0001563190-22-000042.txt : 20220606
0001563190-22-000042.hdr.sgml : 20220606
20220606161559
ACCESSION NUMBER: 0001563190-22-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220602
FILED AS OF DATE: 20220606
DATE AS OF CHANGE: 20220606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martell Frank
CENTRAL INDEX KEY: 0001387655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40291
FILM NUMBER: 22998245
MAIL ADDRESS:
STREET 1: 10 GASTON FARMS ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass, Inc.
CENTRAL INDEX KEY: 0001563190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 300751604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 155 AVENUE OF THE AMERICAS
STREET 2: SIXTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 917-841-5555
MAIL ADDRESS:
STREET 1: 155 AVENUE OF THE AMERICAS
STREET 2: SIXTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: Urban Compass, Inc.
DATE OF NAME CHANGE: 20121128
4
1
wf-form4_165454653554986.xml
FORM 4
X0306
4
2022-06-02
0
0001563190
Compass, Inc.
COMP
0001387655
Martell Frank
C/O COMPASS, INC.
90 5TH AVENUE, 3RD FLOOR
NYC
NY
10011
1
0
0
0
Class A Common Stock
2022-06-03
4
M
0
12393
0
A
14894
D
Class A Common Stock
30000
I
The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20
Restricted Stock Unit (RSU)
2022-06-02
4
A
0
40394
0
A
Class A Common Stock
40394.0
40394
D
Restricted Stock Unit (RSU)
2022-06-02
4
A
0
11601
0
A
Class A Common Stock
11601.0
11601
D
Restricted Stock Unit (RSU)
2022-06-03
4
M
0
608
0
D
Class A Common Stock
608.0
0
D
Restricted Stock Unit (RSU)
2022-06-03
4
M
0
1420
0
D
Class A Common Stock
1420.0
0
D
Restricted Stock Unit (RSU)
2022-06-03
4
M
0
10365
0
D
Class A Common Stock
10365.0
0
D
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20
The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022.
The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022.
The RSUs vest as to 100% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on March 28, 2022.
The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021.
These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021.
/s/ Bradley K. Serwin, as attorney-in-fact
2022-06-06