0001209191-15-029570.txt : 20150326 0001209191-15-029570.hdr.sgml : 20150326 20150326170353 ACCESSION NUMBER: 0001209191-15-029570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150325 FILED AS OF DATE: 20150326 DATE AS OF CHANGE: 20150326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ophthotech Corp. CENTRAL INDEX KEY: 0001410939 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-845-8200 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Novo A/S CENTRAL INDEX KEY: 0001388325 STATE OF INCORPORATION: G7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36080 FILM NUMBER: 15728420 BUSINESS ADDRESS: STREET 1: TUBORG HAVNEVEJ 19 CITY: HELLERUP STATE: G7 ZIP: 2900 BUSINESS PHONE: 45 8824 8824 MAIL ADDRESS: STREET 1: TUBORG HAVNEVEJ 19 CITY: HELLERUP STATE: G7 ZIP: 2900 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-25 0 0001410939 Ophthotech Corp. OPHT 0001388325 Novo A/S TUBORG HAVNEVEJ 19 HELLERUP G7 2900 DENMARK 0 0 1 0 COMMON STOCK 2015-03-25 4 X 0 13668 0.059 A 4910487 D SERIES A PREFERRED STOCK WARRANT (RIGHT TO BUY) 0.059 2015-03-25 4 X 0 13668 0.00 D 2017-06-18 COMMON STOCK 13668 0 D The warrant became exercisable for shares of the Issuer's Common Stock at an exercise price of $0.059 per share upon the closing of the Issuer's initial public offering (the "IPO Closing"). The number of shares reported herein gives effect to the one-for-5.9000 reverse stock split that occurred upon the IPO Closing. /s/ Thorkil Kastberg Christensen, Chief Financial Officer of Novo A/S 2015-03-25