0001140361-17-020635.txt : 20170515
0001140361-17-020635.hdr.sgml : 20170515
20170515160506
ACCESSION NUMBER: 0001140361-17-020635
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAFELET BROKAW CAPITAL MANAGEMENT, L.P.
CENTRAL INDEX KEY: 0001387672
IRS NUMBER: 205985013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12508
FILM NUMBER: 17844186
BUSINESS ADDRESS:
STREET 1: 410 PARK AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-201-7850
MAIL ADDRESS:
STREET 1: 410 PARK AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: TRAFELET CAPITAL MANAGEMENT, L.P.
DATE OF NAME CHANGE: 20070124
13F-HR
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0001387672
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03-31-2017
03-31-2017
TRAFELET BROKAW CAPITAL MANAGEMENT, L.P.
410 PARK AVENUE
17TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-12508
N
Andrew Loggia
Chief Financial Officer
212-201-7850
/s/ Andrew Loggia
New York
NY
05-15-2017
3
18
141945
false
1
0001280506
028-10829
TRAFELET & CO ADVISORS LLC
2
0001632542
028-16762
TBCM GP, LLC
3
0001297619
028-13171
TRAFELET REMY W
INFORMATION TABLE
2
form13fInfoTable.xml
AEGEAN MARINE PETROLEUM NETW
SHS
Y0017S102
20220
1678028
SH
DFND
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1678028
0
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ALICO INC
COM
016230104
9187
347992
SH
DFND
1,2,3
347992
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
17038
303443
SH
DFND
1,2,3
303443
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
98
11700
SH
DFND
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11700
0
0
BANK AMER CORP
W EXP 01/16/201
060505146
232
20500
SH
DFND
1,2,3
20500
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
8360
590802
SH
DFND
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0
CEDAR FAIR L P
DEPOSITRY UNIT
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CEMEX SAB DE CV
SPON ADR NEW
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171
18900
SH
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18900
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
7846
188100
SH
DFND
1,2,3
188100
0
0
DYNEGY INC NEW DEL
COM
26817R108
307
39000
SH
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39000
0
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GOLAR LNG LTD BERMUDA
SHS
G9456A100
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SH
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GTT COMMUNICATIONS INC
COM
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SH
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928550
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ISTAR INC
COM
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261
22100
SH
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OCLARO INC
COM NEW
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SH
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SIX FLAGS ENTMT CORP NEW
COM
83001A102
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VIDEOCON D2H LTD
ADR
92657J101
15437
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SH
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1,2,3
1342388
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WORLD PT TERMS LP
UNIT REP LTD PT
98159G107
5874
361045
SH
DFND
1,2,3
361045
0
0
YATRA ONLINE INC
ORD SHS
G98338109
95
10000
SH
DFND
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10000
0
0