on Loan: 0
  Shares Voted: 490214
                                         
            Voting                   Voted        
Item       Proposal   Management   ISS   Policy   Vote   Against   Voted_    
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   YN   Proponent
1.1      
Elect Director Andrew S. Berwick, Jr.
  Yes   For   For   For   For   No   Yes   Management
1.2      
Elect Director Edward W. Gibbons
  Yes   For   For   For   For   No   Yes   Management
1.3      
Elect Director Harold M. Messmer, Jr.
  Yes   For   For   For   For   No   Yes   Management
1.4      
Elect Director Barbara J. Novogradac
  Yes   For   For   For   For   No   Yes   Management
1.5      
Elect Director Robert J. Pace
  Yes   For   For   For   For   No   Yes   Management
1.6      
Elect Director Frederick A. Richman
  Yes   For   For   For   For   No   Yes   Management
1.7      
Elect Director M. Keith Waddell
  Yes   For   For   For   For   No   Yes   Management
2      
Ratify Auditors
  Yes   For   For   For   For   No   Yes   Management
3      
Amend Omnibus Stock Plan
  Yes   For   For   For   For   No   Yes   Management
4      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   Yes   Management
5      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   One Year   One Year   No   Yes   Management

 

 

     
C.H. ROBINSON WORLDWIDE, INC.
    
 
    
Custodian: The Bank of New York
  Custodian Account Number: 000495377
Voting Policy: ISS
  The Bank of New York
Ticker: CHRW
  Primary Security ID: 12541W209
ISIN: US12541W2098
  CUSIP: 12541W209
SEDOL: 2116228
  Country: USA
Meeting Date: 12-May-11
  Record Date: 15-Mar-11
Cutoff Date: 11-May-11
  Meeting Type: Annual
Shares Available to Vote: 38775
  Shares on Loan: 0
Shares Voted: 38775
    
                                             
            Voting                   Voted            
Item       Proposal   Management   ISS   Policy   Vote   Against   Date Ballot        
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   Received   Voted_YN   Proponent
1      
Elect Director Robert Ezrilov
  Yes   For   For   For   For   No   21-Apr-11   Yes   Management
2      
Elect Director Wayne M. Fortun
  Yes   For   For   For   For   No   21-Apr-11   Yes   Management
3      
Elect Director Brian P. Short
  Yes   For   Against   Against   For   No   21-Apr-11   Yes   Management
4      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   For   For   No   21-Apr-11   Yes   Management
5      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   One Year   One Year   No   21-Apr-11   Yes   Management
6      
Ratify Auditors
  Yes   For   For   For   For   No   21-Apr-11   Yes   Management
7      
Declassify the Board of Directors
  Yes   Against   For   For   For   Yes   21-Apr-11   Yes   Share Holder

 

 

     
SCRIPPS NETWORKS INTERACTIVE, INC.
    
 
    
Custodian: The Bank of New York
  Custodian Account Number: 000495377
Voting Policy: ISS
  The Bank of New York
Ticker: SNI
  Primary Security ID: 811065101
ISIN: US8110651010
  CUSIP: 811065101
SEDOL: B39QT24
  Country: USA
Meeting Date: 18-May-11
  Record Date: 22-Mar-11
Cutoff Date: 17-May-11
  Meeting Type: Annual
Shares Available to Vote: 226787
  Shares on Loan: 0
Shares Voted: 226787
    
                                             
            Voting                   Voted            
Item       Proposal   Management   ISS   Policy   Vote   Against   Date Ballot        
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   Received   Voted_YN   Proponent
1.1      
Elect Director David A. Galloway
  Yes   For   For   For   For   No   21-Apr-11   Yes   Management
1.2      
Elect Director Dale Pond
  Yes   For   For   For   For   No   21-Apr-11   Yes   Management
1.3      
Elect Director Ronald W. Tysoe
  Yes   For   For   For   For   No   21-Apr-11   Yes   Management

 

 

     
     
Company Name:
  State Street Corporation
Custodian:
  The Bank of New York
Custodian Account Number:
  000495377
Voting Policy:
  ISS
Ticker:
  STT
Primary Security ID:
  857477103
ISIN:
  US8574771031
CUSIP:
  857477103
SEDOL:
  2842040
Country:
  USA
Meeting Date:
  18-May-11
Record Date:
  15-Mar-11
Cutoff Date:
  17-May-11
Meeting Type:
  Annual
Shares Available to Vote:
  263991
Shares on Loan:
  0
Shares Voted:
  263991
                                         
        Voting                   Voted            
Item       Proposal   Management   ISS   Policy   Vote   Against   Date Ballot        
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   Received   Voted_YN   Proponent
1  
Elect Director K. Burnes
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
2  
Elect Director P. Coym
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
3  
Elect Director P. De Saint-Aignan
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
4  
Elect Director A. Fawcett
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
5  
Elect Director D. Gruber
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
6  
Elect Director L. Hill
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
7  
Elect Director J. Hooley
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
8  
Elect Director R. Kaplan
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
9  
Elect Director C. LaMantia
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
10  
Elect Director R. Sergel
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
11  
Elect Director R. Skates
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
12  
Elect Director G. Summe
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
13  
Elect Director R. Weissman
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
14  
Advisory Vote to Ratify Named Executive Officers’ Compensation
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
15  
Advisory Vote on Say on Pay Frequency
   Yes   One Year   One Year   One Year   One Year   No   21-Apr-11   Yes   Management
16  
Approve Executive Incentive Bonus Plan
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
17  
Ratify Auditors
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
18  
Report on Political Contributions
   Yes   Against   For   For   Against   No   21-Apr-11   Yes   Share Holder

 

 

     
     
Company Name:
  Affiliated Managers Group, Inc.
Custodian:
  The Bank of New York
Custodian Account Number:
  000495377
Voting Policy:
  ISS
Ticker:
  AMG
Primary Security ID:
  008252108
ISIN:
  US0082521081
CUSIP:
  008252108
SEDOL:
  2127899
Country:
  USA
Meeting Date:
  31-May-11
Record Date:
  12-Apr-11
Cutoff Date:
  27-May-11
Meeting Type:
  Annual
Shares Available to Vote:
  104704
Shares on Loan:
  0
Shares Voted:
  104704
                                         
        Voting                   Voted            
Item       Proposal   Management   ISS   Policy   Vote   Against   Date Ballot        
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   Received   Voted_YN   Proponent
1.1  
Elect Director Samuel T. Byrne
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
1.2  
Elect Director Dwight D. Churchill
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
1.3  
Elect Director Sean M. Healey
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
1.4  
Elect Director Harold J. Meyerman
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
1.5  
Elect Director William J. Nutt
   Yes   For   Withhold   Withhold   For   No   21-Apr-11   Yes   Management
1.6  
Elect Director Rita M. Rodriguez
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
1.7  
Elect Director Patrick T. Ryan
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
1.8  
Elect Director Jide J. Zeitlin
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
2  
Approve Stock Option Plan
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management
3  
Advisory Vote to Ratify Named Executive Officers’ Compensation
   Yes   For   Against   Against   For   No   21-Apr-11   Yes   Management
4  
Advisory Vote on Say on Pay Frequency
   Yes   One Year   One Year   One Year   One Year   No   21-Apr-11   Yes   Management
5  
Ratify Auditors
   Yes   For   For   For   For   No   21-Apr-11   Yes   Management

 

 

     
     
Company Name:
  Mastercard Incorporated
Custodian:
  The Bank of New York
Custodian Account Number:
  000495377
Voting Policy:
  ISS
Ticker:
  MA
Primary Security ID:
  57636Q104
ISIN:
  US57636Q1040
CUSIP:
  57636Q104
SEDOL:
  B121557
Country:
  USA
Meeting Date:
  7-Jun-11
Record Date:
  13-Apr-11
Cutoff Date:
  6-Jun-11
Meeting Type:
  Annual
Shares Available to Vote:
  45337
Shares on Loan:
  0
Shares Voted:
  45337
                                         
        Voting                   Voted            
Item       Proposal   Management   ISS   Policy   Vote   Against   Date Ballot        
Number   Proposal   (y/n)   Recommendation   Recommendation   Recommendation   Instruction   Management   Received   Voted_YN   Proponent
1  
Elect Director Marc Olivié
   Yes   For   For   For   For   No   10-May-11   Yes   Management
2  
Elect Director Rima Qureshi
   Yes   For   For   For   For   No   10-May-11   Yes   Management
3  
Elect Director Mark Schwartz
   Yes   For   For   For   For   No   10-May-11   Yes   Management
4  
Elect Director Jackson P. Tai
   Yes   For   For   For   For   No   10-May-11   Yes   Management
5  
Advisory Vote to Ratify Named Executive Officers’ Compensation
   Yes   For   For   For   For   No   10-May-11   Yes   Management
6  
Advisory Vote on Say on Pay Frequency
   Yes   One Year   One Year   One Year   One Year   No   10-May-11   Yes   Management
7  
Ratify Auditors
   Yes   For   For   For   For   No   10-May-11   Yes   Management

 

 

Polen Growth Fund
     
ACCENTURE PLC
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: ACN
  Primary Security ID: G1151C101
Security ID on Ballot: G1151C101
  Country: Ireland
Meeting Date: 3-Feb-11
  Record Date: 13-Dec-10
Cutoff Date: 2-Feb-11
  Meeting Type: Annual
Shares Available to Vote: 1902
  Shares on Loan: 0
Shares Voted: 1902
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1      
Accept Financial Statements and Statutory Reports
  Yes   For   For   No   Yes   Management
2       2      
Reelect Charles H. Giancarlo as a Director
  Yes   For   For   No   Yes   Management
3       3      
Reelect Dennis F. Hightower as a Director
  Yes   For   For   No   Yes   Management
4       4      
Reelect Blythe J. McGarvie as a Director
  Yes   For   For   No   Yes   Management
5       5      
Reelect Mark Moody-Stuart as a Director
  Yes   For   For   No   Yes   Management
6       6      
Reelect Pierre Nanterme as a Director
  Yes   For   For   No   Yes   Management
7       7      
Ratify Auditors
  Yes   For   For   No   Yes   Management
8       8      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
9       9      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   Yes   Yes   Management
10       10      
Authorize the Holding of the 2012 AGM at a Location Outside Ireland
  Yes   For   For   No   Yes   Management
11       11      
Authorize Open-Market Purchases of Class A Ordinary Shares
  Yes   For   For   No   Yes   Management
12       12      
Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
  Yes   For   For   No   Yes   Management

 

 

     
VARIAN MEDICAL SYSTEMS, INC.
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: VAR
  Primary Security ID: 92220P105
Security ID on Ballot: 92220P105
  Country: USA
Meeting Date: 10-Feb-11
  Record Date: 15-Dec-10
Cutoff Date: 9-Feb-11
  Meeting Type: Annual
Shares Available to Vote: 2089
  Shares on Loan: 0
Shares Voted: 2089
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1.1      
Elect Director Susan L. Bostrom
  Yes   For   For   No   Yes   Management
2       1.2      
Elect Director Richard M. Levy
  Yes   For   For   No   Yes   Management
3       1.3      
Elect Director Venkatraman Thyagarajan
  Yes   For   For   No   Yes   Management
4       2      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
5       3      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   Yes   Yes   Management
6       4      
Ratify Auditors
  Yes   For   For   No   Yes   Management

 

 

     
APPLE INC.
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: AAPL
  Primary Security ID: 037833100
Security ID on Ballot: 037833100
  Country: USA
Meeting Date: 23-Feb-11
  Record Date: 27-Dec-10
Cutoff Date: 22-Feb-11
  Meeting Type: Annual
Shares Available to Vote: 575
  Shares on Loan: 0
Shares Voted: 575
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1.1      
Elect Director William V. Campbell
  Yes   For   For   No   Yes   Management
2       1.2      
Elect Director Millard S. Drexler
  Yes   For   For   No   Yes   Management
3       1.3      
Elect Director Albert A. Gore, Jr.
  Yes   For   For   No   Yes   Management
4       1.4      
Elect Director Steven P. Jobs
  Yes   For   For   No   Yes   Management
5       1.5      
Elect Director Andrea Jung
  Yes   For   For   No   Yes   Management
6       1.6      
Elect Director Arthur D. Levinson
  Yes   For   For   No   Yes   Management
7       1.7      
Elect Director Ronald D. Sugar
  Yes   For   For   No   Yes   Management
8       2      
Ratify Auditors
  Yes   For   For   No   Yes   Management
9       3      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
10       4      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   No   Yes   Management
11       5      
Adopt Policy on Succession Planning
  Yes   Against   Against   No   Yes   Share Holder
12       6      
Require a Majority Vote for the Election of Directors
  Yes   Against   Against   No   Yes   Share Holder

 

 

     
QUALCOMM INCORPORATED
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: QCOM
  Primary Security ID: 747525103
Security ID on Ballot: 747525103
  Country: USA
Meeting Date: 8-Mar-11
  Record Date: 10-Jan-11
Cutoff Date: 7-Mar-11
  Meeting Type: Annual
Shares Available to Vote: 2784
  Shares on Loan: 0
Shares Voted: 2784
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1.1      
Elect Director Barbara T. Alexander
  Yes   For   For   No   Yes   Management
2       1.2      
Elect Director Stephen M. Bennett
  Yes   For   For   No   Yes   Management
3       1.3      
Elect Director Donald G. Cruickshank
  Yes   For   For   No   Yes   Management
4       1.4      
Elect Director Raymond V. Dittamore
  Yes   For   For   No   Yes   Management
5       1.5      
Elect Director Thomas W. Horton
  Yes   For   For   No   Yes   Management
6       1.6      
Elect Director Irwin Mark Jacobs
  Yes   For   For   No   Yes   Management
7       1.7      
Elect Director Paul E. Jacobs
  Yes   For   For   No   Yes   Management
8       1.8      
Elect Director Robert E. Kahn
  Yes   For   For   No   Yes   Management
9       1.9      
Elect Director Sherry Lansing
  Yes   For   For   No   Yes   Management
10       1.10      
Elect Director Duane A. Nelles
  Yes   For   For   No   Yes   Management
11       1.11      
Elect Director Francisco Ros
  Yes   For   For   No   Yes   Management
12       1.12      
Elect Director Brent Scowcroft
  Yes   For   For   No   Yes   Management
13       1.13      
Elect Director Marc I. Stern
  Yes   For   For   No   Yes   Management
14       2      
Amend Omnibus Stock Plan
  Yes   For   For   No   Yes   Management
15       3      
Amend Qualified Employee Stock Purchase Plan
  Yes   For   For   No   Yes   Management
16       4      
Ratify Auditors
  Yes   For   For   No   Yes   Management
17       5      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
18       6      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   Yes   Yes   Management
19       7      
Require a Majority Vote for the Election of Directors
  Yes   Against   Against   No   Yes   Share Holder

 

 

     
STARBUCKS CORPORATION
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: SBUX
  Primary Security ID: 855244109
Security ID on Ballot: 855244109
  Country: USA
Meeting Date: 23-Mar-11
  Record Date: 13-Jan-11
Cutoff Date: 22-Mar-11
  Meeting Type: Annual
Shares Available to Vote: 3108
  Shares on Loan: 0
Shares Voted: 3108
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1      
Elect Director Howard Schultz
  Yes   For   For   No   Yes   Management
2       2      
Elect Director William W. Bradley
  Yes   For   For   No   Yes   Management
3       3      
Elect Director Mellody Hobson
  Yes   For   For   No   Yes   Management
4       4      
Elect Director Kevin R. Johnson
  Yes   For   For   No   Yes   Management
5       5      
Elect Director Olden Lee
  Yes   For   For   No   Yes   Management
6       6      
Elect Director Sheryl Sandberg
  Yes   For   For   No   Yes   Management
7       7      
Elect Director James G. Shennan, Jr.
  Yes   For   For   No   Yes   Management
8       8      
Elect Director Javier G. Teruel
  Yes   For   For   No   Yes   Management
9       9      
Elect Director Myron E. Ullman, III
  Yes   For   For   No   Yes   Management
10       10      
Elect Director Craig E. Weatherup
  Yes   For   For   No   Yes   Management
11       11      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
12       12      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   No   Yes   Management
13       13      
Amend Omnibus Stock Plan
  Yes   For   For   No   Yes   Management
14       14      
Amend Omnibus Stock Plan
  Yes   For   For   No   Yes   Management
15       15      
Ratify Auditors
  Yes   For   For   No   Yes   Management
16       16      
Adopt Comprehensive Recycling Strategy for Beverage Containers
  Yes   Against   Against   No   Yes   Share Holder

 

 

     
T. ROWE PRICE GROUP, INC.
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: TROW
  Primary Security ID: 74144T108
Security ID on Ballot: 74144T108
  Country: USA
Meeting Date: 14-Apr-11
  Record Date: 11-Feb-11
Cutoff Date: 13-Apr-11
  Meeting Type: Annual
Shares Available to Vote: 4272
  Shares on Loan: 0
Shares Voted: 4272
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1      
Elect Director Edward C. Bernard
  Yes   For   For   No   Yes   Management
2       2      
Elect Director James T. Brady
  Yes   For   For   No   Yes   Management
3       3      
Elect Director J. Alfred Broaddus, Jr.
  Yes   For   For   No   Yes   Management
4       4      
Elect Director Donald B. Hebb, Jr.
  Yes   For   For   No   Yes   Management
5       5      
Elect Director James A.C. Kennedy
  Yes   For   For   No   Yes   Management
6       6      
Elect Director Robert F. MacLellan
  Yes   For   For   No   Yes   Management
7       7      
Elect Director Brian C. Rogers
  Yes   For   For   No   Yes   Management
8       8      
Elect Director Alfred Sommer
  Yes   For   For   No   Yes   Management
9       9      
Elect Director Dwight S. Taylor
  Yes   For   For   No   Yes   Management
10       10      
Elect Director Anne Marie Whittemore
  Yes   For   For   No   Yes   Management
11       11      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
12       12      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   No   Yes   Management
13       13      
Ratify Auditors
  Yes   For   For   No   Yes   Management

 

 

