0001563190-23-000125.txt : 20230605
0001563190-23-000125.hdr.sgml : 20230605
20230605171827
ACCESSION NUMBER: 0001563190-23-000125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20230605
DATE AS OF CHANGE: 20230605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martell Frank
CENTRAL INDEX KEY: 0001387655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40291
FILM NUMBER: 23993820
MAIL ADDRESS:
STREET 1: 10 GASTON FARMS ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass, Inc.
CENTRAL INDEX KEY: 0001563190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 300751604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 155 AVENUE OF THE AMERICAS
STREET 2: SIXTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 917-841-5555
MAIL ADDRESS:
STREET 1: 155 AVENUE OF THE AMERICAS
STREET 2: SIXTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: Urban Compass, Inc.
DATE OF NAME CHANGE: 20121128
4
1
wk-form4_1685999897.xml
FORM 4
X0407
4
2023-06-01
1
0001563190
Compass, Inc.
COMP
0001387655
Martell Frank
C/O COMPASS, INC.
90 FIFTH AVENUE
NYC
NY
10011
1
0
0
0
0
Class A Common Stock
2023-06-05
4
M
0
2901
0
A
26495
D
Class A Common Stock
30000
I
The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20
Restricted Stock Unit (RSU)
2023-06-01
4
A
0
58746
0
A
Class A Common Stock
58746
58746
D
Restricted Stock Unit (RSU)
2023-06-05
4
M
0
2901
0
D
Class A Common Stock
2901
0
D
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20.
These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024.
The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.
/s/ Bradley K. Serwin, as attorney-in-fact
2023-06-05