13F-HR 1 form13f_hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ------------------ Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ecofin Limited ------------------------------- Address: 15 Buckingham Street ------------------------------- London WC2N 6DU, United Kingdom ------------------------------- Form 13F File Number: 028- ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Murray ------------------------------- Title: Chairman ------------------------------- Phone: +44 (0)20 7451 2941 ------------------------------- Signature, Place, and Date of Signing: /s/ John Murray London, United Kingdom December 31, 2012 --------------- ---------------------- ----------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 56 ----------- Form 13F Information Table Value Total: $294,997 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name ------ ----------------------
INVEST- MENT OTHER VOTING AUTHORITY TITLE OF VALUE SHARES / SH / PUT/ DISCRE- MANA- --------------------------- SECURITY CLASS CUSIP (X$1,000) PRN AMT PRN CALL TION GERS SOLE SHARED NONE ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- AMERICAN ELECTRIC POWER ORD 025537101 986 23,112 SH Sole 23,112 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- CHENIERE ENERGY INC ORD 16411R208 4,269 227,333 SH Sole 227,333 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- CMS ENERGY CORP ORD 125896100 4,397 180,352 SH Sole 180,352 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- EXELON CORP ORD 30161N101 3,015 101,372 SH Sole 101,372 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- NISOURCE INC ORD 65473P105 5,391 216,588 SH Sole 216,588 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- NRG ENERGY INC ORD 629377508 11,953 519,924 SH Sole 519,924 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- OGE ENERGY CORP ORD 670837103 10,713 190,256 SH Sole 190,256 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- PEPCO HOLDINGS INC ORD 713291102 693 35,362 SH Sole 35,362 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- QUANTA SERVICES INC ORD 74762E102 14,035 514,291 SH Sole 514,291 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- EDISON INTERNATIONAL ORD 281020107 2,922 64,668 SH Sole 64,668 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- NORTHEAST UTILITIES ORD 664397106 10,208 261,217 SH Sole 261,217 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- WILLIAMS COS INC ORD 969457100 21,198 647,466 SH Sole 647,466 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- AMEREN CORPORATION ORD 023608102 857 27,896 SH Sole 27,896 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- DUKE ENERGY CORP ORD 26441C204 1,506 23,606 SH Sole 23,606 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- SPECTRA ENERGY CORP ORD 847560109 8,434 308,044 SH Sole 308,044 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- CALPINE CORP (UN*) ORD 131347304 20,143 1,111,041 SH Sole 1,111,041 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- FIRST SOLAR INC ORD 336433107 2,071 67,112 SH Sole 67,112 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- MEMC ELECTRONIC MATERIALS ORD 552715104 1,209 376,694 SH Sole 376,694 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- EQT CORP ORD 26884L109 7,949 134,775 SH Sole 134,775 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- COVANTA HOLDING CORP ORD 22282E102 2,503 135,892 SH Sole 135,892 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- POWER-ONE INC (UQ*) ORD 73930R102 8,542 2,079,305 SH Sole 2,079,305 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- TRINA SOLAR LTD-SPON ADR DR 89628E104 4,904 1,129,990 SH Sole 1,129,990 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- TESLA MOTORS INC ORD 88160R101 13,615 401,967 SH Sole 401,967 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- PPL 9.5% CV PRF 01-JUL-2013 (TRACE*) CONVPRF 69351T601 3,139 60,000 SH Sole 60,000 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- NEXTERA ENERGY INC ORD 65339F101 20,161 291,384 SH Sole 291,384 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- POLYPORE INTERNATIONAL INC (UN*) ORD 73179V103 3,246 69,812 SH Sole 69,812 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- ANADARKO PETROLEUM CORP (UN*) ORD 032511107 277 3,721 SH Sole 3,721 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- GENERAL ELECTRIC ORD 369604103 30,961 1,475,016 SH Sole 1,475,016 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- KINDER MORGAN INC ORD 49456B101 6,970 197,282 SH Sole 197,282 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- CABOT OIL AND GAS CORP(UN*) ORD 127097103 313 6,294 SH Sole 6,294 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- PPL 8.75% 01-MAY-2014 PFD CONVPRF 69351T114 2,687 50,000 SH Sole 50,000 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- NATIONAL OILWELL VARCO ORD 637071101 374 5,469 SH Sole 5,469 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- CONOCOPHILLIPS ORD 20825C104 230 3,974 SH Sole 3,974 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- RANGE RESOURCES CORP ORD 75281A109 278 4,426 SH Sole 4,426 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- HELMERICH AND PAYNE ORD 423452101 352 6,283 SH Sole 6,283 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- WESTPORT INNOVATIONS (US) ORD 960908309 4,409 165,056 SH Sole 165,056 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- BADGER METER INC ORD 056525108 2,440 51,472 SH Sole 51,472 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- CLEAN ENERGY FUELS ORD 184499101 176 14,111 SH Sole 14,111 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- ENERSYS ORD 29275Y102 6,619 175,885 SH Sole 175,885 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- ESCO TECHNOLOGIES ORD 296315104 3,914 104,622 SH Sole 104,622 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- FUEL SYSTEMS SOLUTIONS ORD 35952W103 1,129 76,781 SH Sole 76,781 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- GT ADVANCED TECHNOLOGIES ORD 36191U106 1,144 377,407 SH Sole 377,407 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- ITRON INC US ORD 465741106 3,584 80,450 SH Sole 80,450 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- UNIVERSAL DISPLAY ORD 91347P105 3,695 144,227 SH Sole 144,227 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- SUNPOWER CORP ORD 867652406 595 105,840 SH Sole 105,840 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- VEECO INSTRUMENTS INC (UW*) ORD 922417100 2,062 69,853 SH Sole 69,853 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- EXIDE TECHNOLOGIES ORD 302051206 1,144 334,533 SH Sole 334,533 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- A.O. SMITH ORD 831865209 1,955 30,995 SH Sole 30,995 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- MYR GROUP INC/DELAWARE (UN) ORD 55405W104 6,144 276,137 SH Sole 276,137 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- CREE INC ORD 225447101 6,649 195,674 SH Sole 195,674 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- EPL OIL AND GAS INC ORD 26883D108 227 10,080 SH Sole 10,080 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- GENERAL MOTORS ORD 37045V100 6,271 217,516 SH Sole 217,516 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- KBR ORD 48242W106 3,558 118,923 SH Sole 118,923 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- NAVISTAR ORD 63934E108 1,817 83,468 SH Sole 83,468 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- BORGWARNER ORD 099724106 5,192 72,494 SH Sole 72,494 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ---- LUXFER HOLDINGS PLC-ADR (US*) DR 550678106 1,772 144,405 SH Sole 144,405 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- ------------ ------ ----