     
C. R. BARD, INC.
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: BCR
  Primary Security ID: 067383109
Security ID on Ballot: 067383109
  Country: USA
Meeting Date: 20-Apr-11
  Record Date: 28-Feb-11
Cutoff Date: 19-Apr-11
  Meeting Type: Annual
Shares Available to Vote: 3594
  Shares on Loan: 0
Shares Voted: 3594
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1.1      
Elect Director John C. Kelly
  Yes   For   For   No   Yes   Management
2       1.2      
Elect Director Gail K. Naughton
  Yes   For   For   No   Yes   Management
3       1.3      
Elect Director John H. Weiland
  Yes   For   For   No   Yes   Management
4       2      
Ratify Auditors
  Yes   For   For   No   Yes   Management
5       3      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
6       4      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   No   Yes   Management
7       5      
Prepare Sustainability Report
  Yes   Against   For   Yes   Yes   Share Holder
8       6      
Declassify the Board of Directors
  Yes   Against   For   Yes   Yes   Share Holder

 

 

     
ALLERGAN, INC.
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: AGN
  Primary Security ID: 018490102
Security ID on Ballot: 018490102
  Country: USA
Meeting Date: 3-May-11
  Record Date: 4-Mar-11
Cutoff Date: 2-May-11
  Meeting Type: Annual
Shares Available to Vote: 5837
  Shares on Loan: 0
Shares Voted: 5837
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1      
Elect Director Deborah Dunsire
  Yes   For   For   No   Yes   Management
2       2      
Elect Director Trevor M. Jones
  Yes   For   For   No   Yes   Management
3       3      
Elect Director Louis J. Lavigne, Jr.
  Yes   For   For   No   Yes   Management
4       4      
Ratify Auditors
  Yes   For   For   No   Yes   Management
5       5      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
6       6      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   Yes   Yes   Management
7       7      
Approve Executive Incentive Bonus Plan
  Yes   For   For   No   Yes   Management
8       8      
Approve Omnibus Stock Plan
  Yes   For   For   No   Yes   Management
9       9      
Declassify the Board of Directors
  Yes   For   For   No   Yes   Management

 

 

     
C.H. ROBINSON WORLDWIDE, INC.
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: CHRW
  Primary Security ID: 12541W209
Security ID on Ballot: 12541W209
  Country: USA
Meeting Date: 12-May-11
  Record Date: 15-Mar-11
Cutoff Date: 11-May-11
  Meeting Type: Annual
Shares Available to Vote: 5838
  Shares on Loan: 0
Shares Voted: 5838
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1      
Elect Director Robert Ezrilov
  Yes   For   For   No   Yes   Management
2       2      
Elect Director Wayne M. Fortun
  Yes   For   For   No   Yes   Management
3       3      
Elect Director Brian P. Short
  Yes   For   Against   Yes   Yes   Management
4       4      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
5       5      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   No   Yes   Management
6       6      
Ratify Auditors
  Yes   For   For   No   Yes   Management
7       7      
Declassify the Board of Directors
  Yes   Against   For   Yes   Yes   Share Holder

 

 

     
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: CTSH
  Primary Security ID: 192446102
Security ID on Ballot: 192446102
  Country: USA
Meeting Date: 2-Jun-11
  Record Date: 8-Apr-11
Cutoff Date: 1-Jun-11
  Meeting Type: Annual
Shares Available to Vote: 4835
  Shares on Loan: 0
Shares Voted: 4835
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1      
Elect Director Robert W. Howe
  Yes   For   For   No   Yes   Management
2       2      
Elect Director Robert E. Weissman
  Yes   For   For   No   Yes   Management
3       3      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
4       4      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   Yes   Yes   Management
5       5      
Increase Authorized Common Stock
  Yes   For   For   No   Yes   Management
6       6      
Reduce Supermajority Vote Requirement
  Yes   For   For   No   Yes   Management
7       7      
Reduce Supermajority Vote Requirement
  Yes   For   For   No   Yes   Management
8       8      
Ratify Auditors
  Yes   For   For   No   Yes   Management

 

 

     
GOOGLE INC.
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: GOOG
  Primary Security ID: 38259P508
Security ID on Ballot: 38259P508
  Country: USA
Meeting Date: 2-Jun-11
  Record Date: 4-Apr-11
Cutoff Date: 1-Jun-11
  Meeting Type: Annual
Shares Available to Vote: 920
  Shares on Loan: 0
Shares Voted: 920
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1.1      
Elect Director Larry Page
  Yes   For   For   No   Yes   Management
2       1.2      
Elect Director Sergey Brin
  Yes   For   For   No   Yes   Management
3       1.3      
Elect Director Eric E. Schmidt
  Yes   For   For   No   Yes   Management
4       1.4      
Elect Director L. John Doerr
  Yes   For   For   No   Yes   Management
5       1.5      
Elect Director John L. Hennessy
  Yes   For   For   No   Yes   Management
6       1.6      
Elect Director Ann Mather
  Yes   For   For   No   Yes   Management
7       1.7      
Elect Director Paul S. Otellini
  Yes   For   For   No   Yes   Management
8       1.8      
Elect Director K. Ram Shriram
  Yes   For   For   No   Yes   Management
9       1.9      
Elect Director Shirley M. Tilghman
  Yes   For   For   No   Yes   Management
10       2      
Ratify Auditors
  Yes   For   For   No   Yes   Management
11       3      
Amend Omnibus Stock Plan
  Yes   For   Against   Yes   Yes   Management
12       4      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
13       5      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   Yes   Yes   Management
14       6      
Amend Bylaws to Establish a Board Committee on Environmental Sustainability
  Yes   Against   Against   No   Yes   Share Holder
15       7      
Reduce Supermajority Vote Requirement
  Yes   Against   Against   No   Yes   Share Holder
16       8      
Report on Code of Conduct Compliance
  Yes   Against   Against   No   Yes   Share Holder

 

 

     
AMAZON.COM, INC.
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: AMZN
  Primary Security ID: 023135106
Security ID on Ballot: 023135106
  Country: USA
Meeting Date: 7-Jun-11
  Record Date: 11-Apr-11
Cutoff Date: 6-Jun-11
  Meeting Type: Annual
Shares Available to Vote: 1444
  Shares on Loan: 0
Shares Voted: 1444
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1      
Elect Director Jeffrey P. Bezos
  Yes   For   For   No   Yes   Management
2       2      
Elect Director Tom A. Alberg
  Yes   For   For   No   Yes   Management
3       3      
Elect Director John Seely Brown
  Yes   For   For   No   Yes   Management
4       4      
Elect Director William B. Gordon
  Yes   For   For   No   Yes   Management
5       5      
Elect Director Alain Monie
  Yes   For   For   No   Yes   Management
6       6      
Elect Director Jonathan J. Rubinstein
  Yes   For   For   No   Yes   Management
7       7      
Elect Director Thomas O. Ryder
  Yes   For   For   No   Yes   Management
8       8      
Elect Director Patricia Q. Stonesifer
  Yes   For   For   No   Yes   Management
9       9      
Ratify Auditors
  Yes   For   For   No   Yes   Management
10       10      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
11       11      
Advisory Vote on Say on Pay Frequency
  Yes   Three Years   One Year   Yes   Yes   Management
12       12      
Amend Bylaws— Call Special Meetings
  Yes   Against   For   Yes   Yes   Share Holder
13       13      
Report on Climate Change
  Yes   Against   For   Yes   Yes   Share Holder

 

 

     
MASTERCARD INCORPORATED
    
 
    
Institutional Account Name: Polen Growth Fund
 
    
Location ID: 2188
  Location Name: Polen Capital Management Corporation
Ticker: MA
  Primary Security ID: 57636Q104
Security ID on Ballot: 57636Q104
  Country: USA
Meeting Date: 7-Jun-11
  Record Date: 13-Apr-11
Cutoff Date: 6-Jun-11
  Meeting Type: Annual
Shares Available to Vote: 1887
  Shares on Loan: 0
Shares Voted: 1887
    
                                         
                    Voting           Voted        
        Item       Proposal   Management   Vote   Against        
Sequence #   Number   Proposal   (y/n)   Recommendation   Instruction   Management_YN   Voted_YN   Proponent
1       1      
Elect Director Marc Olivie
  Yes   For   For   No   Yes   Management
2       2      
Elect Director Rima Qureshi
  Yes   For   For   No   Yes   Management
3       3      
Elect Director Mark Schwartz
  Yes   For   For   No   Yes   Management
4       4      
Elect Director Jackson P. Tai
  Yes   For   For   No   Yes   Management
5       5      
Advisory Vote to Ratify Named Executive Officers’ Compensation
  Yes   For   For   No   Yes   Management
6       6      
Advisory Vote on Say on Pay Frequency
  Yes   One Year   One Year   No   Yes   Management
7       7      
Ratify Auditors
  Yes   For   For   No   Yes   Management

 

 

Private Capital Management Value Fund
REGISTRANT NAME: FUNDVANTAGE TRUST
INVESTMENT COMPANY ACT FILE NUMBER: 811-22027
REPORTING PERIOD: 07/01/2010 — 06/30/2011
     
Issuer of Portfolio Security:
  AutoNation Inc.
Exchange Ticker Symbol:
  an
CUSIP #:
  05329W102
Shareholder Meeting Date:
  4-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Mike Jackson
   Issuer   Yes   For   For
1.2 Election of Director Robert J. Brown
   Issuer   Yes   For   For
1.3 Election of Director Rick L. Burdick
   Issuer   Yes   For   For
1.4 Election of Director William C. Crowley
   Issuer   Yes   For   For
1.5 Election of Director David B. Edelson
   Issuer   Yes   For   For
1.6 Election of Director Robert R. Grusky
   Issuer   Yes   For   For
1.7 Election of Director Michael Larson
   Issuer   Yes   For   For
1.8 Election of Director Michael E. Maroone
   Issuer   Yes   For   For
1.9 Election of Director Carlos A. Migoya
   Issuer   Yes   For   For
1.10 Election of Director Alison H. Rosenthal
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Approve Shareholder Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   Against   Against
5. To Consider Stockholder Proposals Regarding Special Meetings
   Shareholder   Yes   For   Against
6. To Consider Stockholder Proposal Regarding Cumulative Voting
   Shareholder   Yes   For   Against

 

 

     
Issuer of Portfolio Security:
  Avid Technology Inc.
Exchange Ticker Symbol:
  avid
CUSIP #:
  05367P100
Shareholder Meeting Date:
  10-Jun-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director
   Issuer   Yes   For   For
1.2 Election of Director
   Issuer   Yes   For   For
1.3 Election of Director
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. To Hold Advisory Resolution on Executive Compensation
   Issuer   Yes   For   For
4. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   Against   Against

 

 

         
Issuer of Portfolio Security:
  Bank of Hawaii Corp.
Exchange Ticker Symbol:
  boh
CUSIP #:
  062540109    
Shareholder Meeting Date:
  22-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director S. Haunani Apoliona
   Issuer   No   N/A   N/A
1.2 Election of Director Mary G. F. Bitterman
   Issuer   No   N/A   N/A
1.3 Election of Director Mark A. Burak
   Issuer   No   N/A   N/A
1.4 Election of Director Michael J. Chun
   Issuer   No   N/A   N/A
1.5 Election of Director Clinton R. Churchill
   Issuer   No   N/A   N/A
1.6 Election of Director David A. Heenan
   Issuer   No   N/A   N/A
1.7 Election of Director Peter S. Ho
   Issuer   No   N/A   N/A
1.8 Election of Director Robert Huret
   Issuer   No   N/A   N/A
1.9 Election of Director Kent T. Lucien
   Issuer   No   N/A   N/A
1.10 Election of Director Martin A. Stein
   Issuer   No   N/A   N/A
1.11 Election of Director Donald M. Takaki
   Issuer   No   N/A   N/A
1.12 Election of Director Barbara J. Tanabe
   Issuer   No   N/A   N/A
1.13 Election of Director Robert W. Wo
   Issuer   No   N/A   N/A
2. To Hold Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
3. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   No   N/A   N/A
4. Approve Amendment to 2004 Stock and Incentive Compensation Plan
   Issuer   No   N/A   N/A
5. Ratify Auditors
   Issuer   No   N/A   N/A

 

 

     
Issuer of Portfolio Security:
  Biovale Corp.
Exchange Ticker Symbol:
  bvf
CUSIP #:
  09067J109  
Shareholder Meeting Date:
  27-Sep-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1. Approve Issuance of Common Stock to Complete Merger
   Issuer   Yes   For   For
2. Amend Article to Change Name
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Black Hills Corp.
Exchange Ticker Symbol:
  bkh
CUSIP #:
  092113109    
Shareholder Meeting Date:
  25-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director David R. Emery
   Issuer   Yes   For   For
1.2 Election of Director Rebecca B. Roberts
   Issuer   Yes   For   For
1.3 Election of Director Warren L. Robinson
   Issuer   Yes   For   For
1.4 Election of Director John B. Vering
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. To Hold Advisory Resolution on Executive Compensation
   Issuer   Yes   For   For
4. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   Against   Against

 

 

     
Issuer of Portfolio Security:
  Brookline Bancorp Inc
Exchange Ticker Symbol:
  brkl
CUSIP #:
  11373M107
Shareholder Meeting Date:
  20-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1. Election of Director Peter O. Wilde
   Issuer   No   N/A   N/A
2. Ratify Auditors
   Issuer   No   N/A   N/A
3. Approve Advisory Proposal on Executive Compensation
   Issuer   No   N/A   N/A
4. Set 3 Year Frequency for Non-binding Vote on Executive Compensation
   Issuer   No   N/A   N/A
5. Approve 2011 Restricted Stock Plan
   Issuer   No   N/A   N/A

 

 

     
Issuer of Portfolio Security:
  CA Technologies
Exchange Ticker Symbol:
  ca
CUSIP #:
  12673P105
Shareholder Meeting Date:
  27-Jul-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Raymond J. Bromark
   Issuer   Yes   For   For
1.2 Election of Director Gary J. Fernandes
   Issuer   Yes   For   For
1.3 Election of Director Kay Koplovitz
   Issuer   Yes   For   For
1.4 Election of Director Christopher B. Lofgren
   Issuer   Yes   For   For
1.5 Election of Director William E. McCracken
   Issuer   Yes   For   For
1.6 Election of Director Richard Sulpizio
   Issuer   Yes   For   For
1.7 Election of Director Laura S. Unger
   Issuer   Yes   For   For
1.8 Election of Director Arthur F. Weinbach
   Issuer   Yes   For   For
1.9 Election of Director Renato (Ron) Zambonin
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Ratify Stockholder Protection Rights Agreement
   Issuer   Yes   For   For
4. Consider Proposal Regarding Short-term Incentive Plans
   Shareholder   Yes   Against   For

 

 

     
Issuer of Portfolio Security:
  CoreLogic Inc
Exchange Ticker Symbol:
  clgx
CUSIP #:
  21871D103
Shareholder Meeting Date:
  19-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director J. David Chatham
   Issuer   Yes   For   For
1.2 Election of Director D. Van Skilling
   Issuer   Yes   For   For
1.3 Election of Director Anand K. Nallathambi
   Issuer   Yes   For   For
1.4 Election of Director David F. Walker
   Issuer   Yes   For   For
1.5 Election of Director Thomas C. O’Brien
   Issuer   Yes   For   For
1.6 Election of Director Mary Lee Widener
   Issuer   Yes   For   For
2. Approve 2011 Performance Incentive Plan
   Issuer   Yes   For   For
3. To Hold Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   Yes   For   For
5. Ratify Auditors
   Issuer   Yes   For   For

 

 

     
Issuer of Portfolio Security:
  Covidien plc
Exchange Ticker Symbol:
  cov
CUSIP #:
  G2554F113
Shareholder Meeting Date:
  15-Mar-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Craig Arnold
   Issuer   No   N/A   N/A
1.2 Election of Director Timothy M. Donahue
   Issuer   No   N/A   N/A
1.3 Election of Director Dennis H. Reilley
   Issuer   No   N/A   N/A
1.4 Election of Director Robert H. Brust
   Issuer   No   N/A   N/A
1.5 Election of Director Kathy J. Herbert
   Issuer   No   N/A   N/A
1.6 Election of Director Tadataka Yamada
   Issuer   No   N/A   N/A
1.7 Election of Director John M. Connors, Jr.
   Issuer   No   N/A   N/A
1.8 Election of Director Randall J. Hogan, III
   Issuer   No   N/A   N/A
1.9 Election of Director Joseph A. Zaccagnino
   Issuer   No   N/A   N/A
1.10 Election of Director Christopher J. Coughlin
   Issuer   No   N/A   N/A
1.11 Election of Director Richard J. Meelia
   Issuer   No   N/A   N/A
2. Ratify Auditors
   Issuer   No   N/A   N/A
3. Approve Reverse Split Followed by Forward Split of Common Shares
   Issuer   No   N/A   N/A
4. Approve Advisory Proposal on Executive Compensation
   Issuer   No   N/A   N/A
5. Set 3 Year Frequency for Non-binding Vote on Executive Compensation
   Issuer   No   N/A   N/A

 

 

