0001387467-24-000127.txt : 20241205 0001387467-24-000127.hdr.sgml : 20241205 20241205205448 ACCESSION NUMBER: 0001387467-24-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241204 FILED AS OF DATE: 20241205 DATE AS OF CHANGE: 20241205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liang Yifan CENTRAL INDEX KEY: 0001522325 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 241530343 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 4 1 wk-form4_1733450081.xml FORM 4 X0508 4 2024-12-04 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001522325 Liang Yifan 475 OAKMEAD PARKWAY SUNNYVALE CA 94085 0 1 0 0 CFO and Corp Secretary 1 Common Shares 2024-12-04 4 S 0 3877 47.5638 D 292302 D Common Shares 2024-12-04 4 S 0 9247 48.0552 D 283055 D Common Shares 2024-12-04 4 S 0 12791 50.049 D 270264 D Common Shares 2024-12-04 4 S 0 5089 50.4368 D 265175 D The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.0000 to $47.9800, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Includes 67,500 unvested shares subject to the Market-Based Performance Share Unit (MSU) granted on July 01, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person. Includes an aggregate of 46,250 shares subject to Restricted Share Unit (RSU) granted on March 15, 2021, March 15, 2022, March 15, 2023, and March 15, 2024 which will be issued as such units vest in accordance with their terms, and excludes 17,500 unvested common shares subject to the PSU granted on March 15, 2024, which may become vested upon achievement of certain corporate performance goals in the future. Includes 11,147 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2021 and March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.0000 to $48.8500, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.2800 to $50.2600, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.3100 to $50.9900, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. /s/ Yanbing Hong, attorney-in-fact for Yifan Liang 2024-12-06