0001085146-13-001843.txt : 20131108 0001085146-13-001843.hdr.sgml : 20131108 20131107183740 ACCESSION NUMBER: 0001085146-13-001843 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131107 EFFECTIVENESS DATE: 20131108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Platte River Capital LLC CENTRAL INDEX KEY: 0001387980 IRS NUMBER: 204970513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12087 FILM NUMBER: 131202106 BUSINESS ADDRESS: STREET 1: 200 FILLMORE ST. STREET 2: SUITE 200 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 303-292-7381 MAIL ADDRESS: STREET 1: 200 FILLMORE ST. STREET 2: SUITE 200 CITY: DENVER STATE: CO ZIP: 80206 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001387980 XXXXXXXX 09-30-2013 09-30-2013 false Platte River Capital LLC
200 FILLMORE ST. SUITE 200 DENVER CO 80206
13F HOLDINGS REPORT 028-12087 N
Ronald Gibbs Chief Compliance Officer 303-292-7385 /s/ Ronald Gibbs Denver CO 11-05-2013 0 202 810580
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1239 10380 SH SOLE 10380 0 0 ABBOTT LABS COM 002824100 6070 182880 SH SOLE 182880 0 0 ABBVIE INC COM 00287Y109 4313 96420 SH SOLE 96420 0 0 AEROPOSTALE COM 007865108 474 50455 SH SOLE 50455 0 0 ALLOT COMMUNICATIONS LTD SHS M0854Q105 2426 191750 SH SOLE 191750 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2370 159370 SH SOLE 159370 0 0 ALLSTATE CORP COM 020002101 1251 24740 SH SOLE 24740 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 730 122500 SH SOLE 122500 0 0 ALTERA CORP COM 021441100 3441 92610 SH SOLE 92610 0 0 AMAZON COM INC COM 023135106 9276 29670 SH SOLE 29670 0 0 ANADARKO PETE CORP COM 032511107 6334 68113 SH SOLE 68113 0 0 ANGIES LIST INC COM 034754101 864 38420 SH SOLE 38420 0 0 ANN INC COM 035623107 470 12975 SH SOLE 12975 0 0 APACHE CORP COM 037411105 6854 80500 SH SOLE 80500 0 0 APPLE INC COM 037833100 26486 55555 SH SOLE 55555 0 0 APPLIED MATLS INC COM 038222105 5155 294050 SH SOLE 294050 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3048 58690 SH SOLE 58690 0 0 AUTODESK INC COM 052769106 2222 53970 SH SOLE 53970 0 0 AVON PRODS INC COM 054303102 5642 273900 SH SOLE 273900 0 0 BAKER HUGHES INC COM 057224107 5581 113660 SH SOLE 113660 0 0 BANK OF AMERICA CORPORATION COM 060505104 2746 198990 SH SOLE 198990 0 0 BARD C R INC COM 067383109 1129 9800 SH SOLE 9800 0 0 BAXTER INTL INC COM 071813109 6512 99125 SH SOLE 99125 0 0 BB&T CORP COM 054937107 3304 97900 SH SOLE 97900 0 0 BOSTON SCIENTIFIC CORP COM 101137107 5185 441670 SH SOLE 441670 0 0 BP PLC SPONSORED ADR 055622104 11279 268365 SH SOLE 268365 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 12507 270255 SH SOLE 270255 0 0 BROADCOM CORP CL A 111320107 515 19780 SH SOLE 19780 0 0 BUNGE LIMITED COM G16962105 635 8370 SH SOLE 8370 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2168 128725 SH SOLE 128725 0 0 CABOT OIL & GAS CORP COM 127097103 275 7360 SH SOLE 7360 0 0 CAMECO CORP COM 13321L108 3614 199990 SH SOLE 199990 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 609 10430 SH SOLE 10430 0 0 CAMPBELL SOUP CO COM 134429109 5918 145380 SH SOLE 145380 0 0 CARBO CERAMICS INC COM 140781105 2305 23260 SH SOLE 23260 0 0 CARNIVAL CORP PAIRED CTF 143658300 6890 211090 SH SOLE 211090 0 0 CATERPILLAR INC DEL COM 149123101 507 6080 SH SOLE 6080 0 0 CENOVUS ENERGY INC COM 15135U109 5059 169480 SH SOLE 169480 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1874 72420 SH SOLE 72420 0 0 CHEVRON CORP NEW COM 166764100 617 5080 SH SOLE 5080 