         
Issuer of Portfolio Security:
  Dover Downs Gaming & Entmt.
Exchange Ticker Symbol:
  dde
CUSIP #:
  260095104    
Shareholder Meeting Date:
  27-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Denis McGlynn
   Issuer   Yes   For   For
1.2 Election of Director Jeffrey W. Rollins
   Issuer   Yes   For   For
1.3 Election of Director Kenneth K. Chalmers
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Dundee Corp. CL A
Exchange Ticker Symbol:
  ddejf
CUSIP #:
  264901109    
Shareholder Meeting Date:
  6-Jan-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1. Special Resolution Approving Sale of Subsidiary Shares
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Dundee Corp. CL A
Exchange Ticker Symbol:
  ddejf
CUSIP #:
  264901109    
Shareholder Meeting Date:
  3-Jun-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Normand Beauchamp
   Issuer   Yes   For   For
1.2 Election of Director Michael Cooper
   Issuer   Yes   For   For
1.3 Election of Director David Goodman
   Issuer   Yes   For   For
1.4 Election of Director Jonathan Goodman
   Issuer   Yes   For   For
1.5 Election of Director Ned Goodman
   Issuer   Yes   For   For
1.6 Election of Director Harold Gordon
   Issuer   Yes   For   For
1.7 Election of Director Ellis Jacob
   Issuer   Yes   For   For
1.8 Election of Director Dr. Frederick Lowry
   Issuer   Yes   For   For
1.9 Election of Director Garth MacRae
   Issuer   Yes   For   For
1.10 Election of Director Robert McLeish
   Issuer   Yes   For   For
1.11 Election of Director K. Barry Sparks
   Issuer   Yes   For   For
1.12 Election of Director Harry Steele
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Eastman Kodak Co.
Exchange Ticker Symbol:
  ek
CUSIP #:
  277461109    
Shareholder Meeting Date:
  11-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Richard S. Braddock
   Issuer   Yes   For   For
1.2 Election of Director Herald Y. Chen
   Issuer   Yes   For   For
1.3 Election of Director Adam H. Clammer
   Issuer   Yes   For   For
1.4 Election of Director Timothy M. Donahue
   Issuer   Yes   For   For
1.5 Election of Director Michael J. Hawley
   Issuer   Yes   For   For
1.6 Election of Director William H. Hernandez
   Issuer   Yes   For   For
1.7 Election of Director Douglas R. Lebda
   Issuer   Yes   For   For
1.8 Election of Director Kyle P. Legg
   Issuer   Yes   For   For
1.9 Election of Director Delano E. Lewis
   Issuer   Yes   For   For
1.10 Election of Director William G. Parrett
   Issuer   Yes   For   For
1.11 Election of Director Antonio M. Perez
   Issuer   Yes   For   For
1.12 Election of Director Joel Seligman
   Issuer   Yes   For   For
1.13 Election of Director Dennis F. Strigl
   Issuer   Yes   For   For
1.14 Election of Director Laura D’Andrea Tyson
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Approve Shareholder Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Electro Rent Corp.
Exchange Ticker Symbol:
  elrc
CUSIP #:
  285218103    
Shareholder Meeting Date:
  14-Oct-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Gerald D. Barrone
   Issuer   Yes   For   For
1.2 Election of Director Nancy Y. Bekavac
   Issuer   Yes   For   For
1.3 Election of Director Karen J. Curtin
   Issuer   Yes   For   For
1.4 Election of Director Suzan K. DelBene
   Issuer   Yes   For   For
1.5 Election of Director Daniel Greenberg
   Issuer   Yes   For   For
1.6 Election of Director Joseph J. Kearns
   Issuer   Yes   For   For
1.7 Election of Director James S. Pignatelli
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Global Cash Access Holdings, Inc.
Exchange Ticker Symbol:
  gca
CUSIP #:
  378967103    
Shareholder Meeting Date:
  28-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Patrick Olson
   Issuer   Yes   For   For
1.2 Election of Director Fred C. Enlow
   Issuer   Yes   For   For
2. Approve Shareholder Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
3. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Ratify Auditors
   Issuer   Yes   For   For

 

 

     
Issuer of Portfolio Security:
  Golar LNG Limited
Exchange Ticker Symbol:
  glng
CUSIP #:
  G9456A100
Shareholder Meeting Date:
  24-Sep-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director John Fredriksen
   Issuer   Yes   For   For
1.2 Election of Director Kate Blankenship
   Issuer   Yes   For   For
1.3 Election of Director Hans Petter Aas
   Issuer   Yes   For   For
1.4 Election of Director Kathrine Fredriksen
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Approve Director Remuneration for 2010
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  H&R Block, Inc.
Exchange Ticker Symbol:
  hrb
CUSIP #:
  093671105    
Shareholder Meeting Date:
  30-Sep-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Alan M. Bennett
   Issuer   Yes   For   For
1.2 Election of Director Richard C. Breeden
   Issuer   Yes   For   For
1.3 Election of Director William C. Cobb
   Issuer   Yes   For   For
1.4 Election of Director Robert A. Gerard
   Issuer   Yes   For   For
1.5 Election of Director Len J. Lauer
   Issuer   Yes   For   For
1.6 Election of Director David B. Lewis
   Issuer   Yes   For   For
1.7 Election of Director Bruce C. Rohde
   Issuer   Yes   For   For
1.8 Election of Director Tom D. Seip
   Issuer   Yes   For   For
1.9 Election of Director L. Edward Shaw, Jr.
   Issuer   Yes   For   For
1.10 Election of Director Christianna Wood
   Issuer   Yes   For   For
2. Approve Advisory Proposal on Executive Compensation
   Issuer   Yes   For   For
3. Approve Amendment to 2003 Executive Compensation Plan
   Issuer   Yes   For   For
4. Approve Performance Goals under Executive Performance Plan
   Issuer   Yes   For   For
5. Proposal to Adopt Simple Majority Voting Standard
   Shareholder   Yes   For   For
6. Amend Articles/Bylaws/Charter — Reduce Supermajority Voting Requirement for Special Meeting
   Issuer   Yes   For   For
7. Amend Articles/Bylaws/Charter — Reduce Supermajority Voting Requirement for Removal of Directors
   Issuer   Yes   For   For
8. Amend Articles/Bylaws/Charter — Reduce Supermajority Voting Requirement for Amendments to Articles of Incorporation or Bylaws
   Issuer   Yes   For   For
9. Amend Articles/Bylaws/Charter — Reduce Supermajority Voting Requirement for Personal Transactions with Persons Relarted to the Company
   Issuer   Yes   For   For
10. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Health Management Assoc. Inc.
Exchange Ticker Symbol:
  hma
CUSIP #:
  421933102    
Shareholder Meeting Date:
  17-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director William J. Schoen
   Issuer   Yes   For   For
1.2 Election of Director William E. Mayberry, M.D.
   Issuer   Yes   For   For
1.3 Election of Director Gary D. Newsome
   Issuer   Yes   For   For
1.4 Election of Director Vicki A. O’Meara
   Issuer   Yes   For   For
1.5 Election of Director Kent P. Dauten
   Issuer   Yes   For   For
1.6 Election of Director Donald E. Kiernan
   Issuer   Yes   For   For
1.7 Election of Director Randolph W. Westerfield, Ph.D.
   Issuer   Yes   For   For
1.8 Election of Director Robert A. Knox
   Issuer   Yes   For   For
1.9 Election of Director William C. Steere, Jr.
   Issuer   Yes   For   For
2. Approve Shareholder Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
3. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Hewlett-Packard Co.
Exchange Ticker Symbol:
  hpq
CUSIP #:
  428236103    
Shareholder Meeting Date:
  23-Mar-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Marc L. Andreessen
   Issuer   No   N/A   N/A
1.2 Election of Director Léo Apotheker
   Issuer   No   N/A   N/A
1.3 Election of Director Lawrence T. Babbio, Jr.
   Issuer   No   N/A   N/A
1.4 Election of Director Sari M. Baldauf
   Issuer   No   N/A   N/A
1.5 Election of Director Shumeet Banerji
   Issuer   No   N/A   N/A
1.6 Election of Director Rajiv L. Gupta
   Issuer   No   N/A   N/A
1.7 Election of Director John H. Hammergren
   Issuer   No   N/A   N/A
1.8 Election of Director Raymond J. Lane
   Issuer   No   N/A   N/A
1.9 Election of Director Gary M. Reiner
   Issuer   No   N/A   N/A
1.10 Election of Director Patricia F. Russo
   Issuer   No   N/A   N/A
1.11 Election of Director Dominique Senequier
   Issuer   No   N/A   N/A
1.12 Election of Director G. Kennedy Thompson
   Issuer   No   N/A   N/A
1.13 Election of Director Margaret C. Whitman
   Issuer   No   N/A   N/A
2. Ratify Auditors
   Issuer   No   N/A   N/A
3. Non-binding Vote to Approve Executive Compensation
   Issuer   No   N/A   N/A
4. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   No   N/A   N/A
5. Approve 2011 Employee Stock Purchase Plan
   Issuer   No   N/A   N/A
6. Approve Amendment to 2005 Pay-for-Results Plan
   Issuer   No   N/A   N/A

 

 

     
Issuer of Portfolio Security:
  Imation Corp.
Exchange Ticker Symbol:
  imn
CUSIP #:
  45245A107
Shareholder Meeting Date:
  4-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director David P. Berg
   Issuer   Yes   For   For
1.2 Election of Director Raymond Leung
   Issuer   Yes   For   For
1.3 Election of Director Trudy A. Rautio
   Issuer   Yes   For   For
1.4 Election of Director Mark E. Lucas
   Issuer   Yes   For   For
2. Approve 2011 Stock Incentive Plan
   Issuer   Yes   For   For
3. Ratify Auditors
   Issuer   Yes   For   For
4. Non-binding Vote to Approve Executive Compensation
   Issuer   Yes   For   For
5. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  International Business Machine
Exchange Ticker Symbol:
  ibm
CUSIP #:
  459200101    
Shareholder Meeting Date:
  26-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director A. J. P. Belda
   Issuer   Yes   For   For
1.2 Election of Director W. R. Brody
   Issuer   Yes   For   For
1.3 Election of Director K. I. Chenault
   Issuer   Yes   For   For
1.4 Election of Director M. L. Eskew
   Issuer   Yes   For   For
1.5 Election of Director S. A. Jackson
   Issuer   Yes   For   For
1.6 Election of Director A. N. Liveris
   Issuer   Yes   For   For
1.7 Election of Director W. J. McNerney, Jr.
   Issuer   Yes   For   For
1.8 Election of Director J. W. Owens
   Issuer   Yes   For   For
1.9 Election of Director S. J. Palmisano
   Issuer   Yes   For   For
1.10 Election of Director J. E. Spero
   Issuer   Yes   For   For
1.11 Election of Director S. Taurel
   Issuer   Yes   For   For
1.12 Election of Director L. H. Zambrano
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. To Hold Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   Against   Against
5. Proposal Regarding Cumulative Voting
   Shareholder   Yes   Against   For
6. Proposal Regarding Political Contributions Policy
   Shareholder   Yes   Against   For
7. Proposal Regarding Lobbying
   Shareholder   Yes   Against   For

 

 

         
Issuer of Portfolio Security:
  International Game Technology
Exchange Ticker Symbol:
  igt
CUSIP #:
  459902102    
Shareholder Meeting Date:
  1-Mar-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Paget L. Alves
   Issuer   Yes   For   For
1.2 Election of Director Robert J. Miller
   Issuer   Yes   For   For
1.3 Election of Director Janice Chaffin
   Issuer   Yes   For   For
1.4 Election of Director David E. Roberson
   Issuer   Yes   For   For
1.5 Election of Director Greg Creed
   Issuer   Yes   For   For
1.6 Election of Director Vincent L. Sadusky
   Issuer   Yes   For   For
1.7 Election of Director Patti S. Hart
   Issuer   Yes   For   For
1.8 Election of Director Philip G. Satre
   Issuer   Yes   For   For
2. Approve Amendment to 2002 Stock Incentive Plan
   Issuer   Yes   For   For
3. Approve Amendment to Employee Stock Purchase Plan
   Issuer   Yes   For   For
4. Non-binding Vote to Approve Executive Compensation
   Issuer   Yes   For   For
5. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   Yes   For   For
6. Ratify Auditors
   Issuer   Yes   For   For

 

 

     
Issuer of Portfolio Security:
  Inverness Medical Innovations, Inc.
Exchange Ticker Symbol:
  ima
CUSIP #:
  46126P106
Shareholder Meeting Date:
  14-Jul-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Robert P. Khederian
   Issuer   Yes   For   For
1.2 Election of Director David Scott
   Issuer   Yes   For   For
1.3 Election of Director Peter Townsend
   Issuer   Yes   For   For
1.4 Election of Director Eli Y. Adashi
   Issuer   Yes   For   For
2. Amend Articles/Bylaws/Charter — Approve Name Change
   Issuer   Yes   For   For
3. Approve 2010 Stock Option and Incentive Plan
   Issuer   Yes   For   For
4. Amend Articles/Bylaws/Charter — Increase Authorized Shares of Common Stock
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  John Wiley & Sons Inc. CL A
Exchange Ticker Symbol:
  jw.a
CUSIP #:
  968223206    
Shareholder Meeting Date:
  16-Sep-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Raymond W. McDaniel, Jr.
   Issuer   Yes   For   For
1.2 Election of Director William B. Plummer
   Issuer   Yes   For   For
1.3 Election of Director Kalpana Raina
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Mentor Graphics Corp.
Exchange Ticker Symbol:
  ment
CUSIP #:
  587200106    
Shareholder Meeting Date:
  1-Jul-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Peter L. Bonfield
   Issuer   Yes   For   For
1.2 Election of Director Marsha B. Congdon
   Issuer   Yes   For   For
1.3 Election of Director James R. Fiebiger
   Issuer   Yes   For   For
1.4 Election of Director Gregory K. Hinckley
   Issuer   Yes   For   For
1.5 Election of Director Kevin C. McDonough
   Issuer   Yes   For   For
1.6 Election of Director Patrick B. McManus
   Issuer   Yes   For   For
1.7 Election of Director C. Walden Rhines
   Issuer   Yes   For   For
1.8 Election of Director Fontaine K. Richardson
   Issuer   Yes   For   For
2. Amend Articles/Bylaws/Charter — Increase Authorized Shares of Common Stock
   Issuer   Yes   For   For
3. Approve 2010 Omnibus Incentive Plan
   Issuer   Yes   For   For
4. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Mentor Graphics Corp.
Exchange Ticker Symbol:
  ment
CUSIP #:
  587200106    
Shareholder Meeting Date:
  12-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Walden C. Rhines
   Issuer   No   N/A   N/A
1.2 Election of Director Gregory K. Hinckley
   Issuer   No   N/A   N/A
1.3 Election of Director Sir Peter L. Bonfield
   Issuer   No   N/A   N/A
1.4 Election of Director Marsha B. Congdon
   Issuer   No   N/A   N/A
1.5 Election of Director James R. Fiebiger
   Issuer   No   N/A   N/A
1.6 Election of Director Kevin C. McDonough
   Issuer   No   N/A   N/A
1.7 Election of Director Patrick B. McManus
   Issuer   No   N/A   N/A
1.8 Election of Director Fontaine K. Richardson
   Issuer   No   N/A   N/A
1.9 Election of Director Jose Maria Alapont
   Shareholder   No   N/A   N/A
1.10 Election of Director Gary Meyers
   Shareholder   No   N/A   N/A
1.11 Election of Director David Schechter
   Shareholder   No   N/A   N/A
2. To Hold Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
3. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
4. Amend 1989 Employee Stock Purchase Pland and Foreign Subsidiary Employee Stock Purchase Plan
   Issuer   No   N/A   N/A
5. Ratify Auditors
   Issuer   No   N/A   N/A
6. Amend Articles/Bylaws/Charter — Proposal to Opt Out of Certain Provisions of Oregon Business Corporation Act
   Issuer   No   N/A   N/A

 

 

         
Issuer of Portfolio Security:
  Mine Safety Appliances Co.
Exchange Ticker Symbol:
  msa
CUSIP #:
  602720104    
Shareholder Meeting Date:
  11-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Diane M. Pearse
   Issuer   Yes   For   For
1.2 Election of Director L. Edward Shaw, Jr.
   Issuer   Yes   For   For
1.3 Election of Director William M. Lambert
   Issuer   Yes   For   For
2. Approve Adoption of Amended and Restated 2008 Management Equity Incentive Plan
   Issuer   Yes   For   For
3. Ratify Auditors
   Issuer   Yes   For   For
4. Approve Shareholder Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
5. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Motorola, Inc.
Exchange Ticker Symbol:
  mot
CUSIP #:
  620076109    
Shareholder Meeting Date:
  29-Nov-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1. To Authorize Board to Effect Reverse Stock Split
   Issuer   Yes   For   For
2. Amend Articles/Bylaws/Charter — Authorize Reverse Stock Split
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Motorola Mobility Holdings Inc
Exchange Ticker Symbol:
  mmi
CUSIP #:
  620097105    
Shareholder Meeting Date:
  9-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Sanjay K. Jha
   Issuer   No   N/A   N/A
1.2 Election of Director Jon E. Barfield
   Issuer   No   N/A   N/A
1.3 Election of Director William R. Hambrecht
   Issuer   No   N/A   N/A
1.4 Election of Director Jeanne P. Jackson
   Issuer   No   N/A   N/A
1.5 Election of Director Keith A. Meister
   Issuer   No   N/A   N/A
1.6 Election of Director Thomas J. Meredith
   Issuer   No   N/A   N/A
1.7 Election of Director Daniel A. Ninivaggi
   Issuer   No   N/A   N/A
1.8 Election of Director James R. Stengel
   Issuer   No   N/A   N/A
1.9 Election of Director Anthony J. Vinciquerra
   Issuer   No   N/A   N/A
1.10 Election of Director Andrew J. Viterbi
   Issuer   No   N/A   N/A
2. Approve Shareholder Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
3. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
4. Ratify Auditors
   Issuer   No   N/A   N/A

 

 

         
Issuer of Portfolio Security:
  Motorola Solutions, Inc.
Exchange Ticker Symbol:
  msi
CUSIP #:
  620076307    
Shareholder Meeting Date:
  2-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Gregory Q. Brown
   Issuer   Yes   For   For
1.2 Election of Director William J. Bratton
   Issuer   Yes   For   For
1.3 Election of Director David W. Dorman
   Issuer   Yes   For   For
1.4 Election of Director Michael V. Hayden
   Issuer   Yes   For   For
1.5 Election of Director Vincent J. Intrieri
   Issuer   Yes   For   For
1.6 Election of Director Judy C. Lewent
   Issuer   Yes   For   For
1.7 Election of Director Samuel C. Scott III
   Issuer   Yes   For   For
1.8 Election of Director John A. White
   Issuer   Yes   For   For
2. Approve Shareholder Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
3. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Re-approval of 2006 Omnibus Incentive Plan
   Issuer   Yes   For   For
5. Ratify Auditors
   Issuer   Yes   For   For
6. Consider Stockholder Proposal Regarding Human Rights
   Shareholder   Yes   Against   For

 

 

         
Issuer of Portfolio Security:
  National Fuel Gas Co.
Exchange Ticker Symbol:
  nfg
CUSIP #:
  636180101    
Shareholder Meeting Date:
  10-Mar-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Robert T. Brady
   Issuer   No   N/A   N/A
1.2 Election of Director Rolland E. Kidder
   Issuer   No   N/A   N/A
1.3 Election of Director V. Frederic Salerno
   Issuer   No   N/A   N/A
2. Ratify Auditors
   Issuer   No   N/A   N/A
3. Non-binding Vote to Approve Executive Compensation
   Issuer   No   N/A   N/A
4. Set 3 Year Frequency for Non-binding Vote on Executive Compensation
   Issuer   No   N/A   N/A

 

 

