0001214659-19-000850.txt : 20190207 0001214659-19-000850.hdr.sgml : 20190207 20190206173913 ACCESSION NUMBER: 0001214659-19-000850 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190206 EFFECTIVENESS DATE: 20190207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stevens First Principles Investment Advisors CENTRAL INDEX KEY: 0001388076 IRS NUMBER: 330140970 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12317 FILM NUMBER: 19572836 BUSINESS ADDRESS: STREET 1: 4100 NEWPORT PLACE DRIVE, SUITE 250 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 251-9333 MAIL ADDRESS: STREET 1: 4100 NEWPORT PLACE DRIVE, SUITE 250 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001388076 XXXXXXXX 12-31-2018 12-31-2018 false Stevens First Principles Investment Advisors
4100 NEWPORT PLACE DRIVE, SUITE 250 NEWPORT BEACH CA 92660
13F HOLDINGS REPORT 028-12317 N
Steven Lee Yamshon Chief Compliance Officer 949-251-9333 /s/ Steven Lee Yamshon Newport Beach CA 02-05-2019 1 158 147749 1 0001418204 028-12624 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.
INFORMATION TABLE 2 infotable.xml Abb Ltd Sponsored Adr SPONSORED ADR 000375204 1628 85640 SH SOLE 0 0 0 AbbVie Inc COM 00287Y109 15 161 SH SOLE 0 0 0 Adams Express Company COM 006212104 70 5510 SH SOLE 0 0 0 Advanced Micro Devices Inc COM 007903107 1 45 SH SOLE 0 0 0 Advansix Inc Com COM 00773T101 1 46 SH SOLE 0 0 0 Aflac Inc COM 001055102 11 240 SH SOLE 0 0 0 Agco Corp COM 001084102 1197 21503 SH SOLE 0 0 0 Alaska Air Group Inc COM 011659109 57 930 SH SOLE 0 0 0 Alcoa Inc COM 013872106 25 932 SH SOLE 0 0 0 Alexander & Baldwin Inc COM 014491104 6 307 SH SOLE 0 0 0 Alibaba Group Hldg Ltd SPONSORED ADS 01609W102 2 15 SH SOLE 0 0 0 Allstate Corp COM 020002101 2892 34994 SH DFND 1 3900 0 0 Amazon Com Inc COM 023135106 68 45 SH SOLE 0 0 0 American Electric COM 025537101 6 82 SH SOLE 0 0 0 Amgen Inc COM 031162100 51 260 SH SOLE 0 0 0 Aon Plc Com Usd0.01 Cl A SHS CL A G0408V102 183 1257 SH SOLE 0 0 0 Apple Inc COM 037833100 902 5719 SH SOLE 0 0 0 Archer Daniels Midland Co COM 039483102 4932 120382 SH DFND 1 6400 0 0 Arcosa Inc Com COM 039653100 20 730 SH SOLE 0 0 0 Astrazeneca Plc SPONSORED ADR 046353108 5 125 SH SOLE 0 0 0 AT&T Inc COM 00206R102 3937 137936 SH SOLE 0 0 0 Auburn Natl Bancorp Com COM 050473107 32 1000 SH SOLE 0 0 0 Baozun Inc Adr Each Repr 3 Ord Cl A Spon SPONSORED ADR 06684L103 15 515 SH SOLE 0 0 0 Becton Dickinson Co COM 075887109 3774 16750 SH SOLE 0 0 0 Berkley W R Corp COM 084423102 3382 45759 SH SOLE 0 0 0 Berkshire Hathaway Inc - B CL B NEW 084670702 37 180 SH SOLE 0 0 0 Bgc Partners Inc Cl A CL A 05541T101 7 1450 SH SOLE 