0001387467-20-000060.txt : 20201006
0001387467-20-000060.hdr.sgml : 20201006
20201006193320
ACCESSION NUMBER: 0001387467-20-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201005
FILED AS OF DATE: 20201006
DATE AS OF CHANGE: 20201006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Mike F
CENTRAL INDEX KEY: 0001511393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 201227868
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
4
1
wf-form4_160202718699816.xml
FORM 4
X0306
4
2020-10-05
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001511393
Chang Mike F
475 OAKMEAD PARKWAY
SUNNYVALE
CA
94085
1
1
1
0
Chief Executive Officer
Common Shares
2020-10-05
4
M
0
94000
12.68
A
4522597
D
Common Shares
2020-10-05
4
S
0
94000
15.50
D
4428597
D
Employee Share Option (right to buy)
12.68
2020-10-05
4
M
0
94000
0
D
2021-03-06
Common Shares
94000.0
0
D
Includes an aggregate of 150,000 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 70,000 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 14,175 unvested common shares subject to the 2017 PSU and 45,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 28, 2020.
The price reported in Column 4 is the exact price at which all shares were sold.
All options are fully vested and exercisable.
/s/ Yanbing Hong, attorney-in-fact for Mike F. Chang
2020-10-06