     
Issuer of Portfolio Security:
  Noble Corporation
Exchange Ticker Symbol:
  ne
CUSIP #:
  H5833N103
Shareholder Meeting Date:
  29-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Lawrence J. Chazen
   Issuer   Yes   For   For
1.2 Election of Director Jon A. Marshall
   Issuer   Yes   For   For
1.3 Election of Director Mary P. Ricciardello
   Issuer   Yes   For   For
2. Approve the 2010 Annual Report and Financial Statements
   Issuer   Yes   For   For
3. Approve Creation of a Reserve for Reduction of Treasury Shares
   Issuer   Yes   For   For
4. Approve Capital Reduction
   Issuer   Yes   For   For
5. Approve Extension of Board Authority to Issue Shares
   Issuer   Yes   For   For
6. Aprove Return of Capital Through Par Value Reduction
   Issuer   Yes   For   For
7. Ratify Auditors
   Issuer   Yes   For   For
8. Approve Discharge of Board Members and Officers for 2010
   Issuer   Yes   For   For
9. To Hold Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
10. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   Against   Against

 

 

         
Issuer of Portfolio Security:
  Northern Trust Corp.
Exchange Ticker Symbol:
  ntrs
CUSIP #:
  665859104    
Shareholder Meeting Date:
  19-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Linda Walker Bynoe
   Issuer   No   N/A   N/A
1.2 Election of Director Nicholas D. Chabraja
   Issuer   No   N/A   N/A
1.3 Election of Director Susan Crown
   Issuer   No   N/A   N/A
1.4 Election of Director C. Jain Dipak
   Issuer   No   N/A   N/A
1.5 Election of Director Robert W. Lane
   Issuer   No   N/A   N/A
1.6 Election of Director Robert C. McCormack
   Issuer   No   N/A   N/A
1.7 Election of Director Edward J. Mooney
   Issuer   No   N/A   N/A
1.8 Election of Director John W. Rowe
   Issuer   No   N/A   N/A
1.9 Election of Director Martin P. Slark
   Issuer   No   N/A   N/A
1.10 Election of Director David H.B. Smith, Jr.
   Issuer   No   N/A   N/A
1.11 Election of Director Enrique J. Sosa
   Issuer   No   N/A   N/A
1.12 Election of Director Charles A. Tribbett III
   Issuer   No   N/A   N/A
1.13 Election of Director Frederick H. Waddell
   Issuer   No   N/A   N/A
2. To Hold Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
3. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
4. Ratify Auditors
   Issuer   No   N/A   N/A

 

 

         
Issuer of Portfolio Security:
  Novellus Systems Inc.
Exchange Ticker Symbol:
  nvls
CUSIP #:
  670008101    
Shareholder Meeting Date:
  10-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Richard S. Hill
   Issuer   Yes   For   For
1.2 Election of Director Neil R. Bonke
   Issuer   Yes   For   For
1.3 Election of Director Youssef A. El-Mansy
   Issuer   Yes   For   For
1.4 Election of Director Glen G. Possley
   Issuer   Yes   For   For
1.5 Election of Director Ann D. Rhoads
   Issuer   Yes   For   For
1.6 Election of Director Krishna Saraswat
   Issuer   Yes   For   For
1.7 Election of Director William R. Spivey
   Issuer   Yes   For   For
1.8 Election of Director Delbert A. Whitaker
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Approve 2011 Stock Incentive Plan
   Issuer   Yes   For   For
4. To Hold Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
5. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   Against   Against

 

 

     
Issuer of Portfolio Security:
  Nu Skin Enterprises, Inc.
Exchange Ticker Symbol:
  nus
CUSIP #:
  67018T105
Shareholder Meeting Date:
  24-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Nevin N. Andersen
   Issuer   Yes   For   For
1.2 Election of Director Daniel W. Campbell
   Issuer   Yes   For   For
1.3 Election of Director E.J. “Jake” Garn
   Issuer   Yes   For   For
1.4 Election of Director M. Truman Hunt
   Issuer   Yes   For   For
1.5 Election of Director Andrew D. Lipman
   Issuer   Yes   For   For
1.6 Election of Director Steven J. Lund
   Issuer   Yes   For   For
1.7 Election of Director A. Negrón Patricia
   Issuer   Yes   For   For
1.8 Election of Director Thomas R. Pisano
   Issuer   Yes   For   For
1.9 Election of Director Blake M. Roney
   Issuer   Yes   For   For
1.10 Election of Director Sandra N. Tillotson
   Issuer   Yes   For   For
1.11 Election of Director David D. Ussery
   Issuer   Yes   For   For
2. To Hold Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
3. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Progress Software Corp.
Exchange Ticker Symbol:
  prgs
CUSIP #:
  743312100    
Shareholder Meeting Date:
  28-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Barry N. Bycoff
   Issuer   No   N/A   N/A
1.2 Election of Director Ram Gupta
   Issuer   No   N/A   N/A
1.3 Election of Director Charles F. Kane
   Issuer   No   N/A   N/A
1.4 Election of Director David A. Krall
   Issuer   No   N/A   N/A
1.5 Election of Director Michael L. Mark
   Issuer   No   N/A   N/A
1.6 Election of Director Richard D. Reidy
   Issuer   No   N/A   N/A
2. Amend Articles/Bylaws/Charter — Increase Authorized Shares of Common Stock
   Issuer   No   N/A   N/A
3. To Hold Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
4. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A

 

 

         
Issuer of Portfolio Security:
  Qualcomm Inc.
Exchange Ticker Symbol:
  qcom
CUSIP #:
  747525103    
Shareholder Meeting Date:
  8-Mar-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Barbara T. Alexander
   Issuer   No   N/A   N/A
1.2 Election of Director Robert E. Kahn
   Issuer   No   N/A   N/A
1.3 Election of Director Stephen M. Bennett
   Issuer   No   N/A   N/A
1.4 Election of Director Sherry Lansing
   Issuer   No   N/A   N/A
1.5 Election of Director Donald G. Cruickshank
   Issuer   No   N/A   N/A
1.6 Election of Director Duane A. Nelles
   Issuer   No   N/A   N/A
1.7 Election of Director Raymond V. Dittamore
   Issuer   No   N/A   N/A
1.8 Election of Director Francisco Ros
   Issuer   No   N/A   N/A
1.9 Election of Director Thomas W. Horton
   Issuer   No   N/A   N/A
1.10 Election of Director Brent Scowcroft
   Issuer   No   N/A   N/A
1.11 Election of Director Irwin Mark Jacobs
   Issuer   No   N/A   N/A
1.12 Election of Director Marc I. Stern
   Issuer   No   N/A   N/A
1.13 Election of Director Paul E. Jacobs
   Issuer   No   N/A   N/A
2. Approve Amendment to 2006 Long-Term Incentive Plan
   Issuer   No   N/A   N/A
3. Approve Amendment to 2001 Employee Stock Purchase Plan
   Issuer   No   N/A   N/A
4. Ratify Auditors
   Issuer   No   N/A   N/A
5. To Hold Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
6. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
7. To Act on Shareholder Proposal
   Shareholder   No   N/A   N/A

 

 

         
Issuer of Portfolio Security:
  Quantum Corp.
Exchange Ticker Symbol:
  qtm
CUSIP #:
  747906204    
Shareholder Meeting Date:
  18-Aug-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Paul R. Auvil III
   Issuer   Yes   For   For
1.2 Election of Director Edward M. Esber, Jr.
   Issuer   Yes   For   For
1.3 Election of Director Richard E. Belluzzo
   Issuer   Yes   For   For
1.4 Election of Director Elizabeth A. Fetter
   Issuer   Yes   For   For
1.5 Election of Director Michael A. Brown
   Issuer   Yes   For   For
1.6 Election of Director Joseph A. Marengi
   Issuer   Yes   For   For
1.7 Election of Director Thomas S. Buchsbaum
   Issuer   Yes   For   For
1.8 Election of Director Dennis P. Wolf
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Raymond James Financial Inc.
Exchange Ticker Symbol:
  rjf
CUSIP #:
  754730109    
Shareholder Meeting Date:
  24-Feb-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Shelley G. Broader
   Issuer   Yes   For   For
1.2 Election of Director Francis S. Godbold
   Issuer   Yes   For   For
1.3 Election of Director H. William Habermeyer, Jr.
   Issuer   Yes   For   For
1.4 Election of Director Chet Helck
   Issuer   Yes   For   For
1.5 Election of Director Thomas A. James
   Issuer   Yes   For   For
1.6 Election of Director Gordon L. Johnson
   Issuer   Yes   For   For
1.7 Election of Director Paul C. Reilly
   Issuer   Yes   For   For
1.8 Election of Director Robert P. Saltzman
   Issuer   Yes   For   For
1.9 Election of Director Hardwick Simmons
   Issuer   Yes   For   For
1.10 Election of Director Susan N. Story
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Approve Amendment to 2005 Restricted Stock Plan
   Issuer   Yes   For   For
4. Non-binding Vote to Approve Executive Compensation
   Issuer   Yes   For   For
5. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   Yes   For   For

 

 

     
Issuer of Portfolio Security:
  SAIC, Inc.
Exchange Ticker Symbol:
  sai
CUSIP #:
  78390X101
Shareholder Meeting Date:
  17-Jun-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director France A. Córdova
   Issuer   Yes   For   For
1.2 Election of Director Jere A. Drummond
   Issuer   Yes   For   For
1.3 Election of Director Thomas F. Frist, III
   Issuer   Yes   For   For
1.4 Election of Director John J. Hamre
   Issuer   Yes   For   For
1.5 Election of Director Walter P. Havenstein
   Issuer   Yes   For   For
1.6 Election of Director Miriam E. John
   Issuer   Yes   For   For
1.7 Election of Director Anita K. Jones
   Issuer   Yes   For   For
1.8 Election of Director John P. Jumper
   Issuer   Yes   For   For
1.9 Election of Director Harry M.J. Kraemer, Jr.
   Issuer   Yes   For   For
1.10 Election of Director Lawrence C. Nussdorf
   Issuer   Yes   For   For
1.11 Election of Director Edward J. Sanderson, Jr.
   Issuer   Yes   For   For
1.12 Election of Director Louis A. Simpson
   Issuer   Yes   For   For
1.13 Election of Director Thomas Young
   Issuer   Yes   For   For
2. Amend Articles/Bylaws/Charter — Approve Amendment to Authorize Calling of Special Meetings
   Issuer   Yes   For   For
3. Hold Advisory Vote to Approve Executive Compensation
   Issuer   Yes   For   For
4. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
5. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Suffolk Bancorp
Exchange Ticker Symbol:
  subk
CUSIP #:
  864739107    
Shareholder Meeting Date:
  12-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Joseph A. Gaviola
   Issuer   Yes   For   For
1.2 Election of Director J. Gordon Huszagh
   Issuer   Yes   For   For
1.3 Election of Director John D. Stark Jr.
   Issuer   Yes   For   For
2. To Approve Advisory Resolution on Executive Compensation
   Issuer   Yes   For   For
3. Set Annual Frequency for Advisory Resolution on Executive Compensation
   Issuer   Yes   For   For
4. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Swift Energy Company
Exchange Ticker Symbol:
  sfy
CUSIP #:
  870738101    
Shareholder Meeting Date:
  10-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Deanna L. Cannon
   Issuer   Yes   For   For
1.2 Election of Director Douglas J. Lanier
   Issuer   Yes   For   For
2. Approve Share Increase for 2005 Stock Compensation Plan
   Issuer   Yes   For   For
3. Amend Articles/Bylaws/Charter — Increase Authorized Shares of Common Stock
   Issuer   Yes   For   For
4. Ratify Auditors
   Issuer   Yes   For   For
5. Non-binding Vote to Approve Executive Compensation
   Issuer   Yes   For   For
6. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Symantec Corp.
Exchange Ticker Symbol:
  symc
CUSIP #:
  871503108    
Shareholder Meeting Date:
  20-Sep-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Stephen M. Bennett
   Issuer   Yes   For   For
1.2 Election of Director A Michael. Brown
   Issuer   Yes   For   For
1.3 Election of Director William T. Coleman III
   Issuer   Yes   For   For
1.4 Election of Director Frank E. Dangeard
   Issuer   Yes   For   For
1.5 Election of Director Geraldine B. Laybourne
   Issuer   Yes   For   For
1.6 Election of Director L. David Mahoney
   Issuer   Yes   For   For
1.7 Election of Director Robert S. Miller
   Issuer   Yes   For   For
1.8 Election of Director Enrique Salem
   Issuer   Yes   For   For
1.9 Election of Director Daniel H. Schulman
   Issuer   Yes   For   For
1.10 Election of Director John W. Thompson
   Issuer   Yes   For   For
1.11 Election of Director V. Paul Unruh
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Approve Amendment to 2004 Equity Incentive Plan
   Issuer   Yes   For   For
4. Approve Amendment to 2008 Employee Stock Purchase Plan
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  The Marcus Corp.
Exchange Ticker Symbol:
  mcs
CUSIP #:
  566330106    
Shareholder Meeting Date:
  13-Oct-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Stephen H. Marcus
   Issuer   Yes   For   For
1.2 Election of Director Bruce J. Olson
   Issuer   Yes   For   For
1.3 Election of Director Diane Marcus Gershowitz
   Issuer   Yes   For   For
1.4 Election of Director Philip L. Milstein
   Issuer   Yes   For   For
1.5 Election of Director Daniel F. McKeithan, Jr.
   Issuer   Yes   For   For
1.6 Election of Director Bronson J. Haase
   Issuer   Yes   For   For
1.7 Election of Director Allan H. Selig
   Issuer   Yes   For   For
1.8 Election of Director James D. Ericson
   Issuer   Yes   For   For
1.9 Election of Director Timothy E. Hoeksema
   Issuer   Yes   For   For
1.10 Election of Director Gregory S. Marcus
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Triumph Group Inc.
Exchange Ticker Symbol:
  tgi
CUSIP #:
  896818101    
Shareholder Meeting Date:
  28-Sep-10
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Paul Bourgon
   Issuer   Yes   For   For
1.2 Election of Director Elmer L. Doty
   Issuer   Yes   For   For
1.3 Election of Director Ralph E. Eberhart
   Issuer   Yes   For   For
1.4 Election of Director Richard C. Gozon
   Issuer   Yes   For   For
1.5 Election of Director Richard C. Ill
   Issuer   Yes   For   For
1.6 Election of Director Claude F. Kronk
   Issuer   Yes   For   For
1.7 Election of Director Adam J. Palmer
   Issuer   Yes   For   For
1.8 Election of Director Joseph M. Silvestri
   Issuer   Yes   For   For
1.9 Election of Director George Simpson
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For

 

 

     
Issuer of Portfolio Security:
  UTi Worldwide Inc.
Exchange Ticker Symbol:
  utiw
CUSIP #:
  G87210103
Shareholder Meeting Date:
  13-Jun-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Eric W. Kirchner
   Issuer   Yes   For   For
1.2 Election of Director Leon J. Level
   Issuer   Yes   For   For
2. Hold Advisory Vote to Approve Executive Compensation
   Issuer   Yes   For   For
3. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Ultra Petroleum Corp.
Exchange Ticker Symbol:
  upl
CUSIP #:
  903914109    
Shareholder Meeting Date:
  25-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Michael D. Watford
   Issuer   Yes   For   For
1.2 Election of Director W. Charles Helton
   Issuer   Yes   For   For
1.3 Election of Director Robert E. Rigney
   Issuer   Yes   For   For
1.4 Election of Director Stephen J. McDaniel
   Issuer   Yes   For   For
1.5 Election of Director Roger A. Brown
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Hold Advisory Vote to Approve Executive Compensation
   Issuer   Yes   For   For
4. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   Against   Against
5. Consider Shareholder Proposal Regarding Hydraulic Fracturing
   Shareholder   Yes   Against   For

 

 

         
Issuer of Portfolio Security:
  Universal Health Services Inc.
Exchange Ticker Symbol:
  uhs
CUSIP #:
  913903100    
Shareholder Meeting Date:
  18-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1. Election of Director Lawrence S. Gibs
   Issuer   Yes   For   For
2. To Hold Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
3. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   Against   Against
4. Approve Amendment to Amended and Restated 2005 Stock Incentive Plan
   Issuer   Yes   For   For

 

 

     
Issuer of Portfolio Security:
  Valeant Pharmaceuticals Intern
Exchange Ticker Symbol:
  vrx
CUSIP #:
  91911K102
Shareholder Meeting Date:
  16-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Robert A. Ingram
   Issuer   Yes   For   For
1.2 Election of Director Theo Melas-Kyriaz
   Issuer   Yes   For   For
1.3 Election of Director G. Mason Morfit
   Issuer   Yes   For   For
1.4 Election of Director Laurence E. Paul
   Issuer   Yes   For   For
1.5 Election of Director J. Michael Pearson
   Issuer   Yes   For   For
1.6 Election of Director Robert N. Power
   Issuer   Yes   For   For
1.7 Election of Director Norma A. Provencio
   Issuer   Yes   For   For
1.8 Election of Director Lloyd M. Segal
   Issuer   Yes   For   For
1.9 Election of Director Katharine Stevenson
   Issuer   Yes   For   For
1.10 Election of Director Michael R. Van Every
   Issuer   Yes   For   For
2. Non-binding Vote to Approve Executive Compensation
   Issuer   Yes   For   For
3. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   Yes   For   For
4. Approve 2011 Omnibus Incentive Plan
   Issuer   Yes   For   For
5. Approve Amendment to 2007 Equity Compensation Plan
   Issuer   Yes   For   For
6. Ratify Auditors
   Issuer   Yes   For   For

 

 

         
Issuer of Portfolio Security:
  Wal-Mart Stores, Inc.
Exchange Ticker Symbol:
  wmt
CUSIP #:
  931142103  
Shareholder Meeting Date:
  3-Jun-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Aida M. Alvarez
   Issuer   Yes   For   For
1.2 Election of Director James W. Breyer
   Issuer   Yes   For   For
1.3 Election of Director Christopher J. Williams
   Issuer   Yes   For   For
1.4 Election of Director M. Michele Burns
   Issuer   Yes   For   For
1.5 Election of Director Linda S. Wolf
   Issuer   Yes   For   For
1.6 Election of Director James I. Cash, Jr.
   Issuer   Yes   For   For
1.7 Election of Director Roger C. Corbett
   Issuer   Yes   For   For
1.8 Election of Director Douglas N. Daft
   Issuer   Yes   For   For
1.9 Election of Director Michael T. Duke
   Issuer   Yes   For   For
1.10 Election of Director Gregory B. Penner
   Issuer   Yes   For   For
1.11 Election of Director Steven S Reinemund
   Issuer   Yes   For   For
1.12 Election of Director H. Lee Scott, Jr.
   Issuer   Yes   For   For
1.13 Election of Director Arne M. Sorenson
   Issuer   Yes   For   For
1.14 Election of Director Jim C. Walton
   Issuer   Yes   For   For
1.15 Election of Director S. Robson Walton
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. Non-binding Vote to Approve Executive Compensation
   Issuer   Yes   For   For
4. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Shareholder   Yes   Against   For
5. Proposal Regarding Gender Identification and Non-discrimination Policy
   Shareholder   Yes   Against   For
6. Proposal Regarding Political Contributions
   Shareholder   Yes   Against   For
7. Proposal Regarding Special Shareowner Meetings
   Shareholder   Yes   Against   For
8. Porposal Requiring Supplier(s) to Publish Annual Sustainability Report
   Shareholder   Yes   Against   For
9. Proposal Regarding Climate Change Risk Disclosure
   Shareholder   Yes   Against   For

