0001387467-24-000033.txt : 20240313
0001387467-24-000033.hdr.sgml : 20240313
20240313180652
ACCESSION NUMBER: 0001387467-24-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240311
FILED AS OF DATE: 20240313
DATE AS OF CHANGE: 20240313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liang Yifan
CENTRAL INDEX KEY: 0001522325
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 24747277
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
4
1
wk-form4_1710367601.xml
FORM 4
X0508
4
2024-03-11
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001522325
Liang Yifan
475 OAKMEAD PARKWAY
SUNNYVALE
CA
94085
0
1
0
0
CFO and Corp Secretary
1
Common Shares
2024-03-11
4
M
0
30000
7.44
A
323296
D
Common Shares
2024-03-11
4
S
0
30000
23.5955
D
293296
D
Common Shares
2024-03-12
4
M
0
20000
7.44
A
313296
D
Common Shares
2024-03-12
4
S
0
20000
23.3093
D
293296
D
Common Shares
2024-03-13
4
M
0
20000
7.44
A
313296
D
Common Shares
2024-03-13
4
S
0
20000
22.6709
D
293296
D
Employee Share Option (right to buy)
7.44
2024-03-11
4
M
0
30000
0
D
2024-03-16
Common Share
30000
40000
D
Employee Share Option (right to buy)
7.44
2024-03-12
4
M
0
20000
0
D
2024-03-16
Common Share
20000
20000
D
Employee Share Option (right to buy)
7.44
2024-03-13
4
M
0
20000
0
D
2024-03-16
Common Share
20000
0
D
Includes an aggregate of 47,500 shares subject to Restricted Share Unit awards (RSU) granted on March 16, 2020, March 15, 2021, March 15, 2022, and March 15, 2023 which will be issued as such units vest in accordance with their terms, and excludes 21,455 unvested common shares subject to the PSU granted on March 15, 2023, which may become vested upon achievement of certain corporate performance goals in the future.
Includes 10,158 unvested shares subject to the PSU granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.4050 to $24.0100, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.0800 to $23.6400, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.3700 to $23.3100, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The option is fully vested and immediately exercisable for all option shares.
/s/ Yanbing Hong, attorney-in-fact for Yifan Liang
2024-03-13