0001831631-22-000148.txt : 20220527 0001831631-22-000148.hdr.sgml : 20220527 20220527162412 ACCESSION NUMBER: 0001831631-22-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220525 FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martell Frank CENTRAL INDEX KEY: 0001387655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 22977935 MAIL ADDRESS: STREET 1: 10 GASTON FARMS ROAD CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 BUSINESS PHONE: 949-822-4716 MAIL ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 4 1 wf-form4_165368302478976.xml FORM 4 X0306 4 2022-05-25 0 0001831631 loanDepot, Inc. LDI 0001387655 Martell Frank C/O LOANDEPOT, INC. 26642 TOWNE CENTRE DRIVE FOOTHILL RANCH CA 92610 1 1 0 0 CEO and President Restricted Stock Units 2022-05-25 4 A 0 1000000 0 A Class A Common Stock 1000000.0 1000000 D Performance Share Units 2022-05-25 4 A 0 3000000 0 A Class A Common Stock 3000000.0 3000000 D Stock Option 2.72 2022-05-25 4 A 0 1000000 0 A 2032-05-25 Class A Common Stock 1000000.0 1000000 D Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/23, 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock. The PSUs vest on the 5th anniversary of the grant date in proportion to specified stock price hurdles being achieved by the Issuer's Class A Common stock. The stock options are scheduled to vest as follows, 250,000 on each of 4/27/23, 4/27/24, 4/27/25 and 4/27/26 /s/ Frank Martell 2022-05-27