 

 

     
Issuer of Portfolio Security:
  Warner Chilcott PLC
Exchange Ticker Symbol:
  wcrx
CUSIP #:
  G94368100
Shareholder Meeting Date:
  17-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Todd M. Abbrecht
   Issuer   Yes   For   For
1.2 Election of Director Liam M. Fitzgerald
   Issuer   Yes   For   For
2. Ratify Auditors
   Issuer   Yes   For   For
3. To Hold Advisory Vote on Executive Compensation
   Issuer   Yes   For   For
4. Set Annual Frequency for Advisory Vote on Executive Compensation
   Issuer   Yes   For   For

 

 

     
Issuer of Portfolio Security:
  Willis Group Holdings PLC
Exchange Ticker Symbol:
  wsh
CUSIP #:
  G96666105
Shareholder Meeting Date:
  5-Apr-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director William W. Bradley
   Issuer   No   N/A   N/A
1.2 Election of Director Joseph A. Califano, Jr.
   Issuer   No   N/A   N/A
1.3 Election of Director Anna C. Catalano
   Issuer   No   N/A   N/A
1.4 Election of Director Sir Roy Gardner
   Issuer   No   N/A   N/A
1.5 Election of Director Rt. Hon. The Sir Jeremy Hanley, KCMG
   Issuer   No   N/A   N/A
1.6 Election of Director Robyn S. Kravit
   Issuer   No   N/A   N/A
1.7 Election of Director Jeffrey B. Lane
   Issuer   No   N/A   N/A
1.8 Election of Director Wendy Lane
   Issuer   No   N/A   N/A
1.9 Election of Director James F. McCann
   Issuer   No   N/A   N/A
1.10 Election of Director Joseph J. Plumeri
   Issuer   No   N/A   N/A
1.11 Election of Director Douglas B. Roberts
   Issuer   No   N/A   N/A
1.12 Election of Director Dr. Michael J. Somers
   Issuer   No   N/A   N/A
2. Ratify Auditors
   Issuer   No   N/A   N/A
3. To Authorize Market Purchases of Shares
   Issuer   No   N/A   N/A
4. To Cast Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A
5. Set 3 Year Frequency for Advisory Vote on Executive Compensation
   Issuer   No   N/A   N/A

 

 

     
Issuer of Portfolio Security:
  Zimmer Holdings Inc.
Exchange Ticker Symbol:
  zmh
CUSIP #:
  98956P102
Shareholder Meeting Date:
  2-May-11
                 
            Fund’s Vote For    
            or Against    
            Proposal, or    
            Abstain; For or    
        Whether   Withhold   Whether Vote
    Who Proposed   Fund Cast   Regarding   Was For or
    Matter: Issuer   Vote on   Election of   Against
Summary of Matter Voted On   / Shareholder   Matter   Directors   Management
1.1 Election of Director Betsy J. Bernard
   Issuer   No   N/A   N/A
1.2 Election of Director Marc N. Casper
   Issuer   No   N/A   N/A
1.3 Election of Director David C. Dvorak
   Issuer   No   N/A   N/A
1.4 Election of Director Larry C. Glasscock
   Issuer   No   N/A   N/A
1.5 Election of Director Robert A. Hagemann
   Issuer   No   N/A   N/A
1.6 Election of Director Arthur J. Higgins
   Issuer   No   N/A   N/A
1.7 Election of Director John L. McGoldrick
   Issuer   No   N/A   N/A
1.8 Election of Director Cecil B. Pickett, Ph.D.
   Issuer   No   N/A   N/A
2. Non-binding Vote to Approve Executive Compensation
   Issuer   No   N/A   N/A
3. Set Annual Frequency for Non-binding Vote on Executive Compensation
   Issuer   No   N/A   N/A
4. Ratify Auditors
   Issuer   No   N/A   N/A

 

 

TW Small Cap Growth Fund
REGISTRANT NAME: FUNDVANTAGE TRUST
INVESTMENT COMPANY ACT FILE NUMBER: 811-22027
REPORTING PERIOD: 07/01/2010-06/30/2011
NAME OF SERIES (AS APPLICABLE): TW Small Cap Growth Fund
PARAMETRIC TECHNOLOGY CORP.
     
EXCHANGE TICKER SYMBOL: PMTC
  CUSIP #: 699173-209
SHAREHOLDER MEETING DATE: 9-Mar-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
INCREASE IN THE TOTAL NUMBER OF SHARES ISSUABLE UNDER THE 2000 EQUITY INCENTIVE PLAN
  Issuer   Yes   For   For
APPROVE THE PERFORMANCE GOALS UNDER THE 2000 EQUITY INCENTIVE PLAN
  Issuer   Yes   For   For
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
  Issuer   Yes   1 Year   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For

 

 

PHARMASSET INC
     
EXCHANGE TICKER SYMBOL: VRUS
  CUSIP #: 71715N-106
SHAREHOLDER MEETING DATE: 23-Mar-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
APPROVAL OF AMENDMENTS TO PHARMASSET, INC.’S REVISED 2007 EQUITY INCENTIVE PLAN
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF PHARMASSET, INC.’S NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF PHARMASSET, INC.’S NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

ACACIA RESEARCH INC.
     
EXCHANGE TICKER SYMBOL: ACTG
  CUSIP #: 003881-307
SHAREHOLDER MEETING DATE: 17-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
TO RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
  Issuer   Yes   1 Year   Against

 

 

AMERICAGROUP CORPORATION
     
EXCHANGE TICKER SYMBOL: AGP
  CUSIP #: 03073T-102
SHAREHOLDER MEETING DATE: 12-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
TO RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
  Issuer   Yes   1 Year   For
Approve Employee Stock Purchase Plan
  Issuer   Yes   For   For

 

 

ALEXION PHARMACEUTICALS, INC.
     
EXCHANGE TICKER SYMBOL: ALXN
  CUSIP #: 015351-109
SHAREHOLDER MEETING DATE: 11-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
TO RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
  Issuer   Yes   1 Year   For
APPROVAL OF THE AMENDMENT TO ALEXION’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
  Issuer   Yes   Abstain    

 

 

BRIGHAM EXPLORATION COMPANY
     
EXCHANGE TICKER SYMBOL: BEXP
  CUSIP #: 109178-103
SHAREHOLDER MEETING DATE: 21-Jun-11
    
                 
            FUND’S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
APPROVAL OF THE AMENDMENT TO THE 1997 DIRECTOR STOCK OPTION PLAN TO EXTEND THE TERM OF FUTURE OPTIONS TO BE GRANTED PURSUANT TO THE PLAN FROM SEVEN YEARS TO TEN YEARS
  Issuer   Yes   Abstain    
TO RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
   Issuer   Yes   3 Years   For
APPROVAL OF THE GRANT OF 1,500 SHARES OF COMMON STOCK TO EACH OF OUR NON-EMPLOYEE DIRECTORS
  Issuer   Yes   Abstain    

 

BJ’S RESTAURANTS, INC.
     
EXCHANGE TICKER SYMBOL: BJRI
  CUSIP #: 09180C-106
SHAREHOLDER MEETING DATE: 7-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.
  Issuer   Yes   For   For
RATIFICATION AND APPROVAL OF 2011 PERFORMANCE INCENTIVE PLAN
  Issuer   Yes   For   For
APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
  Issuer   Yes   1 Year   For

 

 

CAVIUM NETWORKS, INC.
     
EXCHANGE TICKER SYMBOL: CAVM
  CUSIP #: 14965A-101
SHAREHOLDER MEETING DATE: 3-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

DICE HOLDINGS, INC.
     
EXCHANGE TICKER SYMBOL: DHX
  CUSIP #: 253017-107
SHAREHOLDER MEETING DATE: 15-Apr-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

DEXCOM INC.
     
EXCHANGE TICKER SYMBOL: DXCM
  CUSIP #: 252131-107
SHAREHOLDER MEETING DATE: 25-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

US ECOLOGY, INC.
     
EXCHANGE TICKER SYMBOL: ECOL
  CUSIP #: 91732J-102
SHAREHOLDER MEETING DATE: 24-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

EXLSERVICE HOLDINGS, INC.
     
EXCHANGE TICKER SYMBOL: EXLS
  CUSIP #: 302081104
SHAREHOLDER MEETING DATE: 17-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

FIRST CASH FINANCIAL SERVICES, INC.
     
EXCHANGE TICKER SYMBOL: FCFS
  CUSIP #: 31942D-107
SHAREHOLDER MEETING DATE: 22-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   3 Years   For
APPROVE THE 2011 LONG-TERM INCENTIVE PLAN
  Issuer   Yes   For   For

 

 

SOURCEFIRE, INC.
     
EXCHANGE TICKER SYMBOL: FIRE
  CUSIP #: 83616T108
SHAREHOLDER MEETING DATE: 26-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

GOODRICH PETROLEUM CORP.
     
EXCHANGE TICKER SYMBOL: GDP
  CUSIP #: 382410-405
SHAREHOLDER MEETING DATE: 19-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against
APPROVE AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN
  Issuer   Yes   For   For
PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE 2006 LONG-TERM INCENTIVE PLAN FOR PURPOSES OF COMPLYING WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE
  Issuer   Yes   For   For

 

 

GUESS, INC.
     
EXCHANGE TICKER SYMBOL: GES
  CUSIP #: 401617-105
SHAREHOLDER MEETING DATE: 23-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   3 Years   For

 

 

HUDSON HIGHLAND GROUP, INC.
     
EXCHANGE TICKER SYMBOL: HHGP
  CUSIP #: 443792-106
SHAREHOLDER MEETING DATE: 28-Apr-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

HEALTHNET, INC.
     
EXCHANGE TICKER SYMBOL: HNT
  CUSIP #: 42222G-108
SHAREHOLDER MEETING DATE: 18-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE THE AMENDMENT AND RESTATEMENT OF HEALTH NET’S CERTIFICATE OF INCORPORATION TO ELIMINATE ITS SUPERMAJORITY VOTING REQUIREMENTS
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

Hexcel Corporation
     
EXCHANGE TICKER SYMBOL: HXL
  CUSIP #: 428291-108
SHAREHOLDER MEETING DATE: 5-May-11
    
                 
            FUND’S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVAL OF MANAGEMENT INCENTIVE COMPENSATION PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

INTERNAP NETWORK SERVICES CORP.
     
EXCHANGE TICKER SYMBOL: INAP
  CUSIP #: 45885A-300
SHAREHOLDER MEETING DATE: 16-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
TO APPROVE AMENDMENTS TO THE COMPANY’S 2005 INCENTIVE STOCK PLAN.
  Issuer   Yes   Abstain    
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   3 Years   For

 

 

JONES LANG LASALLE INCORPORATED
     
EXCHANGE TICKER SYMBOL: JLL
  CUSIP #: 48020Q-107
SHAREHOLDER MEETING DATE: 26-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE A PROPOSAL BY THE BOARD TO AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE HOLDERS OF 30% OF THE OUTSTANDING SHARES OF COMMON STOCK TO CALL A SPECIAL MEETING OF SHAREHOLDERS
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

KAISER ALUMINUM CORPORATION
     
EXCHANGE TICKER SYMBOL: KALU
  CUSIP #: 483007-704
SHAREHOLDER MEETING DATE: 9-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

KEY ENERGY SERVICES, INC.
     
EXCHANGE TICKER SYMBOL: KEG
  CUSIP #: 492914-106
SHAREHOLDER MEETING DATE: 19-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

KERYX BIOPHARMACEUTICALS, INC.
     
EXCHANGE TICKER SYMBOL: KERX
  CUSIP #: 492515-101
SHAREHOLDER MEETING DATE: 21-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   2 Years   For

 

 

KENEXA CORPORATION
     
EXCHANGE TICKER SYMBOL: KNXA
  CUSIP #: 488879-107
SHAREHOLDER MEETING DATE: 18-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
AMENDMENT TO 2005 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK FOR ISSUANCE UNDER THE PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

KRATON PERFORMANCE POLYMERS INC.
     
EXCHANGE TICKER SYMBOL: KRA
  CUSIP #: 50077C-106
SHAREHOLDER MEETING DATE: 25-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2009 EQUITY INCENTIVE PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

KANSAS CITY SOUTHERN
     
EXCHANGE TICKER SYMBOL: KSU
  CUSIP #: 485170-302
SHAREHOLDER MEETING DATE: 5-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against
APPROVAL OF ANNUAL INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M)
  Issuer   Yes   For   For

 

 

MAP PHARMACEUTICALS, INC.
     
EXCHANGE TICKER SYMBOL: MAPP
  CUSIP #: 56509R-108
SHAREHOLDER MEETING DATE: 19-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

MASSIMO CORPORATION
     
EXCHANGE TICKER SYMBOL: MASI
  CUSIP #: 574795-100
SHAREHOLDER MEETING DATE: 1-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
PROPOSAL TO ADOPT A MAJORITY VOTING STANDARD FOR DIRECTOR ELECTIONS
  Shareholder   Yes   Abstain    
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

MICREL INCORPORATED
     
EXCHANGE TICKER SYMBOL: MCRL
  CUSIP #: 594793-101
SHAREHOLDER MEETING DATE: 26-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

MEDNAX, INC.
     
EXCHANGE TICKER SYMBOL: MD
  CUSIP #: 58502B-106
SHAREHOLDER MEETING DATE: 5-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

MORGANS HOTEL GROUP CO.
     
EXCHANGE TICKER SYMBOL: MHGC
  CUSIP #: 61748W-108
SHAREHOLDER MEETING DATE: 18-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

MARTEN TRANSPORT LTD.
     
EXCHANGE TICKER SYMBOL: MRTN
  CUSIP #: 573075-108
SHAREHOLDER MEETING DATE: 3-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

MINDSPEED TECHNOLOGIES INC.
     
EXCHANGE TICKER SYMBOL: MSPD
  CUSIP #: 602682-205
SHAREHOLDER MEETING DATE: 5-Apr-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVAL OF AMENDED AND RESTATED LONG-TERM INCENTIVES PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   3 Years   For

 

 

MAXWELL TECHNOLOGIES INC.
     
EXCHANGE TICKER SYMBOL: MXWL
  CUSIP #: 577767-106
SHAREHOLDER MEETING DATE: 11-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

NETLOGIC MICROSYSTEMS INC.
     
EXCHANGE TICKER SYMBOL: NETL
  CUSIP #: 64118B-100
SHAREHOLDER MEETING DATE: 20-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against
PROPOSAL TO REQUEST THE BOARD OF DIRECTORS TO INITIATE AN APPROPRIATE PROCESS TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION AND/OR BYLAWS TO PROVIDE THAT UNCONTESTED DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS
  Shareholder   Yes   Abstain    

 

 

NETSPEND HOLDINGS INC.
     
EXCHANGE TICKER SYMBOL: NTSP
  CUSIP #: 64118V-106
SHAREHOLDER MEETING DATE: 27-Apr-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

ORIENT EXPRESS HOTELS LTD.
     
EXCHANGE TICKER SYMBOL: OEH
  CUSIP #: G67743-107
SHAREHOLDER MEETING DATE: 9-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVAL OF INCREASE IN THE NUMBER OF CLASS A COMMON SHARES WHICH THE COMPANY IS AUTHORIZED TO ISSUE
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For

 

 

OMNICELL, INC.
     
EXCHANGE TICKER SYMBOL: OMCL
  CUSIP #: 68213N109
SHAREHOLDER MEETING DATE: 24-May-11
    
                 
SUMMARY OF MATTER VOTED ON
  WHO PROPOSED MATTER: ISSUER / SHAREHOLDER   WHETHER FUND CAST VOTE ON MATTER   FUND’S FUND’S VOTE FOR OR AGAINST PROPOSAL, OR ABSTAIN; FOR OR WITHHOLD REGARDING ELECTION OF DIRECTORS   WHETHER VOTE WAS FOR OR AGAINST MANAGEMENT
 
               
                 
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

PIONEER DRILLING COMPANY
     
EXCHANGE TICKER SYMBOL: PDC
  CUSIP #: 723655-106
SHAREHOLDER MEETING DATE: 12-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE THE AMENDMENT TO THE 2007 INCENTIVE PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

PIER ONE IMPORTS, INC.
     
EXCHANGE TICKER SYMBOL: PIR
  CUSIP #: 720279-108
SHAREHOLDER MEETING DATE: 28-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2006 STOCK INCENTIVE PLAN FOR PURPOSES OF COMPENSATION DEDUCTIBILITYUNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE
  Issuer   Yes   Abstain    
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

QUIDEL CORPORATION
     
EXCHANGE TICKER SYMBOL: QDEL
  CUSIP #: 74838J-101
SHAREHOLDER MEETING DATE: 10-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

RADIANT SYSTEMS, INC.
     
EXCHANGE TICKER SYMBOL: RADS
  CUSIP #: 75025N-102
SHAREHOLDER MEETING DATE: 8-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE AMENDMENT TO LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS FOR SECTION 162(M) AWARDS
  Issuer   Yes   Abstain    
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

REGAL BELOIT CORPORATION
     
EXCHANGE TICKER SYMBOL: RBCN
  CUSIP #: 758750-103
SHAREHOLDER MEETING DATE: 2-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVAL OF THE COMPANY’S SHAREHOLDER VALUE ADDED (SVA) EXECUTIVE OFFICERS INCENTIVE COMPENSATION PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

ROSETTA RESOURCES, INC.
     
EXCHANGE TICKER SYMBOL: ROSE
  CUSIP #: 777779-307
SHAREHOLDER MEETING DATE: 6-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

RED ROBIN GOURMET BURGERS, INC.
     
