0001563190-22-000042.txt : 20220606 0001563190-22-000042.hdr.sgml : 20220606 20220606161559 ACCESSION NUMBER: 0001563190-22-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220602 FILED AS OF DATE: 20220606 DATE AS OF CHANGE: 20220606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martell Frank CENTRAL INDEX KEY: 0001387655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 22998245 MAIL ADDRESS: STREET 1: 10 GASTON FARMS ROAD CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 wf-form4_165454653554986.xml FORM 4 X0306 4 2022-06-02 0 0001563190 Compass, Inc. COMP 0001387655 Martell Frank C/O COMPASS, INC. 90 5TH AVENUE, 3RD FLOOR NYC NY 10011 1 0 0 0 Class A Common Stock 2022-06-03 4 M 0 12393 0 A 14894 D Class A Common Stock 30000 I The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Restricted Stock Unit (RSU) 2022-06-02 4 A 0 40394 0 A Class A Common Stock 40394.0 40394 D Restricted Stock Unit (RSU) 2022-06-02 4 A 0 11601 0 A Class A Common Stock 11601.0 11601 D Restricted Stock Unit (RSU) 2022-06-03 4 M 0 608 0 D Class A Common Stock 608.0 0 D Restricted Stock Unit (RSU) 2022-06-03 4 M 0 1420 0 D Class A Common Stock 1420.0 0 D Restricted Stock Unit (RSU) 2022-06-03 4 M 0 10365 0 D Class A Common Stock 10365.0 0 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022. The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022. The RSUs vest as to 100% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on March 28, 2022. The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021. These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021. /s/ Bradley K. Serwin, as attorney-in-fact 2022-06-06