0 0 CIENA CORP COM NEW 171779309 7048 281800 SH SOLE 281800 0 0 CISCO SYS INC COM 17275R102 12913 551089 SH SOLE 551089 0 0 CIT GROUP INC COM NEW 125581801 9207 188790 SH SOLE 188790 0 0 CITIGROUP INC COM NEW 172967424 4377 90230 SH SOLE 90230 0 0 CITRIX SYS INC COM 177376100 2497 35370 SH SOLE 35370 0 0 CME GROUP INC COM 12572Q105 3895 52720 SH SOLE 52720 0 0 COCA COLA CO COM 191216100 9172 242142 SH SOLE 242142 0 0 COGENT COMM GROUP INC COM NEW 19239V302 1239 38430 SH SOLE 38430 0 0 CONOCOPHILLIPS COM 20825C104 688 9900 SH SOLE 9900 0 0 CORNING INC COM 219350105 4558 312425 SH SOLE 312425 0 0 CREE INC COM 225447101 2296 38150 SH SOLE 38150 0 0 DANAHER CORP DEL COM 235851102 2628 37910 SH SOLE 37910 0 0 DEVON ENERGY CORP NEW COM 25179M103 8851 153240 SH SOLE 153240 0 0 DIEBOLD INC COM 253651103 4876 166080 SH SOLE 166080 0 0 DISNEY WALT CO COM DISNEY 254687106 292 4530 SH SOLE 4530 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 3005 105590 SH SOLE 105590 0 0 E M C CORP MASS COM 268648102 7267 284311 SH SOLE 284311 0 0 EATON CORP PLC SHS G29183103 6904 100290 SH SOLE 100290 0 0 ELDORADO GOLD CORP NEW COM 284902103 265 39500 SH SOLE 39500 0 0 EMERSON ELEC CO COM 291011104 5417 83730 SH SOLE 83730 0 0 ENCANA CORP COM 292505104 3530 203711 SH SOLE 203711 0 0 ENDO HEALTH SOLUTIONS INC COM 29264F205 5131 112910 SH SOLE 112910 0 0 EQUINIX INC COM NEW 29444U502 226 1230 SH SOLE 1230 0 0 ERICSSON ADR B SEK 10 294821608 4914 368060 SH SOLE 368060 0 0 EXELON CORP COM 30161N101 7800 263150 SH SOLE 263150 0 0 EXPEDIA INC DEL COM NEW 30212P303 754 14550 SH SOLE 14550 0 0 FACEBOOK INC CL A 30303M102 3843 76500 SH SOLE 76500 0 0 FINISAR CORP COM NEW 31787A507 3041 134365 SH SOLE 134365 0 0 FORMFACTOR INC COM 346375108 1151 167720 SH SOLE 167720 0 0 FORTINET INC COM 34959E109 2737 135090 SH SOLE 135090 0 0 FOSTER WHEELER AG COM H27178104 3895 147855 SH SOLE 147855 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1203 36360 SH SOLE 36360 0 0 GENERAL ELECTRIC CO COM 369604103 17144 717635 SH SOLE 717635 0 0 GILEAD SCIENCES INC COM 375558103 15791 251165 SH SOLE 251165 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 9051 180410 SH SOLE 180410 0 0 GOLDCORP INC NEW COM 380956409 1274 49000 SH SOLE 49000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1812 80730 SH SOLE 80730 0 0 GOOGLE INC CL A 38259P508 15364 17541 SH SOLE 17541 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 897 64880 SH SOLE 64880 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 4493 144390 SH SOLE 144390 0 0 HCA HOLDINGS INC COM 40412C101 1597 37350 SH SOLE 37350 0 0 HEMISPHERE MEDIA GROUP INC CL A 42365Q103 249 21150 SH SOLE 21150 0 0 HEWLETT PACKARD CO COM 428236103 2285 108840 SH SOLE 108840 0 0 HMS HLDGS CORP COM 40425J101 718 33415 SH SOLE 33415 0 0 HONDA MOTOR LTD AMERN SHS 438128308 1374 36035 SH SOLE 36035 0 0 HOSPIRA INC COM 441060100 5906 150580 SH SOLE 150580 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1399 169370 SH SOLE 169370 0 0 ILLUMINA INC COM 452327109 1663 20580 SH SOLE 20580 0 0 INFINERA CORPORATION COM 45667G103 249 22000 SH SOLE 22000 0 0 INTEL CORP COM 458140100 7071 308490 SH SOLE 308490 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 6280 16690 SH SOLE 16690 0 0 IRON MTN INC COM 462846106 1716 63500 SH SOLE 63500 0 0 ISHARES MSCI JAPAN ETF 464286848 1073 90000 SH SOLE 90000 0 0 ISHARES CHINA LG-CAP ETF 464287184 260 7000 SH SOLE 7000 0 0 ISHARES S&P 500 GRWT ETF 464287309 894 10000 SH SOLE 10000 0 0 