EXCHANGE TICKER SYMBOL: RRGB
  CUSIP #: 75689M-101
SHAREHOLDER MEETING DATE: 26-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE THE AMENDED AND RESTATED PERFORMANCE INCENTIVE PLAN
  Issuer   Yes   For   For
APPROVE THE INCLUSION OF A PROPOSAL IN THE COMPANY’S 2012 PROXY STATEMENT TO AMEND THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO DECLASSIFY THE BOARD OF DIRECTORS
  Issuer   Yes   For   N/A
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

RUSH ENTERPRISES, INC.
     
EXCHANGE TICKER SYMBOL: RUSHA
  CUSIP #: 781846209
SHAREHOLDER MEETING DATE: 17-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE NONEMPLOYEE DIRECTOR STOCK PLAN
  `   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

SHUTTERFLY, INC.
     
EXCHANGE TICKER SYMBOL: SFLY
  CUSIP #: 82568P-304
SHAREHOLDER MEETING DATE: 25-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

SCIENTIFIC GAMES CORPORATION
     
EXCHANGE TICKER SYMBOL: SGMS
  CUSIP #: 80874P-109
SHAREHOLDER MEETING DATE: 7-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE AN OFFER TO EXCHANGE ON A VALUE-FOR-VALUE BASIS CERTAIN STOCK OPTIONS HELD BY THE COMPANY’S EMPLOYEES AND DIRECTORS FOR A LESSER NUMBER OF RESTRICTED STOCK UNITS (AND REQUISITE AMENDMENTS TO THE INCENTIVE COMPENSATION PLAN)
  Issuer   Yes   Abstain    
APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S INCENTIVE COMPENSATION PLAN
  Issuer   Yes   Abstain    
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

SOLUTIA, INC.
     
EXCHANGE TICKER SYMBOL: SOA
  CUSIP #: 834376-501
SHAREHOLDER MEETING DATE: 18-Apr-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

SONUS NETWORKS, INC.
     
EXCHANGE TICKER SYMBOL: SONS
  CUSIP #: 835916-107
SHAREHOLDER MEETING DATE: 2-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

STEINER LEISURE LTD.
     
EXCHANGE TICKER SYMBOL: STNR
  CUSIP #: P8744Y-102
SHAREHOLDER MEETING DATE: 14-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   3 Years   For

 

 

TRINITY INDUSTRIES, INC.
     
EXCHANGE TICKER SYMBOL: TRN
  CUSIP #: 896522-109
SHAREHOLDER MEETING DATE: 2-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

TETRA TECHNOLOGIES, INC.
     
EXCHANGE TICKER SYMBOL: TTI
  CUSIP #: 88162F-105
SHAREHOLDER MEETING DATE: 3-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE THE LONG TERM INCENTIVE COMPENSATION PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

UNITED THERAPEUTICS CORPORATION
     
EXCHANGE TICKER SYMBOL: UTHR
  CUSIP #: 91307C-102
SHAREHOLDER MEETING DATE: 29-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

VOLTERRA SEMICONDUCTOR CORPORATION
     
EXCHANGE TICKER SYMBOL: VLTR
  CUSIP #: 928708-106
SHAREHOLDER MEETING DATE: 22-Apr-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

VOLCANO CORPORATION
     
EXCHANGE TICKER SYMBOL: VOLC
  CUSIP #: 928645-100
SHAREHOLDER MEETING DATE: 2-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVE VOLCANO’S AMENDED AND RESTATED EQUITY COMPENSATION PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

VALUEVISION MEDIA INC.
     
EXCHANGE TICKER SYMBOL: VVTV
  CUSIP #: 92047K-107
SHAREHOLDER MEETING DATE: 15-Jun-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVAL OF THE INCENTIVE PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

THE WARNACO GROUP INC.
     
EXCHANGE TICKER SYMBOL: WRC
  CUSIP #: 934390-402
SHAREHOLDER MEETING DATE: 11-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   For

 

 

HORSEHEAD HOLDING CORP.
     
EXCHANGE TICKER SYMBOL: ZINC
  CUSIP #: 440694-305
SHAREHOLDER MEETING DATE: 29-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
APPROVAL OF INCENTIVE COMPENSATION PLAN
  Issuer   Yes   For   For
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For
ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   1 Year   Against

 

 

ZIONS BANCORPORATION
     
EXCHANGE TICKER SYMBOL: ZION
  CUSIP #: 989701-107
SHAREHOLDER MEETING DATE: 27-May-11
    
                 
            FUND'S VOTE    
            FOR OR    
            AGAINST    
            PROPOSAL, OR    
    WHO       ABSTAIN; FOR    
    PROPOSED   WHETHER   OR WITHHOLD   WHETHER VOTE
    MATTER:   FUND CAST   REGARDING   WAS FOR OR
    ISSUER /   VOTE ON   ELECTION OF   AGAINST
SUMMARY OF MATTER VOTED ON   SHAREHOLDER   MATTER   DIRECTORS   MANAGEMENT
THAT THE BOARD OF DIRECTORS ADOPT A POLICY TO REVIEW AND DETERMINE WHETHER TO SEEK RECOUPMENT OF BONUSES AND OTHER INCENTIVE COMPENSATION
  Shareholder   Yes   Abstain    
Board Member(s) approvals
  Issuer   Yes   For   For
Ratify Independent Certified Public Accounting Firm
  Issuer   Yes   For   For
ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
  Issuer   Yes   For   For

 

 

WHV Emerging Markets Equity Fund
REGISTRANT NAME: FUNDVANTAGE TRUST
INVESTMENT COMPANY ACT FILE NUMBER: 811-22027
REPORTING PERIOD: 07/01/2010 — 06/30/2011
NAME OF SERIES (AS APPLICABLE): WHV Emerging Markets Equity Fund
     
ALUMINIUM CORP. OF CHINA
    
 
    
Exchange Ticker Symbol: ACH
  CUSIP #: 22276109
Shareholder Meeting Date: 14-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Type of Shares and Nominal Value
  Management   Voted   For   For
Method of Issue
  Management   Voted   For   For
Target Subscribers
  Management   Voted   For   For
Lock-Up Period
  Management   Voted   For   For
Subscription Method
  Management   Voted   For   For
Number of A Shares
  Management   Voted   For   For
Pricing Base Date and Price of the Issue
  Management   Voted   For   For
Place of Listing
  Management   Voted   For   For
Use of Proceeds
  Management   Voted   For   For
Arrangements with Regard to the Undistributed Cumulated Profits
  Management   Voted   For   For
Period of Validity of the Authorization Given by the Resolutions
  Management   Voted   For   For
Detailed Plan for the Non-Public A Share Issue
  Management   Voted   For   For
Ratification of Board Act
  Management   Voted   For   For
Compliance of Condition of Non-Public A Share Issue
  Management   Voted   For   For
The Report of Proceeds from the Last Fund Raising Exercise and Independent Assurance Report
  Management   Voted   For   For
Feasibility Analysis Report on Use of Proceeds
  Management   Voted   For   For
Type of Shares and Nominal Value
  Management   Voted   For   For
Method of Issue
  Management   Voted   For   For
Target Subscribers
  Management   Voted   For   For
Lock-Up Period
  Management   Voted   For   For
Subscription Method
  Management   Voted   For   For
Number of A Shares
  Management   Voted   For   For
Pricing Base Date and Price of the Issue
  Management   Voted   For   For
Place of Listing
  Management   Voted   For   For
Use of Proceeds
  Management   Voted   For   For
Arrangements with Regard to the Undistributed Cumulated Profits
  Management   Voted   For   For
Period of Validity of the Authorization Given by the Resolutions
  Management   Voted   For   For
     
ALUMINIUM CORP. OF CHINA
    
 
    
Exchange Ticker Symbol: ACH
  CUSIP #: 22276109
Shareholder Meeting Date: 31-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Directors’ Report
  Management   Voted   For   For
Supervisors’ Report
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Elect LIU Caiming
  Management   Voted   For   For
Fees of Directors and Supervisors
  Management   Voted   For   For
Renewal of Liability Insurance
  Management   Voted   Abstain   Against
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Counter Guarantee
  Management   Voted   For   For
Proposed Agreement
  Management   Voted   For   For
Shareholder Proposal
  Management   Voted   Against   Against
Authority to Issue H Shares w/o Preemptive Rights
  Management   Voted   Against   Against

 

 

     
AMERICA MOVIL S.A.B.DE C.V.
    
 
    
Exchange Ticker Symbol: AMX
  CUSIP #: 02364W105
Shareholder Meeting Date: 27-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Election of Directors (Series L)
  Management   Voted   Abstain   Against
Election of Meeting Delegates
  Management   Voted   For   For

 

 

     
CIA DE SANEAMENTO BASICO DE SAO PAULO
    
 
    
Exchange Ticker Symbol: SBS
  CUSIP #: 20441A102
Shareholder Meeting Date: 28-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Publication of Company Notices
  Management   Voted   For   For
Election of Directors; Supervisory Council and Remuneration Policy
  Management   Voted   Abstain   Against
Amendments to Articles
  Management   Voted   For   For

 

 

     
CNOOC LTD.
    
 
    
Exchange Ticker Symbol: CEO
  CUSIP #: 126132109
Shareholder Meeting Date: 27-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Elect WANG Yilin
  Management   Voted   For   For
Elect LI Fanrong
  Management   Voted   Against   Against
Elect Lawrence J. LAU
  Management   Voted   For   For
Elect WANG Tao
  Management   Voted   For   For
Directors’ Fees
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Authority to Repurchase Shares
  Management   Voted   For   For
Authority to Issue Shares w/o Preemptive Rights
  Management   Voted   Against   Against
Authority to Issue Repurchased Shares
  Management   Voted   Against   Against

 

 

     
COMPANHIA DE BEBIDAS DAS AMERICAS
    
 
    
Exchange Ticker Symbol: ABVC
  CUSIP #: 20441W203
Shareholder Meeting Date: 29-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Mario Fernando Engelke
  Management   Voted   For   For
Elect Euripedes de Freitas
  Management   Voted   For   For

 

 

     
COMPANIA DE MINAS BUENAVENTURA S.A.
    
 
    
Exchange Ticker Symbol: BVN
  CUSIP #: 204448104
Shareholder Meeting Date: 25-Mar-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Allocation of Dividends
  Management   Voted   For   For
Election of Directors
  Management   Voted   For   For

 

 

     
CREDICORP
    
 
    
Exchange Ticker Symbol: BAP
  CUSIP #: G2519Y108
Shareholder Meeting Date: 31-Mar-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Election of Directors; Fees
  Management   Voted   Against   Against
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For

 

 

     
INFOSYS TECHNOLOGIES LTD.
    
 
    
Exchange Ticker Symbol: INFY
  CUSIP #: 456788108
Shareholder Meeting Date: 11-Jun-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Elect Srinath Batni
  Management   Voted   For   For
Elect Sridar Iyegar
  Management   Voted   For   For
Elect Deepak Satwalekar
  Management   Voted   For   For
Elect Omkar Goswami
  Management   Voted   For   For
Retirement of K. Dinesh
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Elect Ramaswami Seshasayee
  Management   Voted   For   For
Elect Ravi Venkatesan
  Management   Voted   For   For
Appointment of S. Gopalakrishnan as Wholetime Director; Approval of Compensation
  Management   Voted   For   For
Appointment of S.D. Shibulal as CEO and Managing Director; Approval of Compensation
  Management   Voted   For   For
Change in Company Name
  Management   Voted   For   For

 

 

     
LONGTOP FINANCIAL TECHNOLOGIES LTD
    
 
    
Exchange Ticker Symbol: LFT
  CUSIP #: 54318P108
Shareholder Meeting Date: 24-Mar-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Yinhua Chen
  Management   Voted   Withhold   Against
Elect Yifeng Shen
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For

 

 

     
LUKOIL OIL CO.
    
 
    
Exchange Ticker Symbol: LUKOY
  CUSIP #: 677862104
Shareholder Meeting Date: 23-Jun-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports; Allocation of Profits/Dividends
  Management   Voted   For   For
Elect Vagit Alekperov
  Management   Voted   Abstain   NA
Elect Igor Belikov
  Management   Voted   For   NA
Elect Victor Blazheev
  Management   Voted   For   NA
Elect Valery Grayfer
  Management   Voted   Abstain   NA
Elect Herman Gref
  Management   Voted   Abstain   NA
Elect Igor Ivanov
  Management   Voted   For   NA
Elect Ravil Maganov
  Management   Voted   Abstain   NA
Elect Richard Matzke
  Management   Voted   For   NA
Elect Sergei Mikhailov
  Management   Voted   For   NA
Elect Mark Mobius
  Management   Voted   For   NA
Elect Guglielmo Moscato
  Management   Voted   For   NA
Elect Aleksander Shokhin
  Management   Voted   For   NA
Appointment of Vagit Yusufovich Alekperov as President
  Management   Voted   For   For
Elect Pavel Kondratiev
  Management   Voted   For   For
Elect Vladimir Nikitenko
  Management   Voted   For   For
Elect Mikhail Shendrik
  Management   Voted   For   For
Directors’ Fees
  Management   Voted   For   For
Directors’ Fees for Newly Elected Members
  Management   Voted   For   For
Audit Commission’s Fees
  Management   Voted   For   For
Audit Commission Fees for Newly Elected Members
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Amendments to Charter
  Management   Voted   For   For
Amendments to Meeting Regulations
  Management   Voted   For   For
Directors’ Liability Insurance
  Management   Voted   For   For

 

 

     
PETROCHINA CO. LTD.
    
 
    
Exchange Ticker Symbol: PTR
  CUSIP #: 71646E100
Shareholder Meeting Date: 18-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Directors’ Report
  Management   Voted   For   For
Supervisors’ Report
  Management   Voted   For   For
Financial Statements
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Authority to Declare Interim Dividend
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Elect JIANG Jiemin
  Management   Voted   For   For
Elect ZHOU Jiping
  Management   Voted   For   For
Elect WANG Yilin
  Management   Voted   Abstain   Against
Elect LI Xinhua
  Management   Voted   For   For
Elect LIAO Yongyuan
  Management   Voted   For   For
Elect WANG Guoliang
  Management   Voted   For   For
Elect WANG Dongjin
  Management   Voted   For   For
Elect YU Baocai
  Management   Voted   For   For
Elect RAN Xinquan
  Management   Voted   For   For
Elect LIU Hongru
  Management   Voted   For   For
Elect Franco Bernabe
  Management   Voted   Against   Against
Elect LI Yongwu
  Management   Voted   For   For
Elect CUI Junhui
  Management   Voted   For   For
Elect CHEN Zhiwu
  Management   Voted   For   For
Elect CHEN Ming
  Management   Voted   Against   Against
Elect GUO Jinping
  Management   Voted   For   For
Elect WEN Qingshan
  Management   Voted   Against   Against
Elect SUN Xianfeng
  Management   Voted   For   For
Elect LI Yuan
  Management   Voted   For   For
Elect WANG Daocheng
  Management   Voted   For   For
Authority to Issue Shares w/o Preemptive Rights
  Management   Voted   Against   Against
Issuance of Debt Financing Instruments
  Management   Voted   For   For

 

 

     
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
    
 
    
Exchange Ticker Symbol: SQM
  CUSIP #: 833635105
Shareholder Meeting Date: 28-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Appointment of Auditor and Account Inspectors
  Management   Voted   Abstain   Against
Related Party Transactions
  Management   Voted   For   For
Investment and Finance Policy
  Management   Voted   For   For
Allocation of Profits/Dividends; Dividend Policy
  Management   Voted   For   For
Director’s Expenses
  Management   Voted   For   For
Election of Directors; Fees
  Management   Voted   Abstain   Against
Reports of the Directors’ and Audit Committees
  Management   Voted   For   For
Transaction of Other Business
  Management   Voted   Against   Against

 

 

     
SOUTHERN COPPER CORPORATION
    
 
    
Exchange Ticker Symbol: SCCO
  CUSIP #: 84265V105
Shareholder Meeting Date: 28-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect German Larrea Mota Velasco
  Management   Voted   For   For
Elect Oscar Gonzalez Rocha
  Management   Voted   Withhold   Against
Elect Emilio Carrillo Gamboa
  Management   Voted   For   For
Elect Alfredo Casar Perez
  Management   Voted   For   For
Elect Luis Castelazo Morales
  Management   Voted   For   For
Elect Enrique Castillo Sanchez Mejorada
  Management   Voted   Withhold   Against
Elect Alberto de la Parra Zavala
  Management   Voted   For   For
Elect Xavier Garcia de Quevedo Topete
  Management   Voted   Withhold   Against
Elect Genaro Larrea Mota Velasco
  Management   Voted   For   For
Elect Daniel Quintanilla
  Management   Voted   For   For
Elect Luis Miguel Palomino Bonilla
  Management   Voted   For   For
Elect Gilberto Perezalonso Cifuentes
  Management   Voted   Withhold   Against
Elect Juan Rebolledo Gout
  Management   Voted   For   For
Elect Carlos Ruiz
  Management   Voted   For   For
Ratification of Auditor
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   For

 

 

     
TAIWAN SEMICONDUCTOR MANUFACTURING
    
 
    
Exchange Ticker Symbol: TSM
  CUSIP #: 874039100
Shareholder Meeting Date: 9-Jun-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Amendments to Procedural Rules: Capital Loans and
  Management   Voted   For   For
Endorsements/Guarantees
                
Approve Spin-off
  Management   Voted   For   For
Elect Gregory C. Chow
  Management   Voted   For   For
Elect Kok-Choo Chen
  Management   Voted   For   For

 

 

     
TELEKOMUNIKASI
    
 
    
Exchange Ticker Symbol: TLK
  CUSIP #: 715684106
Shareholder Meeting Date: 19-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Annual Report and Commissioners’ Report
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Director and Commissioners’ Fees
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Authority to Repurchase Shares
  Management   Voted   For   For

 

 

     
TENARIS S.A.
    
 
    
Exchange Ticker Symbol: TS
  CUSIP #: 88031M109
Shareholder Meeting Date: 1-Jun-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Presentation of Accounts and Reports
  Management   Voted   For   For
Consolidated Accounts and Reports
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Ratification of Board Acts
  Management   Voted   For   For
Election of Directors
  Management   Voted   For   For
Directors’ Fees
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Electronic Communications
  Management   Voted   For   For
Amendments to Articles
  Management   Voted   For   For
Amendment Regarding Date of the Annual General Meeting
  Management   Voted   For   For
Presentation of Accounts and Reports
  Management   Voted   For   For
Consolidated Accounts and Reports
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Ratification of Board Acts
  Management   Voted   For   For
Election of Directors
  Management   Voted   For   For
Directors’ Fees
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Electronic Communications
  Management   Voted   For   For
Amendments to Articles
  Management   Voted   For   For
Amendment Regarding Date of the Annual General Meeting
  Management   Voted   For   For

 

 

     
VALE S.A.
    
