0001209191-21-071607.txt : 20211230 0001209191-21-071607.hdr.sgml : 20211230 20211230165209 ACCESSION NUMBER: 0001209191-21-071607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211229 FILED AS OF DATE: 20211230 DATE AS OF CHANGE: 20211230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martell Frank CENTRAL INDEX KEY: 0001387655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 211533410 MAIL ADDRESS: STREET 1: 10 GASTON FARMS ROAD CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-29 0 0001563190 Compass, Inc. COMP 0001387655 Martell Frank C/O COMPASS, INC. 90 5TH AVENUE, 3RD FLOOR NYC NY 10011 1 0 0 0 Restricted Stock Unit (RSU) 2021-12-29 4 A 0 10365 0.00 A Class A Common Stock 10365 10365 D Restricted Stock Unit (RSU) 2021-12-29 4 A 0 3921 0.00 A Class A Common Stock 3921 3921 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021. The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021. /s/ Bradley K. Serwin, as attorney-in-fact 2021-12-30