JAPAN EQUITY FD INC COM 471057109 274 40091 SH SOLE 40091 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 791 87000 SH SOLE 87000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 4823 327900 SH SOLE 327900 0 0 JIVE SOFTWARE INC COM 47760A108 770 61630 SH SOLE 61630 0 0 JOHNSON & JOHNSON COM 478160104 24255 279789 SH SOLE 279789 0 0 JPMORGAN CHASE & CO COM 46625H100 6666 128970 SH SOLE 128970 0 0 JUNIPER NETWORKS INC COM 48203R104 5365 270120 SH SOLE 270120 0 0 KBR INC COM 48242W106 592 18150 SH SOLE 18150 0 0 KELLOGG CO COM 487836108 8961 152581 SH SOLE 152581 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1064 210790 SH SOLE 210790 0 0 LAS VEGAS SANDS CORP COM 517834107 1000 15050 SH SOLE 15050 0 0 LEGG MASON INC COM 524901105 6479 193760 SH SOLE 193760 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 6433 241020 SH SOLE 241020 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 6187 263600 SH SOLE 263600 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 13645 92729 SH SOLE 92729 0 0 LILLY ELI & CO COM 532457108 4145 82360 SH SOLE 82360 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1426 76890 SH SOLE 76890 0 0 LOWES COS INC COM 548661107 11421 239890 SH SOLE 239890 0 0 MAKO SURGICAL CORP COM 560879108 245 8300 SH SOLE 8300 0 0 MANPOWERGROUP INC COM 56418H100 4007 55080 SH SOLE 55080 0 0 MARIN SOFTWARE INC COM 56804T106 251 20020 SH SOLE 20020 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1314 52500 SH SOLE 52500 0 0 MARKET VECTORS ETF TR EGYPT INDX ETF 57061R569 625 12930 SH SOLE 12930 0 0 MARSH & MCLENNAN COS INC COM 571748102 1282 29440 SH SOLE 29440 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2498 217200 SH SOLE 217200 0 0 MEDTRONIC INC COM 585055106 5219 98011 SH SOLE 98011 0 0 MERCK & CO INC NEW COM 58933Y105 11556 242725 SH SOLE 242725 0 0 MICROSOFT CORP COM 594918104 14741 442934 SH SOLE 442934 0 0 MILLENNIAL MEDIA INC COM 60040N105 81 11400 SH SOLE 11400 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 3311 516610 SH SOLE 516610 0 0 MOLYCORP INC DEL COM 608753109 407 62000 SH SOLE 62000 0 0 MONDELEZ INTL INC CL A 609207105 3540 112650 SH SOLE 112650 0 0 MONSTER BEVERAGE CORP COM 611740101 1320 25270 SH SOLE 25270 0 0 MORGAN STANLEY COM NEW 617446448 1100 40800 SH SOLE 40800 0 0 NEW GOLD INC CDA COM 644535106 132 22000 SH SOLE 22000 0 0 NEWMONT MINING CORP COM 651639106 776 27615 SH SOLE 27615 0 0 NII HLDGS INC CL B NEW 62913F201 2889 475905 SH SOLE 475905 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 86 11000 SH SOLE 11000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 3398 181920 SH SOLE 181920 0 0 NXSTAGE MEDICAL INC COM 67072V103 2061 156630 SH SOLE 156630 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 10362 110780 SH SOLE 110780 0 0 ORIX CORP SPONSORED ADR 686330101 3974 48569 SH SOLE 48569 0 0 PEPSICO INC COM 713448108 13079 164520 SH SOLE 164520 0 0 PFIZER INC COM 717081103 14732 512875 SH SOLE 512875 0 0 PG&E CORP COM 69331C108 8187 200080 SH SOLE 200080 0 0 PHILLIPS 66 COM 718546104 341 5890 SH SOLE 5890 0 0 PITNEY BOWES INC COM 724479100 3798 208800 SH SOLE 208800 0 0 PROCTER & GAMBLE CO COM 742718109 13594 179845 SH SOLE 179845 0 0 QEP RES INC COM 74733V100 2945 106360 SH SOLE 106360 0 0 QLIK TECHNOLOGIES INC COM 74733T105 4859 141950 SH SOLE 141950 0 0 QUALCOMM INC COM 747525103 5903 87692 SH SOLE 87692 0 0 RAMBUS INC DEL COM 750917106 1150 122380 SH SOLE 122380 0 0 RIVERBED TECHNOLOGY INC COM 768573107 2278 156109 SH SOLE 156109 