0001127602-15-025846.txt : 20150825
0001127602-15-025846.hdr.sgml : 20150825
20150825184806
ACCESSION NUMBER: 0001127602-15-025846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150821
FILED AS OF DATE: 20150825
DATE AS OF CHANGE: 20150825
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ShoreTel Inc
CENTRAL INDEX KEY: 0001388133
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770443568
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 960 STEWART DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408 331 3300
MAIL ADDRESS:
STREET 1: 960 STEWART DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Petts David
CENTRAL INDEX KEY: 0001554128
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33506
FILM NUMBER: 151074399
MAIL ADDRESS:
STREET 1: C/O SHORETEL, INC.
STREET 2: 960 STEWART DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-08-21
0001388133
ShoreTel Inc
SHOR
0001554128
Petts David
960 STEWART DRIVE
SUNNYVALE
CA
94085
1
SVP, Worldwide Sales
Restricted Stock Unit
0
2015-08-21
4
A
0
25000
0
A
2016-08-21
2025-08-21
Common Stock
25000
25000
D
Non-qualified Stock Option (Right to Buy)
7.35
2015-08-21
4
A
0
85000
0
A
2016-08-21
2025-08-21
Common Stock
85000
85000
D
RSU vests as to 25% of the shares on 08/21/2016, and vests 25% on the two year anniversary, vests 25% on the three year anniversary, and the final 25% on the four-year anniversary.
Each RSU represents the right, at settlement, to receive (1) one share of common stock.
Option vests as to 25% on 8/21/2016, and vests as to 1/48th of the shares each month over the next three years, thereafter.
/s/ Allen Seto, attorney-in-fact for Mr. Petts
2015-08-25
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): PETTS POW
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes, constitutes and
appoints the Chief Executive Officer, Chief Financial Officer, General Counsel,
and Stock Administrator of ShoreTel, Inc., and persons with equivalent titles
performing similar functions, as the undersigned?s true and lawful
attorney-in-fact, with full power and authority as hereinafter described on
behalf of and in the name, place and stead of the undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5
(including any amendments thereto) with respect to the securities of ShoreTel,
Inc., a Delaware corporation (the ?Company?), with the United States Securities
and Exchange Commission, any national securities exchanges and the Company, as
considered necessary or advisable under Section 16(a) of the Securities
Exchange Act of 1934 and the rules and regulations promulgated thereunder, as
amended from time to time (the ?Exchange Act?);
(2) seek or obtain, as the undersigned?s representative and on the
undersigned?s behalf, information on transactions in the Company?s securities
from any third party, including brokers, employee benefit plan administrators
and trustees, and the undersigned hereby authorizes any such person to release
any such information to the undersigned and approves and ratifies any such
release of information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the
undersigned in connection with the foregoing.
The undersigned acknowledges that:
(1) this Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information;
(2) any documents prepared and/or executed by such attorney-in-fact on behalf
of the undersigned pursuant to this Power of Attorney will be in such form and
will contain such information and disclosure as such attorney-in-fact, in his
or her discretion, deems necessary or desirable;
(3) neither the Company nor such attorney-in-fact assumes (i) any liability
for the undersigned?s responsibility to comply with the requirement of the
Exchange Act, (ii) any liability of the undersigned for any failure to comply
with such requirements, or (iii) any obligation or liability of the undersigned
for profit disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from responsibility
for compliance with the undersigned?s obligations under the Exchange Act,
including without limitation the reporting requirements under Section 16 of
the Exchange Act.
The undersigned hereby gives and grants the foregoing attorney-in-fact full
power and authority to do and perform all and every act and thing whatsoever
requisite, necessary or appropriate to be done in and about the foregoing
matters as fully to all intents and purposes as the undersigned might or could
do if present, hereby ratifying all that such attorney-in-fact of, for and on
behalf of the undersigned, shall lawfully do or cause to be done by virtue of
this Limited Power of Attorney. This Power of Attorney shall remain in full
force and effect until revoked by the undersigned in a signed writing
delivered to such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of the date set forth below.
/s/ David Petts
07/09/2013