0001387467-24-000033.txt : 20240313 0001387467-24-000033.hdr.sgml : 20240313 20240313180652 ACCESSION NUMBER: 0001387467-24-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240311 FILED AS OF DATE: 20240313 DATE AS OF CHANGE: 20240313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liang Yifan CENTRAL INDEX KEY: 0001522325 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 24747277 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 4 1 wk-form4_1710367601.xml FORM 4 X0508 4 2024-03-11 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001522325 Liang Yifan 475 OAKMEAD PARKWAY SUNNYVALE CA 94085 0 1 0 0 CFO and Corp Secretary 1 Common Shares 2024-03-11 4 M 0 30000 7.44 A 323296 D Common Shares 2024-03-11 4 S 0 30000 23.5955 D 293296 D Common Shares 2024-03-12 4 M 0 20000 7.44 A 313296 D Common Shares 2024-03-12 4 S 0 20000 23.3093 D 293296 D Common Shares 2024-03-13 4 M 0 20000 7.44 A 313296 D Common Shares 2024-03-13 4 S 0 20000 22.6709 D 293296 D Employee Share Option (right to buy) 7.44 2024-03-11 4 M 0 30000 0 D 2024-03-16 Common Share 30000 40000 D Employee Share Option (right to buy) 7.44 2024-03-12 4 M 0 20000 0 D 2024-03-16 Common Share 20000 20000 D Employee Share Option (right to buy) 7.44 2024-03-13 4 M 0 20000 0 D 2024-03-16 Common Share 20000 0 D Includes an aggregate of 47,500 shares subject to Restricted Share Unit awards (RSU) granted on March 16, 2020, March 15, 2021, March 15, 2022, and March 15, 2023 which will be issued as such units vest in accordance with their terms, and excludes 21,455 unvested common shares subject to the PSU granted on March 15, 2023, which may become vested upon achievement of certain corporate performance goals in the future. Includes 10,158 unvested shares subject to the PSU granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.4050 to $24.0100, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.0800 to $23.6400, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.3700 to $23.3100, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The option is fully vested and immediately exercisable for all option shares. /s/ Yanbing Hong, attorney-in-fact for Yifan Liang 2024-03-13