0001850902-24-000007.txt : 20240206 0001850902-24-000007.hdr.sgml : 20240206 20240206163823 ACCESSION NUMBER: 0001850902-24-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230602 FILED AS OF DATE: 20240206 DATE AS OF CHANGE: 20240206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNamara Robert CENTRAL INDEX KEY: 0001387652 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40538 FILM NUMBER: 24600825 MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BOULEVARD, SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Teknova, Inc. CENTRAL INDEX KEY: 0001850902 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 943368109 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2451 BERT DRIVE CITY: HOLLISTER STATE: CA ZIP: 95023 BUSINESS PHONE: 8316371100 MAIL ADDRESS: STREET 1: 2451 BERT DRIVE CITY: HOLLISTER STATE: CA ZIP: 95023 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-06-02 0 0001850902 Alpha Teknova, Inc. TKNO 0001387652 McNamara Robert C/O ALPHA TEKNOVA, INC. 2451 BERT DRIVE HOLLISTER CA 95023 1 0 0 0 0 Common Stock 2023-06-02 4 A 0 18815 0.0 A 28172 D Common Stock 2023-08-31 4 D 0 18815 0.0 D 9357 D Non-Qualified Stock Option (right to buy) 16.0 2023-08-31 4 D 0 12292 0.0 D 2031-06-24 Common Stock 12292 31959 D Non-Qualified Stock Option (right to buy) 16.0 2023-11-30 4 D 0 31959 0.0 D 2031-06-24 Common Stock 31959 0 D Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date. Reflects the forfeiture of 18,815 restricted stock units in connection with the Reporting Person's resignation from the Board of Directors of Alpha Teknova, Inc., effective August 31, 2023. Forfeiture of unvested stock options upon the effective date of the Reporting Person's resignation from the Board of Directors. On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months. Forfeiture of vested stock options after the expiration of the three-month exercise period following the effective date of the Reporting Person's resignation from the Board of Directors. By: Damon A. Terrill For: Robert Edward McNamara 2024-02-06