0001127602-16-060759.txt : 20160819 0001127602-16-060759.hdr.sgml : 20160819 20160819201811 ACCESSION NUMBER: 0001127602-16-060759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160818 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ShoreTel Inc CENTRAL INDEX KEY: 0001388133 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770443568 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408 331 3300 MAIL ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seto Allen CENTRAL INDEX KEY: 0001576065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 161844093 MAIL ADDRESS: STREET 1: C/O SHORETEL, INC. STREET 2: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-08-18 0001388133 ShoreTel Inc SHOR 0001576065 Seto Allen 960 STEWART DRIVE SUNNYVALE CA 94085 1 General Counsel Non-qualified Stock Option (Right to Buy) 8.04 2016-08-18 4 A 0 37000 0 A 2017-08-18 2026-08-18 Common Stock 37000 37000 D Restricted Stock Unit 0 2016-08-18 4 A 0 20000 0 A 2017-08-18 2026-08-18 Common Stock 20000 20000 D The option vests 25% a year on the first anniversary date, and 1/48th per month thereafter. Each RSU represents the right, at settlement, to receive (1) one share of common stock. RSU grant vests at the rate of 25% a year over 4 years, on the anniversary date of the grant /s/ Allen Seto 2016-08-19