0 0 0 Boeing Co COM 097023105 4 11 SH SOLE 0 0 0 Boston Scientific COM 101137107 227 6425 SH SOLE 0 0 0 Bristol Myers Squibb Co COM 110122108 228 4395 SH SOLE 0 0 0 Brown Forman Corp Cl B CL B 115637209 150 3144 SH SOLE 0 0 0 Chevron Corp COM 166764100 28 254 SH SOLE 0 0 0 Chubb Limited COM H1467J104 37 286 SH SOLE 0 0 0 Church & Dwight Co COM 171340102 6591 100235 SH SOLE 0 0 0 Cisco Systems Inc COM 17275R102 2110 48697 SH DFND 1 6700 0 0 Citigroup Inc COM NEW 172967424 2 36 SH SOLE 0 0 0 Citizens Holding Co COM 174715102 138 6580 SH SOLE 0 0 0 Coca Cola Co COM 191216100 4 82 SH SOLE 0 0 0 Csx Corporation COM 126408103 9014 145080 SH SOLE 0 0 0 CVS Caremark Corp COM 126650100 1796 27404 SH SOLE 0 0 0 Cyber-Ark Software Ltd Com Ils0.01 SHS M2682V108 708 9550 SH SOLE 0 0 0 Dave &Busters Entmt Inc Com COM 238337109 1 30 SH SOLE 0 0 0 Dominion Res Inc Va COM 25746U109 2506 35065 SH SOLE 0 0 0 Domtar Corp Com New COM NEW 257559203 31 881 SH SOLE 0 0 0 Dowdupont Inc Com COM 26078J100 2803 52604 SH DFND 1 2200 0 0 Dr Horton Inc COM 23331A109 2824 81466 SH SOLE 0 0 0 Eagle Materials Inc COM 26969P108 146 2395 SH DFND 1 2200 0 0 Eaton Corp SHS G29183103 196 2850 SH SOLE 0 0 0 Edwards Lifesciences COM 28176E108 438 2860 SH SOLE 0 0 0 Elbit Systems Ltd ORD M3760D101 3020 26491 SH SOLE 0 0 0 Exelon Corp COM 30161N101 21 461 SH SOLE 0 0 0 Exxon Mobil Corp COM 30231G102 3198 46904 SH SOLE 0 0 0 Facebook Inc CL A 30303M102 419 3199 SH SOLE 0 0 0 Firstenergy Corp COM 337932107 22 589 SH SOLE 0 0 0 Garrett Motion Inc Com Usd0.001 COM 366505105 1 115 SH SOLE 0 0 0 General Dynamics COM 369550108 1131 7197 SH SOLE 0 0 0 Gilead Sciences Inc COM 375558103 2626 41982 SH DFND 1 2900 0 0 Glaxosmithkline Plc ADR SPONSORED ADR 37733W105 1654 43292 SH SOLE 0 0 0 Google Inc Cl A CAP STK CL A 02079K305 13 12 SH SOLE 0 0 0 Google Inc Cl C CAP STK CL C 02079K107 74 71 SH SOLE 0 0 0 Gorman Rupp Co COM 383082104 28 850 SH SOLE 0 0 0 Grubhub Inc Com Usd0.0001 COM 400110102 0 6 SH SOLE 0 0 0 Hd Supply Hldgs Inc Com COM 40416M105 1536 40930 SH SOLE 0 0 0 Home Depot Inc COM 437076102 31 180 SH SOLE 0 0 0 Honeywell International Inc COM 438516106 154 1165 SH SOLE 0 0 0 Illinois Tool Works COM 452308109 2 15 SH SOLE 0 0 0 Intel Corp COM 458140100 53 1124 SH SOLE 0 0 0 Ishares TRUST Ishares Core High Dividend CORE HIGH DV ETF 46429B663 96 1139 SH SOLE 0 0 0 iShares Trust S&P Smallcap 600 Index CORE S&P SCP ETF 464287804 148 2140 SH SOLE 0 0 0 Jacobs Engineering COM 469814107 32 555 SH SOLE 0 0 0 Johnson & Johnson COM 478160104 97 753 SH SOLE 0 0 0 Jp Morgan Chase & Co COM 46625H100 5 56 SH SOLE 0 0 0 Kaman Corp Com Formerly