0001563190-23-000156.txt : 20230707 0001563190-23-000156.hdr.sgml : 20230707 20230707191058 ACCESSION NUMBER: 0001563190-23-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230706 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martell Frank CENTRAL INDEX KEY: 0001387655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 231077974 MAIL ADDRESS: STREET 1: 10 GASTON FARMS ROAD CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 wk-form4_1688771449.xml FORM 4 X0407 4 2023-07-06 0 0001563190 Compass, Inc. COMP 0001387655 Martell Frank C/O COMPASS, INC. 90 FIFTH AVENUE NYC NY 10011 1 0 0 0 0 Class A Common Stock 2023-07-06 4 M 0 40394 0 A 66889 D Class A Common Stock 30000 I The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Restricted Stock Unit (RSU) 2023-07-06 4 M 0 40394 0 D Class A Common Stock 40394 0 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20. The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. /s/ Bradley K. Serwin, as attorney-in-fact 2023-07-07