 
    
Exchange Ticker Symbol: VALE
  CUSIP #: 91912E105
Shareholder Meeting Date: 19-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends and Capital Expenditure Budget
  Management   Voted   For   For
Election of Directors
  Management   Voted   Against   Against
Election of Supervisory Council
  Management   Voted   For   For
Remuneration Policy
  Management   Voted   Against   Against
Capitalization of Reserves
  Management   Voted   For   For

 

 

     
YANZHOU COAL MINING COMPANY LIMITED
    
 
    
Exchange Ticker Symbol: YZC
  CUSIP #: 984846105
Shareholder Meeting Date: 18-Feb-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Replacement of Auditor
  Management   Voted   For   NA
Amendments to Articles
  Management   Voted   For   NA
Amendments to Procedural Rules of Shareholders’ General Meeting
  Management   Voted   For   NA
Amendments to Procedural Rules of Board of Directors
  Management   Voted   For   NA
     
YANZHOU COAL MINING COMPANY LIMITED
    
 
    
Exchange Ticker Symbol: YZC
  CUSIP #: 984846105
Shareholder Meeting Date: 20-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Directors’ Report
  Management   Voted   For   For
Supervisors’ Report
  Management   Voted   For   For
Financial Statements
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Elect LI Weimin
  Management   Voted   For   For
Elect WANG Xin
  Management   Voted   For   For
Elect ZHANG Yingmin
  Management   Voted   For   For
Elect SHI Xuerang
  Management   Voted   For   For
Elect WU Yuxiang
  Management   Voted   For   For
Elect ZHANG Baocai
  Management   Voted   For   For
Elect WANG Xianzheng
  Management   Voted   For   For
Elect CHENG Faguang
  Management   Voted   For   For
Elect WANG Xiaojun
  Management   Voted   For   For
Elect XUE Youzhi
  Management   Voted   For   For
Elect SONG Guo
  Management   Voted   Against   Against
Elect ZHOU Shoucheng
  Management   Voted   For   For
Elect ZHANG Shengdong
  Management   Voted   Against   Against
Elect ZHEN Ailan
  Management   Voted   For   For
Fees of Directors and Supervisors
  Management   Voted   For   For
Liability Insurance
  Management   Voted   For   For
Bidding for Mining Rights
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Amendments to Rules and Articles
  Management   Voted   For   For
Authority to Issue H Shares w/o Preemptive Rights
  Management   Voted   Against   Against
Authority to Repurchase H Shares
  Management   Voted   For   For

 

 

WHV International Equity Fund
REGISTRANT NAME: FUNDVANTAGE TRUST
INVESTMENT COMPANY ACT FILE NUMBER: 811-22027
REPORTING PERIOD: 07/01/2010-06/30/2011
NAME OF SERIES (AS APPLICABLE): WHV International Equity Fund
     
AGRIUM INC.
    
 
    
Exchange Ticker Symbol: AGU
  CUSIP #: 8916108
Shareholder Meeting Date: 10-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Ralph Cunningham
  Management   Voted   Withhold   Against
Elect Russel Girling
  Management   Voted   For   For
Elect Susan Henry
  Management   Voted   For   For
Elect Russell Horner
  Management   Voted   For   For
Elect David Lesar
  Management   Voted   For   For
Elect John Lowe
  Management   Voted   For   For
Elect A. Anne McLellan
  Management   Voted   For   For
Elect Derek Pannell
  Management   Voted   For   For
Elect Frank Proto
  Management   Voted   For   For
Elect Michael Wilson
  Management   Voted   For   For
Elect Victor Zaleschuk
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For

 

 

     
AXA
    
 
    
Exchange Ticker Symbol: AXAHY
  CUSIP #: 54536107
Shareholder Meeting Date: 27-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Consolidated Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Related Party Transactions
  Management   Voted   Against   Against
Elect Jean-Martin Folz
  Management   Voted   For   For
Elect Giuseppe Mussari
  Management   Voted   For   For
Elect Marcus Schenck
  Management   Voted   For   For
Authority to Repurchase Shares
  Management   Voted   Against   Against
Authority to Increase Capital Through Capitalizations
  Management   Voted   For   For
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
  Management   Voted   For   For
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
  Management   Voted   Against   Against
Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments
  Management   Voted   Against   Against
Authority to Set Offering Price of Shares
  Management   Voted   Against   Against
Authority to Increase Share Issuance Limit
  Management   Voted   Against   Against
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
  Management   Voted   Against   Against
Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments
  Management   Voted   Against   Against
Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary
  Management   Voted   Against   Against
Authority to Issue Debt Instruments
  Management   Voted   For   For
Authority to Increase Capital Under Employee Savings Plan
  Management   Voted   For   For
Authority to Increase Capital Under Foreign Employee Savings Plan
  Management   Voted   For   For
Authority to Grant Stock Options
  Management   Voted   Against   Against
Authority to Issue Performance Shares
  Management   Voted   Against   Against
Authority to Issue Restricted Shares
  Management   Voted   For   For
Authority to Cancel Shares and Reduce Capital
  Management   Voted   For   For
Amend Article 23
  Management   Voted   For   For
Authority to Carry Out Formalities
  Management   Voted   For   For

 

 

     
BASF SE
    
 
    
Exchange Ticker Symbol: BASFY
  CUSIP #: 55262505
Shareholder Meeting Date: 6-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Allocation of Profits/Dividends
  Management   Voted   For   For
Ratification of Supervisory Board Acts
  Management   Voted   For   For
Ratification of Management Board Acts
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Elect Anke Schaferkordt
  Management   Voted   For   For
Supervisory Board Fees
  Management   Voted   For   For
Intra-company Contracts/Control Agreements
  Management   Voted   For   For
Intra-company Contracts/Control Agreements
  Management   Voted   For   For

 

 

     
BHP BILLITON LTD- ADR
    
 
    
Exchange Ticker Symbol: BHP
  CUSIP #: 88606108
Shareholder Meeting Date: 16-Nov-10
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports (BHP Billiton plc and BHP Billiton Limited)
  Management   Voted   For   For
Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited)
  Management   Voted   For   For
Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited)
  Management   Voted   For   For
Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited)
  Management   Voted   For   For
Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited)
  Management   Voted   For   For
Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited)
  Management   Voted   For   For
Elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited)
  Management   Voted   For   For
Elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited)
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees (BHP Billiton plc)
  Management   Voted   For   For
Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc)
  Management   Voted   For   For
Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc)
  Management   Voted   For   For
Authority to Repurchase Shares (BHP Billiton plc)
  Management   Voted   For   For
Directors’ Remuneration Report
  Management   Voted   For   For
Amendment to the Long-Term Incentive Plan
  Management   Voted   For   For
Equity Grant (CEO Marius Kloppers)
  Management   Voted   For   For
Adoption of New Constitution (BHP Billiton Limited)
  Management   Voted   For   For
Adoption of New Articles (BHP Billiton plc)
  Management   Voted   For   For

 

 

     
BRITISH AMERICAN TOBACCO
    
 
    
Exchange Ticker Symbol: BTI
  CUSIP #: 110448107
Shareholder Meeting Date: 28-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Director’s Remuneration Report
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Authority to Set Auditor’s Fees
  Management   Voted   For   For
Elect Richard Burrows
  Management   Voted   For   For
Elect Karen de Segundo
  Management   Voted   For   For
Elect Nicandro Durante
  Management   Voted   For   For
Elect Robert Lerwill
  Management   Voted   For   For
Elect Christine Morin-Postel
  Management   Voted   For   For
Elect Gerard Murphy
  Management   Voted   For   For
Elect Anthony Ruys
  Management   Voted   For   For
Elect Sir Nicholas Scheele
  Management   Voted   For   For
Elect Ben Stevens
  Management   Voted   For   For
Elect John Daly
  Management   Voted   For   For
Elect Kieran Poynter
  Management   Voted   For   For
Authority to Issue Shares w/ Preemptive Rights
  Management   Voted   For   For
Authority to Issue Shares w/o Preemptive Rights
  Management   Voted   For   For
Authority to Repurchase Shares
  Management   Voted   For   For
Amendment to the Long-Term Incentive Plan
  Management   Voted   For   For
Authority to Set General Meeting Notice Period at 14 Days
  Management   Voted   Against   Against

 

 

     
BROOKFIELD ASSET MANAGEMENT INC.
    
 
    
Exchange Ticker Symbol: BAM
  CUSIP #: 112585104
Shareholder Meeting Date: 11-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Marcel Coutu
  Management   Voted   For   For
Elect Maureen Kempston Darkes
  Management   Voted   For   For
Elect Lance Liebman
  Management   Voted   For   For
Elect G. Wallace McCain
  Management   Voted   For   For
Elect Frank McKenna
  Management   Voted   For   For
Elect Jack Mintz
  Management   Voted   For   For
Elect Youssef Nasr
  Management   Voted   For   For
Elect James Pattison
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Amended Escrowed Stock Plan
  Management   Voted   For   For

 

 

     
BUNGE LTD.
    
 
    
Exchange Ticker Symbol: BG
  CUSIP #: G16962105
Shareholder Meeting Date: 27-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Ernest Bachrach
  Management   Voted   For   For
Elect Enrique Boilini
  Management   Voted   For   For
Ratification of Auditor
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   For

 

 

     
CANADIAN NATIONAL RAILWAY CO.
    
 
    
Exchange Ticker Symbol: CNI
  CUSIP #: 136375102
Shareholder Meeting Date: 27-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Michael Armellino
  Management   Voted   For   For
Elect A. Charles Baillie
  Management   Voted   For   For
Elect Hugh Bolton
  Management   Voted   For   For
Elect Donald Carty
  Management   Voted   For   For
Elect Gordon Giffin
  Management   Voted   For   For
Elect Edith Holiday
  Management   Voted   For   For
Elect V. Maureen Kempston Darkes
  Management   Voted   For   For
Elect Denis Losier
  Management   Voted   For   For
Elect Edward Lumley
  Management   Voted   For   For
Elect David McLean
  Management   Voted   For   For
Elect Claude Mongeau
  Management   Voted   For   For
Elect James O’Connor
  Management   Voted   For   For
Elect Robert Pace
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For

 

 

     
CANADIAN NATURAL RESOURCES LTD.
    
 
    
Exchange Ticker Symbol: CNQ
  CUSIP #: 136385101
Shareholder Meeting Date: 5-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Catherine Best
  Management   Voted   Withhold   Against
Elect N. Murray Edwards
  Management   Voted   For   For
Elect Timothy Faithfull
  Management   Voted   For   For
Elect Gary Filmon
  Management   Voted   For   For
Elect Christopher Fong
  Management   Voted   For   For
Elect Gordon Giffin
  Management   Voted   Withhold   Against
Elect Wilfred Gobert
  Management   Voted   For   For
Elect Steve Laut
  Management   Voted   For   For
Elect Keith MacPhail
  Management   Voted   For   For
Elect Allan Markin
  Management   Voted   For   For
Elect Frank McKenna
  Management   Voted   Withhold   Against
Elect James Palmer
  Management   Voted   Withhold   Against
Elect Eldon Smith
  Management   Voted   Withhold   Against
Elect David Tuer
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For

 

 

     
CANADIAN PACIFIC RAILWAY LTD
    
 
    
Exchange Ticker Symbol: CP
  CUSIP #: 13645T100
Shareholder Meeting Date: 12-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Appointment of Auditor
  Management   Voted   For   For
Elect John Cleghorn
  Management   Voted   For   For
Elect Tim Faithfull
  Management   Voted   For   For
Elect Richard George
  Management   Voted   For   For
Elect Frederic Green
  Management   Voted   For   For
Elect Krystyna Hoeg
  Management   Voted   For   For
Elect Richard Kelly
  Management   Voted   For   For
Elect John Manley
  Management   Voted   For   For
Elect Linda Morgan
  Management   Voted   For   For
Elect Madeleine Paquin
  Management   Voted   For   For
Elect Michael Phelps
  Management   Voted   For   For
Elect Roger Phillips
  Management   Voted   For   For
Elect David Raisbeck
  Management   Voted   For   For
Elect Hartley Richardson
  Management   Voted   For   For
Shareholder Rights Plan
  Management   Voted   For   For
Amendment to the Stock Option Plan
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For

 

 

     
COOPER INDUSTRIES PLC
    
 
    
Exchange Ticker Symbol: CBE
  CUSIP #: G24140108
Shareholder Meeting Date: 2-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Linda Hill
  Management   Voted   For   For
Elect James Postl
  Management   Voted   For   For
Elect Mark Thompson
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
2011 Omnibus Incentive Compensation Plan
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   Against
Authority of Subsidiary to Repurchase Shares
  Management   Voted   For   For
Authority to Set Price of Reissued Treasury Shares
  Management   Voted   For   For

 

 

     
CORE LABORATORIES N.V.
    
 
    
Exchange Ticker Symbol: CLB
  CUSIP #: N22717107
Shareholder Meeting Date: 19-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect David Demshur
  Management   Voted   For   For
Elect Rene Joyce
  Management   Voted   For   For
Elect Michael Kearney
  Management   Voted   For   For
Elect Jan Sodderland
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Authority to Cancel Shares
  Management   Voted   For   For
Authority to Repurchase Shares
  Management   Voted   For   For
Authority to Issue Common and Preference Shares w/ Preemptive Rights
  Management   Voted   For   For
Elimination of Preemptive Rights
  Management   Voted   For   For
Ratification of Auditor
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   Against

 

 

     
DIAGEO PLC- ADR
    
 
    
Exchange Ticker Symbol: DEO
  CUSIP #: 25243Q205
Shareholder Meeting Date: 14-Oct-10
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Director’s Remuneration Report
  Management   Voted   Against   Against
Allocation of Profits/Dividends
  Management   Voted   For   For
Elect Peggy Bruzelius
  Management   Voted   Against   Against
Elect Laurence Danon
  Management   Voted   For   For
Elect Betsey Holden
  Management   Voted   For   For
Elect Lord Clive Hollick
  Management   Voted   For   For
Elect Franz Humer
  Management   Voted   For   For
Elect Philip Scott
  Management   Voted   For   For
Elect H. Todd Stitzer
  Management   Voted   For   For
Elect Paul Walker
  Management   Voted   For   For
Elect Paul Walsh
  Management   Voted   For   For
Elect Lord Mervyn Davies
  Management   Voted   For   For
Elect Deirdre Mahlan
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Authority to Set Auditor’s Fees
  Management   Voted   For   For
Authority to Issue Shares w/ Preemptive Rights
  Management   Voted   For   For
Authority to Issue Shares w/o Preemptive Rights
  Management   Voted   For   For
Authority to Repurchase Shares
  Management   Voted   For   For
Authorisation of Political Donations
  Management   Voted   For   For
Share Incentive Plan Renewal
  Management   Voted   For   For
Sharesave Plan
  Management   Voted   For   For
Authority to Establish International Share Plans
  Management   Voted   For   For
Authority to Set General Meeting Notice Period at 14 Days
  Management   Voted   Against   Against

 

 

     
ENSIGN ENERGY SERVICES INC
    
 
    
Exchange Ticker Symbol: ESVIF
  CUSIP #: 293570107
Shareholder Meeting Date: 18-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Board Size
  Management   Voted   For   For
Elect N. Murray Edwards
  Management   Voted   For   For
Elect Robert Geddes
  Management   Voted   For   For
Elect James Howe
  Management   Voted   Withhold   Against
Elect Len Kangas
  Management   Voted   Withhold   Against
Elect Selby Porter
  Management   Voted   For   For
Elect John Schroeder
  Management   Voted   For   For
Elect Kenneth Skirka
  Management   Voted   For   For
Elect Gail Surkan
  Management   Voted   For   For
Elect Barth Whitham
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For

 

 

     
FINNING INTERNATIONAL INC.
    
 
    
Exchange Ticker Symbol: FINGF
  CUSIP #: 318071404
Shareholder Meeting Date: 11-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Ricardo Bacarreza
  Management   Voted   For   For
Elect James Carter
  Management   Voted   For   For
Elect David Emerson
  Management   Voted   For   For
Elect Kathleen O’Neill
  Management   Voted   For   For
Elect Christopher Patterson
  Management   Voted   For   For
Elect John Reid
  Management   Voted   For   For
Elect Andrew Simon
  Management   Voted   For   For
Elect Bruce Turner
  Management   Voted   For   For
Elect Michael Waites
  Management   Voted   For   For
Elect Douglas Whitehead
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Shareholder Rights Plan Renewal
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For

 

 

     
INGERSOLL-RAND PLC
    
 
    
Exchange Ticker Symbol: IR
  CUSIP #: G47791101
Shareholder Meeting Date: 2-Jun-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Ann Berzin
  Management   Voted   For   For
Elect John Bruton
  Management   Voted   For   For
Elect Jared Cohon
  Management   Voted   For   For
Elect Gary Forsee
  Management   Voted   For   For
Elect Peter Godsoe
  Management   Voted   For   For
Elect Edward Hagenlocker
  Management   Voted   For   For
Elect Constance Horner
  Management   Voted   For   For
Elect Michael Lamach
  Management   Voted   For   For
Elect Theodore Martin
  Management   Voted   For   For
Elect Richard Swift
  Management   Voted   For   For
Elect Tony White
  Management   Voted   For   For
Senior Executive Performance Plan
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   For
Authority to Repurchase Shares
  Management   Voted   For   For
Ratification of Auditor
  Management   Voted   For   For

 

 

     
MANULIFE FINANCIAL CORP.
    