Cl A To 10/11/20 COM 483548103 965 17207 SH SOLE 0 0 0 Kansas City Southern COM NEW 485170302 50 520 SH SOLE 0 0 0 Kimberly Clark Corp COM 494368103 182 1600 SH DFND 1 1600 0 0 Kraft Heinz Co Com COM 500754106 74 1725 SH SOLE 0 0 0 Lgi Homes Inc Com COM 50187T106 1138 25160 SH SOLE 0 0 0 Liberty Broadband Corp Com Usd0.01 Cl A( COM SER A 530307107 48 666 SH SOLE 0 0 0 Limoneira Co Com Isin #Us5327461043 Sedo COM 532746104 82 4170 SH SOLE 0 0 0 Lions Gate Entertainment Corp Voting Sha CL A VTG 535919401 534 33145 SH SOLE 0 0 0 Lockheed Martin Corp COM 539830109 5 19 SH SOLE 0 0 0 Loews Corporation COM 540424108 2 43 SH SOLE 0 0 0 Madden Steven Ltd COM 556269108 2 55 SH SOLE 0 0 0 Marathon Oil Corp COM 565849106 8 528 SH SOLE 0 0 0 Maui Ld &Pineapple Inc Com COM 577345101 20 2000 SH SOLE 0 0 0 McdonaldS Corp COM 580135101 3 18 SH SOLE 0 0 0 Medtronic Inc SHS G5960L103 25 271 SH SOLE 0 0 0 Merck & Co Inc COM 58933Y105 254 3329 SH SOLE 0 0 0 Microsoft Corp COM 594918104 209 2061 SH SOLE 0 0 0 Mondelez Intl Inc CL A 609207105 2283 57035 SH SOLE 0 0 0 Moog Inc CL A 615394202 1915 24714 SH SOLE 0 0 0 Mueller Water Products Inc COM SER A 624758108 2057 226011 SH SOLE 0 0 0 Netflix Com Inc COM 64110L106 83 310 SH SOLE 0 0 0 Newmark Group Inc Cl A CL A 65158N102 5 672 SH SOLE 0 0 0 Nextera Energy Inc COM 65339F101 5374 30915 SH DFND 1 2120 0 0 Norfolk Southern Corp COM 655844108 5717 38231 SH SOLE 0 0 0 Nuveen Calif Mun COM 67066Y105 10 800 SH SOLE 0 0 0 Occidental Petroleum Corp COM 674599105 4 60 SH SOLE 0 0 0 Oil-Dri Corp Of Amer COM 677864100 56 2095 SH SOLE 0 0 0 Pacific Mercantile Bancorp COM 694552100 14 2000 SH SOLE 0 0 0 Paypal Hldgs Inc Com COM 70450Y103 13381 159133 SH DFND 1 5500 0 0 PepsiCo COM 713448108 354 3200 SH DFND 1 3200 0 0 Pfizer Inc COM 717081103 1477 33831 SH SOLE 0 0 0 Phibro Animal Health Corp Cl A Com CL A COM 71742Q106 487 15155 SH SOLE 0 0 0 Polaris Industries COM 731068102 70 910 SH SOLE 0 0 0 Potlatch Corp COM 737630103 4097 129484 SH DFND 1 14795 0 0 Ppl Corp COM 69351T106 91 3202 SH SOLE 0 0 0 Procter & Gamble Co COM 742718109 63 683 SH SOLE 0 0 0 Prudential Finl Inc COM 744320102 4 45 SH SOLE 0 0 0 Rayonier Advanced Materials Inc Com Npv COM 75508B104 8 790 SH SOLE 0 0 0 Rayonier Inc COM 754907103 2204 79581 SH SOLE 0 0 0 Raytheon Co COM NEW 755111507 4 25 SH SOLE 0 0 0 Republic Services Inc Com COM 760759100 482 6685 SH SOLE 0 0 0 Resideo Technologies Inc Com COM 76118Y104 4 194 SH SOLE 0 0 0 Royal Dutch Shell SPONS ADR A 780259206 20 337 SH SOLE 0 0 0 Royal Dutch Shell Plc ADR SPON ADR B 780259107 864 14416 SH DFND 1 3300 0 0 Royal Gold Inc COM 780287108 428 5000 