0001831631-23-000156.txt : 20230511 0001831631-23-000156.hdr.sgml : 20230511 20230511161148 ACCESSION NUMBER: 0001831631-23-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230427 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martell Frank CENTRAL INDEX KEY: 0001387655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 23911134 MAIL ADDRESS: STREET 1: 10 GASTON FARMS ROAD CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 434-5964 MAIL ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_168383589675379.xml FORM 4 X0407 4 2023-04-27 0 0001831631 loanDepot, Inc. LDI 0001387655 Martell Frank C/O LOANDEPOT, INC. 6561 IRVINE CENTER DR. IRVINE CA 92618 1 1 0 0 CEO and President 0 Class A Common Stock 2023-04-27 4 M 0 250000 A 250000 D Class A Common Stock 2023-04-27 4 F 0 115428 1.76 D 134572 D Class A Common Stock 283285 I The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Restricted Stock Units 2023-04-27 4 M 0 250000 0 D Class A Common Stock 250000.0 750000 D This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The transaction reported reflects the withholding of RSUs in satisfaction of the Reporting Person's tax liability. As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20. The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. /s/ Amanda Darby, as Attorney-in-Fact for Frank Martell 2023-05-11