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 4589 66650 SH SOLE 66650 0 0 SALESFORCE COM INC COM 79466L302 716 13800 SH SOLE 13800 0 0 SCHLUMBERGER LTD COM 806857108 5901 66786 SH SOLE 66786 0 0 SCHWAB CHARLES CORP NEW COM 808513105 4310 203860 SH SOLE 203860 0 0 SIEMENS A G SPONSORED ADR 826197501 362 3000 SH SOLE 3000 0 0 SIRIUS XM RADIO INC COM 82967N108 5712 1474175 SH SOLE 1474175 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 1924 28745 SH SOLE 28745 0 0 SOUTHWESTERN ENERGY CO COM 845467109 3970 109115 SH SOLE 109115 0 0 SPLUNK INC COM 848637104 300 5000 SH SOLE 5000 0 0 ST JUDE MED INC COM 790849103 3126 58270 SH SOLE 58270 0 0 STAPLES INC COM 855030102 3774 257605 SH SOLE 257605 0 0 STATOIL ASA SPONSORED ADR 85771P102 1565 69000 SH SOLE 69000 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 1615 175560 SH SOLE 175560 0 0 STRYKER CORP COM 863667101 7336 108540 SH SOLE 108540 0 0 SUNCOR ENERGY INC NEW COM 867224107 5302 148195 SH SOLE 148195 0 0 SUNTRUST BKS INC COM 867914103 3940 121540 SH SOLE 121540 0 0 TASER INTL INC COM 87651B104 446 30000 SH SOLE 30000 0 0 TEMPUR SEALY INTL INC COM 88023U101 633 14400 SH SOLE 14400 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4499 119085 SH SOLE 119085 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 295 3200 SH SOLE 3200 0 0 TIBCO SOFTWARE INC COM 88632Q103 3617 141360 SH SOLE 141360 0 0 TORNIER N V SHS N87237108 2265 117190 SH SOLE 117190 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 7192 56175 SH SOLE 56175 0 0 TRAVELERS COMPANIES INC COM 89417E109 3954 46640 SH SOLE 46640 0 0 TUESDAY MORNING CORP COM NEW 899035505 301 19720 SH SOLE 19720 0 0 TW TELECOM INC COM 87311L104 3234 108280 SH SOLE 108280 0 0 UNILEVER N V N Y SHS NEW 904784709 5506 145960 SH SOLE 145960 0 0 UNILEVER PLC SPON ADR NEW 904767704 1147 29740 SH SOLE 29740 0 0 UNION PAC CORP COM 907818108 210 1350 SH SOLE 1350 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1190 25500 SH SOLE 25500 0 0 VISA INC COM CL A 92826C839 1766 9240 SH SOLE 9240 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 598 17000 SH SOLE 17000 0 0 VULCAN MATLS CO COM 929160109 4825 93120 SH SOLE 93120 0 0 WALGREEN CO COM 931422109 7115 132247 SH SOLE 132247 0 0 WAL-MART STORES INC COM 931142103 3208 43380 SH SOLE 43380 0 0 WALTER ENERGY INC COM 93317Q105 2651 188940 SH SOLE 188940 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 6837 445986 SH SOLE 445986 0 0 WELLS FARGO & CO NEW COM 949746101 8655 209452 SH SOLE 209452 0 0 WEYERHAEUSER CO COM 962166104 713 24899 SH SOLE 24899 0 0 WHIRLPOOL CORP COM 963320106 1593 10880 SH SOLE 10880 0 0 WHITEWAVE FOODS CO COM CL A 966244105 674 33760 SH SOLE 33760 0 0 WILLBROS GROUP INC DEL COM 969203108 3500 381230 SH SOLE 381230 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2382 49700 SH SOLE 49700 0 0 WORKDAY INC CL A 98138H101 3458 42730 SH SOLE 42730 0 0 WRIGHT MED GROUP INC COM 98235T107 4038 154850 SH SOLE 154850 0 0 XEROX CORP COM 984121103 571 55450 SH SOLE 55450 0 0 XL GROUP PLC SHS G98290102 2952 95795 SH SOLE 95795 0 0 YAHOO INC COM 984332106 6253 188500 SH SOLE 188500 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 221 11000 SH SOLE 11000 0 0 YUM BRANDS INC COM 988498101 994 13920 SH SOLE 13920 0 0 ZALE CORP NEW COM 988858106 1685 110870 SH SOLE 110870 0 0 ZEP INC COM 98944B108 528 32500 SH SOLE 32500 0 0 ZIONS BANCORPORATION COM 989701107 2951 107605 SH SOLE 107605 0 0 ZYNGA INC CL A 98986T108 1069 291230 SH SOLE 291230 0 0