 
    
Exchange Ticker Symbol: MFC
  CUSIP #: 56501R106
Shareholder Meeting Date: 5-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Linda Bammann
  Management   Voted   For   For
Elect Joseph Caron
  Management   Voted   For   For
Elect John Cassaday
  Management   Voted   For   For
Elect Gail Cook-Bennett
  Management   Voted   For   For
Elect Thomas d’Aquino
  Management   Voted   For   For
Elect Richard DeWolfe
  Management   Voted   For   For
Elect Robert Dineen, Jr.
  Management   Voted   For   For
Elect Donald Guloien
  Management   Voted   For   For
Elect Scott Hand
  Management   Voted   For   For
Elect Robert Harding
  Management   Voted   For   For
Elect Luther Helms
  Management   Voted   For   For
Elect Donald Lindsay
  Management   Voted   For   For
Elect Lorna Marsden
  Management   Voted   For   For
Elect John Palmer
  Management   Voted   For   For
Elect Hugh Sloan, Jr.
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   Against   Against
Shareholder Proposal Regarding Critical Mass of Women on Board
  Management   Voted   Against   For
Shareholder Proposal Regarding Pay Ratios
  Management   Voted   Against   For

 

 

     
NABORS INDUSTRIES LTD
    
 
    
Exchange Ticker Symbol: NBR
  CUSIP #: G6359F103
Shareholder Meeting Date: 7-Jun-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Anthony Petrello
  Management   Voted   For   For
Elect Myron Sheinfeld
  Management   Voted   Withhold   Against
Appointment of Auditor & Authorization of Audit Committee to Set Auditor’s Renumeration
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   Against   Against
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   Against
Shareholder Proposal Regarding Majority Vote for Election of Directors
  Shareholder   Voted   For   Against
Shareholder Proposal Regarding Declassification of the Board
  Shareholder   Voted   For   Against

 

 

     
NESTLE SA
    
 
    
Exchange Ticker Symbol: NSRGY
  CUSIP #: 641069406
Shareholder Meeting Date: 14-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports; Compensation Report
  Management   Voted   For   For
Compensation Report
  Management   Voted   For   For
Ratification of Board and Management Acts
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Elect Paul Bulcke
  Management   Voted   For   For
Elect Andreas Koopmann
  Management   Voted   For   For
Elect Rolf Hanggi
  Management   Voted   For   For
Elect Jean-Pierre Meyers
  Management   Voted   For   For
Elect Naina Lal Kidwai
  Management   Voted   For   For
Elect Beat Hess
  Management   Voted   For   For
Elect Ann Veneman
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Cancellation of Shares and Reduction of Share Capital
  Management   Voted   For   For
Transaction of Other Business
  Management   Voted   Against   Against
Authorize Proxy Representative
  Management   Voted   Abstain   Against

 

 

     
NOBLE CORP.
    
 
    
Exchange Ticker Symbol: NE
  CUSIP #: H5833N103
Shareholder Meeting Date: 29-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Lawrence Chazen
  Management   Voted   For   For
Elect Jon Marshall
  Management   Voted   For   For
Elect Mary Ricciardello
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Creation of Reserves
  Management   Voted   For   For
Cancellation of Treasury Shares
  Management   Voted   For   For
Increase of Authorized Capital
  Management   Voted   Against   Against
Reduction of Par Value; Capital Distribution
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Discharge of the Board of Directors from Personal Liability
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   Against

 

 

     
NOVARTIS AG
    
 
    
Exchange Ticker Symbol: NVS
  CUSIP #: 66987V109
Shareholder Meeting Date: 22-Feb-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Ratification of Management and Board Acts
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Compensation Policy
  Management   Voted   Against   Against
Re-elect Ann Fudge
  Management   Voted   For   For
Re-elect Pierre Landolt
  Management   Voted   For   For
Re-elect Ulrich Lehner
  Management   Voted   Against   Against
Elect Enrico Vanni
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Transaction of Other Business
  Management   Voted   Against   Against
     
NOVARTIS AG
    
 
    
Exchange Ticker Symbol: NVS
  CUSIP #: 66987V109
Shareholder Meeting Date: 8-April-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Approval of Merger Agreement
  Management   Voted   For   For
Approval of Share Issuance
  Management   Voted   For   For
Additional and/or Counter-Proposals
  Management   Voted   Against   Against

 

 

     
PARTNERRE LTD.
    
 
    
Exchange Ticker Symbol: PRE
  CUSIP #: G6852T105
Shareholder Meeting Date: 19-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Judith Hanratty
  Management   Voted   For   For
Elect Costas Miranthis
  Management   Voted   For   For
Elect Remy Sautter
  Management   Voted   For   For
Elect Jurgen Zech
  Management   Voted   For   For
Ratification of Auditor
  Management   Voted   For   For
Amendment to the 2005 Employee Equity Plan
  Management   Voted   Against   Against
Amendment to the Swiss Share Purchase Plan
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   Against

 

 

     
PETROLEO BRASILEIRO S.A.
    
 
    
Exchange Ticker Symbol: PBRA
  CUSIP #: 71654V408
Shareholder Meeting Date: 31-Jan-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Merger by Absorption
  Management   Voted   For   For
Amendments to Articles
  Management   Voted   For   For
     
PETROLEO BRASILEIRO S.A.
    
 
    
Exchange Ticker Symbol: PBRA
  CUSIP #: 71654V408
Shareholder Meeting Date: 4-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Amendments to Articles
  Management   Voted   For   For
Merger by Absorption
  Management   Voted   For   For
     
PETROLEO BRASILEIRO S.A.
    
 
    
Exchange Ticker Symbol: PBRA
  CUSIP #: 71654V408
Shareholder Meeting Date: 28-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Capital Expenditure Budget
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Election of Directors
  Management   Voted   For   For
Election of Chairman of the Board of Directors
  Management   Voted   For   For
Election of Supervisory Council Members
  Management   Voted   For   For
Remuneration Report
  Management   Voted   For   For
Capitalization of Reserves
  Management   Voted   For   For

 

 

     
PETROLEO BRASILEIRO SA — PETROBRAS
    
 
    
Exchange Ticker Symbol: PBRA
  CUSIP #: 71654V408
Shareholder Meeting Date: 12-Aug-10
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Ratification of Nomination of Appraiser for Treasury Notes
  Management   Voted   For   For
Valuation Method of Treasury Notes
  Management   Voted   For   For
Authority to Carry Out Formalities
  Management   Voted   For   For
     
PETROLEO BRASILEIRO SA — PETROBRAS
    
 
    
Exchange Ticker Symbol: PBRA
  CUSIP #: 71654V408
Shareholder Meeting Date: 7-Dec-10
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Merger Agreement with Marlim Participacoes SA
  Management   Voted   For   For
Merger Agreement with Nova Marlim Participacoes SA
  Management   Voted   For   For
Ratification of Appointment of Auditor
  Management   Voted   For   For
Valuation Reports
  Management   Voted   For   For
Merger by Absorption
  Management   Voted   For   For

 

 

     
POTASH CORP. OF SASKATCHEWAN INC.
    
 
    
Exchange Ticker Symbol: POT
  CUSIP #: 73755L107
Shareholder Meeting Date: 12-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Christopher Burley
  Management   Voted   For   For
Elect William Doyle
  Management   Voted   For   For
Elect John Estey
  Management   Voted   For   For
Elect Charles Hoffman
  Management   Voted   For   For
Elect Dallas Howe
  Management   Voted   For   For
Elect Alice Laberge
  Management   Voted   For   For
Elect Keith Martell
  Management   Voted   For   For
Elect Jeffrey McCaig
  Management   Voted   For   For
Elect Mary Mogford
  Management   Voted   For   For
Elect Paul Schoenhals
  Management   Voted   For   For
Elect E. Robert Stromberg
  Management   Voted   Withhold   Against
Elect Elena Viyella de Paliza
  Management   Voted   Withhold   Against
Appointment of Auditor
  Management   Voted   For   For
2011 Performance Option Plan
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For

 

 

     
RIO TINTO PLC
    
 
    
Exchange Ticker Symbol: RIO
  CUSIP #: 767204100
Shareholder Meeting Date: 14-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Directors’ Remuneration Report
  Management   Voted   For   For
Elect Tom Albanese
  Management   Voted   For   For
Elect Robert Brown
  Management   Voted   For   For
Elect Vivienne Cox
  Management   Voted   For   For
Elect Jan du Plessis
  Management   Voted   For   For
Elect Guy Elliott
  Management   Voted   For   For
Elect Michael Fitzpatrick
  Management   Voted   For   For
Elect Ann Godbehere
  Management   Voted   For   For
Elect Richard Goodmanson
  Management   Voted   For   For
Elect Andrew Gould
  Management   Voted   For   For
Elect Lord John Kerr of Kinlochard
  Management   Voted   For   For
Elect Paul Tellier
  Management   Voted   For   For
Elect Samuel Walsh
  Management   Voted   For   For
Elect Stephen Mayne
  Management   Voted   Against   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Amendment to the Performance Share Plan
  Management   Voted   For   For
Amendment to and Renewal of Share Ownership Plan
  Management   Voted   For   For
Authority to Issue Shares w/ Preemptive Rights
  Management   Voted   For   For
Authority to Issue Shares w/o Preemptive Rights
  Management   Voted   For   For
Authority to Repurchase Rio Tinto plc Shares
  Management   Voted   For   For
Authority to Set General Meeting Notice Period at 14 Days
  Management   Voted   Against   Against

 

 

     
SCHLUMBERGER LTD. (NETHERLANDS ANTILLES)
 
    
Exchange Ticker Symbol: SLB
  CUSIP #: 806857108
Shareholder Meeting Date: 6-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Philippe Camus
  Management   Voted   For   For
Elect Peter Currie
  Management   Voted   For   For
Elect Andrew Gould
  Management   Voted   For   For
Elect Tony Isaac
  Management   Voted   Against   Against
Elect K.V. Kamath
  Management   Voted   For   For
Elect Nikolay Kudryavtsev
  Management   Voted   For   For
Elect Adrian Lajous
  Management   Voted   For   For
Elect Michael Marks
  Management   Voted   For   For
Elect Elizabeth Moler
  Management   Voted   For   For
Elect Leo Reif
  Management   Voted   For   For
Elect Tore Sandvold
  Management   Voted   For   For
Elect Henri Seydoux
  Management   Voted   For   For
Elect Paal Kibsgaard
  Management   Voted   For   For
Elect Lubna Olayan
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   Against
Increase of Authorized Common Stock
  Management   Voted   For   For
Amendements to Articles
  Management   Voted   For   For
Approval of Financial Statements and Dividends
  Management   Voted   For   For
Ratification of Auditor
  Management   Voted   For   For

 

 

     
SUNCOR ENERGY, INC.
    
 
    
Exchange Ticker Symbol: SU
  CUSIP #: 867224107
Shareholder Meeting Date: 3-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Mel Benson
  Management   Voted   Withhold   Against
Elect Dominic D’Alessandro
  Management   Voted   For   For
Elect John Ferguson
  Management   Voted   For   For
Elect W. Douglas Ford
  Management   Voted   For   For
Elect Richard George
  Management   Voted   For   For
Elect Paul Haseldonckx
  Management   Voted   For   For
Elect John Huff
  Management   Voted   For   For
Elect Jacques Lamarre
  Management   Voted   For   For
Elect Brian MacNeill
  Management   Voted   For   For
Elect Maureen McCaw
  Management   Voted   For   For
Elect Michael O’Brien
  Management   Voted   For   For
Elect James Simpson
  Management   Voted   For   For
Elect Eira Thomas
  Management   Voted   Withhold   Against
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For

 

 

     
TALISMAN ENERGY, INC.
    
 
    
Exchange Ticker Symbol: TLM
  CUSIP #: 87425E103
Shareholder Meeting Date: 4-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Elect Christiane Bergevin
  Management   Voted   For   For
Elect Donald Carty
  Management   Voted   For   For
Elect William Dalton
  Management   Voted   For   For
Elect Kevin Dunne
  Management   Voted   For   For
Elect Harold Kvisle
  Management   Voted   For   For
Elect John Manzoni
  Management   Voted   For   For
Elect Lisa Stewart
  Management   Voted   For   For
Elect Peter Tomsett
  Management   Voted   For   For
Elect Charles Williamson
  Management   Voted   For   For
Elect Charles Winograd
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Amendment to Shareholder Rights’ Plan
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For

 

 

     
TENARIS S.A.
    
 
    
Exchange Ticker Symbol: TS
  CUSIP #: 88031M109
Shareholder Meeting Date: 1-Jun-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Presentation of Accounts and Reports
  Management   Voted   For   For
Consolidated Accounts and Reports
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Ratification of Board Acts
  Management   Voted   For   For
Election of Directors
  Management   Voted   For   For
Directors’ Fees
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Electronic Communications
  Management   Voted   For   For
Amendments to Articles
  Management   Voted   For   For
Amendment Regarding Date of the Annual General Meeting
  Management   Voted   For   For
Presentation of Accounts and Reports
  Management   Voted   For   For
Consolidated Accounts and Reports
  Management   Voted   For   For
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Ratification of Board Acts
  Management   Voted   For   For
Election of Directors
  Management   Voted   For   For
Directors’ Fees
  Management   Voted   For   For
Appointment of Auditor and Authority to Set Fees
  Management   Voted   For   For
Electronic Communications
  Management   Voted   For   For
Amendments to Articles
  Management   Voted   For   For
Amendment Regarding Date of the Annual General Meeting
  Management   Voted   For   For

 

 

     
TRANSOCEAN LTD
    
 
    
Exchange Ticker Symbol: RIG
  CUSIP #: H8817H100
Shareholder Meeting Date: 13-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Ratification of Board Acts
  Management   Voted   Against   Against
Allocation of Profits/Dividends
  Management   Voted   For   For
Transfer of Reserves
  Management   Voted   For   For
Amendment to Par Value
  Management   Voted   For   For
Allocation of Profits/Dividends
  Management   Voted   For   For
Increase in Authorized Capital
  Management   Voted   For   For
Board Size
  Management   Voted   For   For
Elect Jagjeet Bindra
  Management   Voted   For   For
Elect Steve Lucas
  Management   Voted   For   For
Elect Tan Ek Kia
  Management   Voted   For   For
Elect Martin McNamara
  Management   Voted   For   For
Elect Ian Strachan
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Advisory Vote on Executive Compensation
  Management   Voted   For   For
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   For

 

 

     
UBS AG
    
 
    
Exchange Ticker Symbol: UBS
  CUSIP #: H89231338
Shareholder Meeting Date: 28-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Compensation Report
  Management   Voted   Against   Against
Allocation of Profits/Dividends
  Management   Voted   For   For
Ratification of Board and Management Acts
  Management   Voted   For   For
Elect Kaspar Villiger
  Management   Voted   For   For
Elect Michel Demare
  Management   Voted   For   For
Elect David Sidwell
  Management   Voted   For   For
Elect Rainer-Marc Frey
  Management   Voted   For   For
Elect Bruno Gehrig
  Management   Voted   Against   Against
Elect Ann Godbehere
  Management   Voted   For   For
Elect Axel Lehmann
  Management   Voted   For   For
Elect Wolfgang Mayrhuber
  Management   Voted   Against   Against
Elect Helmut Panke
  Management   Voted   Against   Against
Elect William Parrett
  Management   Voted   For   For
Elect Joseph YAM Chi Kwong
  Management   Voted   For   For
Appointment of Auditor
  Management   Voted   For   For
Transaction of Other Business
  Management   Voted   Against   Against

 

 

     
UNILEVER NV
    
 
    
Exchange Ticker Symbol: UN
  CUSIP #: 904784709
Shareholder Meeting Date: 12-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports; Allocation of Profits/Dividends
  Management   Voted   For   For
Ratification of Executive Directors’ Acts
  Management   Voted   For   For
Ratification of Non-Executive Directors’ Acts
  Management   Voted   For   For
Elect Paul Polman
  Management   Voted   For   For
Elect Jean-Marc Huet
  Management   Voted   For   For
Elect Louise Fresco
  Management   Voted   For   For
Elect Ann Fudge
  Management   Voted   For   For
Elect Charles Golden
  Management   Voted   For   For
Elect Byron Grote
  Management   Voted   For   For
Elect Hixonia Nyasulu
  Management   Voted   For   For
Elect Malcolm Rifkind
  Management   Voted   For   For
Elect Kees Storm
  Management   Voted   For   For
Elect Michael Treschow
  Management   Voted   For   For
Elect Paul Walsh
  Management   Voted   For   For
Elect Sunil Bharti Mittal
  Management   Voted   For   For
Authority to Repurchase Shares
  Management   Voted   For   For
Authority to Cancel Shares
  Management   Voted   For   For
Authority to Issue Shares w/ or w/o Preemptive Rights
  Management   Voted   For   For
Questions; Closing
  Management   Voted   For   For

 

 

     
VALE S.A.
    
 
    
Exchange Ticker Symbol: VALE
  CUSIP #: 91912E105
Shareholder Meeting Date: 19-Apr-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Accounts and Reports
  Management   Voted   For   For
Allocation of Profits/Dividends and Capital Expenditure Budget
  Management   Voted   For   For
Election of Directors
  Management   Voted   Against   Against
Election of Supervisory Council
  Management   Voted   For   For
Remuneration Policy
  Management   Voted   Against   Against
Capitalization of Reserves
  Management   Voted   For   For

 

 

     
WEATHERFORD INTERNATIONAL LTD.
    
 
    
Exchange Ticker Symbol: WFT
  CUSIP #: H27013103
Shareholder Meeting Date: 25-May-11
    
                 
            Fund’s Vote    
            For or    
            Against    
            Proposal, or    
    Who       Abstain; For    
    Proposed   Whether   or Withhold   Whether Vote
    Matter:   Fund Cast   Regarding   Was For or
    Issuer /   Vote on   Election of   Against
Summary of Matter Voted On   Shareholder   Matter   Directors   Management
Approval of Financial Statements
  Management   Voted   For   For
Ratification of Board and Management Acts
  Management   Voted   Against   Against
Elect Bernard Duroc-Danner
  Management   Voted   For   For
Elect Samuel Bodman III
  Management   Voted   For   For
Elect Nicholas Brady
  Management   Voted   For   For
Elect David Butters
  Management   Voted   Against   Against
Elect William Macaulay
  Management   Voted   For   For
Elect Robert Millard
  Management   Voted   For   For
Elect Robert Moses, Jr.
  Management   Voted   Against   Against
Elect Guillermo Ortiz Martinez
  Management   Voted   For   For
Elect Emyr Parry
  Management   Voted   For   For
Elect Robert Rayne
  Management   Voted   Against   Against
Ratification of Auditor
  Management   Voted   Against   Against
Advisory Vote on Executive Compensation
  Management   Voted   Against   Against
Frequency of Advisory Vote on Executive Compensation
  Management   Voted   1 Year   For

 

 

SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant FundVantage Trust
         
By (Signature and Title)*
  /s/ Joel L. Weiss
 
Joel L. Weiss, President and Chief Executive Officer 		   
 
  (principal executive officer)    
Date August 31, 2011
 
*   Print the name and title of each signing officer under his or her signature.