SH SOLE 0 0 0 S&P 500 Depository Receipt TR UNIT 78462F103 55 220 SH SOLE 0 0 0 Sanofi-Aventis Sa ADR SPONSORED ADR 80105N105 7 172 SH SOLE 0 0 0 Schlumberger Limited COM 806857108 1 16 SH SOLE 0 0 0 Scotts MiracleGro Co CL A 810186106 142 2315 SH SOLE 0 0 0 Seaboard Corp COM 811543107 364 103 SH SOLE 0 0 0 Sensient Technologies Corp COM 81725T100 363 6500 SH DFND 1 6500 0 0 Sirius Xm Radio Inc COM 82968B103 20 3500 SH SOLE 0 0 0 Southern Mo Bancorp Inc Com COM 843380106 34 1000 SH SOLE 0 0 0 Starbucks Corp Com COM 855244109 109 1700 SH SOLE 0 0 0 Sun Life Financial Inc Com Npv Isin #Ca8 COM 866796105 31 920 SH SOLE 0 0 0 Sysco Corp COM 871829107 5177 82628 SH SOLE 0 0 0 Target Corp COM 87612E106 2 34 SH SOLE 0 0 0 Tesla Motors Inc Com Usd0.001 COM 88160R101 15 45 SH SOLE 0 0 0 Textron Inc COM 883203101 362 7875 SH DFND 1 2000 0 0 Thermo Fisher Scientific Inc. COM 883556102 25 110 SH SOLE 0 0 0 Tootsie Roll Industries COM 890516107 265 7938 SH SOLE 0 0 0 Total Sa SPONSORED ADR 89151E109 2579 49427 SH DFND 1 2500 0 0 Trinity Industries Inc COM 896522109 45 2200 SH SOLE 0 0 0 Union Pacific Corp COM 907818108 152 1102 SH SOLE 0 0 0 US Foods Hldg Corp Com COM 912008109 44 1390 SH SOLE 0 0 0 Us SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 24 269 SH SOLE 0 0 0 Vanguard Index Fds Formerly Vanguard Ind S&P 500 ETF SHS 922908363 2 8 SH SOLE 0 0 0 Vanguard Scottsdale Fds Intermediate Ter INT-TERM CORP 92206C870 42 509 SH SOLE 0 0 0 Veeva Systems Inc Com Usd0.00001 Cl A CL A COM 922475108 128 1430 SH SOLE 0 0 0 Ventas Inc Com COM 92276F100 21 360 SH SOLE 0 0 0 Verizon Communications COM 92343V104 70 1248 SH SOLE 0 0 0 Viacom Inc - B CL B 92553P201 1571 61117 SH SOLE 0 0 0 Visa Inc COM CL A 92826C839 2 15 SH SOLE 0 0 0 Vodafone Group Plc SPONSORED ADR 92857W308 0 0 SH SOLE 0 0 0 Walt Disney Co COM DISNEY 254687106 40 365 SH SOLE 0 0 0 Washington Fed Inc Com Isin #Us938824109 COM 938824109 58 2155 SH SOLE 0 0 0 Weyerhaeuser Co COM 962166104 5219 238754 SH DFND 1 14592 0 0 Wiley John & Sons CL A 968223206 59 1250 SH DFND 1 1250 0 0 Xylem Inc COM 98419M100 1098 16460 SH DFND 1 3915 0 0 Zoetis Inc Com Usd0.01 Cl A CL A 98978V103 268 3130 SH SOLE 0 0 0 SPDR Gold Trust GOLD SHS 78463V107 2523 20809 SH SOLE 0 0 0 Call (snap) Snap Inc Cl A Jan 18 19 $18 CALL 833034901 0 2000 SH Call SOLE 0 0 0 iShares Barclays Tips Bond Fd TIPS BD ETF 464287176 56 512 SH SOLE 0 0 0 iShares Lehman 1-3 Year Treasury Bond Fund 1 3 YR TREAS BD 464287457 17 203 SH SOLE 0 0 0 Nuveen Municipal Value Fund COM 670928100 4928 531603 SH SOLE 0 0 0 Western Asset Claymore Inflation Linked COM 95766R104 9075 894114 SH SOLE 0 0 0