0001225208-21-009731.txt : 20210630 0001225208-21-009731.hdr.sgml : 20210630 20210630213124 ACCESSION NUMBER: 0001225208-21-009731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210625 FILED AS OF DATE: 20210630 DATE AS OF CHANGE: 20210630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris David B CENTRAL INDEX KEY: 0001847311 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33388 FILM NUMBER: 211063721 MAIL ADDRESS: STREET 1: STEUART TOWER STREET 2: 1 MARKET PLAZA, SUITE 2400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAI International, Inc. CENTRAL INDEX KEY: 0001388430 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 943109229 FISCAL YEAR END: 1231 BUSINESS ADDRESS: BUSINESS PHONE: 415-788-0100 MAIL ADDRESS: STREET 1: STEUART TOWER, 1 MARKET PLAZA, SUITE 900 CITY: SAN FRANCISCO, STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2021-06-25 0001388430 CAI International, Inc. CAI 0001847311 Morris David B STEUART TOWER 1 MARKET PLAZA, SUITE 2400 SAN FRANCISCO CA 94105 1 Chief Accounting Officer Series A Fixed to Floating Rate Redeemable Preferred Stock 2021-06-25 4 S 0 1947.0000 25.9000 D 0.0000 D Series B Fixed to Floating Rate Redeemable Preferred Stock 2021-06-25 4 S 0 1837.0000 25.8800 D 1100.0000 D Series B Fixed to Floating Rate Redeemable Preferred Stock 2021-06-28 4 S 0 880.0000 25.9500 D 220.0000 D Series B Fixed to Floating Rate Redeemable Preferred Stock 2021-06-29 4 S 0 200.0000 25.9000 D 20.0000 D Series B Fixed to Floating Rate Redeemable Preferred Stock 2021-06-30 4 S 0 20.0000 25.4600 D 0.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.88 to $25.90, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ David Morris 2021-06-30